Lead Opinion
This is a criminal appeal filed by Ronald Goins (hereinafter “Mr. Goins”) from an order of the Circuit Court of Mercer County convicting him of five counts of misdemeanor brandishing. The circuit court sentenced Mr. Goins to five consecutive one year terms of incarceration.
I.
FACTUAL AND PROCEDURAL HISTORY
In 2010, Mr. Goins lived with his wife, Cynthia Goins, in their home on twenty-two acres of rural land in Rock, West Virginia.
When the couple arrived home, Mr. Goins began drinking again. Mrs. Goins became upset and told her husband that she was going to tell her mother to come over and pick her up. Mr. Goins became angry and pulled the phone cord out of the wall. Mr. Goins eventually went to bed. After Mr.
Mr. Tiller got into his vehicle, with his wife and their three children, and drove to the area where Mrs. Goins said she would be waiting. After Mr. Tiller reached the area where Mrs. Goins told him she would be, he could not find her. Mr. Tiller decided to drive toward Mrs. Goins’ home in hopes of finding her along the way. Mr. Tiller stopped his vehicle about 150 yards from Mrs. Goins’ home. Mr. Goins, who had awakened, was outside the home and sitting inside his van. Mr. Tiller stared at Mr. Goins for several minutes before Mr. Goins got out of the van. When Mr. Goins left the van, he aimed a pistol in the direction of the Tillers’ vehicle and fired numerous times— the bullets landed within several feet of the vehicle. Mr. Tiller fled the scene and called the police.
In February 2011, a grand jury indicted Mr. Goins on one count of domestic battery, one count of domestic assault, and five counts of wanton endangerment.
On January 18, 2012, the circuit court sentenced Mr. Goins to five consecutive terms of one year in jail but ordered the sentences be suspended and placed Mr. Goins on probation for five years. On April 17, 2012, the court revoked Mr. Goins’ probation after determining that he had used a controlled substance while on probation. The court ordered Mr. Goins be confined in jail for one year, and that after serving the one year jail sentence, the remaining sentences would be suspended, and Mr. Goins would be placed on probation for four years. Thereafter, this appeal was timely filed.
II.
STANDARD OF REVIEW
Mr. Goins contends that double jeopardy principles prevented him from being sentenced for five counts of brandishing, and that the evidence was insufficient to convict him. This Court has held that a “double jeopardy claim [is] reviewed de novo." Syl. pt. 1, in part, State v. Sears,
The function of an appellate court when reviewing the sufficiency of the evidence to support a criminal conviction is to examine the evidence admitted at trial to determine whether such evidence, if believed, is sufficient to convince a reasonable person of the defendant’s guilt beyond a reasonable doubt. Thus, the relevant inquiry is whether, after viewing the evidence in the light most favorable to the prosecution, any rational trier of fact could have found the essential elements of the crime proved beyond a reasonable doubt.
Syl. pt. 1, State v. Guthrie,
DISCUSSION
On appeal to this Court, Mr. Goins raises two assignments of error: (1) his multiple sentences for a single incident of brandishing violates double jeopardy principles and (2) the evidence was insufficient to sustain his conviction. We will address each issue individually.
A. Double Jeopardy Claim
Mr. Goins argues that merely because five people were present when he fired his pistol did not mean that five separate incidents of brandishing occurred.
We begin our analysis by observing that in Syllabus point 1 of State v. Gill,
The Double Jeopardy Clause of the Fifth Amendment to the United States Constitution consists of three separate constitutional protections. It protects against a second prosecution for the same offense after acquittal. It protects against a second prosecution for the same offense after conviction. And it protects against multiple punishments for the same offense.
Similarly, in Syllabus point 1 of Conner v. Griffith,
The Double Jeopardy Clause in Article III, Section 5 of the West Virginia Constitution, provides immunity from further prosecution where a court having jurisdiction has acquitted the accused. It protects against a second prosecution for the same offense after conviction. It also prohibits multiple punishments for the same offense.®9
(Footnote added).
In this proceeding, Mr. Goins invokes the third double jeopardy prohibition, i.e., multiple punishments for the same offense.
In State v. Green,
In the instant proceeding, the relevant language under our brandishing statute provides as follows:
It shall be unlawful for any person armed with a firearm or other deadly weapon, whether licensed to carry the same or not, to carry, brandish or use such weapon in a way or manner to cause, or threaten, a breach of the peace.[11 ]
W. Va.Code § 61-7-11 (1994) (Repl.Vol.2010) (footnote added). The relevant unit of prosecution under W. Va.Code § 61-7-11 requires a person “carry, brandish, or use a deadly weapon in a manner to cause or threaten a breach of the peace.” State v. Bell,
Similarly, in Tuggle v. State,
The courts in Kelsoe and Tuggle instruct this Court that, for double jeopardy analysis, when the unit of prosecution prohibits conduct specifically against a “victim” or “another,” a single incident of the prohibited conduct may be punished as a separate offense for each person present.
