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State of Texas v. Esparza, Carlos
413 S.W.3d 81
Tex. Crim. App.
2013
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*1 The STATE of Texas ESPARZA, Appellee.

Carlos

No. PD-1873-11. Appeals

Court Texas.

Oct. *2 TX, Lucas, Paso, Appel- El for

James D. lant. Monsivais, District At- J. Assistant

Joe McMinn, Paso, State’s torney, El Lisa C. Austin, TX, Attorney, for the State. OPINION J., PRICE, delivered the WOMACK, JOHNSON, in which Court ALCALA, JJ., COCHRAN, joined. and Following his arrest for the misdemean- intoxicated, the driving or offense of while a motion to “all appellee filed illegal acts evidence seized as a result of Specifically, alleged he state.” that the circum- illegal his arrest was testing which breath stances under was conducted blood-alcohol concentration the results obtained rendered of the Texas purposes of Article 38.23 pre- At a Procedure.1 Code suppress, trial on the motion testimony one presented from arresting officers and then rested. appel- trial court determined that the legal, lee’s arrest was but it nevertheless granted appellee’s motion State failed explicit “[t]he on the basis regarding present any testimony appealed, test The State breath results[.]” Eighth reversed Appeals Court ruling, holding the trial court’s legal and that the had arrest was any illegalities failed to establish way the breath-test results were obtained.2 granted appellee’s petition for dis- We his conten- cretionary review to examine art.'38.23(a) ("No against the trial of crimi- the accused on 1. See Crim. Proc. Tex.Code case."). per- by an officer or other evidence obtained nal any provisions of the Con- son in violation of Texas, or of stitution or laws of the State (Tex.App.- Esparza, S.W.3d 276 2. State v. United States the Constitution or laws of the 2011). El Paso America, in evidence be admitted shall intoxicated, tion that erred to be he sum- failing uphold court’s as moned “a DWI STEP unit” to the scene to any theory applica- sobriety “correct under conduct field testing.5 In its writ- affirm the court of findings law, ble to the case.”3 We ten fact conclusions of *3 judgment. appeals’s requested the State as the losing party after the trial court granted the AND FACTS PROCEDURAL appellee’s motion to suppress,6 the trial POSTURE expressly court found that Rivas’s initial appellee contact with the was a lawful In the Trial Court “encounter,” that the gave odor of alcohol at the Having stipulated outset of the suspicion Rivas reasonable investigate hearing on the motion to suppress further, and that the addition of further appellee had been arrested without a war- indicia of intoxication supplied probable rant, proffered the State as its wit- cause to arrest the appellee for driving officer, arresting ness the Officer Ruben while particular intoxicated. These find- Department.4 of the El Paso Police Rivas ings and conclusions are not presently in that, Rivas testified on December issue. patrol partner up he and “rolled on an his found, however, The trial court also just, apparently, accident that looked like State present any “[t]he failed to testimo- just sitting occurred.” The was ny regarding the breath test results[J” the driver’s seat of one of the cars with providing basis, Without a supporting legal the still on. He ignition admitted that he the simply that, declared driving had been and had struck the sec- “therefore, those results were passenger suppressed ond car from behind. A from by the From the second car confirmed this to the offi- Court.” this we think it fair to assume that strong cers. Rivas detected a odor of court did not sustain appellee’s per- appellee’s alcohol on the breath and the motion son, “red, speech, glossy” eyes, slurred the basis of his contention that his and, car, appellee got when the out arrest illegal. of his Nor did the trial court “swaying” gait. Because Rivas believed sustain the motion to on the dis- (recognizing appel- supervisor,” 3. See Id. at 282 that "[a]n "intox and had him "on call.” uphold late court must a trial court ap- But when this unnamed witness failed to reasonably supported by that is the record pear phone, and did not prose- answer his the any theory appli- and is correct under proceed cutor offered to with Officer's Rivas’s case”). cable to the testimony requesting one-day while continu- produce missing ance to his witness. The Having stipulated, thus the State assumed explicitly trial court did not rule on the the burden to establish that the arrest was continuance, request simply State’s com- otherwise reasonable for Fourth Amendment menting: "Okay. get Let’s started.” See, purposes. e.g., Torres v. ("The (Tex.Crim.App.2005) S.W.3d 5. The record does not indicate what the acro- proof sup- initial burden of on a motion to for; nym "STEP” stands nor does it reveal press evidence on the basis of a Fourth sobriety the the field results of tests. Amendment violation rests with the defen- dant. The defendant meets this burden Cullen, 6. See State v. demonstrating that the search occurred with- Thereafter, (at (Tex.Crim.App.2006) request out warrant. the burden shifts prove losing party to the state to suppress proceed reasonableness of the in a motion to search.”) (citations omitted). warrantless ing, required express the trial court is to enter law). findings hearing, prosecutor At the fact start of the and conclusions of subpoenaed announced that he had also Appeals In the Court of irregularities alleged certain

