Lead Opinion
Defendant appeals from a judgment of conviction, based on a jury verdict, of attempted kidnapping. He contends: (1) the court erroneously denied a request to instruct
The record evidence disclosed the following. The complainant worked at a manufacturing plant in Middlebury. On the date in question, she had worked late to prepare for a business trip the next day. Shortly after 6:00 p.m., as she was walking down a hallway preparing to leave, she encountered defendant, who worked in the building as a janitor. The complainant asked him if he would turn out the lights. Defendant did not respond, but instead grabbed her wrist, said “you’re coming with me,” and forcefully pulled her into a conference room. As she struggled to free herself, defendant pushed her against a wall and pulled out a knife.
The complainant warned him that the president of the company would be returning momentarily, and offered him money. Defendant did not respond. Instead he proceeded to pull her out of the conference room and into an open manufacturing area, near the ladies’ bathroom. He then attempted to force the complainant into the bathroom. Although she resisted and momentarily freed herself, defendant grabbed her again, put her in a headlock, and started punching her in the head and stomach. The attack left the complainant dazed, though she continued to struggle and eventually broke free and ran for an exit, with defendant in close pursuit. The complainant ran out a shipping door just ahead of defendant, although he managed to tackle her by the ankles causing her to fall headlong down the steps. Once outside, the complainant ran to another office and summoned help. Defendant did not pursue her outside the building.
Defendant was initially charged with attempted sexual assault and attempted kidnapping with intent to sexually assault or place the complainant in fear of sexual assault. The information was later amended to charge attempted aggravated sexual assault and attempted kidnapping with intent to place the complainant in fear of being subjected to bodily injury. At the close of the State’s evidence, defendant moved for judgment of acquittal. The court denied the motion as to the kidnapping count but granted judgment of acquittal as to the attempted sexual assault. The defense called no witnesses. At the charge conference, defendant requested an instruction on the lesser-included offense of unlawful restraint in the second degree. The court denied the request because the court found that there was no dispute that defendant brandished a knife and physically assaulted the victim. Defendant renewed his objection to the court’s failure to instruct on the lesser offense at the end of the instructions. The jury found defendant guilty as charged. This appeal followed.
Defendant contends the court erred in refusing to give a requested instruction on the lesser-included offense of unlawful restraint in the second degree. Defendant’s argument is premised upon the meaning and structure of the kidnapping statute, which provides, in pertinent part, as follows:
(a) A person commits the crime of kidnapping if the person (1) knowingly restrains another person with the intent to:
(A) hold the restrained person for ransom or reward;
or
(B) use the restrained person as a shield or hostage;
or
(C) inflict bodily injury upon the restrained person or place the restrained person or a third person in fear that any person will be subjected to bodily injury; or
(D) sexually assault the restrained person or place the restrained person or a third person in fear that any person will be sexually assaulted; or
(E) facilitate the commission of another crime or flight thereafter.
13 V.S.A. § 2405(a)(1). The amended information charged defendant with a violation of § 2405(a)(1)(C) (intent to inflict bodily injury or place person in fear of bodily injury).
Under the statute, in pertinent part, restrain “means to restrict substantially the movement of another person without the person’s consent or other lawful authority,” id. § 2404(3), and a restraint is without consent if it is accomplished “by force, threat or deception.” Id. § 2404(4)(B). Kidnapping is punishable by a maximum sentence of life imprisonment, although the sentence may be reduced upon a showing that defendant voluntarily caused the release of the victim in a safe place without having caused serious bodily injury. Id. § 2405(b).
In addition to kidnapping, the code also proscribes unlawful restraint in the first degree, which entails “knowingly restraining] another person under circumstances exposing that person to a risk of serious bodily injury,” id. § 2407(a)(1), and is punishable by imprisonment for not more than fifteen years, as well as unlawful restraint in the second degree, which consists,' inter alia, of “knowingly restraining] another person,” id. § 2406(a)(3), and is punishable by imprisonment for not more than five years.
The code thus sets forth three distinct offenses involving an unlawful restraint, with different levels of punishment corresponding to the severity and circumstances of the offense. Defendant argues that although the evidence may have been sufficient to show that he committed the lesser-included offense of knowingly restraining the victim, in violation of § 2406 (unlawful restraint in the second degree), it was insufficient to show that he restrained the victim with the intent to inflict bodily injury or place the victim in fear of injury, as required for kidnapping. Id. § 2405(a)(1)(C). Defendant’s argument rests upon a construction of the statute requiring, in effect, proof of dual intents, a knowing restraint for the separate and additional purpose of inflicting bodily injury. The State contests defendant’s construction, asserting that the statute is satisfied if the restraint itself evinces an intent to injure. In order to address defendant’s claim on the lesser-included offense, we must address the proper interpretation of the actual crime charged. We conclude that defendant’s interpretation is the more sound.
