Lead Opinion
OPINION
delivered the opinion of the Court,
Appellee was charged by a single indictment with three counts of aggravated sexual assault. Appellee made an open plea of guilty before the trial court, and the trial court initially sentenced him to 25 years’ incarceration in the institutional division of the Texas Department of Criminal Justice. On the same day, after an off-the-record “victim impact statement” allo-cution, the trial court held an in-chambers discussion with the attorneys regarding the court’s reconsideration of the sentence. The trial court, over the state’s objection, then reassessed appellee’s sentence at 15 years’ incarceration. The state appealed. The court of appeals sustained the state’s sole issue, reversed the judgment of the trial court, and remanded the cause to the trial court for reinstatement of the sentence originally assessed and the corresponding judgment of conviction. State v. Aguilera,
We granted review of appellee’s sole issue, which asserts that the court of appeals erred in holding that Texas trial courts do not have the inherent power to vacate, modify, or amend their sentences downward within the time of their plenary power. The state argues that, once a defendant has been given a valid sentence, the trial court has no authority to change that sentence.
Appellee suggests that a trial judge should have the ability, upon reflection, to reform a defendant’s sentence downward when the interests of justice require it and complains that the court of appeals stated that the present case is different from McClinton v. State,
The state asserts that, once a valid sentence has been imposed, as it was here, the trial court has no authority to change that sentence. The state also argues that a trial court does not have plenary power to do something simply because there is no authority prohibiting such an
In Harris v. State, 153 S.W.3d 394 (Tex.Crim.App.2005), we recently held that: 1) a trial court improperly re-sentenced a defendant one day after having initially sentenced him to an authorized, valid sentence; 2) the original sentence imposed was legal and authorized; 3) the second attempt at sentencing violated the defendant’s rights under the Double Jeopardy Clause; and 4) the second, twenty-five-year, sentence was an unauthorized and unconstitutional fifteen-year increase over the initial ten-year sentence. Id. at 397-98. While we noted that the trial court could have properly used its plenary power to modify the sentence if the new sentence was within the same statutory range of punishment,
The procedural status of the case is relevant to our decision here. The appel-lee plead to the trial court without a plea bargain, thus the trial court’s choice of sentence was limited only by the applicable statute. If appellee had plead pursuant to a plea bargain and the trial court had accepted the agreement, the sentence could not be changed without appellee’s consent, as he would then be entitled to withdraw his plea. Absent a sentence not authorized by the applicable statute, a trial court may not alter a sentence assessed by a jury, but if the defendant elects sentencing by the judge after a jury trial, the situation is analogous to the open plea we are presented with here.
At a minimum, a trial court retains plenary power to modify its sentence if a motion for new trial
In this case, the trial court was acting within its authority when, only a few minutes after it had initially sentenced appellee and before it had adjourned for the day, it modified appellee’s sentence.
Notes
. The provision in Article 42.09, § 1, that a defendant's sentence “begins to run on the day it is pronounced" did not preclude the trial court from re-sentencing appellee on the same day on which he was initially sentenced.
. The state did not assert, in its sole issue in the court of appeals, that the modification was based on an improper consideration of the victim-impact statement. Neither did it raise the issue in a cross-petition to appellee’s petition for discretionary review. We therefore do not address the question of whether the trial court modified the sentence on an improper basis.
. Id. at 396, n. 4. In the instant cause, Aguil-era’s subsequent fifteen-year sentence was within the same first-degree-felony range of punishment as was his initial twenty-five-year sentence and was not an unconstitutional modification of that initial sentence. In addition, the modification made in Harris required the trial court to make an additional finding at the time of re-sentencing: the enhancement allegations were true. In this case, the trial court altered only its determination of what term of years constituted the appropriate sentence.
. Tex. Rule of App. Proc. 21.4.
. Tex. Rule of App. Proc. 22.3.
. We note that we have held that a plea of guilty to the court results in a unitary trial. Caroll v. State,
. Concurring opinions from this Court have touched on the subject of plenary power. See. e.g., Awadelkariem v. State,
At least two courts of appeals have held that a trial court has the right to re-sentence a defendant within 30 days. Junious v. State,
. TDCJ calculates the beginning of a sentence by date. Exactly when on a given day the sentencing occurred does not affect the calculation. A sentence pronounced at 10:00 a.m. has exactly the same sentencing date as a sentence pronounced at 4:30 p.m. It is thus meaningless to say that a defendant began serving his sentence at 9:30 a.m.; he began serving it on the day, not at the time, of sentencing.
. We observe that a trial court has discretion to grant a motion for new trial in the interest of justice even though that basis is not specifically enumerated in the rules of appellate procedure. State v. Gonzalez,
Concurrence Opinion
concurring, in which PRICE, J. joined.
I join the majority opinion. I write separately to emphasize several points: (1) the majority is not overruling Williams v. State
A. The majority opinion clarifies, but does not overrule, Williams and Powell on the question of when a sentence commences.
In both Williams and Powell, this Court held that a trial court does not have the power to alter or modify a defendant’s sentence once the defendant has begun to serve his sentence.
