Case Information
*1
[Cite as
State v. Allbaugh
,
IN THE COURT OF APPEALS OF OHIO FOURTH APPELLATE DISTRICT ATHENS COUNTY STATE OF OHIO, :
Plaintiff-Appellee, :
Case No. 12CA23 v. :
DECISION AND GEORGE ALLBAUGH, : JUDGMENT ENTRY Defendant-Appellant. : RELEASED 05/13/2013 APPEARANCES: Timothy Young, Ohio State Public Defender, and Stephen A. Goldmeier, Assistant Ohio State Public Defender, Columbus, Ohio, for Defendant-Appellant.
Keller J. Blackburn, Prosecuting Attorney, and Merry M. Saunders, Assistant Prosecuting Attorney, Athens, Ohio, for Plaintiff-Appellee.
Hoover, J.
{¶ 1} This is an appeal from an Athens County Common Pleas Court sentence for violation of appellant’s community control. Appellant George Allbaugh was indicted on May 29, 2007, on one count of felonious assault in violation of R.C. 2903.11(A)(1), a felony of the second degree; one count of child endangering in violation of R.C. 2919.22 (B)(1) a felony of the second degree; and one count of child endangering in violation of R.C.2919.22 (A), a felony of the third degree. At his arraignment, appellant entered a plea of not guilty to the charges.
{¶ 2} Appellant and the state eventually reached a plea agreement wherein he pled guilty to the lesser offenses of attempted felonious assault (count 1) and two counts of attempted child endangering (counts 2 and 3). As part of the agreement, the state conceded that counts 2 and 3, the attempted child endangering counts, should merge for sentencing purposes.
{¶ 3} At the sentencing hearing, the State of Ohio noted that “[t]he State would also contend to the Court that endangering children, one being an elevated offense because of the serious physical harm, that they are allied offenses, being they are the same exact offense for the same exact instances, so counts two and three would merge for sentencing.” Both parties agree that at the sentencing hearing, appellant’s trial counsel failed to discuss allied offenses, and failed to object to the trial court’s imposition of separate sentences for the attempted felonious assault count and the merged attempted child endangering counts.
{¶ 4} The trial court sentenced defendant to five years of community control on count 1, and two years of community control on the merged child endangering charges (hereinafter the “original sentence”). The sentences were ordered to run concurrently. [1] {¶ 5} Nearly two years later, on July 26, 2011, the state filed a notice of violation of community control. A short time thereafter, the state filed supplemental notices of violations on February 23, 2012, May 17, 2012, and May 30, 2012.
{¶ 6} After two hearings, the court found probable cause that appellant had in fact violated his community control, and scheduled a second stage disposition hearing to determine proper sentencing. At the second stage disposition hearing (hereinafter the “sentencing hearing on violation of community control”), the trial court sentenced appellant to three years incarceration on count 1, three years incarceration on count 2, and one year incarceration on count 3. Despite announcing separate sentences on counts 2 and 3, the attempted child endangering charges, the trial court did indicate that those counts merged for sentencing purposes and ran the two counts concurrent to one another. The decision of the trial court was journalized. In order to correct a mistaken date, a nunc pro tunc judgment entry was journalized on a later date. Both judgment entries, the original and corrected entry, ordered the sentences for counts 2 and 3 to run concurrently to each other, but consecutively with the attempted felonious assault count, for a total sentence of incarceration of six years.
{¶ 7} Following the sentencing hearing on violation of community control, but before the
court’s decision was journalized, counsel for appellant filed a “Supplemental Sentencing
Argument” with the trial court, arguing for the first time that all three counts were allied offenses
and should merge for sentencing purposes under
State v. Johnson
,
{¶ 8} Appellant raises the following assignments of error for review.
First Assignment of Error:
THE TRIAL COURT COMMITTED PLAIN ERROR WHEN IT IMPOSED SEPARATE SENTENCES FOR OFFENSES THAT AROSE FROM THE SAME CONDUCT, WERE NOT COMMITTED SEPARATELY OR WITH A SEPARATE ANIMUS, AND SHOULD HAVE BEEN MERGED FOR SENTENCING PURPOSES UNDER R.C. 2941.25.