Enacted in 1990, Vermont’s kidnapping, unlawful restraint first-degree, and unlawful restraint second-degree statutes generally parallel the Model Penal Code provisions for kidnapping, felonious kidnapping, and false imprisonment. See Model Penal Code §§ 212.1, 212.2,212.3 (1980). Under the Model Penal Code, kidnapping is defined — and distinguished from felonious restraint and false imprisonment — by the requirement that the restraint must be accomplished for one of four purposes: to hold the victim for ransom or reward, or as a shield or hostage; to facilitate the commission of a crime or flight thereafter; to inflict bodily injury on or terrorize the victim; or to interfere with the performance of any governmental or political function. See id. § 212.1. The Model Code commentary explains that the authors chose the “usual way of differentiating among offenses in this field [by] specifying] nefarious purposes with which the
Thus, for example, the actor who uses a gun to force another to drive him somewhere engages in unlawful restraint under circumstances exposing the victim to risk of serious bodily harm. If he does so in order to terrorize the victim or in order to commit or escape from a felony, he may be convicted of kidnapping undér Section 212.1. But if his purpose is merely to obtain transportation, he is liable only for the lesser offense of felonious restraint.
Id. § 212.2 cmt. at 240-41.
This is also the general view of those states with kidnapping statutes similar to Vermont’s. Kansas, for example, defines kidnapping as the taking or confining of a person, accomplished by force, threat, or deception, “with the intent” to inflict bodily injury or terrorize the victim, among other specified offenses. Kan. Stat. Ann. § 21-3420 (1995 & 2000 Supp.). The Kansas Supreme Court has held that the statute requires a specific intent to commit one of the proscribed offenses independent of the means used to accomplish the taking. “Our statute requires that the taking or confinement be accomplished not only by the proscribed means (i e., ‘by force, threat or deception’) but also with the specific intent to accomplish one of four types of objectives.” State v. Buggs,
Similarly, in Alabama kidnapping is defined as an abduction with the intent, among other purposes, of inflicting physical injury. Ala. Code § 13A-6-43(a)(4) (1994 & 2001 Supp.). The court there has explained: “Pursuant to the new kidnapping statute, the State must prove two intents: The first deriving from the abduction element and the second from the statutory subdivisions of § 13A-6-43(a)(l)-(6).” Guess v. State,
Other state interpretations are in accord. See, e.g., Alam v. State,
Although we have not previously addressed the issue, we are persuaded that our kidnapping statute should be interpreted consistently with similar statutes in other states. See, e.g., State v. Davis,
We have consistently recognized that as “a general rule, a criminal defendant is entitled to have the jury instructed on all lesser-included offenses____if the facts in evidence reasonably support such an instruction.” State v. Delisle,
Instruction on a lesser-included offense is an essential element of a fair trial because it ensures that the defendant will benefit from proper application of the reasonable doubt standard. As the United States Supreme Court explained:
[I]f the prosecution has not established beyond a reasonable doubt every element of the offense charged, and if nolesser offense instruction is offered, the jury must, as a theoretical matter, return a verdict of acquittal. But a defendant is entitled to a lesser offense instruction — in this context or any other — precisely because he should not be exposed to the substantial risk that the jury’s practice will diverge from theory. Where one of the elements of the offense charged remains in doubt, but the defendant is plainly guilty of some offense, the jury is likely to resolve its doubts in favor of conviction.
Keeble v. United States,
The exception to the general rule is that a defendant may be denied an instruction on a lesser-included offense when the evidence does not support the instruction. In State v. Wright,
None of the exceptions to our general rule apply in this case. This trial hinged on the issue of defendant’s intentions once he had restrained the victim. As we discussed above, kidnapping is a double intent crime. That is, the prosecution must prove that defendant both knowingly restrained the victim and intended to inflict bodily injury (or other statutory enhancement) to prove the greater crime of kidnapping. See
In denying the instruction, the trial court exposed defendant precisely to the risk described in Keeble,
Defendant raises two additional claims that we must address because if meritorious they would result in outright dismissal of the charges against him. First, defendant claims that the evidence here was insufficient to sustain the intent element of the charge. In reviewing the
The record evidence here established that defendant initially accosted the victim in a hallway of the office building where they worked. Defendant dragged her from there into a conference room, where he pushed her against a wall and threatened her with a knife. The victim told defendant that the president of the company would return at any moment, and offered him the cash that she was carrying in an envelope if he would let her go. Defendant made no response, and instead proceeded to drag the victim out of the conference room and into a large, open manufacturing area. From there, he attempted to pull her into a nearby bathroom. The victim resisted and briefly freed herself. Defendant restrained her again, put her in a headlock, and punched her repeatedly in the face and stomach. Although battered, she was eventually able to break free and run outside the building for help.