It seems to be well established by the authorities in other states that a court has power to revise, correct or vacate a sentence imposed during the term of the court in which the conviction was had and before the original sentence has gone into operation or action is had under it.5
The issue in this case, then, is when does a sentence go into operation? Article 42.09, section 1, of the Code of Criminal Procedure states that “[t]he defendant’s sentence begins to run on the day it is pronounced....” The State argues that, in fact, it begins to run “the moment that it is orally pronounced and that sentencing has concluded.
Both federal and state jurisdictions, recognizing the inequitable harshness of such an inflexible rule, have held that a trial court may modify or alter its sentence — up or down — with “reasonable promptness” as long as the defendant has not actually begun to serve his sentence.
B. The Court’s rule permits a trial judge to alter or modify his sentence either up or down if the defendant has not yet begun to serve the original sentence.
Although the Court does not expressly say so, the rule set out in the majority opinion sets the finality of the sentencing process for both upward and downward alterations. A good rule generally works both ways. If a trial judge has authority to decrease a sentence before the defendant begins to serve that sentence — as the majority correctly holds — then surely he has equal authority to increase it if double jeopardy is no bar. As noted in the cases cited in Part A, double jeopardy is no bar.
The majority holds that “a trial court also retains plenary power to modify its sentence if, as in this case, the modification is made on the same day as the assessment of the initial sentence and before the court adjourns for the day.” That is, the trial court may modify its sentence either up or down on the day of sentencing as
C. The State did not appeal the propriety of a trial court altering its sentence after hearing the victim’s statement.
The trial judge changed her sentence from twenty-five years to fifteen years after hearing the victim’s statement about the crime. I certainly agree with the dissent that this is “an additional problem with this case which warrants mentioning.”
A trial court has no authority to “resen-tence” a defendant when the first sentence is within the statutory range and the defendant has begun serving the sentence, and any purported resentence is void and appealable by the State as being a sentence that is illegal. When the trial court here sentenced Aguilera to a valid sentence within the statutory range of punishment of 25 years’ confinement and remanded him to custody, but within minutes, with the only intervening court event being the victim’s post-sentencing statement, resenteneed Aguilera to a lower punishment of 15 years’ confinement, wasn’t such purported resentencing void and appealable by the State as being a sentence that was illegal?
Because the State did not bring a point of error to the court of appeals addressing the purported illegal basis for the re-sentencing, we cannot address that question ourselves nor remand to the court of appeals to address an issue that was never directly presented to it.
With these comments, I join the majority opinion.
.
.
.Williams,
. Ex parte Lange,
.
. The State relies, in part, on Ex parte Madding,
the imposition of sentence is the crucial moment when all of the parties are physically present at the sentencing hearing and able to hear and respond to the imposition of sentence. Once he leaves the courtroom, tíre defendant begins serving the sentence imposed.
Id. An important aspect in Madding, however, was that the defendant was never brought back into open court, much less on the same day as the original sentencing, before the written judgment was modified outside his presence and without his knowledge. Id. at 136 ("Once applicant was removed from the courtroom and began serving his sentence, it was too late to cumulate the sentence just imposed with an earlier one. A trial court does not have the statutory authority or discretion to orally pronounce one sentence in front of the defendant, but enter a different sentence in his written judgment, outside the defendant’s presence”). To the extent that Madding could be construed as suggesting that the second the courtroom door closes upon the sentenced person’s back, that person has begun serving his sentence, and that sentence is forever cast in stone regardless of how speedily the defendant is returned to open court, the majority’s opinion today clarifies Madding.
.See Rowley v. Welch,
If the mere oral pronouncement of the words of sentence is a final and irrevocable judgment taking unalterable effect instantaneously, by that act the prisoner is placed in danger of execution of the sentence and therefore in jeopardy. But this assumes that the oral utterance is final and unalterable, that it exhausts the court’s power over its act of judgment. That certainly is not*701 true, so far as some kinds of change are concerned. The oral utterance is an act of judgment, but it is not an entirely unalterable one. Other events, as for example entry of the order of commitment, are required to give it absolute finality. Until they occur, the court retains jurisdiction and power, within recognized limits which need not be specified here, to make corrections, perhaps even other changes, which may be required by a right administration of justice. Entirely apart from specific constitutional limitations, therefore, there is nothing in the nature of mere oral pronouncement of sentence, judgmental in character though that act may be, which gives it absolutely unalterable quality.
... Appellant’s view, carried to its logical extreme, would prevent a correction of mere inadvertence at any time after it occurs, even in the next breath. So construed, the Amendment would embalm into constitutional right an act of pure inadvertence, although every consideration of justice and its proper administration requires that this most solemn judicial step be taken with no taint of accident or inattention, but with the utmost deliberation and presence of mind. Courts, being human, cannot avoid occasional lapses characteristic of humanity, nor can the Constitution prevent them. It can only guard against their consequences. But it would not do so by perpetuating or making them inescapable.
Id. at 503 (footnote omitted).
