IN THE INTEREST OF TIFFANY NICOLE M., a person Under the Age of 18: STATE of Wisconsin, Petitioner-Respondent, v. ALLEN M., Respondent-Appellant, PATRICIA A.M., a/k/a Patty A.T., Respondent-Co-Appellant.
No. 97-0852
Court of Appeals of Wisconsin
October 21, 1997
571 N.W.2d 872
Oral argument September 9, 1997. Petition to review denied.
On behalf of the respondent-co-appellant, the cause was submitted on the briefs of James M. Weber, of Milwaukee. There was oral argument by James M. Weber.
On behalf of the petitioner-respondent, the cause was submitted on the briefs of James Doyle, attorney general, and Diane M. Nicks, assistant attorney gen-
On behalf of the petitioner-respondent, Tiffany N.M., a brief was submitted by guardian ad litem Anne Marie Abell, of the Legal Aid Society of Milw., Inc., of Wauwatosa. There was oral argument by Anne Marie Abell.
Before Wedemeyer, P.J., Fine and Schudson, JJ.
SCHUDSON, J.1 Patricia A.M., a/k/a Patty A.T., and Allen M. appeal from the trial court order terminating their parental rights to Tiffany N.M. The trial court found that their incestuous parenthood of Tiffany constituted “unfitness,” pursuant to
I. BACKGROUND
The factual background is undisputed. Tiffany was born on September 5, 1990, to Patty and Allen, who are biological siblings. Tiffany is the second of three children Patty and Allen have produced through their incestuous relationship.
On March 31, 1994, Tiffany was removed from her parental home and placed in foster care because Patty and Allen had abandoned her at the home of a babysitter. Tiffany had become sick while in the sitter‘s care and needed to see a doctor; her parents could not be found. Consequently, after the sitter contacted the authorities, Tiffany was taken into the custody of the Milwaukee County Department of Human Services.
On March 8, 1995, the juvenile court found Tiffany to be a Child in Need of Protection or Services, pursuant to
A trial to the court was held on August 29, 1996. In the first phase, the fact-finding hearing under
During the dispositional phase, Dr. David Tick, a former professor of genetics at the Milwaukee County Medical College, testified about Tiffany‘s profound development delays, her psychosocial deprivation,6 and her stunted physical development. He testified based not only on his two examinations of Tiffany, but
Dr. Tick also testified that he had diagnosed Tiffany with an autosomal recessive disorder.7 On cross-examination, defense counsel referred to a letter addressed to the judge who presided over the CHIPS proceeding, in which Dr. Tick concluded:
that Tiffany M[.] does not appear likely to be the victim of a genetically mediated disease, that further genetic evaluation and/or testing is probably unwarranted and would be unlikely to disclose any new or useful information, and that the most likely diagnosis is psychological deprivation.
Dr. Tick explained, however, that he had written that letter, based solely on Dr. Dobbs‘s findings, one month
Cynthia Barczak, a psychotherapist who worked with Tiffany and Patty, also testified at the dispositional hearing. She described Tiffany as a child with dramatic special needs who would require extensive therapy. Barczak testified that Patty had great difficulty recognizing Tiffany‘s problems and was unable to help Tiffany master basic skills such as identifying colors or counting. Barczak concluded that Patty and Tiffany had not bonded, that Allen and Tiffany had no substantial relationship, and that nothing positive would come from a continuing relationship between Tiffany and her biological parents.
Mary Dirk, a Milwaukee County Department of Human Services social worker, also testified. She told the court that Patty had two daughters prior to Tiffany, one of whom was also fathered by Allen. Parental rights to that child were involuntarily terminated in
The trial court found:
[P]ursuant to
sec. 48.426 ,11 there is a great likelihood of adoption of the child, in that an adoptive home had been identified by MCDHS as an appro-priate adoptive resource. The court further finds that there is no relationship between the child and her respective parents or extended family members which would be harmed; to the contrary, given the tenacity of dysfunction between Tiffany‘s parents who persist in maintaining an incestuous relationship which continues to produce children, the court finds that severance of all legal, emotional and physical ties with the extended . . . family is in the child‘s best interest. The court further finds that there are no obstacles to adoption regarding the child‘s age or health, and that adoption would provide the best chance for a stable and permanent home for the child.
(Footnote added.) Accordingly, the trial court concluded that Tiffany‘s best interests would be served by the termination of the parental rights of her biological parents.