crete basis test the breath in the course contended that the appeal,9 On the State render results claimed evidence of the circum- produce burden to there- illegally obtained and testing of that which the breath-test stances under Instead, it is suppression.7 subject to fore rightly posited, obtained is sults were trial reason that apparent appellee, prosecutor, with the but with sup- motion to appellee’s granted of the motion to proponent court who was the simply case, results was press being the breath-test That suppress. produce any grant failed court abused its discretion because failure *4 evidentiary hearing to based motion evidence of satisfy produc- under which the to a burden circumstances State show the not reside with the State. tion that does were obtained.8 breath-test results the Fifth and Four- appellee had course of law under suppress, to 7. In his motion States teenth Amendments of the United alleged: Constitution, Article Section 19 of the defendant was Because the 5. Constitution, arrested, and Article 38.23 of the Texas there was no detained but not taking Procedure. to the of a breath Texas Code of Criminal deemed consent 724.011, Tex. specimen under Section testimo- (Vernon). 8. At the conclusion of Officer Rivas's The Transp. Code Ann. officers abruptly: ny, give ended somewhat to the defendant the also failed warning statutory under Section quired 724.015, right. your next THE COURT: All Call (Vernon). Transp. Code Ann. Tex. you, Thank officer. witness. and the the defendant's breath test Thus Well, Your Hon- PROSECUTOR]: [THE analysis concentration breath alcohol or, point I'm that we need at this not sure suppressed the defendant’s as should go any to further. We have established taken in violation of the defen- breath was was, know, you rea- now that there a valid rights. The defendant also did not dant’s the defendant. son for encounter with voluntarily, knowingly, intelligently They investigating a car accident. were sobriety and the consent to the field test established, know, you we’ve And so breath test. stop, basically. reason for the We have Additionally, the defendant's breath probable stop. cause for the specimen taken within a reason- was not Now, you enough point, have de- at this period Additionally, there is able of time. they whether or not termination to decide if, way at the time the to determine right pretty We’re much had a to continue. test, defendant took the breath his breath done. peaked concentration level had alcohol your COURT: Call next witness. THE rising declining. it was The whether try- point I'm The [THE PROSECUTOR]: the de- defendant took the breath test after make, Honor, you ing is even if said to Your stopped was that there is no [so] fendant arrest, illegal point that it was an at this way what the defendant's to ascertain then what does that mean— was at the breath alcohol concentration you going to call a allegedly Driving THE COURT: Are stopped he time witness or not? While Intoxicated. Well, Furthermore, just pre- I'm ask- PROSECUTOR]: the state did not [THE necessary, specimen. ing you The think Your Honor? serve Defendant’s breath it’s Intoxilyzer granted. a into which the defendant blew Motion's THE COURT: Honor, pre- specimen capability had the to I’ll breath Your PROSECUTOR]: [THE witness, independent samples permit trying to make serve breath but I’m call another testing by the defendant. Destruction point— specimen the defendant the breath denies All rise. THE BAILIFF: potentially opportunity to discover ex- (the 44.01(a)(5) Proc. art. 9. See Tex.Code Crim. actions culpatory and the state's granting rights may appeal a motion thereby State an order have violated the defendant's evidence). process due discovery and due and, appeals agreed having specific objection, The court of the court appeals theory applicable “found no of law to the did not find such support case that will the trial court’s or- record14—and neither do we. results[,]” suppressing the breath test der petition review, In his discretionary

