State v. AllenState v. Allen
- Reporters:
- , ,
- Before:
- Healey
Lead Opinion
Aftеr a jury trial, the defendant, Lester M. Allen, was found guilty of assault in the first degree in violation of
The sole question presented by this appeal is whether the Appellate Court erred in failing to find an abuse of discretion when the trial court permitted the state to reopen its case after it had rested and after the defendant’s motion for judgment of acquittal had been denied. We reverse the Appellate Court and remand to that court to remand to the trial court with direction to render a judgment of acquittal on the charge of having a weapon in a motor vehicle.
The jury could reasonably have found the following facts: On September 20,1980, officer Thomas Master-son of the Stratford police department observed a car with an expired registration. After the officer had
The following background facts that occurred at trial are not in dispute. In the substitute information, the state charged that the defendant “did knowingly have in a motor vehicle occupied by him, a certain pistol, without a legal permit therefore [sic]” in violation of
On the next court day, before the defendant had begun to present his case, the state moved to reopen its case-in-chief in order to present evidence on the length of the barrel of the firearm. In its argument to reopen, the state claimed that although the defendant’s argument was incorrect, the state nevertheless was “hedging [its] bet” because “[the state was] afraid the Supreme Court may determine that the penal code definition of pistol should be grafted on to the weapon in a motor vehicle statute . . . and [it would] rather be safe than be sorry.” Accepting this argument, the court granted the motion over the defendant’s objection and Masterson, the victim of the shooting who had testified earlier, then testified that the barrel length was approximately two inches.
The defendant argues that the trial court’s decision to allow the reopening of the state’s case-in-chief vio
The state, on the other hand, although it agrees that a defendant might be penalized by a timely and meritorious motion for judgment of acquittal, asserts that the reopening in this case filled an evidentiary gap which contributed to “the search for facts and truth” and is, thus, perfectly proper. State v. Allen, supra, 174.
The Appellate Court agreed with the defеndant that the state had the burden to prove that the firearm met the statutory definition of a pistol. Id., 172, citing State v. Brown, supra, 260. Noting that the pistol itself was not in evidence, the Appellate Court held that “initially ‘[t]he state failed to introduce any evidence upon which the jury could find that the barrel of the firearm was in fact less than twelve inches in length.’ ” State v. Allen, supra.
The Appellate Court recognized that the defendant was “in a sense penalize[d]” by making such a motion and that a reopening could discourage him from doing so and could encourage him to wаit to make such a motion until the last available moment in hopes that the missing evidence became unavailable. Id., 174. The court, however, also maintained that “ ‘ “a trial is not
Balancing these two competing concerns, the Appellate Court relied on the “traditional rule” that either party may present omitted or further evidence “ ‘ “when mere inadvertence or some other compelling circumstance . . . justifies a reopening and no substantial prejudice will occur.” ’ (Emphasis added.) [State v. Brigandi, 186 Conn. 521, 546, 442 A.2d 927 (1982)], quoting United States v. Hinderman, 625 F.2d 994, 996 (10th Cir. 1980).” State v. Allen, supra, 175. The Appellate Court attributed the state’s failure to introduce evidence of the length of the gun barrel to the state’s own misperception, compounded by a different misper-ception by the defendant. Id., 176. That court concluded that these circumstances demonstrated that the state’s evidentiary failure was inadvertent and that this case presented a compelling circumstance for granting the motion to reopen. Id. The Appellate Court also ruled that the defendant suffered no “legal prejudice.” Id.
We begin our analysis by recognizing thе fundamental concept that the state has the burden of proving every element of an alleged crime beyond a reasonable doubt. In re Winship, 397 U.S. 358, 364, 90 S. Ct. 1068, 25 L. Ed. 2d 368 (1970); State v. Griffin, 175 Conn. 155,162, 397 A.2d 89 (1978). The defendant’s presumption of innocence until proven guilty is an “axiomatic and elementary” principle whose “enforcement lies at the foundation of the administration of our criminal law.” Coffin v, United States, 156 U.S. 432, 453,15 S. Ct. 394, 39 L. Ed. 481 (1895). A criminal defendant has the right to put the state to its burden and need not defend until and unless the state has presented a prima facie case. “The defendant, under our Constitution,
In this case, the state failed to introduce any evidence as to the length of the barrel of the pistol, admittedly an essential element of the crime of having a weapon in a motor vehicle. State v. Brown, supra. As the state conceded at oral argument before us, had the defendant remained silent until after the verdict had been rendered, the omission of this evidence would have required a judgment of acquittal еither in the trial court or on appeal. With the review of an alleged deprivation of a fundamental constitutional right permitted under State v. Evans, 165 Conn. 61, 327 A.2d 576 (1973), together with the federal constitutional requirements of In re Winship, supra, the defendant would have been entitled to prevail on appeal.
