STATE of Minnesota, Appellant, v. Dean Scott AARSVOLD, Respondent.
No. C1-85-1063.
Court of Appeals of Minnesota.
Nov. 12, 1985.
Review Denied Dec. 30, 1985.
DECISION
Because we hold that the trial court prejudicially erred in admitting into evidence appellant‘s driving record after appellant stated that he would admit to his prior offenses, we reverse and remand for a new trial.
Reversed and remanded for a new trial.
Kevin A. Lund, Patterson-Restovich Law Offices, Ltd., Rochester, for respondent.
Heard, considered and decided by the court en banc, consisting of POPOVICH, C.J., and PARKER, WOZNIAK, HUSPENI, LESLIE, NIERENGARTEN, and RANDALL, JJ.
OPINION
LESLIE, Judge.
The State of Minnesota appeals from a pretrial order of the district court dismissing for lack of probable cause a charge of felony murder in which the predicate felony was sale of cocaine. We affirm.
FACTS
During the late evening of September 2, 1984, and the early morning of September 3, respondent was at a party with several people, including Craig Schweiger. At the request of Schweiger, respondent obtained and sold Schweiger a quantity of cocaine. Schweiger, respondent, and others administered to themselves a portion of the cocaine by injection. There was conflicting testimony during the grand jury proceedings as to whether respondent had assisted Schweiger with an injection. Soon after the injection, Schweiger collapsed and was taken to a nearby hospital where he was pronounced dead.
The amended indictment charges respondent with felonious sale of cocaine, felonious distribution of cocaine by injection, second-degree felony murder with distribution by injection as the predicate felony, and second-degree felony murder with sale of cocaine as the predicate felony.
Respondent moved to dismiss the charge of felony murder predicated on sale of cocaine. The trial court granted the motion.
ISSUES
- Is the pretrial order dismissing the felony-murder count for lack of probable cause an appealable order?
- Is sale of cocaine a proper predicate felony upon which to base a charge of felony murder under
Minn. Stat. § 609.19(2) ?
ANALYSIS
I
The prosecuting attorney may appeal as of right to the Court of Appeals:
(1) in any case, from any pretrial order of the trial court except an order dismissing a complaint for lack of probable cause to believe the defendant has committed an offense * * *.
The parties have not cited any cases construing this rule, nor has our research disclosed any. There are, however, numerous cases interpreting both
In State v. Maki, 291 Minn. 427, 192 N.W.2d 811 (1971), the supreme court, con-
This interpretation continued under
It thus appears that the prosecutor is not prevented from reissuing his complaint in slightly amended form, omitting the transcript of the interview but including references to the content of that interview as recalled by the investigator. Because of this, it is clear that appeal to this court will not lie from the order of dismissal.
Rule 29.03 , subd. 1, Rules of Criminal Procedure, provides that the state may appeal from any pretrial order except an order dismissing a complaint for lack of probable cause or an order dismissing a complaint pursuant to§ 631.21 (which deals with dismissal of cases “in furtherance of justice“). The reason given by the comments for these exceptions to the general rule permitting appeal from pretrial orders is that they “represent situations in which the prosecuting authority does not need the right of appeal since it may reinstate its case by other means.” Here it is clear that the prosecutor is free to reissue the complaint, and accordingly the appeal must be dismissed as from a nonappealable order.
Shaw, 264 N.W.2d at 398 (citation omitted).
This rationale was further applied in two DWI cases. In State v. Wicks, 258 N.W.2d 598 (Minn. 1977), the trial court dismissed gross misdemeanor prosecutions under
The rulings by the trial courts in these cases effectively prevented successful prosecutions against the defendants. The State realistically could not have approached other trial judges and requested those judges to interpret the statutes differently than had their colleagues. Thus, because the orders dismissing prosecutions in Wicks and in Barutt effectively prevented further prosecutions and made reissuing the complaints pointless, the orders were held to be appealable.3
In the case before us, we cannot comprehend how the State could effectively reinstate the charge of felony murder predicated on sale of cocaine in the face of the trial court‘s order dismissing that charge. The determination made by the trial court in this case is solely a question of law. The State has no additional evidence to gather which would bolster its prosecution on this count. Because trial judges recognize that it is not their function to overrule the legal rulings of their colleagues, it is highly improbable that the State could successfully
II
Whoever does either of the following is guilty of murder in the second degree and may be sentenced to imprisonment for not more than 40 years:
* * * * * *
(2) Causes the death of a human being, without intent to effect the death of any person, while committing or attempting to commit a felony offense other than criminal sexual conduct in the first or second degree with force or violence.