reversed court’s order and re- argues that the court of ap- for further proceed- manded cause peals erred to him require to have raised ings.10 his alternative argument at the motion to however, suppress hearing before he could time invoke it appeal, For the first on theory applicable law to the case on appellee began argue that there was appeal. granted We appellee’s petition yet another to the take a closer look at his contention that justify case that would the trial court’s the court improperly utilized suppress: on his motion to principles procedural default to deter- results could be excluded be- mine whether his alternate “legal theory” cause the State failed to their establish under Rule even though scientific under Rule 702 of the identified for the first time appeal, Texas Rules of never- Evidence.11 court of *5 theless be regarded as “law appeals disagreed, applicable to rejecting this as an al- the case.” legal theory ternative appellee because the

had not raised it in the trial court—the ANALYSIS

appellee “never used the ‘reliability’ words ‘accuracy,’ or and he never referred to We have consistently held that a Utilizing language Rule 702.”12 and case appellate first-tier reject court should an law pertaining principles procedural appellant’s claim of reversible error on default, appeals held that ad- direct long so as the trial court missibility of the correctly results as a rejected any theory it “on of law reliability function of scientific case,” was not a applicable to the even if the trial theory applicable to the case be- court did not purport rely on that theor appellee cause the y.15 did not raise it at the Professors Dix and Schmolesky call “objection rule, trial court level in plain, this the Calloway after this Court’s unambiguous language, so that both the in Calloway v. State.16 Under the understand, rule, trial court and State could Calloway prevailing party at the guessing, specific without nature of his trial court level need not explicitly have take, objection then necessary, could raised that alternative in the court appropriate responsive action.”13 Al- justify appellate below to rejec court’s though Or, claimed that he made appellant’s tion claim.17 as Pro Esparza, supra, (citing 10. 284-85. 16. Id. at 1108 (Tex.Crim.App.1988)). 651-52 11. Tex.R. 702. Evid. Thus, 17. we think that the court of gone have too far when it observed: Esparza, supra, at 282. 12. case, In the instant the "theories of law Id. to the case” are limited to those 13. appellee] theories of that [the exclusion of court, fered to the Id. because a trial court may properly only exclude evidence insofar George Schmolesky, E. Dix & party precisely timely John M. 43A requests as a it do so. See Willoverv. Texas Practice: Practice and Proce- (3rd ed.2011). § 53:111 (Tex.Crim.App.2002). 845-46 n. 4 dure it, objec- raises an of that evidence Schmolesky opponent describe Dix and fessors or the defen Rule 702. It is “[o]nce it the State tion under “an appellee [be objects ... obligation raise the evidence party opposing has below] dant in order to trial court the burden of proponent contention bears [that] in some sense contention admissibility.”20 Alloca- ‘preserve’ demonstrating its The court appeal.”18 for consideration respect with to scientific tion of the burden the so- eschewed in this ease of appeals Rule 702 should reliability as a function of rule,” however, effective “Calloway called a pretrial in the context of be no different the Rules of Rule 702 of concluding that ly than it is when motion to “theory not constitute did Evidence trial. the course of during issue is raised not in case” —at least to the law applicable hearing, pretrial trial or in a Whether at sup motion to pretrial of a the context (as of the breath-test proponent hearing, that attendant press evidence here) course, can, be made to results conceivably put the State even nowhere reliabili- satisfy its burden to demonstrate on notice that satisfy that called ty. But is not question was in results of the breath-test (as until unless and burden their scientific challenge to based on a specific made a opponent) has Ultimately, agree. we reliability.19 scientifically results are those test (perhaps) until unreliable trial, proponent of scienti At court, gatekeeper as the capacity its upon to typically called fic evidence is admissibility of scientific pred as a empirical its establish sponte call it to do so.21 until should sua unless and icate to admission *6 reliability under presumably rule for scientific supra, at 282. The Esparza, Dissenting Opinion at It is 702. 95. require appellee to ex- Rule typically not does certainly we held in Granados v. of law in true that pressly raise his alternative 217, State, argue successfully (Tex.Crim.App. in order to 227 the trial court 85 2002), long record is sufficient- Evidence do on So as the that the Texas Rules of appeal. ly developed support suppression hearings. a correct The Texas apply well to in not “theory apply to an alternate do not at Rules of Evidence likewise case,” express- appellee prior need not have hearings, to or dur whether conducted trial, Nothing ly admissibility in our ing relied it at trial. of to determine otherwise. reliability. in Willoverholds a function of evidence as scientific 294, State, (Tex.Crim. 297 S.W.3d 297 Hall v. Schmolesky, 43B George 18. Dix & John M. E. J., (Price, n. con App.2009); id. at 299 & 3 and Proce- Practice Texas Practice: 104(a) curring) (citing of Evidence Texas Rules 56:135, ed.2011). (3rd § at 461 dure that, proposition because the rules of for the admissibility govern the evidence do not 702; Esparza, supra, at 282. 19. Tex.R. Evid. hearing determine the admis evidence at a evidence, apply sibility Rule 702 does not Robinson, & Co. v. 20. E.I. du Pont de Nemours hearing whether scientific in a to determine (Tex. 1995). See Shaw v. 923 S.W.2d 557 State, Kelly v. 824 S.W.2d evidence satisfies State, (Tex.App.-Houston 656 1992)); (Tex.Crim.App. Hernandez Goode, ref’d); pet. Steven [14th Dist.] (Tex.Crim.App. n. 11 III, Sharlot, Guy Wellborn & M. Michael Olin 2003). directly never ad While we have the Texas Rules of Texas Practice: Guide to judge question whether a trial dressed the ed.2002). 702.7, (3rd § at 73-74 Evidence admissibility challenge of scientific may made it clear sponte, we have evidence sua dissenting Judge Meyers opinion, In his made, that, challenge has been once a appellee required "was not maintains questions expert evidence, "may trial court ask apply which do not cite rules of information, witnesses, request ask for more suppression hearings, for the at order briefing, clarification con- or seek judge evidence— additional to review” the blood test case, In this as the court of cor- 38.23 of the Texas Code Criminal Proce- observed,22 rectly dure. Nowhere did it nothing happened purport at the to request the trial court to make a pretrial ruling alert trial court level to the State that the exclude results on the reliability of the basis scientific breath-test evi- of evidentiary inadmissibility any evi- dence, a function as of Rule was in —or basis, dentiary much less Rule 702 and play hearing pretrial at the on the motion scientific unreliability. No mention was evidence.23