The defendant, instead, made a motion for judgment of acquittal under
An important concern in this case is the viability of
Although we agree that an important function of a trial is a “search for facts and truth”; State v. Allen, supra, 174; a trial must also be fair. State v. Corchado, 200 Conn. 453, 459, 512 A.2d 183 (1986) (“discretion to be exercised must be informed and guided by considerations of fundamental fairness that are ingrained in the concept of due process of law”). “ ‘Every accused is entitled to a fair trial . . . at which the legal rights of the accused are safeguarded and respected.’ Wojculewicz v. Cummings, 143 Conn. 624, 632-33,124 A.2d 886 (1956).” State v. Lovelace, 191 Conn. 545, 553, 469 A.2d 391 (1983), cert. denied, 465 U.S. 1107, 104 S. Ct. 1613, 80 L. Ed. 2d 142 (1984). The time when the state rests its case-in-chief marks an important juncture in a criminal trial. It is “ ‘[t]o bring to an end voluntarily the introduction of evidence, the right to introduce fresh evidence, except in rebuttal, being thereupon lost.’ ” State v. Martin, 53 N.M. 413, 417, 209 P.2d 525 (1949). The state, which has the burden to prove every element of the crimes charged beyond
We recognize the wide discretion enjoyed by the trial court to permit the reopening of a case after either side has rested. State v. Ricker, 90 Conn. 147, 152, 96 A. 941 (1916). “ ‘ “The reopening of a criminal case either to present omitted evidence or to add further testimony after either of the parties has rested is within the sound discretion of the Trial Court. [Citations omitted].” United States v. Wilcox, 450 F.2d 1131,1143 (5th Cir. 1971).’ United States v. Sisack, 527 F.2d 917, 919 (9th Cir. 1976).” State v. Brigandi, 186 Conn. 521, 545-46, 442 A.2d 927 (1982). “ ‘[T]he trial court must be vested with discretion to permit reopening when mere inadvertence or some other compelling circumstance . . . justifies a reopening and no substantial prejudice will occur.’ ” Id., 546, quoting United States v. Hinderman, supra. Although this discretion has been used in the past with this court’s approval, a careful examination of the precedents will reveal that the precise facts and
The state, in its brief, refers to numerous precedents in Connecticut which it claims support its argument that the reopening was not an abuse of the trial court’s discretion. We agree that earlier Connecticut cases have permitted reopenings but there were different circumstances from those in the prеsent case.
It has been held not to be an abuse of discretion for the trial court to permit a reopening when a witness is recalled to elaborate or explain the testimony he has already given. State v. Brigandi, supra; State v. Ricker, supra, 153. Both the Appellate Court and the state rely heavily on the language in State v. McKnight, 191 Conn. 564, 579, 469 A.2d 397 (1983), that a reopening during a jury’s deliberations is permitted “where an essential element has been overlooked.” McKnight is inapposite; it did not involve a reopening going to an essential element of the crime charged but discussed the defendant’s requеst to reopen to permit a late-appearing witness to testify. The holding in that case was an affirmance of the denial to reopen on that defendant’s motion. See also State v. Holmquist, 173 Conn. 140, 151-52, 376 A.2d 1111, cert. denied, 434 U.S. 906, 98 S. Ct. 306, 54 L. Ed. 2d 193 (1977); State v. Swift, 125 Conn. 399, 405, 6 A.2d 359 (1939). Obviously, when a defendant moves to reopen, he is not concerned with supplying a missing element of a crime. Thus, the language of McKnight is not supportive of the state’s position.
