Lead Opinion
¶1 — Washington’s general criminal prosecution saving statute, RCW 10.01.040, presumptively “saves” offenses already committed and penalties or forfeitures already incurred from being affected by the amendment or repeal of a criminal statute. As a result, offenses are prosecuted under the law in effect at the time they were committed “unless,” the statute provides, “a contrary intention is expressly declared in the amendatory or repealing act.” Id. In the more than one hundred years since the saving statute was enacted, courts have only infrequently found an express legislative intent that the amendment or repeal of a criminal statute applies to pending prosecutions, penalties, or forfeitures for earlier committed crimes.
FACTS AND PROCEDURAL BACKGROUND
¶3 On June 26, 2012, Justin Rose was fishing on the Yakima River below the Roza Dam when he and his companions were approached by a Washington Department of Fish and Wildlife agent interested in checking for their fishing licenses. The Fish and Wildlife agent noticed that Mr. Rose was smoking; based on the agent’s training and experience, he believed Mr. Rose was smoking marijuana from drug paraphernalia: a bong. When the agent told Mr. Rose what he had seen, Mr. Rose admitted he had been smoking marijuana and handed over the bong, which contained some marijuana, to the agent. Mr. Rose was over age 21 at the time. He was charged with one violation of RCW 69.50.4014 (possession of less than 40 grams of marijuana) and one violation of former RCW 69.50.412(1) (2002) (use of drug paraphernalia).
¶4 In October 2012, Mr. Rose entered into a deferral agreement with the State, staying the prosecution. The State agreed that if Mr. Rose complied with the conditions identified in the agreement for one year, it would move to dismiss both charges. Mr. Rose agreed that if he did not comply with the conditions, then on the request of the State the court would revoke the stay and proceed to a bench trial at which, he stipulated, the police reports and State’s evidence would be sufficient to convict him of the charged
¶5 Initiative 502 (1-502), “AN ACT Relating to marijuana,” was approved by 55.7 percent of Washington voters on November 6, 2012. Laws of 2013, ch. 3.
¶7 Before sentencing, Mr. Rose moved to dismiss the charges based on the decriminalization of his offenses by 1-502. The district court denied Mr. Rose’s motion. It recognized that RCW 10.01.040, which provides that offenders are presumptively prosecuted under the laws in effect at the time of their offenses, does not apply if intervening legislation conveys a contrary intent. But the district court concluded that 1-502 did not convey a contrary intent. It sentenced Mr. Rose to 90 days’ confinement on each count, to run consecutively.
¶8 Mr. Rose appealed to the Kittitas County Superior Court, which affirmed the district court. Mr. Rose sought discretionary review of the superior court’s order, which a commissioner of this court granted, finding that the decision involves an issue of public interest that should be determined by an appellate court. Comm’r’s Ruling, No. 32282-3-III (Wash. Ct. App. June 26, 2014); RAP 2.3(d)(3).
ANALYSIS
¶9 The common law provides that pending cases be decided “according to the law in effect ‘at the time of the
¶10 “Th[e] statute, being in derogation of the common law, must be strictly construed.” Zornes,
¶11 A legislative intent that the repeal or amendment of a criminal statute applies retroactively to earlier-committed offenses has been found in only a few cases. It was found in Zornes, in which the defendants, husband and wife, were convicted of violations of the Uniform Narcotic Drug Act, former chapter 69.33 RCW (1959), after police officers raided their home, conducted a “thorough search,” and recovered some marijuana cigarette ends in garbage cans and a few bits of marijuana in a match box.
¶12 Although acknowledging that the 1969 legislation “does not contain the words, ‘This act shall apply to pending cases,’ ” the court held in Zornes that it did contain language “from which the intent that it shall apply to such cases can be reasonably inferred.” Id. at 13. It cited to language in the act that stated, “ ‘[T]he provisions of this chapter shall not ever be applicable to any form of cannabis,’ ” and observed that the words “not ever” would be unnecessary if the legislature intended the act to have only prospective effect. Id. (quoting Laws of 1969, 1st Ex. Sess.,
¶13 In State v. Grant,
¶14 By the time her appeal was heard in May 1975, the repeal of RCW 9.68.040 had become effective, as had a new act, which stated in relevant part:
“It is the policy of this state that alcoholics and intoxicated persons may not be subjected to criminal prosecution solely because of their consumption of alcoholic beverages but rather should be afforded a continuum of treatment in order that they may lead normal lives as productive members of society.”