made of Daubert or Kelly,24 other fact, In far from it. appel- authority holding the breath-test lee’s written motion to suppress exclusive inadmissible, sults to be opposed suppression ly raised issues of suppressible,25 Nor did the appellee say obtained invoking the Fourth anything pretrial hearing may exclusionary Amendment’s rule reasonably and Article be construed to be an invoca- cerning (1993); the scientific the art Kelly state of L.Ed.2d 469 particular reliable sources in the (Tex.Crim.App.1992). field.” Her- S.W.2d 568 nandez, supra. But neither the fact that the may gatekeep- take such an active 25.At the outset of suppress, his motion to ing role nor that fact that Rule 702 "respectfully does this move[d] Court to admissibility limit the of evidence in a all evidence seized as a result of admissibility illegal to determine the by scientific evi- acts alleged the state.” The first proponent illegal dence means that the of that arresting scien- act was without satisfy cause, tific evidence must suspicion, probable his burden to estab- reasonable or a warrant, lish of that evidence before he is in violation of the Fourth Amend I, fairly by called to do so—either ment and Article Section 9 of the Texas opponent IV; of the evidence court. Constitution. U.S. Const. amend. Tex. I, § sought suppression Const. art. 9. He un Esparza, supra, at 282. exclusionary der the federal rule and Article 38.23. Tex.Code Crim. Proc. art. 38.23. The court, suggest 23. This is not to express findings made of fact and evidence under Rule 702 never be deter- rejecting conclusions of law these conten tions, pretrial setting; contrary, mined in a findings on the and conclusions are am *7 recognized we ply have that it by can. See State v. suppression borne out evidence at the Medrano, addition, (Tex.Crim.App.2002) hearing. 67 S.W.3d 892 appellee In the claimed (State may appeal pretrial ruling an adverse that the sup breath-test results should be suppress” pressed on a "motion to that seeks to ex- validly because he did not consent clude evidence as inadmissible rather than to under Section Transpor 724.011 the Texas obtained). Code, suppress evidence as But tation he was not admonished as re appellee nothing the said quired by in his written mo- Transporta Section 724.015 of the evidence, Code, suppress during tion to sup- the tion and there because were various itself, pression hearing put to the State or the anomalies that occurred in the course of the attempting court on notice that he was to administration of the breath test that he challenge reliability the scientific of the unlawfully claims rendered the results ob tained, breath-test results under Rule 702. See note suppressible again, and therefore un — n 7,ante, post. and notes & exclusionary-rule The State der principles. Tex. Transp. satisfy was never alerted §§ that it must a burden 724.011 & 724.015. See note ante Code pretrial hearing at produce (quoting the to appellee's evidence motion to verbatim). reliability. sufficient to establish scientific To Nowhere did he cite to Rule 702 ruling granted affirm the trial court’s argue or otherwise that the breath-test evi appellee's motion to on the basis of dence was inadmissible because was the (nor he, produce a failure product to evidence of unreliable science could unacceptable. under these circumstances is opinion consistent with Reyn this Court’s in (Tex.Crim. olds v. Pharmaceuticals, App.2006)), Daubert v. Dow or that the established science Merrell Inc., 509 U.S. improperly applied. 113 S.Ct. was persua- satisfy production a burden trigger the State’s 702 so as to tion of Rule have fallen rightfully with that should persuasion sion production burden reliability appellee. respect to the scientific The trial court did results.26 breath-test is, appeals unless the court of That findings of fact in its written purport, not trial court’s obligated to affirm the law, to exclude the testi- and conclusions the breath-test explicitly “suppressed” again, any ba- mony as inadmissible — have the trial court could results because unre- sis, 702 and scientific much less Rule scientifically as un- excluded those results Instead, expressly liability. mani- though the trial court reliable —even results. It “suppressed” the so, the State was festly not do did because again, expressly simply did so— — evidence at present never called to any testimo- present failed to State “[t]he hearing to estab- pretrial suppression But, results. as ny those regarding” of Rule 702. purposes lish conclusively has demon- appeals court of inclined to construe the But we are not below, it was strated in its as a reliability of the breath-test results bore properly who appellee, not “theory function of Rule 702 to be respect with to the various the burden present the case” under the applicable to under the exclusion- suppression issues of circumstances, reasons that follow. for the motion to ary he invoked his principles that the rules of explained We have means that the absence suppress.27 This default, contempo as the respect procedural the record with to such of evidence in in Rule objection re- raneous rule codified of the breath-test suppressibility 33.1(a) Appellate the Texas Rules of only to cause the sults can have served Procedure,28 to all apply equally deny appellee’s motion to trial court to circumstances, appellants, whether defendants under suppress not,— State.29 We have also held such rules grant it. The trial court had discre- ordinarily lim- default do not against failing procedural to rule the State for tion might more ques- came 702. To the extent it be read 26.The