STATE of West Virginia, Respondent, v. Jerry DEEL, Petitioner.
No. 15-0345
Supreme Court of Appeals of West Virginia.
Submitted: May 17, 2016. Filed: June 3, 2016.
788 S.E.2d 741
Steven K. Mancini, Esq., Beckley, West Virginia, Counsel for the Petitioner.
Patrick Morrisey, Esq., Attorney General, Laura Young, Esq., Deputy Attorney General, Julie Marie Blake, Esq., Assistant Attorney General, Charleston, West Virginia, Counsel for the Respondent.
Workman, Justice:
This case is before the Court upon the appeal of the Petitioner, Jerry Deel, from the March 10, 2015, order of the Circuit Court of Mercer County, West Virginia, wherein the circuit court modified the Petitioner‘s probationary period to five years followed by twenty years of “intensive supervision as a sex offender.” On appeal, the Petitioner argues that the circuit court erred in changing the original sentencing order by adding a term of supervised release.1 Based upon a review of the parties’ briefs, the appendix record, and all other matters before the Court, we notice plain error grounded in the application of the ex post facto clause found in both the West Virginia and United States Constitutions.2 Accordingly, we reverse only that portion of the Petitioner‘s sentence wherein extended supervision for sex offenders as set forth in
I. FACTS
On October 13, 2004, an indictment was returned against the Petitioner. According to the indictment, on September 21, 2001, the Petitioner was alleged to have committed the offense of sexual abuse in the first degree, attempt to commit a felony of sexual assault in the first degree, sexual assault in the first degree and sexual abuse by a custodian.4 The crimes were alleged to have been perpetrated against the Petitioner‘s step-granddaughter.
On January 24, 2005, following a jury trial, the Petitioner was found guilty on all counts.5 The circuit court held a sentencing hearing on August 5, 2005, and by order entered on October 10, 2005, the circuit court sentenced the Petitioner to the penitentiary as follows: an indeterminate term of not less than one nor more than five years for the conviction of sexual abuse in the first degree as set forth in Count I of the indictment; an indeterminate term of not less than one nor more than three years for the conviction of attempt to commit the felony of sexual assault in the first degree as set forth in Count II of the indictment; an indeterminate term of not less than fifteen nor more than thirty-five years for the conviction of sexual assault in the first degree as set forth in Count III of the indictment; and an indeterminate term of not less than ten nor more than twenty years for the conviction of sexual abuse by a custodian as set forth in Count IV of the indictment. The sentences were to run concurrent with one another.
The circuit court then suspended the imposition of the Petitioner‘s sentences as to Counts I, II, and III of the Indictment only and further ordered that when the Petitioner was discharged from the penitentiary after serving the ten to twenty year sentence for his sexual abuse by a custodian conviction that he “shall be placed on probation for a period of ten (10) years” with the following conditions:
- That the defendant pay his court costs within two (2) years of his release from incarceration or his driver‘s license will be subject to suspension;
- That the defendant obey all laws;
- That the defendant not use any alcohol/drugs, or have any in his possession, unless prescribed by a physician;
- That the defendant be subject to random urinalysis;
- That the defendant not associate with anyone who abuses drugs/alcohol or convicted felons;
- That the defendant not frequent places where drugs/alcohol are served or used;
- That the defendant not be around any children under the age of 18 years;
- That the defendant register as a sexual offender;
- That the defendant participate in sexual offender treatment.
The Petitioner was discharged from the State of West Virginia Division of Corrections due to the expiration of his sentence on January 24, 2015. According to the Petitioner, he registered as a sex offender and reported to the Mercer County Probation Office.