Id. at 682 (quoting RCW 70.96A.010). As in Zornes, the legislation did not contain the words “This act shall apply to pending cases.” And as the State argued to the court, it also did not include the words “not ever be applicable” that were found sufficient in Zornes, or language having a similar meaning. The Supreme Court held in Grant that neither expression was required, although it “would require a similarly strong expression of intention ... to overcome the presumption included in RCW 10.01.040.” Id. at 684.
¶15 It found such an expression of intention in the legislation’s statement of policy that alcoholics and “ ‘intoxi
¶16 In reported cases finding no “fairly conveyed” legislative intent to apply a substantive change to pending prosecutions, courts have often found not only the absence of express language supporting such an intent but language negating any such intent.
¶17 In State v. McCarthy,
¶18 In this case, we are dealing with an initiative to the legislature. While standard rules of statutory construe
¶19 The first matter addressed by authors of 1-502 in part I of the initiative is expressed by the part’s title, “Intent.” It begins, “The people intend to stop treating adult marijuana use as a crime and try a new approach.” It then proceeds to highlight aspects of the “new approach.” The first aspect of the “new approach” identified is to “[a]llow[ ] law enforcement resources to be focused on violent and property crimes.”
¶20 The transitive verb “treat” is defined as having the following relevant meanings:
3 a : to deal with or bear oneself toward in some specified way : behave or act towards : assume an attitude or form of behavior to : use . . . b : to regard (as something or in a particular way) and act toward or deal with accordingly — usu. used with as.
Webster’s Third New International Dictionary 2434 (1993). The State “treat [s] adult marijuana use as a crime” not only when it arrests and charges individuals but also when it
¶21 To say that “the people intend to stop treating adult marijuana use as a crime” and “[a]llow[ ] law enforcement resources to be focused on violent and property crimes,” id., is as strong a statement as is the statement at issue in Grant that “ ‘ [i] t is the policy of this state that alcoholics and intoxicated persons may not be subjected to criminal prosecution solely because of their consumption of alcoholic beverages.’ ”
¶22 This language on “Intent” must be read in the context of 1-502 as a whole, and as pointed out earlier, it is clear from provisions of the initiative dealing with the production, processing, and retail sale of marijuana that those activities could not be conducted legally until regulations were in place under which persons could be validly licensed. But the activities for which Mr. Rose was prosecuted were decriminalized on the December 6, 2012 effective date of 1-502. As to those activities, there is nothing in the remaining provisions of the initiative that negates the disapproval of continued prosecution conveyed by part I.
¶23 Were we not satisfied that 1-502 is clear on its face, we would turn next to the official State of Washington
¶24 The argument in support of approval of 1-502 in the Voters’ Pamphlet stated in part:
Argument For Initiative Measure 502
Our current marijuana laws have failed. It’s time for a new approach.
Initiative 502 frees law enforcement resources to focus on violent crime.
Treating adult marijuana use as a crime costs Washington State millions in tax dollars and ties up police, courts, and jail space. We should focus our scarce public safety dollars on real public safety threats.
State of Washington Voters’ Pamphlet, General Election 30 (Nov. 6, 2012).
¶25 The State argues that the criminal prosecution saving statute “ ‘creates an easily administered, bright-line
¶26 In the rare case, as here, where legislation includes additional language that fairly conveys disapproval or concern about continued prosecution, we are required by RCW 10.01.040 to respect that expression of a contrary intention.
¶27 Mr. Rose’s convictions under RCW 69.50.4014 and former RCW 69.50.412(1) are reversed.
Notes
See November 06, 2012 General Election Results: Initiative Measure No. 502 Concerns Marijuana - County Results, Wash. Secretary St., http://results.vote.wa.gov /results/20121106/Initiative-Measure-No-502-Concerns-marijuana_ByCounty.html (last visited on Dec. 10, 2015).
The relevant changes, codified at former RCW 69.50.4013 (2013) and RCW 69.50.412(1), provided as follows:
The possession, by a person twenty-one years of age or older, of useable marijuana or marijuana-infused products in amounts that do not exceed those set forth in section 15(3) of this act is not a violation of this section, this chapter, or any other provision of Washington state law.
Former RCW 69.50.4013(3); Laws of 2013, ch. 3, § 20(3). The amounts of useable marijuana set forth in subsection 15(3) of 1-502 were “(a) One ounce of useable
It is unlawful for any person to use drug paraphernalia to . . . inject, ingest, inhale, or otherwise introduce into the human body a controlled substance other than marijuana. Any person who violates this subsection is guilty of a misdemeanor.
RCW 69.50.412(1); Laws of 2013, ch. 3, § 22(1).
