Opinion
The defendant, Alvaro F., appeals
2
from the judgment of the trial court, rendered after a jury trial, convicting him of two counts of sexual assault in the fourth degree in violation of General Statutes (Rev.
to 2005) § 53a-73a (a) (1) (A)
3
and two counts of risk of injury to a child in violation of General Statutes (Rev. to 2005) § 53-21 (a) (2).
4
On appeal, the defendant claims that his conviction of, and punishment for, both crimes violated his federal and state constitutional rights against double
The record reveals the following facts, which the juiy reasonably could have found, and the relevant procedural history. On the evening of August 3, 2006, the defendant, the defendant’s two stepdaughters, A, age ten, and AL, age seven, and the children’s mother, E, were sleeping in the family’s living room, which was the only air conditioned room in their apartment. The defendant and E slept on a mattress on the floor, while the two children slept on a couch next to the mattress. At approximately 2 a.m., A awoke when she felt the defendant’s hand inside her underwear, digitally probing her vaginal area. A attempted to get away from the defendant, but he prevented her from doing so by pushing her down on the couch. When the defendant finally stopped touching her, A went to her sister’s room and fell asleep watching television.
Thereafter, A awoke again at approximately 6 a.m., when, for a second time, she felt the defendant’s hand underneath her underwear, probing her vaginal area and attempting to penetrate her digitally. The defendant continued touching A in this manner until his cellular telephone rang, at which point he pulled up A’s pajamas and left for work. Thereafter, A went into her bedroom and wrote a letter to E telling her what had happened, as she felt unable to express herself verbally regarding the events of the previous night. After reading the letter and discussing it with A the next morning, E called the police, and the defendant subsequently was arrested on his way home from work.
The state charged the defendant with two counts of sexual assault in the first degree in violation of General Statutes § 53a-70 (a) (2), 6 two counts of sexual assault in the fourth degree in violation of § 53a-73a (a) (1) (A) and two counts of risk of injury to a child in violation of § 53-21 (a) (2). The defendant was tried before ajury, which returned a verdict convicting him of two counts of sexual assault in the fourth degree and two counts of risk of injury to a child, but acquitting him of the two counts of sexual assault in the first degree. 7 This appeal followed.
On appeal, the defendant claims that his conviction of both sexual assault in the fourth degree and risk of injury to a child, for each of the two occasions on which he touched A’s intimate parts, violated
“The fifth amendment to the United States constitution provides in relevant part: No person shall ... be subject for the same offense to be twice put in jeopardy of life or limb .... The double jeopardy clause of the fifth amendment is made applicable to the states through the due process clause of the fourteenth
amendment.
Benton
v.
Maryland,
In determining whether a defendant has been placed in double jeopardy under the multiple punishments prong, we apply a two step process. “First, the charges must arise out of the same act or transaction. Second, it must be determined whether the charged crimes аre the same offense. Multiple punishments are forbidden only if both conditions are met.” (Internal quotation marks omitted.)
State
v.
Woodson,
“Traditionally we have applied the [test set out in
Blockburger
v.
Our courts have addressed the relationship between risk of injury to a child and the various degrees of sexual assault in the context of double jeopardy claims on several occasions, each time concluding that the two crimes do not constitute the same offense. In
State
v.
Bletsch,
supra,
The defendant contends, however, that these cases, and others like them,
10
are
The defendant in the present case was charged in counts three and five of the amended information with, respectively, risk of injury to a child in violation of § 53-21 (a) (2) and sexual assault in the fourth degree in violation of § 53a-73a (a) (1) (A) in connection with the incident that occurred at 2 a.m., and in counts four and six, respectively, with the same crimes in connection with the incident that occurred at 6 a.m. Even a cursory review of the statutory language of these crimes indicates that each offense requires proof of a fact thаt the other does not. “To convict the defendant of risk of injury to a child under § 53-21 [a] (2), the state must prove that (1) the defendant had contact with the intimate parts of, or subjected to contact with his intimate parts, (2) a child under the age of sixteen years, (3) in a sexually and indecent manner likely to impair the health or morals of such child.”