Viewed in the light most favorable to the State, the jury could reasonably have concluded that defendant utilized more force than was necessary simply to effectuate the restraint, and that the kidnapping was for the specific purpose of inflicting bodily injury or fear of injury. As discussed above, there are several explanations for defendant’s behavior, including that he never completed the initial restraint. Based on the evidence, however, a jury could have determined that defendant had the intent not only to restrain the victim, but by continually removing her to more isolated regions within the building, had the additional intent to commit further acts without detection. See State v. Royal,
Finally, defendant contends the evidence was insufficient to establish the element of restraint under the kidnapping statute because the victim was not confined for a “substantial” period nor moved a “substantial” distance. 13 V.S.A § 2404(3)(B), (C). This claim is unpersuasive. The victim here was moved from room to room within her place of work a distance of approximately 100 feet, over a period lasting approximately fifteen to twenty minutes. We have upheld kidnapping convictions under, circumstances where a confinement lasted approximately thirty minutes, and the movement covered about one block. See State v. Washington,
Here, as noted, the facts supported a finding that defendant moved the victim to increasingly isolated parts of the building to accomplish the restraint, whatever its ultimate purpose may have been. Accordingly, we conclude that the evidence amply supported the requisite finding of restraint under the kidnapping statute.
Reversed.
Notes
The State does not contest the proposition that unlawful restraint in the second degree is a lesser-included offense of kidnapping.
The dissent claims that this disagreement was manifested only in defense counsel’s closing argument. The issue of defendant’s intent, however, was raised throughout the trial on both direct and cross-examination of the prosecution’s witnesses as revealed by a thorough reading of the transcript. For instance, the prosecution asked the victim what she thought defendant intended by his actions. The victim also admitted that defendant paused when he was offered money. Defense counsel cross-examined the victim about the time duration that defendant brandished his knife, and whether defendant attempted sexual contact with her. These examples indicate that the purpose of defendant’s action was a central feature of the trial raised directly and indirectly, and thus the issue was for the jury to decide.
Concurrence Opinion
concurring and dissenting. I concur in the majority’s holding that the evidence amply supports the judgment of conviction of kidnapping with intent to inflict bodily injury. I cannot agree with its further conclusion that, notwithstanding the evidence of guilt, the judgment must be reversed because the trial court refused defendant’s request to instruct on the lesser-included offense of unlawful restraint in the second degree. The evidence in this case overwhelmingly proved that defendant restrained and abducted the victim with the specific intent to perpetrate further violence. No reasonable view of the evidence would support a theory that he merely restrained the victim without the additional intent to injure. Hence, the trial court’s decision was fully justified, and provides no basis to disturb the judgment. Accordingly, I respectfully dissent.
As the majority observes, a defendant is entitled to a lesser-included offense instruction where the evidence is reasonably susceptible of sustaining such an instruction. See State v. Bolio,
The evidence thus decisively demonstrates that defendant was not content merely to restrain the victim, but instead endeavored continually to remove her to more isolated regions within the building to commit further acts of violence where there was less risk of detection or interruption. Testimony by the investigating officers and the emergency room physician where the victim was treated provide further proof that the force applied exceeded that which was necessary to merely restrain,
The evidence, which was largely uncontroverted, thus established that defendant engaged in a series of increasingly violent batteries upon the victim which ended only with her harrowing and unlikely escape. The inference that defendant restrained the victim with the specific intent to inflict injury was thus inescapable; there was no rational basis in the record for the jury to infer that defendant’s intent was merely to restrain. If believed, in other words, the evidence provided no reasonable ground to convict defendant of the lesser offense of unlawful restraint and acquit of the greater offense of kidnapping. In these circumstances, courts have uniformly held that an instruction on the lesser-included offense of unlawful restraint is unwarranted. See, e.g., State v. Kyle,
The majority correctly observes that there was “disagreement” at trial as to defendant’s intent.
Rejecting the defendant’s claim that the trial court erred in refusing to instruct on the lesser-included offense of false imprisonment, the court explained:
Where the State presents evidence of every element of the offense charged and there is no evidence negating these elements other than the defendant’s denial that he committed the offense, then no lesser included offense need be submitted____Therefore it is not error to fail to instruct on false imprisonment if there is no evidence tending to show that the victim was kidnapped for some purpose other than terrorizing, or for no purpose.
Id. at 128. Here, similarly, defendant cites no record evidence tending to show that the victim was kidnapped for some purpose other than the obvious one of inflicting injury, and counsel’s argument that defendant’s actions might have been bereft of any rational purpose was insufficient to warrant a lesser-included instruction. The trial court, therefore, correctly refused to instruct on unlawful restraint in the second degree. Accordingly, I would affirm the judgment.
I am authorized to state that Justice Morse joins in this concurring and dissenting opinion.