On March 2, 2015, the circuit court held a hearing to examine the previously imposed probationary period. According to the appendix record,6 the hearing took place due to a probation officer, who was going to supervise the Petitioner‘s term of probation, noticing that the sentencing order indicated that the Petitioner was to serve a ten-year term of probation. Two probation officers, the assistant prosecutor, the Petitioner and his counsel were present at this hearing. As indicated in the hearing transcript, Kimberly Moore, the Mercer County Adult Probation Officer, stated to the circuit court: “Your Honor, upon placing Mr. Deel on probation following discharge on January 24th I noticed that the Court order, the sentencing order that was prepared indicated that he was to be placed on probation for ten years.” The circuit court immediately responded: “Which you can‘t do.”7 The circuit court questioned “what kind of extended supervision is he supposed to be on?” The circuit court later questioned “[i]sn‘t he also supposed to be on your supervision, too?” The Sex Offender Intensive Supervision Officer, Jennifer Lester, responded that he was. The court then questioned: “And haven‘t they already ruled in these cases that that‘s not ex post facto, that you know, that should have been done at the time? Right?” To which Ms. Moore responded: “Yes.” The prosecutor then qualified: “Well, at the time, Your Honor, I believe it [referring to the supervised release statute] was zero to fifty years and then my understanding, it got modified in about 2008 to be the minimum ten years supervision, up to fifty.” The court responded: “Well, if it isn‘t ex post facto, it isn‘t ex post facto, right?” The prosecutor then suggested that the court sentence the Petitioner to five years probation and then five years supervised release following that, making the total ten years. The circuit court, however, felt that it could not do that and indicated that the 2008 statute controlled.
According to the hearing transcript, the circuit court proceeded to probate the Petitioner on the balance of the fifteen to thirty-five year sentence for sexual assault in the first degree and placed him on probation for a period of five years. Then, the circuit court placed the Petitioner on “extended supervision for twenty years.” There was no objection by the Petitioner to this sentence until near the end of the hearing. At that time, the Petitioner‘s counsel stated the following to the circuit court: “I look at this a little bit differently. In that Judge Frazier8 had the authority to sentence him to the supervised probation from zero to fifty and in that he didn‘t, I believe that he sentenced him to zero.” (Footnote added). The circuit court responded: “Go to the Supreme Court.” The Petitioner‘s counsel then argued: “In addition, I just wanted to mention—I request that it be five years rather than twenty years.” The circuit court again responded: “Denied. Go to the Supreme Court.”
On March 10, 2015, the circuit court entered its order memorializing what transpired at the second sentencing hearing wherein the Petitioner‘s probationary period was “modified to five (5) years followed by twenty (20) years of intensive supervision as a sex offender.” The instant appeal followed from this order.
II. STANDARD OF REVIEW
This case is an appeal from a sentencing order. As we previously held in syllabus point one of State v. Lucas, 201 W.Va. 271, 496 S.E.2d 221 (1997), “[t]he Supreme Court of Appeals reviews sentencing orders ... under a deferential abuse of discretion standard, unless the order violates statutory or constitutional commands.” Accord Syl. Pt. 1, State v. James, 227 W.Va. 407, 710 S.E.2d 98 (2011). With this standard in mind, we proceed with an examination of the issue before us.