II. ANALYSIS
A. Due Process
Patty and Allen argue that
The constitutionality of a statute presents a question of law this court reviews de novo. See State v. Post, 197 Wis. 2d 279, 301, 541 N.W.2d 115, 121 (1995), cert. denied, 117 S. Ct. 2501 (1997). A party challenging the constitutionality of a statute bears a heavy burden of persuasion. See Winnebago County DSS v. Darrell A., 194 Wis. 2d 627, 637, 534 N.W.2d 907, 911 (Ct. App. 1995). The statute is presumed constitutional and the party challenging it must demonstrate its unconstitutionality beyond a reasonable doubt. See id. “Every presumption must be indulged to sustain the law if at all possible and, wherever doubt exists as to a legislative enactment‘s constitutionality, it must be resolved in favor of constitutionality.” Bachowski v. Salamone, 139 Wis. 2d 397, 404, 407 N.W.2d 533, 536 (1987) (internal quotation marks and quoted source omitted). Further, as this court recently reiterated:
Strict judicial scrutiny is required when certain fundamental rights are affected by governmental action. [The appellant] correctly states that “a parental rights termination proceeding interferes with a fundamental right.” The State‘s ability to deprive a person of the fundamental liberty to one‘s children must rest on a consideration that society has a compelling interest in such deprivation. Additionally, the infringement on such a liberty must be narrowly tailored to serve the compelling state interest.
Darrell A., 194 Wis. 2d at 639, 534 N.W.2d at 911 (citation omitted).12 We conclude that
While “[t]he Due Process Clause requires a showing of justification when the government intrudes on choices concerning family living arrangements in a manner which is contrary to deeply rooted traditions,” Zablocki v. Redhail, 434 U.S. 374, 399 (1978) (Powell, J., concurring) (internal quotation marks and quoted source omitted), there is no question that the “State may legitimately say that no one can marry his or her sibling.” Id. (Stewart, J., concurring). This determination is consistent with, not contrary to, deeply rooted traditions.13 Thus, no fundamental principle of justice is offended when a state determines that siblings, whom it can legitimately bar from marriage, are unfit to provide parenting for the children they produce through their non-marital, incestuous relationship.
Wisconsin‘s termination statutes vest considerable discretion in the trial court, thereby precluding the possibility that a proper application of
This means that even though the jury finds the “facts” that would constitute grounds for termination, the court may still dismiss the petition if the court finds either that the evidence does not sustain any one of the jury‘s individual findings or that even though the findings may be supported by the evidence, the evidence of unfitness is not so egregious as to warrant termination of parental rights. Thus, it is clear that in spite of what the evidence may show, whether such evidence warrants termination, is a matter within the discretion of the court. This is so because the word “warrant” [in
§ 48.427(2), STATS. ] implies an overview of the evidence, the findings, and also the implication of what is in the best interest of the child.
Id. at 103-104, 470 N.W.2d at 920.
As prescribed by
B. Equal Protection
Patty and Allen also argue that termination of their parental rights pursuant to
Equal protection of the law is guaranteed by the Fourteenth Amendment to the United States Constitution and by Article I, section 1 of the Wisconsin Constitution.15 See Reginald D. v. State, 193 Wis. 2d 299, 306-307, 533 N.W.2d 181, 184 (1995). In evaluat-ing
Patty and Allen argue that
As the Attorney General argues, a child raised by incestuous parents is a child raised in a home that mocks even the most rudimentary conception of family. A statute that declares incestuous parents unfit acknowledges the fundamentally disordered circumstances in which the child of an incestuous relationship will be raised. Moreover, it recognizes the vulnerability of the child and the compelling interest in protecting children from the psychological confusion and emotional damage they likely will suffer as a result of being born to and living within an incestuous family.
Therefore, we reject Patty‘s and Allen‘s argument that once a child is born, the State‘s compelling interest lapses. Not only does the State‘s compelling interest in the protection of that child continue, but the State‘s equally compelling interest in deterring additional incestuous parenthood, by those parents and others, remains. As one court explained in a termination case, “the [incestuous] parent by his actions has demonstrated that the natural, moral constraint of blood relationship has failed to prevent deviant conduct and thus cannot be relied upon to constrain similar conduct in the future.” In the Interest of L., 888 S.W.2d 337, 341 (Mo. Ct. App. 1994). Thus,
As already noted, under
There are obviously degrees of unfitness and some “unfit” parents may be more or less unfit than others. It is the fact of degrees of unfitness that has caused the legislature to allow the court, in the exercise of discretion, to evaluate a “finding” of “unfitness” even though the grounds of termination may be found by a jury or the court itself.
