State v. AlexanderState v. Alexander
Lead Opinion
James M. Alexander seeks reversal of a Court of Appeals decision vacating an exceptional sentence and directing the trial court to impose a sentence within the standard range as calculated under
Background
On June 26, 1991, James M. Alexander approached an undercover police officer, R. Ceja, on a city block in Seattle and asked if Officer Ceja wanted some "coca” (cocaine). Officer Ceja said yes and asked, "how about a viente?” ($20 worth of cocaine). Alexander led Officer Ceja to a donut shop in the area and walked around for some time before contacting Cesar Leal Villela. Officer Ceja attempted to give Villela $20 of police department buy money in exchange for cocaine, but Alexander intercepted the money. Alexander kept $5 of the intercepted buy money and gave Villela $15. In exchange for the $15, Villela gave Alexander a bindle of cocaine which Alexander then passed to Officer Ceja. The cocaine was later estimated to weigh .03 gram and to be too small to remeasure. Alexander was arrested shortly thereafter and charged with
After a jury convicted Alexander as charged, the trial court proceeded to sentence him under the sentencing guidelines established by the SRA and codified at
The State appealed the sentence, arguing the amount of the controlled substance involved in the crime, Alexander’s lack of sophistication in committing the crime, and the trial court’s concern for proportionality did not constitute substantial and compelling reasons to depart from the standard range. The State further argued that even if those reasons constituted substántial and compelling reasons justifying a downward departure from the guidelines, the exceptional sentence imposed on the basis of these reasons was too lenient and as such was a reversible abuse of the trial court’s discretion.
We granted Alexander’s petition for review of the Court of Appeals decision pursuant to RAP 13.4(b). Alexander’s petition presents the following issues for review:
Analysis
Sentences must generally fall within the standard sentence range established by the SRA.
The court may impose a sentence outside the standard sentence range for that offense if it finds, considering the purpose of this chapter, that there are substantial and compelling reasons justifying an exceptional sentence.
(Italics ours.)
I
Factual Determinations Are Treated as Verities on Appeal
First, we examine whether the record supports the findings of fact used to justify the exceptional sentence.
II
Downward Departure From Standard Range Is Legally Justified
Second, we examine whether each factual finding constitutes a "substantial and compelling” reason for departing from the standard range as a matter of law.
The trial court held that because
All of the reasons currently under review are related to the execution of the crime itself.
First, a trial court may not base an exceptional sentence on factors necessarily considered by the Legislature in establishing the standard sentence range. Second, the asserted aggravating factor must be sufficiently substantial and compelling to distinguish the crime in question from others in the same category.
State v. Smith,
We examine in turn whether each of the three challenged reasons may be provided by a trial court as a legitimate justification for a downward departure from the standard sentence range under the framework just elaborated.
"Extraordinarily Small Amount” of a Controlled Substance
We first examine the trial court’s reliance on the fact Alexander’s crime involved only an "extraordinarily small amount” of cocaine as a reason for departure from the standard range and conclude this reliance is permissible.
With respect to the first portion of the Grewe test, which directs us to question whether the Legislature necessarily considered the factor in establishing the standard sentence range, we note the Legislature did not necessarily contemplate the inclusion of all amounts of controlled substances, even extraordinarily small amounts, in establishing the standard sentence range for a violation of
Although the Legislature defined violations of
With respect to the second part of the Grewe analysis, which directs that we consider whether the factor distinguishes the crime from other crimes of the same statutory class, we note that the delivery of an "extraordinarily small amount” of a controlled substance is a factor present in Alexander’s violation of
We thus reverse the Court of Appeals and conclude that a trial court may treat an "extraordinarily small amount” of a controlled substance as a substantial and compelling reason for downward departure from the standard sentence range.
The State disagrees with our holding, contending that because Alexander’s conduct falls within the definition of the crime defined by
The State’s interpretation would eliminate the ability of courts to ever impose departure since the issue of departure from the standard sentence range by definition only arises once a defendant has committed a crime. This interpretation would contravene
B
Defendant’s Low Level of Sophistication in Committing Crime
We next consider whether the trial court properly considered Alexander’s low level of sophistication in committing
First, the Legislature has not already necessarily considered the specific gradations in the defendant’s level of involvement in establishing the standard sentence for violation of
In addition, we find that, as with the amount of controlled substance delivered, a low level of involvement exhibited in committing a crime is not a characteristic inherent in all crimes defined by
Because this reason satisfies both elements of the Grewe test, we conclude a defendant’s low level of involvement in committing a crime may in some instances justify a departure from the standard sentence range under
C
Defendant’s Peripheral Participation in Drug Hierarchy
Finally, we address the trial court’s use of Alexander’s peripheral participation in the drug hierarchy as a reason for downward departure from the standard sentence.
First, by defining several different types of drug crimes under different statutory provisions, the Legislature has already considered different classes of drug crimes, punishing those with greater participation in the drug hierarchy more severely than those with less involvement in the hierarchy.
We thus conclude peripheral participation in the drug hierarchy is not a substantial and compelling reason justifying departure, and reverse the trial court on this issue.
