OPINION
{1} Defendant Nic Aker appeals from the trial court’s judgment and sentence. He pled guilty to second degree murder, kidnaping, burglary, conspiracy to commit kidnaping, and conspiracy to commit first degree murder. Defendant raises two issues on appeal, arguing that the trial court erred in considering previously undisclosed ex parte letters concerning sentencing, and that Defendant was deprived of effective assistance of counsel because counsel did not have an opportunity to review the letters before sentencing. Not persuaded by Defendant’s arguments, we affirm on both issues.
FACTUAL AND PROCEDURAL BACKGROUND
{2} Defendant was сharged in a forty-four count indictment for various crimes associated with the kidnaping and murder of MaryAIice Stephens (the Victim). The charges arose out of the following incidents: Defendant was the roommate of Richard Clappsy, the Victim’s former boyfriend, and the Victim had expressed her fears of Clappsy. Pursuant to a plan between Clappsy and Defendant, Defendant called the Victim to tell her that Clappsy had lung cancer, was remorseful about a prior negative encounter, and wanted to see the Victim. The Victim cancelled her previous plans and went to the apartment shared by Clappsy and Defendant. The Victim and Clappsy had consensual sex and Clappsy convinced the Victim to let him tie her up under the guise of showing Defendant some security moves. Once the Victim was tied up, Clappsy obtained the PIN number from the Victim’s bank accounts and Defendant withdrew the Victim’s money from various ATM machines. After returning to the apartment, Defendant watched Clappsy strangle the Victim to death. Clappsy and Defendant then disposed of the Victim’s body in a dumpster. The Victim’s body was never located. Defendant and Clappsy burglarized the Victim’s house and pawned or sold a few of the items that they found. Defendant was apprehended and eventually pled guilty to second degree murder, kidnaping, burglary, conspiracy to commit kidnaping, and conspiracy to commit first degree murder. In his plea, Defendant acknowledged that he could be sentenced to a maximum term of sixty years.
{3} Sentencing was scheduled for April 4, 2003. At the instigation of the Victim’s sister, almost two hundred people wrote letters to the trial court urging that the maximum sentence be imposed. We provide the details of certain letters in our discussion below. However, in general, the letters address the Victim’s attributes and the impact of her murder on her family, friends, and the community at large. The letters urged the court to sentence Defendant to the maximum term of imprisonment allowed under the plea agreement. These letters were apparently compiled by the Victim’s Unit of the district attorney’s office which delivered 120 letters to the court shortly before sentencing. On April 2, 2003, the defense counsel was advised of the letters. Defense counsel retrieved the letters that day. The next day, defense counsel was advised that another batch of 72 letters had arrived. Due to time constraints, defense counsel was not able to review the second set of letters until after sentencing. In total, 192 letters were submitted to thе trial court.
{4} The night before sentencing, the trial judge reviewed all of the letters. Also reviewed was Defendant’s sentencing memorandum, the attachments thereto, and a sixty-day diagnostic evaluation report.
{5} At the sentencing hearing, Defendant objected to the letters. Defendant argued that it was improper to sentence him based upon information to which the defense was not privy. He also argued that the ex parte communications violated his constitutional rights to due process and effective assistance of counsel. Defendant argued that the trial judge should recuse himself because he had beеn tainted by the volume and content of the letters. The judge disagreed and sentenced Defendant to the maximum term of sixty years.
{6} After sentencing, Defendant filed a motion to vacate sentence and renewed motion to recuse, again arguing that the trial judge should recuse himself “based on the intensive and inappropriate lobbying efforts.” Defendant argued that the court wrongfully considered the ex parte letters in sentencing Defendant. Defendant also argued that due process guarantees preclude him from being sentenced based upon information to which he is not a party. Defendant claimed that the court impermissibly permitted the input of persons who are not “victims” within the meaning of Sections 31-26-3(D) and (F) of the Victims of Crime Act, NMSA 1978, §§ 31-26-1 to -14 (1994, as amended through 2003). The court held a hearing on Defendant’s motion and, after clarifying certain factual misstatements, denied the motion. This appeal followed.
DISCUSSION
{7} As an initial matter, we agree with Defendant that, by pleading guilty, he did not waive his right to appeal any alleged defects in the sentencing proceeding, and we note that the State also agrees with Defendant’s contention. See State v. Todisco,
Standard of Review
{8} “We review the trial court’s sentencing for an abuse of discretion.” State v. Gardner,
Analysis
{9} Defendant was sentenced in accordance with his plea agreement, and the trial court had the discretion to order Defendant’s sentences to be served consecutively. See Jensen,
{10} Even though Defendant received the basic sentence, due process concerns may arise if the sentence is based upon improperly admitted evidence. See Gardner,
{11} In this case, Defendant claims that he was denied due process because, in imposing the maximum sixty-year sentence, the trial court improperly considered the 192 letters submitted by the public. He further claims that his due process rights were denied because the State and the court failed to give him adequate notice of the letters, thus depriving him of the opportunity to challenge the accuracy of the information contained in the letters.