Although the language of this felony-murder statute appears on its face to apply to all felonies, this does not prohibit the use of common law rules to aid in statutory construction and interpretation.
Broadly construed, the common law felony-murder rule holds that any death occurring during the commission of a felony is chargeable against the felon as murder. 4 W. Blackstone, Commentaries on the Laws of England 201 (1769). The common law felonies included homicide, mayhem, rape, arson, robbery, burglary, larceny, prison breach, and rescue of a felon. The basic premises underlying the rule and its various modifications have long been debated by scholars, judges, and legislators. Adlerstein, Felony-Murder in the New Criminal Codes, 4 Am. J. Crim. L. 249 (1975-76). Its critics have protested the absolute liability that results from labeling accidental deaths as murder, and proponents of the rule have argued that its harshness is a deterrent for the use of violence in the commission of crimes. See id. at 249-50.
Sir Edward Coke is generally credited with first deriving the felony murder doctrine in Lord Dacres’ Case, 73 Eng. Rep. 458 (K.B. 1535), and in Mansell and Herbert‘s Case, 73 Eng. Rep. 279 (K.B. 1558). See People v. Aaron, 409 Mich. 672, 299 N.W.2d 304 (1980). Under the common law theory of constructive malice, the intent to commit murder was implied from the underlying felonious acts. The rule was strictly applied in a few subsequent cases, because practically all felonies at that time were punishable by death, but was gradually modified and limited in its application until Parliament abolished it in 1957. England‘s Homicide Act, 5 & 6 Eliz. 2, c. 11, § 1 (1957).
Although only Hawaii, Kentucky, and Ohio have followed England‘s initiative in abolishing the felony-murder rule, many legislatures and courts have attempted to limit the application of the common law doctrine in a variety of ways. See Aaron, 409 Mich. 672, 299 N.W.2d 304. Many states require that the underlying felony be inherently dangerous to life. See People v. Washington, 62 Cal. 2d 777, 44 Cal. Rptr. 442, 402 P.2d 130 (1965); People v. Pavlic, 227 Mich. 562, 199 N.W. 373 (1924); State v. Brantley, 236 Kan. 379, 691 P.2d 26 (1984). Some courts have required that the felony be a common law felony (Commonwealth v. Exler, 171 Pa. Super Ct. 527, 89 A. 968 (1914)), or that the felony be malum in se rather than malum prohibitum (Reddick v. Commonwealth, 33 S.W. 416 (Ky. 1895)). Other courts impose an additional requirement that the homicide be proximately caused by the felonious act. See State v. Leopold, 110 Conn. 55, 147 A. 118 (1929). Still other courts narrowly construe the time period during which the underlying felony is considered to have taken place. See State v. Montgomery, 191 Neb. 470, 215 N.W.2d 881 (1974).
The Minnesota Supreme Court has held that the purpose of the felony-murder rule is “to isolate for special treatment those felonies that involve some special danger to
[T]he statute treats as third-degree murder certain felonious conduct that would otherwise be treated as manslaughter, the rationale being that certain felonious conduct carries with it an especially increased risk that people may be killed as a result and that when a killing occurs as a result of this conduct it is not unfair to punish the person responsible for murder rather than just manslaughter.
Nunn, 297 N.W.2d at 754. The supreme court has since stated that a “typical felony-murder * * * probably is an unintentional killing that occurs in the course of robbery or some other crime against the person.” State v. Back, 341 N.W.2d 273, 276 (Minn. 1983).