State
v.
Bletsch,
supra,
Thus, although a defendant may not be convicted under § 53-21 (a) (2) unless the state proves that the contact was made “in a sexual and indecent manner likely to impair the health or morals of such child,” there is no such requirement under § 53a-73a (a) (1)
(A). See
State
v.
Stephen O.,
“Our analysis of [the defendant’s] double jeopardy [claim] does not end, however, with a comparison of the offenses. The
Blockburger
test is a rule of statutory construction, and because it serves as a means of discerning [legislative] purpose the rule should not be controlling where, for example, thеre is a clear indication of contrary legislative intent.” (Internal quotation marks omitted.)
State
v.
Kirsch,
supra,
In the present case, the defendant concedes that the legislature intended to create a separate crime from sexual assault in the fourth degree when it amended § 53-21 to include subdivision (2)
Although accurate, the defendant’s recitation of the remarks of Representatives Lawlor and Radcliffe simply bears no relationship to the question at hand because those statements pertain only to the legislature’s intent to classify § 53-21 (a) (2) as a sex crime, without any reference to whether the punishmеnts imposed by that section were intended either to supplement or to supplant the punishments that may be imposed for other crimes also subject to the registration requirements of § 54-250 et seq. The mere classification of an offense as a sex crime does not, without more, indicate a clear legislative intent to prohibit punishment for that crime in addition
The judgment is affirmed.
In this opinion the other justices concurred.
Notes
The defendant appealed from the judgment of the trial court to the Appellate Court, and we transferred the appeal to this court pursuant to General Statutes § 51-199 (c) and Practice Book § 65-1.
General Statutes (Rev. to 2005) § 53a-73a (a) provides in relevant part: “A person is guilty ol' sexual assault in the fourth degree when: (1) Such person intentionally subjects another person to sexual contact who is (A) under fifteen years of age . . . .”
We note that § 53a-73a (a) was subsequently revised in 2007. See Public Acts 2007, No. 07-143, § 2. Those amendments are not relevant to this appeal. Hereafter, unless otherwise indicated, all references to § 53a-73a (a) are to the 2005 revision.
General Statutes (Rev. to 2005) § 53-21 (a) provides in relevant part: “Any person who ... (2) has contact with the intimate parts, as defined in section 53a-65, of a child under the age of sixteen years or subjects a child under sixteen years of age to contact with the intimate parts of such person, in a sexual and indecent manner likely to impair the health or morals of such child . . . shall be guilty of ... a class B felony . . . .”
We note that § 53-21 (a) was subsequently revised in 2007. See Public Acts 2007, No. 07-143, § 4. Those amendments are not relevant to this appeal. Hereafter, unless otherwise indicated, all references to § 53-21 (a) are to the 2005 revision.
“The fifth amendment to the United States constitution provides in relevant part: No person shall ... be subject for the same offense to be twice put in jeopardy of life or limb .... The double jeopardy clause of the fifth amendment is made applicable to the states through the due process clause of the fourteenth amendment.
Benton
v.
Maryland,
General Statutes § 53a-70 (a) provides in relevant part: “A person is guilty of sexual assault in the first degree when such pеrson ... (2) engages in sexual intercourse with another person and such other person is under thirteen years of age and the actor is more than two years older than such person . . . .”
The trial court sentenced the defendant to a total effective sentence of six years imprisonment and ten years probation. That court also ordered the defendant to submit to DNA testing and to register as a sex offender.
The defendant concedes that his double jeopardy claim was not properly preserved at trial, but nevertheless seeks review of his claim under
State
v.
Golding,
General Statutes (Rev. to 1991) § 53-21 provides: “Any person who wilfully or unlawfully causes or permits any child under the age of sixteen years to be placed in such a situation that its life or limb is endangered, or its health is likely to be injured, or its morals likely to be impaired, or does any act likely to impair the health or morals of any such child, shall be fined not more than five hundred dollars or imprisoned not more than ten years or both.”