Second Assignment of Error:
MR. ALLBAUGH WAS DENIED THE RIGHT TO EFFECTIVE ASSISTANCE OF COUNSEL WHEN HIS TRIAL COUNSEL FAILED TO RAISE THE ISSUE OF ALLIED OFFENSES AT SENTENCING, IN VIOLATION OF MR. ALLBAUGH’S RIGHT TO DUE PROCESS AND TO EFFECTIVE ASSISTANCE OF COUNSEL. FIFTH, SIXTH, AND FOURTEENTH AMENDMENTS TO THE U.S. CONSTITUTION; SECTIONS 5 AND 16, ARTICLE I OF THE OHIO CONSTITUTION.
I
ALLIED OFFENSES & MERGER
{¶ 9} For his first assignment of error, appellant contends that the trial court erroneously sentenced him for allied offenses of similar import.
A
STANDARD FOR DETERMINING WHETHER OFFENSES CONSTITUTE ALLIED
OFFENSES OF SIMILAR IMPORT
{¶ 10} R.C. 2941.25 sets forth the statutory analysis for determining whether offenses constitute allied offenses of similar import, and thus must be merged for purposes of sentencing:
(A) Where the same conduct by defendant can be construed to constitute two or more allied offenses of similar import, the indictment or information may contain counts for all such offenses, but the defendant may be convicted of only one.
(B) Where the defendant’s conduct constitutes two or more offenses of dissimilar import, or where his conduct results in two or more offenses of the same or similar kind committed separately or with a separate animus as to each, the indictment or information may contain counts for all such offenses, and the defendant may be convicted of all of them.
{¶ 11} The statute codifies the protections of the Double Jeopardy Clause of the Fifth
Amendment to the United States Constitution, and Section 10, Article I of the Ohio Constitution,
which prohibits the imposition of multiple punishments for the same offense.
State v.
Underwood
,
{¶ 12} The Ohio Supreme Court has interpreted R.C. 2941.25 to involve a two-step analysis for
determining allied offenses subject to merger.
State v. Johnson
,
B
PLAIN ERROR
{¶ 13} Plain error exists where the error is plain or obvious and when the error affects
substantial rights.
State v. Creech
,
C RES JUDICATA ANALYSIS {¶ 14} In his first assignment of error, appellant asserts that count 1, the attempted felonious assault charge, and counts 2 and 3, the attempted child endangering charges, are actually allied offenses under the Johnson test, and thus should have been merged for sentencing purposes. Before we consider the merits of appellant’s allied offense argument, we first must address the appellee’s argument that appellant is barred under the doctrine of res judicata from challenging merger on appeal from a community control violation, if merger was not challenged on direct appeal from the original conviction.
{¶ 15} The Fifth District Court of Appeals recently decided a case,
State v. Fields
, 5th Dist. No.
2012-CA-0011,
{¶ 16} The Twelfth District Court of Appeals reached the same conclusion in
State v. Dodson
,
12th Dist. No. CA2011-02-034,
Under the doctrine of res judicata, a final judgment of conviction bars the convicted defendant from raising and litigating in any proceeding, except an appeal from that judgment, any defense or any claimed lack of due process that was raised or could have been raised by the defendant at the trial which resulted in that judgment of conviction or on an appeal from that judgment. In turn, the time to challenge a conviction based on allied offenses is through a direct appeal. Accordingly, because appellant did not raise the issue of whether trafficking in marijuana and possession of marijuana are allied offenses of similar import in a timely direct appeal, we now find his challenge barred by res judicata. (Citations omitted.) Id . at ¶ 9.
{¶ 17} Other Ohio appellate courts have reached similar decisions in analogous cases.
See State
v. Greenberg
, 10th Dist. No. 12AP-11,
{¶ 18} Appellant received, under the original sentence, separate sentences for the attempted felonious assault charge and the merged attempted child endangering charges. [2] At that time, appellant could have filed a direct appeal challenging the trial court’s failure to merge the alleged allied offenses. Since appellant failed to file a direct appeal on this issue, appellant is now barred under the doctrine of res judicata from raising the issue on appeal of his community control violation sentence.