In Kendall, a police officer, without a warrant, entered a home with his pistol drawn. The officer was looking for a DUI suspect. The suspect was not in the home, but three other persons were present.
[I]n the present case, the State’s evidence indicated only one act of brandishing a weapon. Despite the presence of multiple witnesses, one act of brandishing should produce a conviction for only one count of brandishing. There did not appear to be any evidence of multiple acts of brandishing or specific instances of threats against separate individuals.
Kendall,
The State argues that Kendall is distinguishable because the sentences in Kendall were based upon the number of victims in the room. The State now contends that the sentences in the instant case were not based upon the number of victims present when the brandishing occurred. Instead, the State argues that “every time [Mr. Goins] fired his pistol in the direction of the Tiller’s [sic] vehicle constituted a separate act of brandishing, as each shot was a separate breach of the peace, for which he could be convicted and sentenced.” We disagree with the State for two reasons. First, the jury did not convict Mr. Goins of brandishing based upon the number of shots he fired. In our review of the jury instructions, it is clear that the jury was instructed to find Mr. Goins guilty of brandishing based upon the number of persons present. That is, the jury was instructed to determine whether Mr. Goins brandished a weapon in the presence of each of the victims. Second, even if the jury was
Based upon the foregoing, we find that the trial court committed error in sentencing Mr. Goins for five counts of brandishing, when only a single incident of breach of the peace was established. See State v. Stone,
B. Sufficiency of the Evidence
Mr. Goins next contends that the evidence in this case was insufficient to sustain a conviction under the brandishing statute. This Court has observed that “a criminal defendant challenging the sufficiency of the evidence to support a conviction takes on a heavy burden.” State v. Guthrie,
Mr. Goins testified during the trial. He admitted getting out of his van and shooting his pistol. However, Mr. Goins testified that he did not know anyone was present at the time he began shooting. Mr. Goins’ version of events was contradicted by the testimony of Mr. Tiller and his wife. Mr. Tiller testified as follows:
Q. Okay. And at what point did you realize that you were looking at Ronald Goins?
A. When he got out of the van and turned to where I could see-could see that it was him.
Q. Okay. From where he was, could he see you?
A. Yes.
[[Image here]]
Q. Could you please indicate to the jury who shot at you, your wife, and your children that day?
A. Ronald Goins.
[[Image here]]
Q. Okay. How close were you able to hear the bullets coming to you?
A. To me, they sounded like they was in 15-10,15 foot of me.
[[Image here]]
Q. How did it make you feel when you heard this? Were you calm? Were you afraid?
A. It terrified me. After about the fourth or fifth shot they were so close I put my car in gear and sped out. That’s when I went and I called my mom.
Mrs. Tiller provided the jury with the following testimony:
Q. Okay. In looking at that, did you see anything that day?
*625 A. I seen Ronald [Goins] in the drivers [sic] side of the van, looked like he was trying to beat the key switch out of it.
[[Image here]]
Q. Sure.
A. He gets out of the van, and he looks right up there to where we’re parked, and he starts walking towards the front of the van. He raises his arm and starts shooting. It sounds like they’re hitting the guardrail.
[[Image here]]
Q. How did that make you feel? Were you calm, afraid, or—
A. No, I was terrified. I was trying to get him [Mr. Tiller] to leave.
In finding Mr. Goins guilty of violating W. Va.Code § 61-7-11, it is obvious that the jury rejected Mr. Goins’ assertion that he did not see anyone when he repeatedly fired his pistol in the direction of the Tillers’ vehicle. The jury’s decision to believe the Tillers’ version of the facts, over that of Mr. Goins, involved credibility determinations. We have emphasized that “[c]redibility determinations are for a jury and not an appellate court.” Guthrie,
IV.
CONCLUSION
For the reasons set out above, this Court finds that the five sentences imposed upon Mr. Goins for the offense of brandishing under W. Va.Code § 61-7-11 violate double jeopardy principles, and, accordingly, we reverse the judgment of the Circuit Court of Mercer County on that ground. However, we find that there was sufficient evidence to support Mr. Goins’ conviction for a single count of W. Va.Code § 61-7-11, and, therefore, we affirm in this regard and remand this case to the trial court for resentencing on that charge. See State v. Williams,
Affirmed, in part; Reversed, in part; and Remanded.
Notes
.The sentences originally were suspended, and Mr. Goins was placed on probation. However, as a result of a violation of the terms of probation, Mr. Goins’ sentence was modified, and he was sentenced to jail for one year, to be followed by fours years of probation.
. The couple is now divorced.
. Mr. Goins' father actually drove him to meet his wife.
. Mrs. Goins also called her mother, but her mother was out of town.
. Mrs. Goins was the alleged victim of the domestic battery and assault charges. Mr. Tiller and his family were the alleged victims of the wanton endangerment charges.
