STATE OF NEW JERSEY, PLAINTIFF-APPELLANT, v. RYAN LEE ALEXANDER, DEFENDANT-RESPONDENT.
Supreme Court of New Jersey
Argued January 19, 1994-Decided July 19, 1994.
643 A.2d 996 | 136 N.J. 563
STATE OF NEW JERSEY, PLAINTIFF-APPELLANT, v. RYAN LEE ALEXANDER, DEFENDANT-RESPONDENT.
Argued January 19, 1994-Decided July 19, 1994.
Mordecai Garelick, Assistant Deputy Public Defender, argued the cause for respondent (Zulima V. Farber, Public Defender, attorney).
Robin Parker, Deputy Attorney General, argued the cause for amicus curiae Attorney General of New Jersey (Deborah T. Poritz, Attorney General, attorney).
Lawrence S. Lustberg argued the cause for amicus curiae Association of Criminal Defense Lawyers of New Jersey (Crummy, Del Deo, Dolan, Griffinger & Vecchione, attorneys; Mr. Lustberg and Jonathan Romberg, on the brief).
The opinion of the Court was delivered by
HANDLER, J.
A jury convicted defendant of several drug-related offenses, including a charge of violating
I
Defendant, Ryan Lee Alexander, hired Anthony Harewood to sell crack cocaine in Hackensack, introduced Harewood to his
A confidential informant identified Harewood to an undercover narcotics officer as a drug seller. The officer gave $100 to Harewood, who directed him to Palmer for completion of the drug transaction. Palmer gave the officer nine baggies containing what was later identified as crack cocaine. When Harewood and Palmer were arrested, they had 7.34 grams of cocaine contained in nine $100 baggies and $341.02 in cash. They identified defendant as their supplier, described the commission arrangement, and said that they had sold crack five to six days per week. A search of defendant‘s apartment yielded 11.08 grams of cocaine contained in forty-two baggies that matched those sold by Harewood and Palmer. The State charged Alexander with possession of cocaine in violation of
At trial, Harewood and Palmer testified against defendant, and the jury convicted him on all counts. The trial court sentenced defendant to the mandatory term of life imprisonment with a twenty-five-year parole disqualifier on his conviction for being a leader of a narcotics-trafficking network, and to two five-year sentences on the charges of possession of cocaine and possession of cocaine with intent to distribute, to run concurrently with the life sentence.
A person is a leader of a narcotics trafficking network if he conspires with others as an organizer, supervisor, financier or manager, to engage for profit in a scheme or course of conduct to unlawfully manufacture, distribute, dispense, bring into or transport in this State methamphetamine, lysergic acid diethylamide, phencyclidine or any controlled dangerous substance classified in Schedule I or II, or any controlled substance analog thereof. Leader of narcotics trafficking network is a crime of the first degree and upon conviction thereof * * * a person shall be sentenced to an ordinary term of life imprisonment during which the person must serve 25 years before being eligible for parole.
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Notwithstanding the provisions of
N.J.S.A. 2C:1-8 , a conviction of leader of a narcotics trafficking network shall not merge with the conviction for any offense [that] is the object of the conspiracy.* * *
It shall not be necessary in any prosecution under this section for the State to prove that any intended profit was actually realized. The trier of fact may infer that a particular scheme or course of conduct was undertaken for profit from all of the attendant circumstances, including but not limited to the number of persons involved in the scheme or course of conduct, the actor‘s net worth and his expenditures in relation to his legitimate sources of income, the amount or purity of the specified controlled dangerous substance or controlled dangerous substance analog involved, or the amount of cash or currency involved.
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N.J.S.A. 2C:35-3 .]
Correctly anticipating this Court‘s decision in State v. Afanador, 134 N.J. 162, 631 A.2d 946 (1993), the Appellate Division upheld the validity of
On its appeal to this Court from the Appellate Division‘s reversal of the
II
When the Legislature enacted the “Comprehensive Drug Reform Act of 1986,” L. 1987, c. 106, it included a statement of policy that is set forth at
to be effective, the battle against drug abuse and drug-related crime must be waged aggressively at every level along the drug distribution chain, but in particular, our criminal laws must target for expedited prosecution and enhanced punishment those repeat drug offenders and upper echelon members of organized narcotics trafficking networks who pose the greatest danger to society.... [T]o ensure the most efficient and effective dedication of limited investigative, prosecutorial, judicial and correctional resources, it is the policy of this State to distinguish between drug offenders based on the seriousness of the offense, considering principally the nature, quantum and purity of the controlled substance involved and the role of the actor in the overall drug distribution network. It is the intention of the Legislature to provide for the strict punishment, deterrence and incapacitation of the most culpable and dangerous drug offenders.
In Afanador, supra, 134 N.J. 162, 631 A.2d 946, this Court held that
The State argues that in a prosecution for violating
That conclusion is based largely on the fact that the words of the statute alone under
The recognition of the upper-level position of the defendant as an essential element of the crime under the drug-kingpin statute does not, as the State believes, entail a rewriting of the statute.