Overruled by implication on other grounds in United States v. Batchelder,
RCW 10.01.040 provides:
Whenever any criminal or penal statute shall be amended or repealed, all offenses committed or penalties or forfeitures incurred while it was in force shall be punished or enforced as if it were in force, notwithstanding such amendment or repeal, unless a contrary intention is expressly declared in the amendatory or repealing act, and every such amendatory or repealing statute shall be so construed as to save all criminal and penal proceedings, and proceedings to recover forfeitures, pending at the time of its enactment, unless a contrary intention is expressly declared therein.
As summarized by our Supreme Court:
“[I]n determining the meaning of a statute enacted through the initiative process, the court’s purpose is to ascertain the collective intent of the voters who, acting in their legislative capacity, enacted the measure. Where the language of an initiative enactment is plain, unambiguous, and well understood according to its natural and ordinary sense and meaning, the enactment is not subject to judicial interpretation.” “In construing the meaning of an initiative, the language of the enactment is to be read as the average informed lay voter would read it.”
. . . Only if the language is ambiguous may the court examine extrinsic sources such as a voters’ pamphlet.
In Kane, the State challenged the trial court’s decision to sentence the defendant under a drug offender sentencing alternative (DOSA) for which Kane, a convicted felon, had been ineligible at the time of his crime. Before Kane was sentenced, the legislature broadened eligibility for the DOSA to include defendants whose prior felony convictions were not for violent or sex offenses, making Kane eligible if the new statute applied to him.
https://wei.sos.wa.gov/agency/osos/en/press_and_research/PreviousElections /2012/Documents/ll-%20Spokane.pdf.
Dissenting Opinion
(dissenting)
¶28 — Although the voters’ intent to eliminate in most cases the crime of possession of marijuana was clearly expressed, there was no clear intent to apply the amended statute to cases in progress. Accordingly, the saving statute applies and Mr. Rose’s conviction for marijuana possession after violating the terms of his deferral agreement should be affirmed.
¶29 The saving statute could hardly be clearer: “Whenever any criminal or penal statute shall be amended or repealed, all offenses committed . . . while it was in force shall be punished or enforced as if it were in force ... unless a contrary intention is expressly declared in the amendatory or repealing act, and every such . . . statute shall be so construed as to save all criminal and penal proceedings . . . pending at the time of its enactment.” RCW 10.01.040 (emphasis added). On its face the statute requires that an express contrary intention must be stated in the amending/
¶30 The majority relies on two decisions that found an express declaration in the words of the newly amended/ enacted statute at issue: the plurality opinion in State v. Zornes,
¶31 Zornes involved prosecutions for possession of cannabis under the Uniform Narcotic Drug Act.
¶32 The decision in Grant is a bit closer procedurally to what occurred in this case. There two passengers in a vehicle were charged with being drunk in public on August 31, 1974, four months before the repeal of that statute took effect.
¶33 While both of those statutes contained clear language negating continued prosecutions (“not ever” and “may not be subjected to criminal prosecution”), Initiative 502 (1-502) had no similar language. As the trial judge, the Honorable James Hurson, aptly noted, “a ‘new approach’ does not express an intent for retroactive application.” Clerk’s Papers at 13. The majority focuses on the “stop
¶34 I agree with the majority that the “intent” section of the initiative must be read in context with the whole of 1-502.
¶35 The language of the initiative provides that some people may not be prosecuted if they obey the law. That simply is nowhere near strong enough language to overcome the “presumption” of the saving clause. Instead, the saving statute applies to preserve this pending prosecution, as that statute has long done. E.g., State v. Ames,
¶36 1-502 did not repeal the marijuana possession statute even while it restricted its application to those over age 21. There is no stated intent to apply those restrictions to pending cases. Accordingly, the saving statute applies and this prosecution was not impeded. Mr. Rose agrees that he violated the terms of his deferral and that it was proper to revoke it. His conviction, therefore, should be affirmed.
¶37 I respectfully dissent.
Review denied at
Two justices concurred only in the result; eight justices ruled on the case.
Curiously, the majority also cites to the voters’ pamphlet in support of its argument. While a voter pamphlet can show voter intent as an aid in construing legislation, it has no play in this circumstance. RCW 10.01.040 requires that an expression of intent be found in the amendatory/repealing statute itself, not in associated legislative history materials. If the intent is not expressed in the statute, the history materials cannot provide it. Cf. Wash. Citizens Action v. State,
This aspect of the Court of Appeals decision in Walker was cited with approval in Grant,
