This аppeal raises the issue whether the double jeopardy clause of the United States constitution prohibits a third trial of a defendant who successfully petitioned for a new trial after his first trial, which resulted in a conviction, and whose second trial terminated in a mistrial when the jury could not agree on a verdict.
The defendant was arrested and charged with three counts of murder alleged to have occurred in August, 1972. On September 1,1973, after a triаl to a jury, he was found guilty of murder on all three counts.
The accused after a conviction filed a petition for a new trial, which the trial court granted after a hearing on his petition. The state appealed from that order granting the accused a new trial and this court ordered a new evidentiary hearing which concerned a two-minute conversation between the presiding judge and a juror as to the continuance of delibеrations after 10 p.m.
Aillon
v.
State,
When a mistrial was declared after his second trial, the defendant moved for entry of a judgment of acquittal on three grounds: (1) double jeopardy; (2) Practice Book, 1978, §§889 and 898; and (3) judicial discretion. Upon the trial court’s (Quinn, J.) denial of the defendant’s motion, the defendant appealed to this court. The state moved to dismiss the appeal and we granted this motion еxcept as to the defendant’s double jeopardy claim on the ground that no final judgment had been entered in the cases appealed. 1 Thus, the sole matter now before us is the defendant’s contention that the state cannot proceed with a third trial because such a trial would violate the federal constitutional guarantee against placing a criminal defendant twice in jeopardy for the same offense. 2
The аrgument underlying the defendant’s claim is essentially two-pronged. In seeming recognition
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of the principle that when a mistrial is declared at the defendant’s request or with his consent, the double jeopardy clause does not bar subsequent retrial; see, e.g.,
United States
v.
Dinitz,
The double jeopardy clause of the fifth amendment serves to safeguard defendants in criminal proceedings against multiple punishments or repeated prosecutions for the same offense.
United States
v.
Dinitz,
supra, 606. This constitutional
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protection, however, does not guarantee a defendant that the government will be prepared, in all circumstances, tо vindicate society’s interest in law enforcement by a single proceeding for a given offense.
United States
v.
Jorn,
supra, 483-84.
3
To compel the government to do so “would create an insuperable obstacle to the administration of justice in many cases in whieh there is no semblance of the type of oppressive practices at which the double-jeopardy prohibition is aimed.”
Wade
v.
Hunter,
Where a mistrial has been declared, Mr. Justice Story’s 1824 opinion in
United States
v.
Perez,
However, as Perez and its progeny, e.g., United States v. Dinitz, supra, 608, and United States v. Jorn, supra, 484, make clear, when a defendant consents to a declaration of a mistrial, no finding of manifest necessity for the declaration need be made. This is so because when a mistrial declaration is made without a defendant’s consent, the defendant has been deprived of his “valued right to have his trial completed by a particular tribunal”; Wade v. Hunter, supra, 689; and the Perez doctrine of manifest necessity serves to ensure that this right is not foreclosed without the exercise of scrupulous judicial discretion. 4 United States v. Jorn, supra, 485.
When, however, as a result of a jury’s inability to reach a verdict, a mistrial is declared at the defendant’s request or with his consent, any barrier to reprosecution is removed. In these circumstances, the principle underlying the double jeopardy clause that the defendant retain primary
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control over the course of the proceedings;
United States
v.
Scott,
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Thus, since no allеgation of prosecutorial or judicial bad faith has been made, it would seem that our inquiry should first be whether the defendant did consent to the court’s mistrial declaration and, if and only if we determine that his actions did not constitute consent, should a determination be made as to whether the trial court’s declaration of a mistrial was within its sound discretion. See, e.g.,
Drayton
v.
Hayes,
supra, 121. Apparently in the recognition, however, that in this case consent
6
or
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manifest necessity
7
eonld readily be found, tbe
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defendаnt does not contend that he did not consent to the trial conrt’s declaration of a mistrial or that there was not manifest necessity for the court’s declaration. Eather the defendant claims, in essence, that this is a case where two juries have failed to agree, in spite of the fact that the first jury brought in a conviction, and as such is one where this court should review not whether there was manifest necessity
for a mistrial declaration
but whether there is manifest necessity
for a retrial.