This Court has made abundantly clear that correct jury instructions are at the heart of the proper execution of the jury function in a criminal trial: “[a]ppropriate and proper charges to a jury are essential for a fair trial.” State v. Collier, 90 N.J. 117, 122, 447 A.2d 168 (1982) (alteration in original) (quoting State v. Green, 86 N.J. 281, 287, 430 A.2d 914 (1981)). A court‘s obligation properly to instruct and to guide a jury includes the duty to clarify statutory language that prescribes the elements of a crime when clarification is essential to ensure that the jury will fully understand and actually find those elements in determining the defendant‘s guilt.
For the purpose of instructing and guiding juries, courts regularly explain and define statutory language consistent with legislative intent. Courts commonly clarify statutory language to give more precise meaning to statutory terms to effect the legislative intent and to make sure that juries carry out that intent in
Courts follow that approach even when statutory terms have common or well-understood meanings based on ordinary experience. In a prosecution under
Further, statutes containing words whose meanings are ordinary and understandable often require a judicial determination with respect to their intended scope of application. State v. Thomas, 132 N.J. 247, 254, 624 A.2d 975 (1993) (defining use of school property for school purposes as “essential element” of school-zone drug offense); State v. Ivory, 124 N.J. 582, 587-92, 592 A.2d 205 (1991) (defining property that constitutes “school property used for school purposes” for purposes of school-zone drug offense); see also State ex rel. M.T.S., 129 N.J. 422, 609 A.2d 1266 (1992) (finding that legislative history was relevant to understanding of legislative intent that principles of criminal assault were relevant in defining element of force and role of consent for crime of second-degree sexual assault).
Moreover, when a criminal statute is somewhat ambiguous regarding the scope of its application, the ambiguity cannot inure to the benefit of the State. In State v. Sein, 124 N.J. 209, 590 A.2d 665 (1991), we determined whether the “snatching” of a purse constituted the use of “force upon another” required for a conviction under the robbery statute
In State v. Sewell, 127 N.J. 133, 603 A.2d 21 (1992), another case involving the interpretation of the robbery statute, we looked at a separate statutory provision (
An instruction that makes explicit the implicit elements of the crime does not involve rewriting the statute or redefining, modifying, amending, or adding to the substantive elements prescribed by the statute because that instructional definition conforms to the legislative intent and carries out that intent. Thus, a proper instruction should, in addition to reciting the statutory language of
The Appellate Division also would define the term “high-level” or “upper-echelon,” as follows: “An ‘upper’ level is a level [that] is superior to street-level distributors and to their immediate supervisors or suppliers.” 264 N.J.Super. at 111, 624 A.2d 48. The dissent in Afanador concluded that that aspect of the Appellate Division‘s formulation of the substantive elements of the crime was not correct. See 134 N.J. at 185, 631 A.2d 946 (O‘Hern, J., dissenting). We now also disapprove that proposed instruction.
An appropriate instruction should also amplify the other statutory terms that are expressed as material elements of the crime under
III
We affirm so much of the judgment of the Appellate Division as reverses defendant‘s conviction and remands for a new trial. We
CLIFFORD, J., dissenting.
This Court does not have to love a statute, but we do have to apply it unless it is invalid. I fear that the majority‘s hostility to the enactment that the Legislature has given us has caused the Court to rewrite the “drug kingpin” statute—an illicit exercise bad enough in itself, made worse by the Court‘s botching of a job for which it is demonstrably ill-suited.
I would apply the statute as written and would reinstate the conviction of this $1500-to-$9000-per-week drug entrepreneur as a “leader of a drug trafficking network.”
I
Earlier this term a unanimous Court upheld the “drug kingpin” statute,
Plain as the statutory language was a few short months ago, according to the majority today it does not quite do the job. We are told that “without any further explanation” the words of section 35-3 alone “would not fully convey to the jury the nature
Reliance on section 35-1.1 as justification for the court‘s stunning addition of a defendant‘s “upper-level position” as “an essential element of the crime under the drug-kingpin statute,” ante at 571, 643 A.2d at 1000 (emphasis added), is badly misplaced. Section 35-1.1c, quoted in essential part in the majority opinion, ante at 569, 643 A.2d at 999, does nothing more than set forth the Legislature‘s findings and its declaration of public policy. Section 35-1.1c does not criminalize any conduct, define any elements of any offense, provide for any penalties, or otherwise display any of the identifying features of a criminal statute. Those functions are left to
Facing the dilemma created when the Legislature writes a statute whose operative provisions are crystal clear but whose operative provisions may not conform with the Legislature‘s explicit statement of legislative purpose, the Court attempts to remedy the situation by rewriting the operative provisions. We will never know why the Legislature, having so clearly indicated its intention that the statute should apply only to high-level drug
A person is a leader of a narcotics trafficking network if he conspires with others as an organizer, supervisor, financier or manager, to engage for profit in a scheme or course of conduct to unlawfully manufacture, distribute, dispense, bring into or transport in this State methamphetamine, lysergic acid diethylamide, phencyclidine or any controlled dangerous substance classified in Schedule I or II, or any controlled substance analog thereof.