.The jury also acquitted Mr. Goins of the domestic battery charge. The prosecution dismissed the domestic assault charge prior to trial.
. See Syl. pt. 5, State v. Bell,
. Mr. Goins also points out that the evidence at trial established that two of the children in the Tillers’ vehicle were asleep when the shots were fired.
. In Adkins v. Leverette,
. When a claim of double jeopardy involves a prosecution under two statutes we employ the Blockburger test. See Syl. pt. 7, State v. Gill,
.Although our cases refer to this statute as the brandishing statute, it is clear that the statute sets out additional offenses.
.The phrase "breach of the peace” has a wide and general application and meaning and comprehends disturbances of the public peace vio-lative of order and decency or decorum; it signifies the disquieting of the public tranquility by any act or conduct inciting to violence or tending to provoke or excite others to break the peace or cause consternation or alarm.
Marcuchi v. Norfolk & W. Ry. Co.,
.See State v. McGilton,
. A fourth person was in the home, but he was asleep.
. In fact, the brandishing statute does not require a weapon be discharged to sustain a conviction.
Concurrence Opinion
concurring:
I agree with the majority’s conclusion that the petitioner’s multiple convictions of brandishing may not be upheld on the basis of the number of victims present when he discharged his weapon. Moreover, I agree that the operable “unit of prosecution” under West Virginia Code § 61-7-11 (1994) is a “breach of the peace” occasioned when a defendant “carr[ies], brandish[es], or use[s]” a firearm or other deadly weapon. And while I do not believe that the evidence adduced at the petitioner’s trial was sufficient to justify multiple convictions of brandishing, I disagree strongly with the majority’s conclusion, albeit dicta, that multiple violations of the brandishing statute cannot occur when a defendant fires multiple shots from a firearm. The majority dismissively characterizes this position as “absurd,” without so much as a hint of analysis or supporting case law.
The majority undertakes a proper analysis of our prior eases which gives direction as to determining the “unit of prosecution” for Double Jeopardy purposes and concludes, properly, that the number of victims is irrelevant to the number of offenses which may be charged under the brandishing statute — a conclusion this Court had already reached in State v. Kendall,
In State v. McGilton,
He [McGilton] would have this Court make an ironclad ruling that as a matter of law anytime a person is stabbed multiple times, by the same person, within a short period of time, that the perpetrator of the crime can only be guilty of one malicious assault. Moreover, the petitioner asks this Court to make such a conclusion regardless of the specific circumstances of the crime and irrespective of whether a perpetrator actually formed the requisite intent each and every time he or she committed a separate malicious assault of a victim.
Id. at 561,
it is not a reasonable reading of this [malicious assault] statute to conclude that a perpetrator can only be charged with one malicious assault simply because he or she managed to stab a victim multiple times very quickly — regardless of whether or not the elements of the crime were committed separately, distinctly, and contemporaneously with each stabbing.
[a] defendant may be convicted of multiple offenses of malicious assault under West Virginia Code § 61-2-9(a) (2004) against the same victim even when the offenses were a part of the same course of conduct. Such convictions do not violate the double jeopardy provisions contained in either the United States Constitution or the West Virginia Constitution as long as the facts demonstrate separate and distinct violations of the statute.
Syl. Pt. 9, id. (emphasis added).
Our brandishing statute provides that “[i]t shall be unlawful for any person armed with a firearm or other deadly weapon, whether licensed to cany the same or not, to carry, brandish or use such weapon in a way or manner to cause, or threaten, a breach of the peace.” W. Va.Code § 61-7-11 (emphasis added). Like our malicious assault statute addressed in McGilton, there is no language
Without question, the notion that multiple shots from a firearm may constitute complete and distinct offenses is widely recognized, to the extent that the requisite intent was formed each time. As articulated in Stephens v. Commonwealth,
That said, I agree, however, under the evidence presented in the underlying case, that such a conviction cannot stand. Quite simply, the State did not offer proof beyond a reasonable doubt that the petitioner breached the peace with five separate shots, each time forming the requisite intent required under the brandishing statute. Moreover, neither the indictment nor jury instructions, which were all phrased in terms of individual victims, permits this Court to conclude otherwise. It is a dangerously overreaching conclusion, however, to insist that because the evidence adduced below in this particular case did not sustain multiple convictions, that the statute would not support such convictions were satisfactory evidence adduced; certainly, McGilton instructs otherwise. Regardless, it is precisely this conclusion that the majority summarily reaches, without undertaking the same “unit of prosecution” analysis to which it dedicates the remainder of its opinion to form the basis of its partial reversal.
Notwithstanding the foregoing and for the reasons stated herein, I respectfully concur in the majority’s holding and decision to reverse four counts of brandishing and remand for resentencing. I am authorized to state that Justice Workman joins in this concurrence.
. This Court recently reached a similar conclusion in State v. Stone,
. See also Blockburger v. United States,