It is an established rule of common law that penal statutes are to be construed strictly, with any reasonable doubt to be interpreted in favor of the defendant. State v. Corbin, 343 N.W.2d 874 (Minn. Ct. App. 1984). It is with this principle in mind that we seek to determine whether the sole act of selling cocaine is a felony that involves some special danger to human life.
Courts in other jurisdictions have held that the act of selling heroin does not fall within the scope of a felony-murder statute. See State v. Dixon, 109 Ariz. 441, 511 P.2d 623 (1973) (sole act of selling heroin to a purchaser who voluntarily and out of the presence of the seller injects the quantity and dies as a result does not constitute second degree murder); Commonwealth v. Bowden, 456 Pa. 278, 309 A.2d 714 (1973) (element of malice necessary to support a second-degree murder conviction would not be implied from the defendant‘s act of injecting the decedent, a fellow drug addict, with heroin because although heroin is a dangerous drug, its reaction does not generally cause death); Sheriff, Clark County v. Morris, 99 Nev. 109, 659 P.2d 852 (1983) (felony-murder rule would not apply to a situation involving a sale only or a sale with a nonlethal dosage injected in the defendant‘s presence).
We conclude that the sole act of selling cocaine does not fall within the scope of the felony-murder statute,
DECISION
The order dismissing the charge of felony murder predicated on the sale of cocaine is appealable by the State. Sale of cocaine is not an appropriate felony upon which to predicate felony murder under
Affirmed.
PARKER and WOZNIAK, JJ., dissenting.
PARKER, Judge (dissenting).
In adopting an absolute rule that sale of a controlled substance cannot be an appropriate felony upon which to predicate a charge of felony murder, the majority opinion ignores the facts offered to be proved in this case, and misreads the language and intent of our felony murder statute. Accordingly, I respectfully dissent.
While no transcript of the proceedings below has been prepared, at oral argument before this court the state declared that it had made an offer of proof to the trial court that this particular sale of cocaine was made with knowledge that the deceased intended to take the drug by injection. Respondent did not disagree with this statement. In a memorandum to the trial court on the issue of the propriety of dismissing the charge based on sale, the state declared “the record is in fact very clear that the defendant * * * was well aware that the victim intended to take the cocaine by injection since he was present during that process * * *.” The facts agreed upon by both parties support this statement. The State, further, briefed the point on appeal to this court.
Indeed, the trial court previously ruled “the [grand jury] testimony indicates * * * that defendant may have injected the deceased with a cocaine-water solution that proximately caused his death.” If there is sufficient evidence to bring the charge of felony murder predicated on distribution of cocaine by injection within reasonable probability, then it would seem clear that there exists strong evidence that defendant sold the cocaine knowing it would be injected. Despite these facts, the majority insists that this case presents nothing more than “the sole act of selling cocaine” as a predicate felony for felony murder.
As the majority notes, the legislature amended
The majority holds that even though the present felony murder statute unambiguously applies to all felony offenses, there still exists a requirement that, in order to be an appropriate predicate offense, a felony must “involve some special danger to human life.” Nunn, 297 N.W.2d at 753. It is not at all certain that this requirement exists under the present statute.2
The majority determines that no sale of cocaine could ever involve special danger to human life asserting, without any evidence whatsoever, that “use of cocaine, even when injected, does not generally cause death.” As authority for its position, the majority cites a case which is inapposite,3 a case the holding of which is directly contrary to Minnesota law4 and Sheriff, Clark County v. Morris, 99 Nev. 109, 659 P.2d 852 (1983), a case where the actual holding is that felonious sale of chloral hydrate with presence of seller during the consumption by buyer of a lethal dose is a proper predicate for felony murder. The majorities’ assertions and its proffered authority are less than persuasive.
Minnesota law already considers some sales of cocaine to be felonies involving “special danger to human life.” In State v. Vernon, 283 N.W.2d 516 (Minn. 1979), the Minnesota Supreme Court upheld the classification of cocaine as a Schedule II controlled substance. In reaching its conclusion, the supreme court examined evidence relevant to the physiological effect of cocaine and found that cocaine “can be fatal when taken with narcotics, or injected into the blood, or ingested orally in large quantities.” Vernon at 518 (emphasis added).