State v. Watson, 165 Conn. 577, 345 A.2d 532 (1973), cert. denied, 416 U.S. 960, 94 S. Ct. 1977, 40 L. Ed. 2d 311 (1974), is another case heavily relied upon by the state. There the state reopened its case to present
In State v. Zayas, supra, the trial court permitted thе state to reopen its case to introduce the time of sunset after a motion for judgment of acquittal by the defendant had pointed out that the state had failed to introduce any evidence that an alleged burglary had taken place at night. Although this court affirmed the conviction, it found that reopening the case was unnecessary because the court had the power to take judicial notice of the time of sunset. Id., 615. Since judicial notice can be taken at any stage of the proceedings including on appeal; Nichols v. Nichols, 126 Conn. 614, 620-21, 13 A.2d 591 (1940);
The only case in our jurisdiction that comes close to the facts of the present case is State v. Levy, 103 Conn. 138, 145, 130 A. 96 (1925). There, after the state had rested, the defendant made a motion to dismiss on the
We also point out that in the present case the state offered new evidence on reopening and did not merely offer cumulative evidence or clarify previous testimony. An examination of the transcript shows that when Masterson originally testified on direct examination, he was unable to identify the weapon that was used against him.7 It was only after the reopening and after the state had been unable to establish adequately a prima facie case that Masterson testified about the length of the gun barrel.8 These facts strengthen our conclusion that allowing the state to reopen its case
The notion that the defendant somehow inducеd this error by overlooking the applicable statute should also be dispelled. Both the Appellate Court in State v. Allen, supra, 175-76, and the state in its brief intimate that the defendant’s citation of the incorrect statute (although identical to the proper statutory provision) led the trial court to overlook the correct statute. The transcript clearly shows, however, that the defendant never mentioned the incorrect statute at issue until after the state had rested. Thus, it is the state that is solely responsible for its failure to produce evidence on the length of the gun’s barrel, concededly an element of the crime under
Our holding in this case does nоt preclude a trial court from exercising its discretion to reopen a case. We only hold that when the state has failed to make out a prima facie case because insufficient evidence has been introduced concerning an essential element of a crime and the defendant has specifically identified this evidentiary gap in a motion for judgment of acquittal, it is an abuse of the trial court’s discretion to permit a reopening of the case to supply the missing evidence.
The judgment of the Apрellate Court is reversed and the case is remanded to that court to remand the case to the trial court with direction to render a judgment of acquittal on the charge of having a weapon in a motor vehicle in violation of
In this opinion Peters, C. J., Shea and Glass, Js., concurred.
Notes
The defendant was sentenced to a term of imprisonment of not less than ten years and not more than twenty years on the charge of attempted murder. On the charge of assault in the first degree, the defendant was sentenced to a term оf imprisonment of not less than ten years and not more than twenty years, this sentence to run concurrently to the attempted murder sentence. On the charge of assault of a peace officer, the defendant was sentenced to a term of imprisonment of not less than five years and not more than ten years, this sentence to run consecutively to the attempted murder and assault in the first degree sentences. On the charge of having a weapon in a motor vehicle, the defendant was sentenced to a five yеar term of imprisonment to run consecutively to the other sentences. The defendant will not commence serving his sentence in Connecticut until he completes a Georgia sentence which he is currently serving.
This court limited its grant of certification to the following question: “On the charge of having a weapon in a motor vehicle in violation of General Statutes
“(18) ‘Pistol’ or ‘revolver’ means any firearm having a barrel lеss than twelve inches.”
Masterson testified in part on direct examination as follows:
“Q. And were you able to see the weapon that was fired?
“A. Yes, I did.
“Q. Can you describe that in any way?
“A. It was a revolver and it was either nickel or chrome or shiny on the front of the cylinder.”
After the case was reopened, Masterson testified in part on direct examination as follows:
“Q. . . . [Wjere you able to notice the length of the barrel of—I think you described it as a revolver thаt he fired at you?
“A. That is correct.
“Q. Would you give the jury an estimate of how long just the barrel portion of the revolver was?
“A. Approximately a two inch barrel on the revolver.”
Masterson testified in part on cross-examination as follows:
“Q. You don’t know where this weapon came from. You never had any side view of the weapon?
“A. Not a side view.
“Q. Approximately how far away were you?
“A. From me to you.
“Q. Okay. Further than the distance of a car length? Withdraw that. I believe you testified on direct that you were at least 12 to 15 feet away; is that correct?
“A. I believe so. I don’t remember.
“Q. That’s your testimony now that the barrel of the gun is approximately two inches long?
“A. Approximately.
“Q. Did you ever see the barrel itself?
“A. Yes, I did.
“Q. Other than the cylinder, you saw the barrel?
“A. Yes.
“Q. You didn’t previously testify to that though. The first testimony of thаt is today; is that correct?
“A. That is correct.”
Dissenting Opinion
dissenting. I respectfully dissent. I do not believe that the trial court abused its broad discretion in this area by allowing the state to reopen its casein-chief and present additional evidence regarding the length of the gun barrel.
Although it is, perhaps, unfortunate for this defendant that he brought the deficiency in the state’s case to its attention, I fail to see that he has suffered any legal prejudice. The additional evidence was no more detrimental to him when offered than it would have been if offered on the state’s case-in-chief. Lucas v. United States, 343 F.2d 1, 3 (8th Cir. 1965). Further, he had a full opportunity to meet and rebut the additional evidence presented. State v. Ricker, 90 Conn. 147, 152-53, 96 A. 941 (1916).
I also do not believe that the spectre, raised by the majority, of possibly eliminating the usefulness of
I would affirm the judgment of the Appellate Court.