B.L.W., 163 Wis. 2d at 104, 470 N.W.2d at 920. In short,
Finally, Patty and Allen claim that the statutory scheme is underinclusive because it does not include other sex offenses such as bigamy, adultery, and prostitution, which might also lead to parenthood. We reject their claim.
Our supreme court has consistently refused to find legislation unconstitutional just because it is not all-encompassing. See State v. Hanson, 182 Wis. 2d 481, 488, 513 N.W.2d 700, 703 (Ct. App. 1993). “The problem of legislative classification is a perennial one, admitting of no doctrinaire definition. Evils in the same field may be of different dimensions and proportions, requiring different remedies.” Racine Steel Castings v. Hardy, 144 Wis. 2d 553, 569, 426 N.W.2d 33, 39 (1988). The legislature may, in its discretion, select one aspect of a problem and provide a remedy
Addressing incest between persons who are nearer of kin than second cousins, the legislature narrowly tailored
By the Court.—Order affirmed.
FINE, J. (concurring). I agree that Allen M. and Patricia M. have not shown that
I also believe it appropriate to explain why the legislature requires a concurrent, ipso facto, finding of parental unfitness whenever a jury (or judge sitting as a fact-finder) decides that grounds for termination exist (what the majority calls “factual unfitness“), and why a determination of what the majority calls “actual unfitness” at the time of the proceeding is nothing more than a factor used to determine whether termination is in the child‘s best interests.
Under the current statutory scheme, a finding that grounds for termination exist shifts the focus to whether termination is in the child‘s best interest. Stated another way, a finding that the parent is “unfit” under
In In the Interest of J.L.W., 102 Wis. 2d 118, 306 N.W.2d 46 (1981), the supreme court was faced with a constitutional challenge to the termination-of-parental rights statute as it then existed. The circuit court was then, as it is now, empowered but not required to terminate a person‘s parental rights if the statutory grounds for termination existed—essentially substantial and significant abandonment or neglect of the child (grounds similar to those now found in
Under the current statutory scheme, termination is also a two-step process: 1) the fact-finder decides whether there are grounds to terminate,
The third step engrafted by J.L.W. (parental unfitness at the time of proceeding) has been trumped by the simple expedient of legislatively directing the trial court to “find the parent unfit” if the fact-finder determines that any of the grounds for termination exist.
There seems to be no substantive difference between the statute in J.L.W., which permitted the circuit court to terminate parental rights (once grounds for termination were proved) if that was in the child‘s best interests, and the current statute, which was considered by B.L.J., and which also permits the circuit court to terminate parental rights (once grounds for termination are proved) if that is in the child‘s best interests. Simply put, the legislature has made it clear that a finding that a parent is unfit at the time of proceeding is not a prerequisite to the termination of
Notes
48.427 Dispositions. (1) Any party may present evidence relevant to the issue of disposition, including expert testimony, and may make alternative dispositional recommendations to the court. After receiving any evidence related to the disposition, the court shall enter one of the dispositions specified under subs. (2) to (4) within 10 days.
(2) The court may dismiss the petition if it finds that the evidence does not warrant the termination of parent rights.
(3) The court may enter an order terminating the parental rights of one or both parents.
(4) If the rights of one or both parents are terminated under sub. (3), the court may enter an order placing the child in sustaining care under s. 48.428.
48.13 Jurisdiction over children alleged to be in need of protection or services. The court has exclusive original jurisdiction over a child alleged to be in need of protection or services which can be ordered by the court, and:
. . . .
(10) Whose parent, . . . neglects, refuses or is unable for reasons other than poverty to provide necessary care, food, clothing, medical or dental care or shelter so as to seriously endanger the physical health of the child.
Psychosocial deprivation is a term used to connotate a failure in growth; growth in stature, growth in weight, growth in head circumference, which is usually concomitant with significant global developmental disorders . . . associated with an absence of identifiable medical factors which could give rise to such constellation of findings.
What sorts of medical factors might that be? Children who are born with severe congenital heart problems, children who are born with severe gastrointestinal disturbances, children who are born with chromosomal abnormality such as Down‘s syndrome may all fairly be expected because of their medical diagnosis to grow at rates different and less than that . . . normally seen in other children, and also may have other developmental progress which is less than what is seen in other children.