In addition, the penalties imposed for selling cocaine are severe, including imprisonment for not more than 15 years and/or a fine of not more than $40,000 for a first violation, and for a subsequent violation, imprisonment for not less than 1 year nor more than 30 years and/or a fine of not more than $50,000.
The Supreme Court of Virginia recently held that unlawful distribution of cocaine with knowledge that the drug was to be injected constituted an appropriate predicate felony upon which to base a charge of felony murder. Heacock v. Commonwealth, 228 Va. 397, 323 S.E.2d 90 (1984). See also Sheriff of Clark County v. Morris, 99 Nev. 109, 659 P.2d 852 (1983) (felonious sale of drugs and presence during consumption of lethal dose appropriate predicate felony). If the majority wishes to hold that sale of cocaine cannot ever be an appropriate predicate felony, it should address State v. Randolph, 676 S.W.2d 943 (Tenn. 1984) (sale of heroin with no participation or presence during injection constituted malice for first degree murder charge) and People v. Taylor, 11 Cal. App. 3d 57, 89 Cal. Rptr. 697 (1970) (furnishing heroin with no participation or presence during injection appropriate predicate felony).
In State v. Nunn, 297 N.W.2d 752, the supreme court stated that the phrase “upon or affecting the person whose death was caused” in the old statute had the purpose of “isolat[ing] for special treatment those felonies that involve some special danger to human life.” Id. at 753. The court then noted:
There are two basic approaches that could be taken in determining what felonies [involve some special danger to human life]. One would be to determine from the elements of each felony in the abstract whether it inherently involved some special danger to human life. The other approach would be to consider not just the elements of the felony in the abstract but the facts of the particular case and the circumstances under which the felony was committed to determine whether the felony-murder rule should be applied. W. LaFave & A. Scott, Handbook on Criminal Law, 547 (1972).
The latter approach is preferable and is the one that we have implicitly followed in our cases. Id. at 754.
The majority has fallen into the trap of “determin[ing] from the elements of each felony in the abstract whether it inherently involved some special danger to human life,” instead of examining the facts of the particular case and the circumstances under which the felony was committed. The facts of this particular case and the circumstances under which this sale was committed compel the conclusion that this sale, where there was knowledge that the cocaine was to be taken by injection, involved special danger to human life. This sale of cocaine, therefore, should be held to be a proper predicate felony to prosecute a charge under
Finally, the majority misreads the felony murder statute and holds that if a felony “terminates” before the death of the victim the offense cannot be a predicate felony. No Minnesota decision is cited for this proposition.5 Our felony murder statute requires the actor only to cause the death
Here, the predicate felony offered to be proved was sale of cocaine with the defendant allegedly knowing that the drug was to be taken in a potentially fatal manner, i.e. by injection. The injection took place in respondent‘s presence, presumably within a few minutes of the sale. The sale and the injection, therefore, are part of one continuous transaction, and if it can be shown that Schweiger died as a result of the cocaine injection, there would exist a strong causal connection between the felonious act and the death. Our statute requires no more. See also Heacock 228 Va. at 401, 323 S.E.2d at 92.
The majority opinion precludes any “completed” felonious sale of any controlled substance under any circumstances from being a proper predicate felony upon which to base a charge of felony murder under
WOZNIAK, Judge (dissenting).
I join in the dissent of Judge Parker.
Notes
(1) From an order, the substantive effect of which is to dismiss an indictment, information or complaint.” The full passage of Back reads as follows: “If there is such a thing as a typical felony-murder, it probably is an unintentional killing that occurs in the course of robbery or some other crime against the person. However, as we made clear in State v. Nunn, the felony-murder rule can be used even when the underlying felony is a property offense if that offense, as committed, involves special danger to human life.” Back, 341 N.W.2d at 276-77. (underscored language omitted from majority quote).
1. in any felony or gross misdemeanor case, as of right, from any pretrial order of the district court, * * * except an order dismissing a complaint for lack of probable cause to believe the defendant has committed an offense or an order dismissing a complaint pursuant to