{¶ 19} Accordingly, we overrule appellant’s first assignment of error as it relates to the trial court’s failure to merge the attempted felonious assault count with the two attempted child endangering counts.
D THE ATTEMPTED CHILD ENDANGERING CHARGES {¶ 20} As part of his first assignment of error, appellant also contends that the trial court committed plain error when it failed to merge the two attempted child endangering convictions at the sentencing hearing on violation of community control.
{¶ 21} Appellant asserts that while the trial court declared that the sentences for counts 2 and 3 should merge, it failed to actually merge the convictions when it imposed separate sentences for each count.
{¶ 22} At the sentencing hearing on violation of community control, the sentencing judge stated that “[o]n counts two and three, which have been merged for sentencing purposes, the Court sentences him to three years on the F3, one year on the F4, to be concurrent with one another * * * .” [Transcript of Second Stage Disposition Hearing at p. 20.] Appellant is correct, in that, it appears the trial court intended that the convictions on counts 2 and 3 merge; however, it failed to actually merge the offenses when it administered separate sentences on each count. The fact that the trial court ordered the sentences to run concurrent to one another does not correct the error. The trial court also had an opportunity to correct its mistake with its subsequent journal entries, but it failed to do so.
{¶ 23} Moreover, both counts were merged under the original sentence; and the state represented at the original sentencing hearing that the attempted child endangering offenses were, in fact, allied offenses.
{¶ 24} Because the original sentence merged the attempted child endangering offenses, the doctrine of res judicata does not now bar the appellant from raising the issue in this appeal. Appellant was not obligated to argue on direct appeal that the offenses should merge, because the trial court had in fact merged the convictions as part of its original sentence. It was not until the sentencing hearing on violation of community control and resulting judgment entries that the offenses became, for lack of a better word, “unmerged.” The failure to merge the attempted child endangering convictions in the community control violation sentence is a new error that could only have been addressed in this direct appeal.
{¶ 25} Accordingly, we sustain appellant’s first assignment of error as it relates to the trial court’s failure to merge the attempted child endangering convictions.
E MANIFEST INJUSTICE {¶ 26} Finally, appellant asserts that the trial court’s failure to merge the charges was “fundamentally unfair,” and resulted in manifest injustice. Appellant contends that federal and Ohio case law recognizes an exception to res judicata preclusion when its application results in manifest injustice.
{¶ 27} In support of his contention, appellant relies on three cases, all three of which can be distinguished from the case at hand.
{¶ 28} The first case upon which appellant relies was
Tipler v. E.I. duPont deNemours & Co.
,
{¶ 30} The second case cited by appellant does not expressly recognize the manifest injustice
exception to res judicata preclusion.
See State v. Richardson
,
{¶ 31} While the third case relied upon by appellant does recognize that the application of res
judicata may be unjust in certain circumstances, that case dealt primarily with setting forth a
process for defendants to raise a delayed claim for ineffective assistance of appellate counsel.
State v. Murnahan
,
{¶ 32} In fact, appellant has cited no cases where Ohio courts have held that the failure to merge allied offenses constitutes manifest injustice, therefore barring the application of res judicata. Under the circumstances of this particular case, this court will not find that the trial court’s actions resulted in manifest injustice. Accordingly, appellant’s argument that res judicata should not apply is without merit.
II INEFFECTIVE ASSISTANCE OF COUNSEL {¶ 33} In his second assignment of error, appellant asserts that trial counsel failed to provide effective assistance of counsel. Appellant argues that trial counsel’s failure to raise and object to the imposition of multiple punishments for allied offenses of similar import at the original sentencing hearing constituted ineffective assistance of counsel. [3]
A
STANDARD OF REVIEW
{¶ 34} Criminal defendants have a right to counsel, including a right to the effective assistance
from counsel.