closest that the tioning narrowly complaint be a of the breath-test complained discovery at the was when he to tell sults lacked sufficient to be able at the outset: whether he have a valid qua retrograde extrapola breath-test results Judge, provided ... me the State has observe, simply tion we would slip in a breath test this case. When did, supra, Esparza, testimony test—there is about the breath 283-84, repeatedly held that this Court has test, extrapolation purposes, I need to *8 ‘’intoxilyzer probative results are without specimens pro- were know at what time the testimony.” retrograde extrapolation State v. they've got provide two of them. vided— There’s Mechler, 435, (Tex.Crim.App. 440 153 S.W.3d got delay to be two-minute be- State, 93, 2005) (citing Stewart v. 129 S.W.3d they tween the two of them. And have to (Tex.Crim.App.2004)). 97 put the wheel at the time of him behind intoxicated, hours, driving and within two (citing, Esparza, supra, e.g., Ford at 283-84 27. Mata, they according have to State versus 488, State, (Tex.Crim.App. 158 S.W.3d 492 v. perform sobriety the field test —I’m sor- 808, 2005); Kelly, n. v. 204 S.W.3d 819 State ry, test the breath test. Without breath (Tex.Crim.App.2006)). 22 way slip there's for me to know when no they were done. So haven’t those tests Tex.R.App. 33.1(a). 28. P. provided that. plausibly excerpt This cannot be read to chal- 75, (Tex. Mercado, 78 lenge admissibility 29. State v. 972 S.W.2d of the breath-test results as reliability Crim.App.1998). a function of scientific under Rule may argue injustice who on that work a manifest appellees, appel- it to the ruling trial court’s should be affirmed lant.31 we And should take a similarly any theory correct under long so is in approach evaluating cautious the claims case, regard- law that is to the alike, of all appellants they defendants less of whether the raised or the all, or the State. Hailey After in v. actually particular ruled on that State,32 justify we endeavored to the Callo- Calloway basis—the so-called rule.30 Un- way by explaining rule circumstances, principle der most this a trial court’s decision will not be re- apply equal measure when the versed on a the trial court did not is the as it in the defendant does have opportunity an to rule typical more case in which the State is the non-appealing party which the did appellee. opportunity not have an develop But, complete as Professors Dix These consid- factual.record. Schmolesky erations are appropriately usually present have also ob when an not. served, appeals, appellate various courts of and occa court affirms trial court’s Court, sionally employ this have resisted decision on a legal theory presented ing rule when to do so would to the trial court.33 16, 1997, ref'd) (the pet. See note ante. Austin State could not rely excluding on alternative rationale for ex George Schmolesky, E. Dix & John M. 43A pert eyewitness testimony identification on Texas Practice: Practice Proce ground of scientific because it (3rd ed.2011). See, §§ e.g., 53:113-115 dure apprise did not the trial court or defense Gonzales, 672, (Tex. v. State 850 S.W.2d making counsel that it was challenge such a 1993, ref'd) (court App.-San pet. Antonio State, trial); at Willover v. 38 S.W.3d appellee's declined to consider the 2000), (Tex.App.-Houston [1st rev'd legal justify Dist.] on alternative theories the trial granting grounds, court’s erroneous (Tex.Crim.App. his motion to other 70 S.W.3d 841 nothing 2002) when is ”[t]here rec (declining to consider State's alterna indicating judge suppressed ord the blood affirming tive ruling basis for trial court’s test evidence based on of these” alterna 613(a) under Rule of the Texas Rules of Evi State, theories); tive Sedani v. 848 S.W.2d 314 because, dence in the absence of an ref'd) (Tex.App.-Houston pet. Dist.] [1st trial, appellant given was never an (opinion reh'g) (illegal on arrest for failure to opportunity supply predicate for admis appear appellant up when the tore traffic sibility provision); Sunbury under this justified by citations could not be the State’s State, (Tex.Crim.App. argument, made appeal, first time on 2002) (refusing to consider State's alternative littering); the he could have been arrested for affirming ruling basis for trial court’s under State, Tamayo (Tex.App. 924 S.W.2d 213 Rule 403 Texas Rules of Evidence be pet.) (rejecting Beaumont no the State’s “[tjhe legal theory upholding judge alternative cause did not exercise his quash court’s denial aof motion to that it was weigh discretion under Rule 403 and did not 28.01, 2, untimely § filed under Article probative against any value Rule 403 counter- Texas Code of Criminal Procedure when the factors”). See also Corbin v. appellant given opportunity to demon (Cochran, J., (Tex.Crim.App.2002) good filing strate cause for the late under that concurring) ("Although appellate court provision); Johnson v. 939 S.W.2d 230 may uphold any legal a trial court’s *9 ref’d) (court (Tex.App.-Waco pet. ap theory supported by basis or evidence and the peals would not consider the State’s alterna law,” applicable Court, should not argument excluding tive evidence under legal theory resort to an alternative that was Rule 403 of the Texas Rules of Evidence be developed factually not raised and in the trial upon cause the trial court never was called at judgment). court to affirm the trial court's probativeness trial to balance of the evidence against danger prejudice); of unfair Na (Tex.App. tions v. 944 (Tex.Crim.App.2002). 32.87 S.W.3d 118 theory should not be con- usually not legal alternative are these considerations