. Bozza v. United States,
. See Russ,
. Maher v. State,
. See Oxman v. United States,
. See Rowley,
. For example, if the defendant was sentenced to pay a fine and he did so before the end of the day. See Ex parte Lange, 18 Wall, at 176,
. Under the Supreme Court's reasoning in DiFrancesco, 133-39, it appears that the Double Jeopardy Clause might not necessarily bar an upward modification of a sentence under certain circumstances even though the defendant had begun serving it.
. See, e.g., DiFrancesco, supra; DiLorenzo, supra; Green, supra; Thomas, supra; Rowley, supra.
. Infra, op. at 706 (Keasler, J., dissenting).
. The State did argue, in the court of appeals, that one rationale supporting its argument that the sentence was final and unalterable at the moment the trial judge orally spoke the words, was to avoid the situation in which a trial court could pronounce sentence, hear a victim impact statement, and then alter its sentence (either up or down) based upon that statutorily-prohibited consideration. See Tex.Code Crim. Proc. art. 42.03(b)(3) (victim impact statement must be made "after sentence is pronounced”).
Dissenting Opinion
dissenting, in which HERVEY, J., joined.
The majority resolves the issue before us by relying on an opinion from this Court and two Rules of Appellate Procedure, neither of which address this issue. I would begin with binding precedent from this Court and, following that precedent, I would conclude that the trial judge lacked the power to change Aguilera’s sentence.
Our Precedent
In Williams v. State, we recognized the general rule that a trial court has full power over its orders during the term of court in which they are made and may correct or modify them during that term.
A defendant’s sentence begins to run on the day it is pronounced.
One judge on this Court has advocated overruling Williams and Powell.
Rather than look to Williams or Powell, the majority relies on our recent opinion in Harris v. State
Plenary Power
We have recognized that trial courts do have “plenary power” to alter their orders.
In a footnote, the majority mentions concurring opinions from this Court which
But in State ex rel. Cobb v. Godfrey, the judge contended that he could grant a motion for new trial outside the 75-day time limit provided in the Rules because of his “plenary power.”
In this case, the trial court may have had “plenary power” over the case at the time that she changed Aguilera’s sentence. But Williams and Powell limit the extent to which the judge could exercise that power. Those cases hold that a judge cannot alter a sentence after it has begun.
Procedural Status
The majority finds that the “procedural status of the case is relevant”
Courts of Appeals Opinions
The majority mentions in a footnote three Courts of Appeals opinions,
In Tooke v. State,
Similarly, in State v. Dickerson,
In contrast, the Fourteenth and Second Courts of Appeals have concluded that a trial court does have the right to re-sentence a defendant in these circumstances.
Victim Impact Statement
Finally, there is an additional problem with this case which warrants mentioning. The judge changed Aguilera’s sentence after hearing the victim’s statement. This very Court of Appeals has recognized that the “Legislature specifically enacted Article 42.03 to allow victim statements only after sentencing in order to alleviate any risk that the statement would affect the partiality of the fact finder at the punishment phase.”
The trial judge filed a bill of exceptions stating that the sentence change was made “after reconsideration of approximately 5 days of testimony,” and “[njothing occurring during the victim allocution was considered by the court in making this decision.” This statement defies credibility. It is remarkably coincidental that the judge chose to reduce Aguilera’s sentence right after hearing the victim’s statement. I cannot condone this type of behavior. It seems an obvious attempt to circumvent Art. 42.03.
If the majority wants to overrule Williams and Powell, it should do so. If it believes that Junious, Ware and McClin-ton are better reasoned that Tooke and Dickerson, it should explain why. If it believes that Appellate Rules 21.4 and 22.3 grant trial judges plenary power to alter sentences, it should explain why. Since the majority opinion does none of this, I cannot join it.
.
. Id.
.
. Ex parte Brown, 477 S.W.2d 552, 554 (Tex.Crim.App.1972).
. Id. See also Ex parte Reynolds,
. Art. 42.09, § 1.
. McClinton v. State,
.
. Ante, op. at 697.
.
. Ante, op. at 697.
. State v. Bates,
. See Ex parte Donaldson,
. Ante, op. at 697-98.
. Ante, op. at 698 n. 7.
.
.
. Id. at 48-49.
.
. Ante, op. at 697.
. See Junious v. State,
. Ante, op. at 698 n. 7.
.
. Id. at 516.
. Id.
.
. Id. at 762.
. Id. at 763.
. Id.
. See Junious, supra; Ware, supra; McClinton, supra.
. Garcia v. State,
. Keith D. Nicholson, Would You Like More Salt With That Wound? Post-Sentence Victim Allocution in Texas, 26 St. Mary’s L.J. 1103, 1114-1115 (1995).
. Id.
. Id.
Concurrence Opinion
concurring.
As the dissenting opinion says, the trial court erred. What should we do next?
“Except for certain federal constitutional error labeled by the United States Supreme Court as ‘structural,’ no error, whether it relates to jurisdiction, voluntariness of a plea, or any other mandatory requirement, is categorically immune to a harmless error analysis.”
Without error, the trial court could have granted the appellant a new trial, received his plea of guilty, and assessed the same punishment. Therefore, it seems to me, the error did not affect a substantial right and must be disregarded.
I concur in the judgment of the Court.
. Cain v. State,
. See, e.g., King v. State,