The defendant seeks to have us determine, under the double jeopardy clause, whether there is a need for a new trial by balancing the public’s right to seek a final resolution of the charges against the
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defendant against Ms interest in putting his risk at an end. The defendant does not deny that his interest, which is usually expressed as his right “to have his trial completed by the particular tribunal summoned to sit in judgment on him”;
Downum
v.
United States,
supra, 736; has been taken into account in a proper declaration of а mistrial.
United States
v.
Scott,
supra, 92. Rather he claims that where a third trial is at issue the defendant’s interest protected by the double jeopardy clause involves the price exacted of the defendant in terms of “embarrassment, expense and ordeal and compelling him to live in a continuing state of anxiety and insecurity”;
Green
v.
United States,
355 U.S.
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184, 187,
Even if we were to accept the defendant’s view that the first trial should be considered the functional equivalent of a mistrial and that there have been two mistrials declared in his case, and even if we were to accept the factors the defendant would have us weigh against each other, this court finds persuasive the reasoning of the Second Circuit in
United States
v.
Castellanos,
Each Circuit Court of Appeals which has addressed this precise issue after
Castellanos
has
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held that the double jeopardy clause does not bar a third trial following two properly declared mistrials. See
United States
v.
Quijada,
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Furthermore, like the
Castellanos
court we have serious reservations that a certain number of mistrials would sanction placing in abeyance the rationale of
Peres
and its progeny. See
United States
v.
Castellanos,
supra, 752. The defendant’s claim would compel us to enter a subjective quagmire by undertaking factual measurements of the strain of multiple prosecutions on a particular defendant in order to weigh that measurement against the public’s interest in ensuring that justice is metеd out to violators of society’s laws. See, e.g.,
Arizona
v.
Washington,
A declaration of a mistrial, however, contemplates that the government will be permitted to prosecute anew notwithstanding an accused’s double jeopardy claims; United States v. Scott, supra, 92; Lee v. United States, supra, 30; and Perez and its progeny make it clear that the Peres test itself embodies the appropriate balancing test to protect the defendant’s interests by focusing on the manifest necessity for a mistrial where the defendant has not requested or consented to the mistrial. Where, moreover, as is true here, the defendant has exercised his right to control the course of the pro-
*138 ceedings, he must now be prepared to face the practical consequences of his choice—the probability of reprosecution.
There is no error.
In this opinion the other judges concurred.
Notes
Pursuant to Practice Book, 1978, § 3002, three separate cases involving three separate charges of murder, all captioned State v. Aillon, have been joined in this appeal.
The double jeopardy provision of the fifth amendment has been made applicable to the states through the due process clause of the fourteenth amendment,
Benton
v.
Maryland,
For example, it is well-established that the double jeopardy clause does not preclude reproseeution for the same offense where a defendant’s conviction is set aside because of an error in the proceedings leading to the conviction.
United States
v.
Tateo,
Manifest necessity in this context has been construed as a “high degree” of necessity which is reached more easily in some kinds of eases than in others.
Arizona
v.
Washington,
The defendant suggests that any acquiescence in the court’s decision to discharge the jury cannot constitute a waiver of his double jeopardy claim, relying on
Johnson
v.
Zerbst,
“In such circumstances, a defendant’s mistrial request has objectives not unlike the interests served by the Double Jeopardy Clause— the avoidance of the anxiety, expense, and delay occasioned by multiple prosecutions .... [T]he protection against the burden of multiple prosecutions underlying the constitutional prohibition against double jeopardy may be served by a mistrial deсlaration and the concomitant relinquishment of the opportunity to obtain a verdict from the first jury. This Court has implicitly rejected the contention that the permissibility of a retrial following a mistrial or a reversal of a conviction on appeal depends on a knowing, voluntary, and intelligent waiver of a constitutional right. See
Breed
v.