That the case” under applicable “law to sidered nev- however, they not mean does present, circumstances, regard- this is so these can also appellants er are. Sometimes was the defen- less of whether “to adequate opportunity of an deprived trial court level. or the State at the dant with factual record” complete develop a theory, and legal to an alternative respect that, Accordingly, we hold because justifica- our with incongruous' it would be have been though appellant State — purported alterna- Hailey to treat a tion in with never confronted in this case —was to theory truly “applicable law as legal tive its burden to es- necessity meeting If those circumstances. case” under its scientific tablish the appel- that an legal the alternative on the results at time on as for the first proffers lee suppress, motion to appellee’s pretrial otherwise a trial court’s a basis to affirm was undevel- for that reason the record ’ production turns faulty judgment a respect as oped with that appellant he facts predicate reliability, inadmissi- of scientific function fairly called to adduce never was bility of that evidence under Rule 702 was be- proceedings of the during the course “theory to the case” Calloway rule low, of the application justify then the trial court’s that is available to faulty judgment appel- affirm that otherwise erroneous on the otherwise suppress.34 motion to injustice. appellee’s An lee’s a manifest works omitted). (citations Randolph apply should to motor vehicle 33. Id. at 122 then Id. at 164-66. We remanded searches. appeals for further the case to court Judge Meyers dissenting opinion, his In opinion. proceedings consistent with our Id. Calloway we "abandoned” the asserts that dissent, Judge Meyers In at his Cope- opinion in State v. rule in our recent that, assuming Randolph argued even land, (Tex.Crim.App.2013). ruling was inapplicable, was the trial court's 94-95, opin- Dissenting Opinion at n. 1. That pre-Randolph prec- correct under this Court's ion, Judge Mey- joined by every judge except J., (Meyers, dissenting). edents. Id. at 167-68 ers, thing, expressly either did no such that, Judge Meyers apparently believed Calloway implicitly. The mention of reason, we have invoked the Cal- this Judge Meyers’s Copeland appears in in rule loway simply rule and affirmed the court of dissent, Hailey, allusion to in form of an court's, judg- appeals’s, and hence the trial J., (Meyers, supra. Copeland, supra, at 167 discretionary capaci- review. In our ment on dissenting). however, court, ty discretionary as a review holding disposition our Neither our nor appeals. of the courts of we review decisions Copeland remotely implicates the E.g., Benavidez was whether the rule. issue before us (Tex.Crim.App.2010). Because the & n. 20 Randolph, Georgia v. rule announced in applica- appeals did not address the court of 1515, 164 L.Ed.2d 208 U.S. 126 S.Ct. opinion bility Calloway rule in on its (2006), prohibits the search of resi- original Copeland, we submission in had no long any present dence so tenant who is discretionary to address it on occasion consent, event, applies to the search of a assuming Judge withholds even view. In right pre-Randolph motor vehicle when the driver consents but Meyers about our defendant, Cope- passenger, jurisprudence, does not. there was consent-to-search land, supra, appeals the trial court nothing prohibit at 159-60. Both the court of from applied .relying upon jurisprudence and the had Ran- to affirm the court of dolph judgment as a remand. This evidence obtained trial court’s simply did not product a vehicular search. Id. in Coleman of such Court's possible disposition appeals, speak how- to that 161. We reversed —either ever, reject it. holding to conclude that endorse or that it erred *10 upheld CONCLUSION on a alleged basis not in the mo- tion: that the State failed to establish reli- basis, judgment On this we affirm the ability under Rule 702.2 The Court re- appeals. by