In the absence of data suggesting the presence of such a disorder . . . if there is also evidence to suggest that the child‘s psychosocial surroundings are in some way detrimental, or inadequate, or neglectful, or abusive, it is a well-recognized phenomenon that those sorts of problems alone are sufficient when present in an extreme to cause the sorts of changes that we‘re talking about.
[A]ny time a child is born as a product of an incestuous relationship there is a likelihood, a possibility that the child could be born with a disorder related to the genetics involved in that mating.
That is to say that a recessive gene may be present in both of the parents that can be transmitted to the child, and therefore the child has a likelihood of being born with an autosomal recessive syndromic disorder.
Attached . . . is a copy of the Decree of Termination entered on April 18, 1989 in Taylor County, Texas, regarding the [involuntary termination of Patty‘s and Allen‘s parental rights to] . . . Christina M., the older sibling of Tiffany N.M.
[A]ll counsel agree that
48.426 Standard and factors. (1) COURT CONSIDERATIONS. In making a decision about the appropriate disposition under s. 48.427, the court shall consider the standard and factors enumerated in this section and any report submitted by an agency under s. 48.425.
(2) STANDARD. The best interests of the child shall be the prevailing factor considered by the court in determining the disposition of all proceedings under this subchapter.
(3) FACTORS. In considering the best interests of the child under this section the court shall consider but not be limited to the following:
(a) The likelihood of the child‘s adoption after termination.
(b) The age and health of the child, both at the time of the disposition and, if applicable, at the time the child was removed from the home.
(c) Whether the child has substantial relationships with the parent or other family members, and whether it would be harmful to the child to sever these relationships.
(d) The wishes of the child.
(e) The duration of the separation of the parent from the child.
(f) Whether the child will be able to enter into a more stable and permanent family relationship as a result of the termination, taking into account the conditions of the child‘s current placement, the likelihood of future placements and the results of prior placements.
The Attorney General and guardian ad litem‘s argument is interesting. Indeed, very recently in State v. Fisher, 211 Wis. 2d 664, 565 N.W.2d 565 (Ct. App. 1997), this court rejected a defendant‘s challenge to the constitutionality of
Nevertheless, although intrigued by this argument, we need not directly address it because we conclude that, even under strict scrutiny analysis,
The Fourteenth Amendment to the United States Constitution provides “nor shall any State deprive any person of life, liberty, or property, without due process of law; nor deny to any person within its jurisdiction the equal protection of the laws.” The functional equivalent of this clause is found in Article I, sec. 1, of the Wisconsin Constitution: “All people are born equally free and independent, and have certain inherent rights; among these are life, liberty and the pursuit of happiness; to secure these rights, governments are instituted, deriving their just powers from the consent of the governed.” As noted in State ex rel. Sonneborn v. Sylvester, 26 Wis. 2d 43, 49-50, 132 N.W.2d 249, 252 (1965), even though Article I, sec. 1, is based on the Declaration of Independence, “there is no substantial difference” between its equal protection and due process protections and that of the Fourteenth Amendment.
Reginald D. v. State, 193 Wis. 2d 299, 306-307, 533 N.W.2d 181, 184 (1995).
The incest taboo is one of the most important human cultural developments. It is found in some form in all societies. This universal proscription restricts intercourse, and hence marriage, among close relatives. Being primarily cultural in origin, the taboo is neither instinctual nor biological, and it has very little to do with actual blood ties. This is evidenced by the fact that the taboo is often violated—people generally are incapable of violating their instincts—and because society condemned incest long before people knew of its genetic effects. Modern anthropologists and comparative sociologists claim that the significance of the incest taboo is twofold. First, the restriction forces family members to go outside their families to find sexual partners. Requiring people to pursue relationships outside family boundaries helps form important economic and political alliances and makes a large society possible. A second purpose for the taboo . . . is maintaining the stability of the family hierarchy by protecting young family members from exploitation by older family members in positions of authority, and by reducing the competition and jealous friction among family members.
Benton v. State, 461 S.E.2d 202, 205 (Ga. 1995) (Sears, J., concurring) (citing RICHARD A. POSNER, SEX AND REASON (1992); RANDALL COLLINGS, SOCIOLOGY OF MARRIAGE AND THE FAMILY (1985).