Jones,
In cases where the defendant did not request a mistrial, courts have looked to the totality of the circumstanсes surrounding the trial court’s entry of a mistrial to determine whether a defendant consented to the entry. See, e.g.,
United States
v.
Goldstein,
On the basis of this note, the state’s attorney vigorously urged the court to allow the jury to continue their deliberations. The court referred bаck to the jury foreman’s note which had indicated that the jury were completely deadlocked. At this point the following colloquy ensued:
“The Court: Mr. Jacobs, do you have anything to say?
Mr. Jacobs: No, your honor.
The Court: Bring the jury in.
Mr. Markle: Well, is he objecting to it or not then? Because if he has nothing to say I take it he’s not objecting to the jury being allowed to do that.
Mr. Jacobs: The jury has made clear that they are hopelessly deadlocked. It does not seem to me that your Honor has any alternative in the matter.
Mr. Markle: Is he оbjecting to what I’m asking your Honor to do, because if he is not, I think there’s no objection.
Mr. Jacobs: I’m objecting. I think the juror’s indication is clear.”
It is clear from this exchange that defense counsel did oppose the state’s motion for continued jury deliberations, and thus, having opposed continued jury deliberations, the defendant cannot also be considered to have objected to a mistrial ending jury deliberations. In these circumstancеs, consent to the mistrial, if not express, must be implied. See United States v. Goldman, 439 F. Sup. 358, 362 (S.D. N.Y.) (where defense counsel sat silently while the prosecutor argued against mistrial and counsel then thanked the court for rejecting the prosecutor’s argument, consent found to the mistrial).
Appellate courts have found a number of factors to be helpful in determining whether a trial court has properly exercised its discretion in declaring a mistrial when the jury are deadloсked.
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These factors include: “(1) a timely objection by defendant, (2) the jury’s collective opinion that it cannot agree, (3) the length of the deliberations of the jury, (4) the length of the trial, (5) the complexity of the issues presented to the jury, (6) any proper communications which the judge has had with the jury, and (7) the effects of possible exhaustion and the impact which coercion of further deliberations might have on the verdict.”
Arnold
v.
McCarthy,
An application оf these factors demonstrates that the trial court could not be considered to have abused its discretion in declaring a mistrial. The jury’s own statement that they were hopelessly deadlocked is the most critical factor.
United States
v.
See,
There is no minimum amount of time which a jury need deliberate before a mistrial may be properly declared. After taking into consideration the complexity of the present ease, involving as it
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does a triple murder charge, we find it nonetheless clear that fifty-six hours of deliberation is not an unreasonably short time for a jury to reach a deadlock. See, e.g.,
Keerl
v.
Montana,
A final and important reason to defer to the trial court’s discretion is the risk of coercion. As the Supreme Court has stated: “[I]n this situation there are especially compelling reasons for allowing the trial judge to exercisе broad discretion in deciding whether or not ‘manifest necessity’ justifies a discharge of the jury. On the one hand, if he discharges the jury when further deliberations may produce a fair verdict, the defendant is deprived of his ‘valued right to have his trial completed by a particular tribunal.’ But if he fails to discharge a jury which is unable to reach a verdict after protracted and exhausting deliberations, there exists a significant risk that a verdict may result from pressures inherent in the situation rather than the considered judgment of all the jurors. If retrial of the defendant were barred whenever an appellate court views the ‘necessity’ for a mistrial differently from the trial judge, there would be a danger that the latter, cognizant of the serious societal consequences of an erroneous ruling, would employ coercive means to break the apparent deadlock. Such a rule would frustrate the рublic interest in just judgments.”
Arizona
v.
Washington,
The defendant has not cited us to a case which supports his claims on the precise issue we have assumed arguendo to be before us of whether further prosecution following two previous mistrials can constitute double jeopardy. Instead, he seeks to rely on two eases which are clearly inapposite.
In
State
v.
Witt,