solves the analyzing issue the relative KELLER, J., concurring P. filed a burdens of the parties respect with to a in Rule 702 opinion complaint. which KEASLER and I write separately to HERVEY, JJ., joined. suggest simpler a ques- resolution of the tion before us.

HERVEY, J., concurring opinion a filed KELLER, P.J., KEASLER, in which Calloway so-called rule can be J., joined. traced back at least Supreme as far as the Court’s decision in United States v. Ameri- MEYERS, J., dissenting opinion. a filed can R. Express Co.3 There, the Supreme KELLER, P.J., filed a concurring explained Court that a non-appealing party opinion in which KEASLER and any argument can raise support in of a HERVEY, JJ., joined. final In decree.4 setting traditional in that, Calloway Appellee argues he because won at which the rule has been applied suppression hearing, cases, he in should be al- criminal a defendant has been to take advantage lowed of what the appealing Court convicted and is judgment Calloway1 calls the rule: that a trial conviction. Such a judgment qualifies as a ruling may upheld any theory court’s be “final decree” under the by rule set out to the Appellee’s Supreme case. Court. A ruling made during motion to a listed number of the proceedings leading to judgment reasons to including must ordinarily upheld any legal basis obtained, that it but he supports wishes it.5 Occasionally, a defendant suppression to have the may evidence take advantage of the Calloway rule 1988). (Tex.Crim.App. 1. 743 S.W.2d 645 will follow the Court’s referring convention of “Calloway to it as the rule.” scientific, ("If technical, 2. See Tex.R. Evid. specialized knowledge or other will assist the 435, ("It 4. 265 U.S. at 44 S.Ct. 560 is true trier of fact to understand the evidence or to party that a appeal who does not from a final issue, qualified in determine fact a witness decree of the trial court cannot be heard in skill, expert by knowledge, experience, opposition brought thereto when the case is training, may testify or education thereto in here party. of the adverse In otherwise.”). the form of an words, appellee may other not attack the 425, 560, 3. 265 U.S. 44 S.Ct. 68 L.Ed. 1087 enlarging decree with a view either to his (1924). State, See rights own lessening thereunder or of 645, (Tex.Crim.App.1988) (citing 651-52 Mor rights adversary, of his whether what he seeks eno v. 170 Tex.Crim. is to correct an supplement error or to Moreno, (1960)); 170 Tex.Crim. at respect decree with to a matter not dealt with (citing 341 S.W.2d at 456 Parsons v. below. But it is likewise settled that (1954) 160 Tex.Crim. 271 S.W.2d 643 appellee may, taking cross-appeal, without Parsons, (op. reh'g)); on mot. for 160 Tex. urge support ap- decree matter 404-05, Crim. at (citing 271 S.W.2d at 655 record, pearing although argument his Gowran, quoting Helvering and 238, 302 U.S. reasoning involve an attack (1937)); 58 S.Ct. 82 L.Ed. Gow lower court or an insistence matter ran, (citing 302 U.S. at 58 S.Ct. 154 it.”). ignored by overlooked Co.). Express United States v. R. American Calling "Calloway this rule the rule" is some supra 5. See cases cited note 3. what a misnomer since the rule is much older But, reference, Calloway. than for ease of I *11 92 correct, requir- rulings are that can be trial court final decree