III. DISCUSSION
The critical and decisive issue in this case, which is grounded in the application of the ex post facto clauses of the West Virginia and United States Constitutions, focuses upon the imposition of a twenty-year period of supervised release by the circuit court upon the Petitioner. At the time the Petitioner committed the offenses for which he was convicted in September of 2001, the supervised release statute,
The parties’ arguments or concessions that the ex post facto issue had already been resolved and the ex post facto law does not apply to
Our discussion begins with this fundamental precept of ex post facto doctrine: “Under ex post facto principles of the United States and West Virginia Constitutions, a law passed after the commission of an offense which increases the punishment, lengthens the sentence or operates to the detriment of the accused, cannot be applied to him.” Syl. pt. 1, Adkins v. Bordenkircher, 164 W.Va. 292, 262 S.E.2d 885 (1980); see Collins v. Youngblood, 497 U.S. 37, 42 (1990) (“It is settled, by decisions of this Court so well known that their citation may be dispensed with, that any statute which punishes as a crime an act previously committed, which was innocent when done; which makes more burdensome the punishment for a crime, after its commission, or which deprives one charged with crime of any defense available according to law at the time when the act was committed, is prohibited as ex post facto.“). We recently reiterated this tenet of ex post facto law in syllabus point twelve of State v. Shingleton, 237 W.Va. 669, 790 S.E.2d 505 (2016):
(emphasis added); see also Shingleton, 237 W.Va. at 674, 790 S.E.2d at 510, 2016 WL 1192921 at *2, Syl. Pt. 13, in part (holding, in part, that “[t]he statutory penalty in effect at the time of a defendant‘s criminal conduct shall be applied to the defendant‘s conviction(s).“) (emphasis added).“When a criminal defendant is convicted of a crime and the penal statute defining the elements of the crime and prescribing the punishment therefor is repealed or amended after his/her conviction of the crime but before he/she has been sentenced therefor, the sentencing court shall apply the penalties imposed by the statute in effect at the time of the offense, except where the amended penal statute provides for lesser penalties. If the amended penal statute provides lesser penalties for the same conduct proscribed by the statute in effect at the time of the offense, the defendant shall have an opportunity to elect under which statute he/she wishes to be sentenced, consistent with the statutory mandate contained in
W. Va. Code § 2-2-8 (1923) (Repl. Vol. 1994) and our prior directive set forth in Syllabus point 2 of State ex rel. Arbogast v. Mohn, 164 W.Va. 6, 260 S.E.2d 820 (1979).” Syl. Pt. 6, State v. Easton, 203 W.Va. 631, 510 S.E.2d 465 (1998).
In accordance with the principles of ex post facto law, if the imposition of an extended period of supervised release is a criminal, punitive penalty,11 then the application of the statute to a defendant could violate a defendant‘s constitutional rights under the ex post facto clause. See Adkins, 164 W.Va. at 292, 262 S.E.2d at 885, Syl. Pt. 1. In State v. James, 227 W.Va. 407, 710 S.E.2d 98 (2011); this Court in addressing several constitutional challenges12 to the supervised release statute determined that “[f]undamentally, the statute provides that a court impose a period of extended supervision as part of the criminal sentence for certain specified offenses, and sets forth the manner in which the supervision is to be administered and enforced.” Id. at 414, 710 S.E.2d at 105. Further, we noted that “[t]he general premise clearly states the intent of the Legislature that the sentence imposed for certain felony offenses must include the additional penalty of a period of supervised release of up to fifty years.” Id. Finally, we decided that “[t]he imposition of the legislatively mandated additional punishment of a period of supervised release [i]s an inherent part of the sentencing scheme for certain offenses enumerated in
Given our recognition in James of the punitive nature of the extended supervised release statute, we now hold that the supervised release statute,
Consequently, based upon the foregoing, we now need to correct our erroneous application of ex post facto law concerning the extended supervised release statute that exists in memorandum decisions issued by this Court. We address these memorandum decisions in the context of the law set forth in State v. McKinley, 234 W.Va. 143, 764 S.E.2d 303 (2014). In McKinley, we held in syllabus point four that “[m]emorandum decisions are decisions by the court that are not signed, do not contain a Syllabus by the Court, and are not published.” Id. at 146, 764 S.E.2d at 306, Syl. Pt. 4. We further held in syllabus point five that “[w]hile memorandum decisions may be cited as legal authority, and are legal precedent, their value as precedent is necessarily more limited; where a conflict exists between a published opinion and a memorandum decision, the published opinion controls.” Id., Syl. Pt. 5.
