State v. AllisonState v. Allison
This first-degree murder case considers defendant Christopher J. Allison’s four contentions that: (1) the district court erred in instructing the jury concerning the testimony of a witness who receives benefits from the State; (2) the State’s service of notice of intent to seek the hard-40 sentence under
Allison was convicted in a jury trial of first-degree premeditated murder,
We find no error and affirm.
FACTS
Allison, Jason Topper, Patrick Thomas, and Tammy Hotchkin burglarized the home of Hotchldn’s father and stepmother in Arkansas City while her father and stepmother were at church. The burglars had cased the home and expected to find a safe when they returned; however, the safe had been moved. Allison was upset. He thought Hotchkin may have tipped off her father. A day or two after the Hotchkin burglary, Allison, Topper and Thomas burglarized the Hanshaw home in Winfield. Hotchkin wanted to participatе in the Hanshaw burglary, but Allison would not let her. Allison was concerned that Hotchkin might report the burglaries to the police. Allison spoke with Thomas and Topper about killing Hotch-kin.
Allison, Thomas, and Topper picked up Wendy Williams and returned to Topper’s trailer home. Rebecca Topper (Toрper’s wife and Allison’s sister) and Anthony Kelly were there. Allison said “Pat [Thomas] chickened out,” and then proceeded to describe the murder. Allison was afraid Hotchkin would tell “the cops” about the burglaries. He threatened that if anyone told what had happened, he would “take everybody out before he went down.” Anthony Kelly called his parole officer early the next morning to report what he had heard.
Allison, Topper, Thomas and Wendy Williams pawned Hotch-kin’s leather jacket in Wichita. On the trip back to Winfield, they placed a sack containing the unused portion of the rope, gloves worn the night of the murder, plastic gloves used in cleaning Hotchkin’s leather jacket, and Hotchkin’s personal items in a dumpster. The authorities recovered the sack.
Topper and Thomas named Allison as the shooter in statements taken by the police. Topper identified the murder site. Hotchkin’s
Topper and Thomas, identified Allison at trial as the shooter. Several items of physical .evidence, inpluding the murder weapon and sack recovered in-.the dumpster, were introduced. Rebecca Topper and Anthony Kelly related Allison’s description at the Topper home of his role in the murder. Wеndy Williams, under a grant of immunity, testified that Allison, on the night of the murder, said he shot Hotchkin. Allisdn testified oh his own behalf. Allison’s testimony was largely consistent with that of Topper and Thomas, except about who pulled the trigger. Allison admitted going to the river to shoot guns, but claimed that Thomas shot Hotchkin when Allison slipped and fell in front of Hotchkin and she began laughing at Allison. ■ ‘ ’ :
DISCUSSION
A Witness Receiving Benefits From the State— the fury; Instruction
At trial, Allison requested what he characterized as a modified instruction from PIK Crim. 3d 52.18-A:
“You should consider with caution the testimony of a witness whо gives testimony in exchange for benefits from the state. - .
“You have heard the testimony of (Jason Topper and Patrick Thomas). He is providing evidence for the state in exchange for a promise from the state. He told the government what he would testify to in exchange Tor this promise.’Alterna-' tively, the state may present the testimony of someone who has been promised favorable treatment in his-own-case in exchange for his testimony. Sóme people in this position are entirely truthful.when'testifying. Still, you should cоnsider the testimony of __with more- caution than-the testimony, of other.witnes^es. He may have had reason to make up stories or exaggerate what others did because he wanted to strike a good bargain with this state about his own case. In deciding whether you believe ’s testimony, .you should keep these comments in mind.”
The district court refused-to'give Allison’s requested instruction and instead gave the following Instruction No. 18:
“You should consider with caution the testimony of a witness who, in exchange for benefits from the State, testifies in behаlf of the State, if that testimony is not supported by other evidence.”
PIK Crim. 3d 52.18-A (Testimony of an Informant — For Benefits) provides:
“You should consider with caution the testimony of an informant who, in exchange for benefits from the State, acts as an agent for the State in obtaining evidence against a defendant, if that testimony is not supported by other evidence.”
The district court, without any objection from Allison, also gave Instruction No. 17 based on PIK Crim. 3d 52.18 (Testimony of an Accomplice):
“An accomplice witness is one who testifies thаt he was involved in the commission of a crime with which the defendant is charged. You should consider with caution the testimony of an accomplice.”
