State v. AlvarezState v. Alvarez
Opinion
Thе dispositive issue in this interlocutory appeal is whether the defendant’s prosecution for manslaughter in the first degree is barred by the federal constitutional prohibition against double jeopardy where he pleaded guilty to assault in the first degree and was convicted and sentenced on that charge, only later to be charged with manslaughter in the first degree after the victim of the assault died following the defendant’s conviction. The defendant appеals
The defendant, Washington Alvarez, claims that, because he already had entered a plea of guilty to, and had been found guilty of, inter alia, the crime of assault in the first degree in connection with the beating of the victim, Mathew Kosbob, the trial court improperly denied his motion to dismiss the subsequent charge of manslaughter in the first degree. The manslaughtеr information was filed by the state following the victim’s death, from the consequences of the assault, approximately eighteen months after the defendant’s assault conviction. Specifically, the defendant contends that this prosecution for manslaughter in the first degree
In 1997, the defendant was charged with assault in the first degree in violation of
After the defendant’s conviction on those charges, the victim died in November, 1998, from the consequences of the 1995 assault. The state then filed the information that is the subject of the motion to dismiss in the present case, charging the defendant with manslaughter in the first degree in violation of
The following facts and procedural history, as set forth by the trial court in its memorandum of decision
“In March, 1997, while the victim was still hospitalized, the state filed [an] amended [information] against [the defendant] charging the crimes of (1) assault in the first degree while aided by two or more persons actually present and by means of a dangerous instrument; (2) kidnapping in the first degreе; and (3) conspiracy to commit assault in the first degree and kidnapping in the first degree.
“On March 21, 1997, [the defendant] entered a plea of guilty to each of the three counts. On June 26, 1997, [the defendant] was sentenced on the kidnapping in the first degree count to incarceration for twenty-five years, execution suspended after fifteen years, and probation on the unexecuted portion for five years. On the counts of assault in the first degree and consрiracy to commit assault in the first degree, the defendant was sentenced to fifteen years on each count to run concurrently with the kidnapping count, [for] a total effective sentence of twenty-five years, suspended after fifteen years, and
The trial court also stated: “After the death of the victim . . . the state secured the issuance of [an] arrest [warrant] charging [the defendant] with the crime of manslaughter in the first degree. It is the information filed on the basis of [this warrant], alleging that with intent to cause serious physical injury to [the victim], he caused the death of [the victim], that [the defendant] seeks to have dismissed.” The trial court determined that the subsequent prosecution for manslaughter did not violate the defendant’s constitutional protection against double jeopardy or violate his due process rights.
I
The defendant first claims that his рrosecution for manslaughter in the first degree violates the prohibition against double jeopardy because it subjects him both to a successive prosecution and a multiple punishment for the same offense. We disagree with his successive prosecution claim and do not decide his multiple punishment claim.
“The double jeopardy clause of the fifth amendment to the United States constitution provides: ‘[N]or shall any person be subject for the same offense to be twice put in jeopardy of life or limb . . . .’ The double jeopardy clause is applicable to the states through the due process clause of the fourteenth amendment. See Benton v. Maryland,
“We have recognized that the Double Jeopardy Clause consists of several protections: It protects against a second prosecution for the same offense after acquittal. It protects against a second prosecution for the same offense after conviction. And it protects against multiple punishments for the same offense. North Carolina v. Pearce,
A
We first turn to the defendant’s claim that the state’s prosecution of the manslaughter charge violates the prohibition against double jeopardy because it subjects him to a successive prosecution for the same offense. Specifically, the defendant contends that: (1) manslaughter in the first degree constitutes the same offense as assault in the first degree for double jeopardy
“The traditional approach to analyzing whether two offenses constitute the same offense [for double jeopardy purposes] was set forth in Blockburger v. United States,
Application of the Blockburger test to the facts of this case leads us to conclude that manslaughter in the first degree is not the same offense as assault in the first degree for double jeopardy purposes. In the information filed after the victim’s death, the state charged the defendant with manslaughter in the first degree under
The defendant further claims that regardless of whether manslaughter in the first degree and assault in the first degree are the same offense under the Blockburger test, his prosecution for the charge of manslaughter in the first degree violates the prohibition against double jeopardy under the principles enunciated in State v. Lonergan, supra,
In Lonergan, we adopted the reasoning of the Appellate Court and concluded that “if the same evidence offered to prove a violation of the offense charged in
Our conclusion in Lonergan was based on our analysis of a series of United States Supreme Court cases that culminated in Illinois v. Vitale,
In 1993, however, only three years after Grady was decided, and four years after our decision in Lonergan, the United States Supreme Court overruled Grady. See United States v. Dixon,
“Having encountered today yet another situation in which the pre-Grady understanding of the Double Jeopardy Clause allows a second trial, though the same-conduct test would not, we think it time to acknowledge what is now, three years after Grady, compellingly clear: [That decision] was a mistake. We do not lightly reconsider a precedent, but, because Grady contradicted an unbroken line of decisions, contained less than accurate historical analysis, and has produced confusion, we do so here. Solorio v. United States,
Until the present case, we have not had occasion to revisit our decision in State v. Lonergan, supra,
In adopting the reasoning of the Appellate Court in Lonergan, we concluded that the Appellate Court had engaged in an accurate analysis of federal double jeopardy precedent, including Illinois v. Vitale, supra,
At oral argument before this court, the defendant claimed that Dixon does not require this court to overrule Lonergan. The defendant argued that Dixon only overruled Grady, and that Lonergan was not based on
In the present case, we have determined that manslaughter in the first degree is separate and distinct from assault in the first degree under the Blockburger analysis. We conclude, therefore, that the state’s prosecution of the defendant for manslaughter in the first degree does not violate the federal constitutional prohibition against double jeopardy.
B
The defendant in this interlocutory appeal further claims that his prosecution for manslaughter in the first degree violates the prohibition against double jeopardy because it constitutes multiple punishments for the same offense. We fully addressed and rejected this identical claim in a companion case also decided today. See State v. Crawford, supra,
The defendant also claims in this interlocutory appeal that the prosecution for manslaughter in the first degree violates his rights to due process.
“We have been disinclined ... to extend the privilege of an interlocutory appeal in criminal cases beyond the double jeopardy circumstance. This reluctance stems principally from our concern that to allow such appeals would greatly delay the orderly progress of criminal prosecutions in the trial court, as vividly illustrated in the present instance where more than two years have elaрsed while this appeal has been pending. [T]he opportunity to appeal in such a situation might well serve the purpose of parties who desire for their own ends to postpone the final determination of the issues. State v. Kemp,
The decision of the trial court is affirmed.
In this opinion the other justices concurred.
Notes
The defendant appealed from the ruling of the trial court to the Appellate Court, and we transferred the appeal to this court pursuant to
Because the defendant has not presented a separate analysis of his double jeopardy claim under the state constitution, we confine our аnalysis to the application of the federal constitution’s double jeopardy bar. See, e.g., State v. Colton,
“In criminal cases, as an exception to the general rule, colorable claims of double jeopardy may be appealed before a final judgment has been rendered by the trial court.” State v. James,
Tho defendant further claims that his prosecution for manslaughter in the first degree is barred by double jeopardy because that charge constitutes the sаme offense as assault in the first degree for double jeopardy purposes since both crimes are classified as class B felonies. The defendant cites no relevant case law in support of his position.
At the time of this interlocutory appeal, the state had filed only a short form information for the charge of manslaughter in the first degree.
The defendant does not specify whether this claim is raised under the federal or the state constitution. We treat the defendant’s claim, therefore, as limited to the federal constitution.