The Letters Were Admissible in the Sentencing Proceeding
{12} Defendant claims that the letters were inadmissible because they were not from “victims” or “victims representatives” as defined in the Victims of Crime Act. See § 31-26-3(D) and (F) We disagree. Defendant is correct that the Victims of Crime Act only accords rights to persons who are victims of the crime currently before the court and the family members of such victims. However, we are unaware of any statutory or common law authority precluding a court from considering letters or statements from non-victims when sentencing a defendant in a non-capital case. See Gardner,
{13} We are unpersuaded by Defendant’s citations to Payne v. Tennessee,
{14} Based upon the foregoing, we hold that the trial court did not err in reviewing the 192 letters from the public before sentencing Defendant even though the letters were not from victims of the crime or thеn-families.
The State Erred in Failing to Notify Defendant Before Submitting the Letters to the Trial Court
{15} The Victim’s Unit of the district attorney’s office submitted 192 letters to the court prior to the sentencing hearing. Contrary to the State’s contention, we hold that the submission of the letters by the Victim’s Unit of the district attorney’s office constitutes ex parte communication by the State because the letters were submitted to the court by a branch of the district attorney’s office without notifying Defendant. See A.B.A. Standards for Crim. Justice 3-2.8(c) (3d ed.1993) (stating that “a prosecutor [should not] engage in unauthorized ex parte ... submission of material to a judge relating to a particular case which is ... before the judge”). We agree with Defendant that the prosecutor had an obligation to share the letters with Defendant, or, at the least, to notify Defendant before the letters were submitted to the court and that the prosecutor failed to notify Defendant. See Rules 5-501 and 5-505 NMRA.
{16} Defense counsel claims that it was only able to review 120 of the letters before the sentencing hearing. Even though the State erred in submitting the letters to the court without notifying Defendant, and this error may have deprived defense counsel of an opportunity to fully review the letters, we hold that the State’s error does not warrant rеversal because, for the reasons that follow, there is no evidence that Defendant was prejudiced by the admission of the letters. See State v. Rojo,
The Trial Court’s Consideration of the 192 Letters and the Imposition of the Sixty-year Sentence Was in Accordance with Due Process
{17} In determining whether Defendant was prejudiced by the admission of the letters, given the absence of adequate notice to allow Defendant an opportunity to rebut the information contained therein, we turn first to the sentencing proceeding. See Gardner,
{18} At the sentencing hearing, defense counsel reiterated the arguments contained in the memorandum and motion, claiming that Defendant was mostly guilty of extreme cowardice in not attempting to assist the Victim, and arguing that Defendant was not the instigator of the Victim’s murder. Defendant’s mother and father testified and requested leniency from the court. Defendant also testified, expressing remorse for his actions and inactions in connection with the Victim’s murder and asking for forgiveness. Defendant conceded that the Victim was a wonderful, special human being whose death was a great loss to her family and to the community.
{19} The Victim’s sisters, mother, father, brother-in-law, brother, sister-in-law, and estranged husband all testified at the hearing. They offered compelling testimony as to the Victim’s unique gifts and talents and spoke movingly about the profound loss they experienced as a result of the Victim’s death. The prosecutor then urged the court to impose the maximum sentence possible under the plea.
{20} At the beginning of the hearing, when denying Defendant’s motion for recusal and for a new sentencing hearing, the trial judge addressed the letters from the community. He stated that he considered the letters to be from members of the public interested in Defendant’s sentencing. He acknowledged that there were “relationship issues” with the letters because they were not written by “victims” of the crime and expressly stated that he had noted that fact as he read the letters. He also indicated that the letters did not tell him anything he did not already know and that was not acknowledged by Defendant — that the Victim was well-loved and well-known.
{21} In sentencing Defendant, the trial judge did not mention the letters from the community. He noted that Defendant was instrumental in luring the Victim to the apartment and affecting the murder. He observed that Defendant had a chance to prevent the murder while away from the apartment and away from Clappsy’s alleged threatening behavior, yet chose to do nothing. He indicated that he failed to see significant remorse on the part of Defendant and observed that Defendant chose to transfer his allegiance from the church to Clappsy. The judge further noted that the Victim would never be paroled from death and that Defendant played a significant part in causing her death. Because Defendant was a significant factor in the Victim’s death by virtue of his inaction in preventing it and his complicity in planning the kidnaping and murder, the court ordered that Defendant serve all of his sentences consecutively and refused to suspend any part of the sixty-year maximum sentence imposed.