First, in State v. Payne, No. 11-0825, 2012 WL 2892245 (W. Va. Feb. 13, 2012) (memorandum decision), we restated the State‘s argument concerning
Next, in State v. Howard C., No. 14-0485, 2015 WL 5125834 (W. Va. Aug. 31, 2015) (memorandum decision), the petitioner challenged the application of the extended supervision statute to him, because the requirements changed effective October 1, 2006, “well beyond the crime‘s commission in 1999.” Id. at *3. Consequently, the petitioner argued that the imposition of the extended supervision statute violated his rights under the ex post facto clause of the United States Constitution and the West Virginia Constitution. We rejected the petitioner‘s argument based upon the following:
2015 WL 5125834 at *3.We have previously held that supervised release and registration requirements for convicted sex offenders do not violate the ex-post facto clauses of the West Virginia and United States constitutions, as the aforementioned requirements are civil in nature, rather than punitive, and carry with them a legislative intent of supervision for the purposes of public safety. See generally Hensler v. Cross, 210 W.Va. 530, 558 S.E.2d 330 (2001); Haislop v. Edgell, 215 W.Va. 88, 593 S.E.2d 839 (2003). Further, we have also found that the increased registration and supervision requirements have not impacted procedural due process safeguards, or invoked consideration under constitutional protections against cruel and unusual punishment or double jeopardy. See generally State v. James, 227 W.Va. 407, 710 S.E.2d 98 (2011); State v. Hargus, 232 W.Va. 735, 753 S.E.2d 893 (2013). In fact, in his petition, petitioner concedes that unsuccessful ex post facto challenges have previously been made to the West Virginia Sex Offender Registration Act. In making his argument, petitioner relies on rulings from other states interpreting their own reporting and registration statutes. This Court, however, does not find these authorities persuasive and, based upon West Virginia jurisprudence, finds that petitioner is entitled to no relief.
The analysis and law regarding the supervised release statute contained within the Howard C. memorandum decision is incorrect. As has been clear since the enactment of the supervised release statute, and which this Court recognized in James, the language of
We also find it necessary to address the language of
Now we turn to the law set forth herein and its application to the Petitioner‘s case. Initially, we note that the Petitioner failed to object before the circuit court to any error concerning his constitutional rights under the ex post facto clause and failed to argue the issue on appeal. These failures, however, do not mean that the Petitioner waived his constitutional rights afforded to him by the ex post facto clause nor does it preclude us from examining an issue under a plain error analysis. We previously held that “[t]his Court‘s application of the plain error rule in a criminal prosecution is not dependent upon a defendant asking the Court to invoke the rule. We may, sua sponte, in the interest of justice, notice plain error.” Syl. Pt. 1, State v. Myers, 204 W.Va. 449, 513 S.E.2d 676 (1998). Further, regarding the Petitioner‘s failure to bring an error of constitutional magnitude before the Court, we held in syllabus point eight of State v. Miller, 194 W.Va. 3, 459 S.E.2d 114 (1995):
Under the “plain error” doctrine, “waiver” of error must be distinguished from “forfeiture” of a right. A deviation from a rule of law is error unless there is a waiver. When there has been a knowing and intentional relinquishment or abandonment of a known right, there is no error and the inquiry as to
the effect of a deviation from the rule of law need not be determined. By contrast, mere forfeiture of a right—the failure to make timely assertion of the right—does not extinguish the error. In such a circumstance, it is necessary to continue the inquiry and to determine whether the error is “plain.” To be “plain,” the error must be “clear” or “obvious.”
A review of the record in this case indicates that no one, not even the circuit court when it sentenced the Petitioner to supervised release, appreciated the fact that
Under our law, “[t]o trigger application of the ‘plain error’ doctrine, there must be (1) an error; (2) that is plain; (3) that affects substantial rights; and (4) seriously affects the fairness, integrity, or public reputation of the judicial proceedings.” Miller, 194 W.Va. at 7, 459 S.E.2d at 118, Syl. Pt. 7. Moreover,
Syl. Pt. 7, State v. LaRock, 196 W.Va. 294, 470 S.E.2d 613 (1996). Based upon the foregoing, the imposition of a twenty-year period of supervised release upon the Petitioner violated his constitutional rights under the ex post facto clause, because the sex offenses that he was convicted of were committed in 2001, which was prior to the effective date of the supervised release statute in 2003. SeeAn unpreserved error is deemed plain and affects substantial rights only if the reviewing court finds the lower court skewed the fundamental fairness or basic integrity of the proceedings in some major respect. In clear terms, the plain error rule should be exercised only to avoid a miscarriage of justice. The discretionary authority of this Court invoked by lesser errors should be exercised sparingly and should be reserved for the correction of those few errors that seriously affect the fairness, integrity, or public reputation of the judicial proceedings.