PIK Crim. 3d 52.18-A arises from
State v. Novotny,
Instructions 17 and 18 address separate concerns regarding witness reliability. An accomplice has incentive to minimize involvement in the crime and maximize the culpability of the others involved. “When an accomplice testifies, and whether that testimony is corroborated or not, the better practice is for the trial court to give a cautionary instruction.”
State v. Moore,
The district court’s Instruction 18 is a modification of PIK Crim. 3d 52.18-A.
We have recently observed:
“The pattern jury instructions for Kansas (PIK) have been developed by a knowledgeable committee to bring accuracy, clarity, and uniformity to jury instructions. They should be the starting point in the preparation of any set of jury instructions. If the particular facts in a given case require modification of the applicable pattern instruction or the addition of some instruction not included in PIK; the trial court should not hesitate to make such modification or addition. However, absent such need, PIK instructions and recommendations should be followed.” State v. Whitaker, 255 Kan. 118 , Syl. ¶ 1,872 P.2d 278 (1994).
Allison argues that Instruction 18 nullifies Instruction 17. He contends that the corroborating physical evidence introduced at trial did not establish who the shooter was, and the corroborating evidence of who the shooter was consisted of testimony from another State’s witness who received benefits. Thus, Instruction 18 told the jury to consider with cautiоn the subject testimony “if that testimony is not supported by other evidence,” whereas Instruction 17 told the jury to “consider with caution the testimony of an accomplice.” Allison believes that the jury could have disregarded the caution given in Instruction 17 because there was corroborating evidence for Topper’s and Thomas’ testimony.
During the jury instructions conference, the State objected to Instruction 18, stating: “It’s the State’s position that that cautionary instruction only applies to paid informants and that no witnеsses for the State could be considered paid informants.” Allison’s counsel said:
“Your Honor, the defendant had requested an instruction along the line of Instruction Number 18, which was simply more expansive; and we — At the conclusion of our discussion about the specific instructions, we’ll ask that that instruction be submitted in lieu of Instruction 18.”
The district court considered Allison’s counsel’s comments as an objection and overruled the objections of both counsel. The district court was not made aware of the asserted contradiсtion between Instructions 17 and 18 advanced by appellate counsel before this court.
Both Instructions 17 and 18 are based on PIK Crim. 3d 52.18 and 52.18-A. Each addresses separate credibility concerns: the accomplice’s incentive to point the finger at someone else (17), and the witness’ incentive to receive benefits to strengthen “bargained-
“When reviewing challenges to jury instructions, the instructions are to be considered together and read as a whole without isolating any one instruction. If the instructions properly and fairly state the law as applied to the facts in the case, and if the jury could not reasonably have been misled by them, then the instructions do not constitute reversible error although they may be in some small way erroneous. Whitaker,255 Kan. 118 , Syl. ¶ 3.
The trial court did not err in instructing the jury.
The Stated Notice of Intent to Seek the Hard 40
Allison claims that he was not served with a copy of the State’s Notice of Intent to Seek the hard 40 at the time of his arraignment.
“If a defendant is charged with murder in the first degree, the county or district attorney shall file written notice if such attorney intends, upon conviction or adjudication of guilt of the defendant, to request a separate sentencing proceeding to determine whether the defendant should be required to serve a mandatory term of imprisonment of 40 years. Such notice shall be filed with the court and served on the defendant or the defendant’s attorney at the time of arraignment. If such notice is not filed and served as required by this subsection, the county or district attorney may not request such a sentencing proceeding and the defendant, if convicted of murder in the first degree, shall be sentenced as otherwise provided by law, and no mandatory term of imprisonment shall be imposed hereunder.” (Emphasis added.)
At his arraignment hearing on July 6,1993, Allison entered “not guilty” pleas to all charges. Immediately after Allison entеred his plea of “not guilty” on the last charge (terroristic threat), the following discussion took place:
“THE COURT: Mr. Pringle, Go ahead.
“MR. PRINGLE: Your Honor, I would ask that the record reflect that the State of Kansas through myself, Jim Pringle, Cowley County Attorney, is serving upon the defendant notice that the State of Kansas intends upon conviction or adjudication of guilt of the defendant of the crime, of premeditated murder to request a separate sentencing proceeding to determine whether the defendant should be required to serve a mandаtory term of imprisonment forty years, pursuant toK.S.A. 1992 Supplement 21-42 et seq. [21-4624(1)]. I’m filing a copy of the same showing said service with the Court.