See McMann v. Richardson
,
{¶ 35} When considering whether trial counsel’s representation amounts to deficient
performance, “a court must indulge a strong presumption that counsel’s conduct falls within the
wide range of reasonable professional assistance.”
Strickland
at 689. Thus, “the defendant must
overcome the presumption that, under the circumstances, the challenged action might be
considered sound trial strategy.”
Id
. “A properly licensed attorney is presumed to execute his
duties in an ethical and competent manner.”
State v. Taylor
, 4th Dist. No. 07CA11, 2008-Ohio-
482, ¶ 10, citing
State v. Smith
,
{¶ 36} To establish prejudice, a defendant must demonstrate that a reasonable probability exists
that but for counsel’s errors, the result of the trial would have been different.
State v. White
, 82
Ohio St.3d 16, 23,
B
ANALYSIS
{¶ 37} In the case at bar, we point out that the trial court did in fact merge counts 2 and 3 for sentencing purposes at the original sentencing hearing. Thus, trial counsel did not need to raise the issue of merger as to the attempted child endangering convictions, and counsel’s actions in that regard were reasonable.
{¶ 38} With respect to the trial counsel’s failure to raise the issue of merger of the attempted
felonious assault charge with the remaining attempted child endangering charges, appellant is
now barred from raising ineffective assistance of counsel under the doctrine of res judicata. The
proper time to raise the ineffective assistance of counsel argument would have been by direct
appeal of the original conviction and sentence. See
State v. Cole
,
{¶ 39} Even if res judicata were not to apply, this court has previously held that felonious
assault and child endangering are not allied offenses.
State v. Journey
, 4th Dist. No. 09CA3270,
{¶ 40} Accordingly, based on the foregoing reasons, we overrule appellant’s second assignment of error.
III
CONCLUSION
{¶ 41} Plain error was committed in entering sentences for both attempted child endangering
charges. This court is not unilaterally permitted to correct the error by modifying the sentence.
See Whitfield
,
{¶42} The trial court did not commit plain error in failing to merge the attempted felonious assault conviction with the attempted child endangering convictions. Appellant could have raised that issue as a direct appeal of his original sentence; and he is barred under the doctrine of res judicata from doing so now.
{¶43} Appellant’s second assignment of error, claiming ineffective assistance of counsel, is also overruled for the reasons set forth above.
{¶44} Accordingly, we affirm in part, reverse in part and remand the case to the trial court for further proceedings consistent with this opinion.
JUDGMENT AFFIRMED IN PART, REVERSED IN PART, AND REMANDED.
JUDGMENT ENTRY
It is ordered that the JUDGMENT BE AFFIRMED IN PART, REVERSED IN PART, AND REMANDED to the trial court for further proceedings consistent with this opinion. Appellant and appellee shall split the costs herein taxed.
The Court finds there were reasonable grounds for this appeal.
It is ordered that a special mandate issue out of this Court directing the Athens County Common Pleas Court to carry this judgment into execution.
A certified copy of this entry shall constitute the mandate pursuant to Rule 27 of the Rules of Appellate Procedure.
McFarland, P.J. & Harsha, J.: Concur in Judgment and Opinion.
For the Court By: Marie Hoover, Judge
NOTICE TO COUNSEL
Pursuant to Local Rule No. 14, this document constitutes a final judgment entry and the time period for further appeal commences from the date of filing with the clerk.
Notes
[1] Note that the journal entry states that all counts are to run “consecutive,” for a total of five years of community control. Thus, while the trial court uses the word “consecutive,” it appears that the sentences were actually intended to run concurrently. At the sentencing hearing, the trial court indicated that the sentences were to run concurrently. [Transcript of Sentencing Hearing at p. 5.]
[2] As noted above, appellant was sentenced to five years community control on the attempted felonious assault count, and two years of community control on the merged attempted child endangering counts.
[3] Appellant has been represented by at least three separate attorneys in this case. Originally, the trial court appointed an attorney to represent him. The court appointed attorney was appellant’s counsel through the original sentencing on the plea deal. Appellant was later represented by an assistant state public defender in his defense of the alleged community control violations. On appeal, appellant is represented by a different assistant state public defender.