One need not twist and turn to figure out what the Legislature meant by “leader of a narcotics trafficking network.” It is there in black and white. The crime is named by the Legislature “leader of a narcotics trafficking network,” and the crime is defined by the Legislature. As much as section 35-3 may not conform to section 35-1.1c‘s statement of legislative purpose and intent, that circumstance is for the Legislature, not for this Court, to remedy; for when this Court attempts to remedy it, as no case better shows than this, the Court drafts a new statute. Whether that new statute comes closer to the legislative intent or wanders farther from it is immaterial. The important point is that the Court‘s gratuitous and painfully inept amendment now becomes the law—not of the people of New Jersey, not of the Legislature, but of this Court.
But, says the Court, a jury is left in the dark by a charge that simply instructs in the language of the criminal statute, as recommended by the Model Jury Charge, see Model Jury Charges (Criminal), § 2C:35-3—Leader of Narcotics Trafficking Network (Oct. 17, 1988), and as dutifully delivered by the trial court in this
Stop right there. Either the court has added a new element—high-level position of authority—to the criminal offense, or it has introduced a requirement for a “clarifying” jury instruction whose most conspicuous attribute is a limitless potential for jury confusion and for production of inconsistent verdicts on similar facts. Either result is assiduously to be avoided.
I tend to think that the majority rewrites the statute and redefines the elements of the offense by engrafting a declaration of legislative policy onto the operative or criminalizing section. Most of the discussion thus far seeks to support that conclusion. But assuming that the Court‘s endeavor is only to give more complete definition to the Legislature‘s terms, without adding any essential elements to the offense itself, that effort has, I suggest, produced more chaos than clarification. The majority unearths no novel concept, clarifies nothing, illuminates no shadowy corners of the “drug-kingpin” statute by declaring that in a prosecution
The clear implication of “organizer,” particularly in a statute dealing with a “leader” of a drug-trafficking network, is that the term describes a person who exercises some supervisory power over others. That becomes even clearer when the expression appears in the same context as the words “supervisor, financier or manager,” for those words also connote some degree of control over another person‘s actions. The meaning ascribed to the words used in a statute may be indicated or controlled by the words with which it is associated. Here, the inclusion of the word “organizer” among other terms denoting authority to direct the acts of another obviously indicates that it carries a similar connotation, namely, the primary meaning of “organizer” in common usage.
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The casual purchaser will not ordinarily constitute one of the “others” with whom a defendant conspires, because in most cases a street distributor does not direct or supervise a drug buyer. Although a dealer may inform a buyer how to complete the transaction, he or she has no authority over the buyer. Therefore, to violate the kingpin statute a defendant must direct the actions of at least two other persons other than the person to whom the defendant sells the drugs. Because street-level dealers ordinarily lack any supervisory power over their suppliers or buyers, the statute does not transform every dealer into a kingpin.’
If, however, a defendant sells a quantity of drugs to a person who intends to resell those drugs and the defendant has some supervisory power over the reseller, that reseller is one of the “others” with whom the defendant has conspired. That result comports with the Legislature‘s expressed intention to target “upper-echelon” members of a drug-trafficking network, because in that instance the defendant has conspired with the reseller as an organizer, supervisor, manager, or financier.
[134 N.J. at 172, 173, 631 A.2d 946 (emphases added) (citation omitted).]
Although we held in Afanador that section 35-3‘s operative or criminalizing terms were readily understood as matters of common parlance, I would have no objection to a recommendation that henceforth in a “drug kingpin” prosecution trial courts would do well to spoon-feed the jury with a discussion, similar to that quoted above from Afanador, of the meanings of those terms.p>
But surely I would not hold that the absence of any such discussion constituted plain error.
What, then, are we to make of the Court‘s holding that the trial court here committed plain error in failing to instruct the jury that defendant occupied a “high-level” or “upper-echelon” position? Furnishing no definition of those terms other than by building on Afanador‘s common-usage notions of “supervisory power” and “control,” and in fact rejecting (correctly) the Appellate Division‘s definition, ante at 574, 643 A.2d at 1002, the Court leaves jurors at sea, with no judicial guidance on how they should determine whether the defendants in the cases before them are “high-level” or “upper-echelon” players in the drug-trafficking scheme. Those terms, unlike the language of section 35-3, are not terms of the street, not in common usage. Including them as elements of a criminal statute in which they nowhere appear represents judicial mucking about in an area in which we have neither authority nor competence.
I would reverse and remand to the Law Division for reinstatement of defendant‘s conviction for violation of the “drug kingpin” statute.
Chief Justice WILENTZ and Justice GARIBALDI join in this dissenting opinion.
For modification and affirmance—Justices HANDLER, POLLOCK, O‘HERN and STEIN—4.
For reversal and remandment—Chief Justice WILENTZ, and Justices CLIFFORD and GARIBALDI—3.