“THE COURT: All right, Mr. Allison, the County Attorney has just served you with notice of his intent to seek a mandatory imprisonment term of forty years if you are convicted of the crime of premeditated murder. Do you understand that that’s what he’s requesting at this time, the opportunity to present evidence to impose that sentence?
“THE DEFENDANT: Yes.
“THE COURT: Have you discussed that with Mr. Krusor, your counsel?
“THE DEFENDANT: Yes.
“THE COURT: And he’s explained to you the procedure and your exposure to the mandatory term of imprisonment of forty years if you are convicted of the crime charged in Count XIII, which is murder in the first degree. Is that correct?
“THE DEFENDANT: Yes.
“THE COURT: And youve discussed that with him?
“THE DEFENDANT: Yes.
“THE COURT: And the fifing of the notification of intent by the County Attorney to seek that sentence has no effect upon your plea. Is that correct?
“THE DEFENDANT: Yes.
“THE COURT: If that notice had been filed prior to the time you had entered your not guilty pleas, would your not guilty pleas have been any different?
“THE DEFENDANT: No.
“THE COURT: You intended to plead not guilty to all of these charges, knowing that this notification of intent to seеk the mandatory term of forty years would be filed. Is that correct?
“THE DEFENDANT: Yes.
THE COURT: Is that your understanding of it, Mr. Krusor?
“MR. KRUSOR: It is, Your Honor.
“Your Honor, may I address the Court with respect to the trial date?
“THE COURT: You may, sir.”
Allison contends that his arraignment was completed at the moment he entered his last plea. Because he did not receive the notice until after that moment (although the judge, attorneys,' and defendant were still present and on the record), he argues the notice is invalid under
Here, Allison was served with notice before the judge had concluded the arraignment hearing. The record shows notice was filed with the court at the same time.
We have defined arraignment as
“ ‘the formal act of calling the defendant before a court having jurisdiction to impose sentence for the offense charged; informing the defendant of the offense charged by reading the complaint, information or indictment or stating to him the substance of the charge; and asking defendant whether he is guilty or not guilty or-to otherwise plead as permissible bylaw.’ ” State v. Smith,247 Kan. 455 , 458, 799.P.2d 497 (1990) (quoting State v. Rosine,233 Kan. 663 , Syl. ¶ 3,664 P.2d 852 [1983]).
“Arraignment shall be conducted in open court and shall consist of reading the cpmplaint, information or indictment to the defendant or stating to the defendant the substance of the charge and calling upon the defendant to plead thereto. The defendant shall be given a copy of the indictment or information before the defendant is called upon to plead. Except as provided in subsection (b), if the crime charged is a felony, the defendant must be personally present for arraignment; if a misdemeanor, with the approval of the cpurt, the defendant may appear by counsel. The court may direct any officer who has custody of the defendant to bring the defendant before the court to be arraigned.”
Interpretation of a statute is a question of law.
State v. Donlay,
The general rule is that a criminal statute must be strictly construed in favor of the accused, which means that words are given their ordinary meaning. Any reasonable doubt about the meaning is decided in favor of anyone subjected to the criminal statute.
Donlay,
We were requested in
Richardson
to characterize as invalid the
Allison had entered his pleas to all charges when the prosecutor served him with the notice. However, the judge had not left the bench or concluded the hearing. The judge asked Allison if: (1) he had discussed the notice with his attorney and if his attorney had explained what it meant (Allison said that he had); (2) the notice would cause him to change any of his pleas (Allison said that it would not); and (3) he had intended to enter his pleas, knowing that the hard-40 notice would be filed (Allison stated that he had so intended). The judge also confirmed with Allisoris counsel Al-lisoris intention to plead not guilty. Allisoris counsel did not object to the notice. He asked that the trial date be extended beyond 90
The record reflects that Allison knew the State intended to seek the hard-40 sentence before entering his pleas. In addition, while all parties were still present and on the record and before the trial date was set, the judge afforded Allison the opportunity to reconsider his pleas. Allison was not surprised by the notice.