IV. CONCLUSION
For the foregoing reasons, the circuit court‘s March 10, 2015, sentencing order is reversed and the case is remanded for entry of a new sentencing order that comports with this opinion.
Reversed and remanded.
788 S.E.2d 750
Ryan Lynn HARNISH, Defendant Below, Petitioner v. Charles M. CORRA and Elizabeth G. Corra, Plaintiffs Below, Respondents
No. 15-0393
Supreme Court of Appeals of West Virginia.
Submitted: April 27, 2016
Filed: June 15, 2016
Notes
Likewise, theThe privilege of the writ of habeas corpus shall not be suspended. No person shall be held to answer for treason, felony or other crime, not cognizable by a justice, unless on presentment or indictment of a grand jury. No bill of attainder, ex post facto law, or law impairing the obligation of a contract, shall be passed.
(Emphasis added.)(a) Notwithstanding any provision of this code to the contrary, any defendant convicted after the effective date of this section of a violation of
section twelve [§ 61-8-12] , article eight, chapter sixty-one of this code or a felony violation of the provisions ofarticle eight-b [§§ 61-8B-1 et seq.] ,eight-c [§§ 61-8C-1 et seq.] oreight-d [§§ 61-8D-1 et seq.] of said chapter may, as part of the sentence imposed at final disposition, be required to serve, in addition to any other penalty or condition imposed by the court, a period of supervised release of up to fifty years. The period of supervised release imposed by the provisions of this section shall begin upon the expiration of any period of probation, the expiration of any sentence of incarceration or the expiration of any period of parole supervision imposed or required of the person so convicted, whichever expires later.
In 2006, the Legislature amended the statute to require a mandatory period of extended supervised release as follows:
(Emphasis added).(a) Notwithstanding any other provision of this code to the contrary, any defendant convicted after the effective date of this section of a violation of
section twelve [§ 61-8-12] , article eight, chapter sixty-one of this code or a felony violation of the provisions ofarticle eight-b [§§ 61-8B-1 et seq.] ,eight-c [§§ 61-8C-1 et seq.] oreight-d [§§ 61-8D-1 et seq.] of said chapter shall, as part of the sentence imposed at final disposition, be required to serve, in addition to any other penalty of condition imposed by the court, a period of supervised release up to fifty years: Provided, That the period of supervised release imposed by the court pursuant to this section for a defendant convicted after the effective date of this section as amended and reenacted during the first extraordinary session of the Legislature, two thousand six, of a violation ofsections three [§ 61-8B-3] orseven [§ 61-8B-7] , article eight-b, chapter sixty-one of this code and sentenced pursuant tosection nine-a [§ 61-8B-9a] , article eight-b, chapter sixty-one of this code, shall be no less than ten years: Provided, however, That a defendant designated after the effective date of this section as amended and reenacted during the first extraordinary session of the Legislature, two thousand six, as a sexually violent predator pursuant to the provisions ofsection two-a [§ 15-12-12a] , article twelve, chapter fifteen of this code shall be subject, in addition to any other penalty or condition imposed by the court, to supervised release for life: Provided further, That, pursuant to the provisions of subsection (g) of this section, a court may modify, terminate or revoke any term of supervised release imposed pursuant to (a) of this section.
We note that the statute was again amended in 2015 with the amendments effective May 26, 2015. Regardless of the effective date of any amendments to