Ill
Alexander’s Sentence Is Not Clearly Too Lenient
When the question is properly raised, the final step of the 3-part statutory analysis leads us to examine whether the resulting exceptional sentence is "clearly too lenient”.
In addition to a fine of $2,250.75, Alexander has been sentenced to serve 1½ years of his life in prison for the low level of involvement in the nonviolent delivery to a willing customer an amount of a controlled substance deemed to be "extraordinarily small”. Moreover, had Alexander been instead convicted under the "burn” statute for delivering "no amount”,
Durham, C.J., and Dolliver, Smith, Guy, Johnson, and Madsen, JJ., concur.
Notes
"(1) Any person who violates this subsection with respect to:
"(i) [cocaine] is guilty of a crime and upon conviction may be imprisoned for not more than ten years . . .”. Villela was also charged and arrested under this provision. His conviction on that charge is not before this court.
A violation of
Although the State did not specifically challenge the trial court’s citation to "just punishment”, the Court of Appeals considered the trial court’s reference to both "proportionality” and "just punishment”, determining neither such concern was a substantial and compelling reason for a sentence outside the standard range. State v. Alexander,
Although the State does not appear to have specifically challenged the trial court’s use of peripheral participation in the drug hierarchy as a reason for departure from the guidelines, the Court of Appeals nevertheless reached the issue whether this fact indeed constitutes a substantial and compelling reason for departure.
While the court states in an earlier part of the opinion that it will accept as a verity that Alexander did indeed have low sophistication and a very low position in the drug hierarchy, State v. Alexander, supra at 612, it later contradicts this position by appearing to conduct a factual examination, see State v. Alexander, supra at 620 (concluding Alexander had a predisposition and had greater than minimal involvement).
Alexander does not challenge the Court of Appeals determination that the trial court’s concern for proportionality and concern for just punishment are not substantial and compelling reasons. Although the State raises this issue in its Supplemental Brief by Respondent, it is not entitled to seek review of the issue by this court since it prevailed on this issue before the Court of Appeals. RAP 3.1 (only an aggrieved party may seek review).
The trial court treated the second and third issues as a single reason for departure, as did the Court of Appeals. However, for purposes of clarity and precision, we treat the trial court’s "single” reason of "low degree of sophistication and peripheral participation” as two separate reasons.
See
Clerk’s Papers, at 20.
The State has attempted to correct this deficiency through an unchallenged motion to supplement the record which was granted by the Commissioner of our court. However, because the Court of Appeals treated the findings as verities on appeal, we decline to review these challenges. State v. Laviollette,
Clerk’s Papers, at 15.
Our task here is not to identify all factors which may constitute substantial and compelling reasons for departure. Rather, our inquiry is limited to whether each of the three reasons currently under scrutiny is a substantial and compelling reason for departure which a trial court in its discretion may rely upon to order a sentence below the range. We therefore do not here pass on the proper
For the principle that departure is not appropriate if the Legislature has already contemplated the reason in establishing the standard range, see also State v. McAlpin,
See State v. Nordby,
See State v. Pascal,
See State v. Fisher,
As noted above, we do not reach the question whether .03 gram is in fact an "extraordinarily small” amount of a controlled substance since we treat this finding as a verity on appeal.
The State argues: "
This may account for the Court of Appeals association of "low degree of sophistication” with a lack of predisposition to commit the crime. Because the court made this association, it is unclear whether it answered the question whether a low degree of involvement or sophistication is a substantial and compelling reason for a departure downward.
We again note that because we treat the finding that Alexander’s crime reflected a low level of involvement as a verity on appeal, we do not reach the issue whether actions such as those of Alexander in fact reflect a low level of involvement.
For the reasons set forth in that opinion, we agree with the portion of State v. Alexander,
Again, we treat as a verity the finding that Alexander’s crime reflects only peripheral participation in the drug hierarchy.
See, e.g.,
We note that the Court of Appeals appears to have equated the phrase "peripheral participation in the drug hierarchy” with a low level of involvement in the crime committed. Although minimal involvement in a given crime as compared to other actors committing the same crime is a substantial and compelling reason for imposing an exceptional sentence, State v. Nelson,
State v. Nelson,
"It is unlawful... for any person to offer, arrange, or negotiate for the sale, gift, delivery, dispensing, distribution, or administration of a controlled substance to any person and then sell, give, deliver, dispense, distribute, or administer to that person any other liquid, substance, or material in lieu of such controlled substance. . . .”
In other contexts, an "abuse of discretion” has been considered to have occurred when the discretion is "manifestly unreasonable, or exercised on untenable grounds, or for untenable reasons”. See, e.g., In re G.V.,
Dissenting Opinion
(dissenting) — For the reasons noted in the unanimous Court of Appeals opinion in this case (State v. Alexander,
Brachtenbach, J. Pro Tern., concurs with Andersen, J. Pro Tern.
Judge James A. Andersen is serving as a justice pro tempore of the Supreme Court pursuant to Const, art. 4, § 2(a) (amend. 38).