The Trial Court Did not Rely on the Ex Parte Letters in Sentencing Defendant
{22} Defendant would be entitled to re-sentencing if the lack of advance notice deprived him of the opportunity tо rebut evidence that the trial court relied upon in determining his sentence. See, e.g., United States v. Berzon,
{23} The record indicates that the trial judge exercised his discretion by disregarding unreliable statements. See State v. Hernandez,
{24} For the same reasons, we disagree that submission of the letters rendered the sentencing proceeding unfair. See Tomlinson v. State,
The Ex Parte Letters Did not Contain Misrepresentations of a Constitutional Magnitude
{25} Defendant claims that the letters contain misrepresentations. He raised this objection at the sentencing hearing. However, when the trial court indicated that Defendant was free to correct any errors, Defendant did not point to any errors. Likewisе, at the hearing on Defendant’s motion to vacate the sentence, after defense counsel had an opportunity to review the letters, the court noted it had yet to hear one single misstatement contained in the letters. Therefore, Defendant failed to adequately preserve this issue. See State v. Varela,
{26} Even if Defendant had adequatеly preserved this issue, he has failed to show that he was sentenced based upon “misinformation of constitutional magnitude.” United States v. Tucker,
{27} Many of the claimed misrepresentations concern matters that Defendant admitted in his plea or at sentencing. Defendant claims that the letters falsely claim that Defendant was an active participant by planning the murder with Clappsy, and by physically participating in the murder. However, Defendant admitted to active participation in the planning when he pled guilty to conspiracy to commit first degree murder. In his plea, he admitted that he agreed with someone else to commit murder and intended to commit murder. He also agreed that he either personally murdered or “helped or encouraged somebody else” to murder the Victim. Finally, in terms of physical participation, he admitted he helped to dispose of the Victim’s body.
{28} Defendant makes incorrect factual contentions as to certain misrepresentations. For example, he claims that one letter states that Defendant used a knife. Review of that letter does not support Defendant’s contention. Defendant also falsely characterizes the letters as stating that Defendant “indulg[ed] himself.” Review of the letters indicate that only one uses this phrase and it is in the cоntext of stating that Defendant facilitated the murder and allowed it to occur. Defendant had already admitted that he facilitated the murder by luring the Victim to the apartment and that he allowed the murder to occur by failing to notify authorities when he had the opportunity to do so. Review of the letters that supposedly cast aspersions on defense counsel, merely reveal claims that defense counsel painted Defendant in a favorable or golden light as a follower. Defense counsel’s testimony at the sentencing hearing in fact does make such a portrayal.
{29} We also observe that the letters making statements as to Defendant’s role in the murder are expressed in terms of the writer’s opinion, not factual statements based on evidence, because the writers do not purport to have personal knowledge of the crime. These writers express their opinions that Defendant knew what he was doing and knew full well that Clappsy intended to kill the Victim when Defendant lured her to the apartment. These statements are merely reactions to events as established by Defendant in his plea. For example, the letter alleging that Defendant had an “insidious scheme” is reflecting the fact that Defendant made an untruthful call to lure the Victim to the apartment. Defendant also claims that a number of letters falsely state that Defendant lied about knowing where the Victim’s body was buried. Review of these letters indicate that they fault Defendant for failing to say where the body was at an earlier time by coming forward and note that Defendant could have assisted and did not. There is no indication that these writers are claiming personal knowledge of the facts of the case. Likewise, the writers who allegedly make false comments about recidivism and a pattern are merely making abstract statements without claiming personal knowledge abоut Defendant. None of these letters contain factual representations or misrepresentations; they are merely expressions of the public’s affection for, and admiration of, the Victim and the public’s outrage at the Victim’s murder.
{30} We now turn to the few letters that make specific factual allegations concerning Defendant beyond the facts admitted in Defendant’s plea, the sentencing memorandum and motion, and the oral testimony at the sentencing hearing. One is a letter from the operator of the Buffalo Exchange who wrote as to his interactions with Defendant and Clappsy when they brought in the Victim’s сlothes. Another is from a friend of the Victim who relates that the Victim confided in him about her fears of Clappsy and the threats he made to her. Defendant does not dispute the contentions contained in those letters and fails to make any showing that the information contained in them is incorrect.
{31} Finally, we note that if Defendant was concerned about misrepresentations, he could have requested a continuance to review the content of the letters and to prepare a rebuttal. See United States v. Curran,
{32} Furthermore, Defendant has failed to show that, if he had requested and received a continuance, he could have rebutted the allegations contained in the letters. As set forth in detail above, the Victim’s family gave compelling testimony at the sentencing hearing as to the Victim’s unique qualities and the loss experienced by the family and the community at large. Defendant made no attempt to rebut this evidence at the sentencing hearing. As the ex parte letters expressed sentiments similar to the oral testimony of the Victim’s family, there is . no indication that Defendant would have attempted, or been capable of, rebutting the information in the ex parte letters even if he had received prior notice of their content. See United States v. Patrick,
{33} In conclusion, we hold that the prоsecutor’s actions in failing to divulge the letters until one to two days before trial were wrongful and should not be condoned. However, we affirm Defendant’s sentence because there is no evidence that he suffered any prejudice from the admission of the letters without adequate prior notice especially since the trial court did not rely upon them to determine the sentence..
Ineffective Assistance of Counsel
{34} Defendant claims that he received ineffective assistance of counsel because his attorney did not review the letters before sentencing. We disagree. The test for ineffective assistance of counsel is whеther defense counsel exercised the skill of a reasonably competent attorney. See State v. Talley,
CONCLUSION
{35} For the foregoing reasons, we hold that the State should have notified Defendant about the letters before they were submitted to the trial court. However, failure to notify Defendant did not prejudice Defendant. Accordingly, we affirm the judgment and sentence of the trial court.
{36} IT IS SO ORDERED.