The term “time of arraignment,” as a matter of common sense, includes the period when the defendant appears before the court for the arraignment, the court informs the defendant of the offense charged, and thе court decides that the defendant has made a fully informed decision concerning his plea. Allison was free to change his plea as if it had not yet been entered or accepted by the court. The court was still in the process of informing Allison of his rights. The jury trial date had not yet been set. Allison’s hard-40 notice was served at the “time of arraignment” within the meaning of
The State’s Rebuttal
The State called in rebuttal William Muret, the attorney who represented Jason Topper during his plea bargain negotiations. Allison characterizes Muret’s testimony as improper bolstering of Topper’s testimony. The State asked Muret to describe the terms of the plea bargain as Muret explained them to Topper. The terms provided that the first-degree murder and aggravated kidnapping charges would be dropped, Topper would plead guilty to other charges, waive his Fifth Amendment rights and testify truthfully in Allison’s trial. During Allison’s cross-examination of Topper, Allison’s counsel repeatedly suggested that as part of the plea bargain, Topper was tо testify “the way you have today” (inferring that Topper agreed to testify to whatever the prosecutor wanted, regardless of die truth) in exchange for the guilty pleas and dropping the most serious charges. During recross of Topper, Allison’s counsel raised the inference that during the plea bargain negotiations, Topper was attempting to strike the best deal.
During Topper’s direct testimony, Topper testified for the State that “I seen Chris [Allison] step back and shoot Tammy.” During cross-examination, Topper was asked about a prior statement he made in court at the time he was attempting to have his plea bargain accepted by the court. Allison’s counsel referred Topper to the transcript of the hearing, which showed that the judge had asked Topper “And who fired the shot?” and Topper first had answered “Pat,” then corrected himself. Although Topper first denied having answered the judge’s question that way, Allison’s counsel then asked the following question, and Topper responded:
“Q. Okay. What I suggest to you, Mr. Topper, happened is that the judge asked you the question; you said 'Pat’, and then you remembered that’s not what' you were supposefd] to say. You were suppose[d] to say ‘Chris’, correct?
“A. Chris, yes.”
Allisons counsel was implying that in truth, Thomas shot Hotchkin, but Topper had agreed to falsely testify as part of his plea bargain that Allison shot Hotchkin.
Rebuttal evidence is limited to issues placed in conflict by the adverse party.
Enlow v. Sears, Roebuck
&
Co.,
The State contends that this rebuttal evidence was needed to rehabilitate or corroborate Topper’s direct testimony that Allison shot Hotchkin. Allison’s counsel had impeached Topper by attacking his credibility in two respects: (1) Topper had an incéntive to fabricate his testimony that Allison shot Hotchkin, if that is what the State wanted him to say, to work out the best possible deal on his plea bargain; (2) Topper made a prior inconsistent statement
Topper was impeached with his prior inconsistent statement when he admitted to Allison’s counsеl during cross-examination that he had first answered the judge’s question by saying that Thomas shot Hotchkin. The State was then entitled to bring in corroborating evidence. Muret’s testimony as to the terms of the plea bargain countered Allison’s inference that Topper had agreed to testify as the State directed him, as opposed to what the truth was. Muret also testified as to statements Topper made before the plea bargain which were consistent with his trial testimony that Allison shot Hotchkin.
Muret was not asked to give any opinion concerning his own understanding or investigation of the facts. Muret only testified about prior consistent statements he heard his client make before negotiation of the plea bargain and his explanation of the terms of the plea bargain to his client. We find no abuse of discretion. See
Richard,
Cumulative Error
Allison contends he was denied a fair trial because of cumulative error. We dо not agree. In arguing that the “cumulative trial error” rule applies, Allison refers to the other issues raised in his appeal “together with repeated, improper references to Mr. Allison’s prior incarcerations. See also
The evidence against Allison was overwhelming. The two accomplices both testified that he planned the murder with them and shot Hotchkin in their presence. Several persons, including Allison’s girlfriend, his sister, and Anthony Kelly, heard Allison admit after die murder that he had shot Hotchkin. Allison admitted being involved in the murder and the disposal of the body, although he claimed Thomas fired the murder weapon. The weapon was recovered. The body was recovered, bound and weighted as described by Thomas and Topper. Items of clothing, rubber gloves, and other property implicating Allison, Thomas, and Topper were retrieved.
Affirmed.