See, e.g.,
State
v. James,
Moreover, the defendant’s attempt to distinguish prior case law on this issue fails to address a recent Appellate Court decision,
State
v.
Stephen O.,
We recognize that in practice it may be difficult, although not impossible, for the state to prove the specific intent requirement under § 53a-73a (a) (1) (A) without also proving the “sexual and indecent manner likely to impair the health or morals of such child” requirement under § 53-21 (a) (2) , and vice versa. We nevertheless conclude that the two elements require proof of different facts, however, because the former focuses solely on the perpetrator's intent or purpose in performing the аct, whereas the latter requires proof of a likely psychological or physical impact upon the victim, regardless of whether the perpetrator specifically intended such a result. See
State
v.
Stephen O.,
supra,
Adopting a “concentric circle analysis,” the defendant attempts to avoid this conclusion by claiming that it is impossible to commit risk of injury to a child under subdivisiоn (2) of subsection (a) without also committing sexual assault in the fourth degree. Specifically, the defendant contends that the fifteen year age requirement under § 53a-73a (a) (1) (A) is subsumed within the sixteen year age requirement under § 53-21 (a) (2), and that, in any event, the defendant was sentenced on the sexual assault charges under § 53a-73a (b), which increases the penalty for sexual assault in the fourth degree to that of a class D felony if the victim is under sixteen years of age. More importantly, despite admitting that sexual assault in the fourth degree requires additional proof of a specific intent that risk of injury to a child does not, the defendant nevertheless inexplicably asserts that the “sexual contact” requirement of sexual assault is somehow subsumed within the “contact with the intimate parts ... of a child” requirement for risk of injury to a child. The defendant’s claim is without merit. Even if we were to assume, without deciding, that the age requirement of § 53a-73a (a) (1) (A) is a subset of § 53-21 (a) (2), and not the other way around, the defendant’s double jeopardy claim would still fail the Blockburger test because each offense requires proof of a different element that the othеr does not, namely, a specific intent requirement for sexual assault in the fourth degree and a likely physical or psychological impact on the victim, whether intended or not, for risk of injury to a child. See footnote 12 of this opinion.
The defendant contends that the burden is on the state to rebut the presumption created under
Blockburger.
The defendant’s assertion in this regard, however, is premised on the success of his claim that the crimes involved in this case constitute the same offense under that test. Although we agree that the burden to rebut the presumption wоuld have shifted to the state if the defendant had been successful in the first part of the analysis, we have concluded that risk of injury to a child and sexual assault in the fourth degree do not constitute the same offense under
Blockburger.
Accordingly, the burden remains on the defendant to present evidence of a clear legislative intent to the contrary. See
State
v.
Snook,
supra,
Specifically, Representative Lawlor remarked: “Risk of [i]pjury under the file copy has been divided into two sections. The first section would be the [nonsexual] assault type of violation of [§] 53-21, if you will. And section two would be the sex offense violation of [§] 53-21 and the prohibition on [accelerated rehabilitation] is only for persons charged under sub[division] [2] of [§] 53-21.” 38 H.R. Proc., Pt. 7, 1995 Sess., p. 2606. Similarly, Representative Radcliffe remarked that “[the bill] changes the [r]isk of [i]njuiy to a [m]inor statute, which has been talked about, divided into two sections because that is the section under which most pedophiles will either be found guilty or will have [pleaded] guilty to an offense. This will clearly indicate that that’s to be included in the sexual registration statute.” Id., p. 2612.
The defendant also contends that he is relieved of his burden of proof on this issue by virtue of the rule of lenity, which requires that any ambiguity as to whether the legislature intended multiple punishments to be imposed for the defendant’s violation of two separate offenses must be resolved in his favor. The defendant’s claim is without merit, however, “because a necessary predicate to the application of the rule of lenity is a conclusion that the statute is ambiguous, meaning that it yields more than one reasonable interpretation
after we have applied all of our tools of construction."
(Emphasis in original.)
In re William, D.,