when he obtains to articulate to the State, quash- ing prevailing party the the such as by the appealed uphold- for possible trial court all reasons ing of an information.6 a waste ruling generally would ing on a motion to ruling a trial court’s But trial, if, appeal in an after of time. But decree; an final it is not a suppress is disagrees with the reasons appellate court revi- subject that is interlocutory decree trial, prevailing party articulated trial ends.7 before the any time sion at longer has the prevailing party appeal 44.01 allows Article ability to inform the trial court of addition- circumstances,8 under certain ruling such a ruling for in his favor—unless al reasons change the fact that the but that does trial appellate court orders additional ruling interlocutory.9 Because a ruling is conviction, reversal of the proceedings (e.g. a final suppress is not on a motion to hearing), appellate which retrospective rule, decree, concerns compel- are reluctant to do without courts decree, apply final does not challenges to a Generally, courts ling appellate reasons. interlocutory appeal of such in a State’s compelling find reasons to order will not Instead, interlocutory appeal ruling. if proceedings further trial the record a motion ruling grants upholding for legal veals a valid basis whether the trial only with is concerned ruling, even that basis was trial court’s specific alle- sustained properly court trial court.11 not articulated to the actually made gations that were motion.10 interlocutory, as appeal But when the is appeal with a State’s from the is the case Calloway rule

Part the reason for the granting suppress, of a motion to that, system, when a adversary in an is will oc- proceedings is not over. Further trial, expect courts ruling during made is regardless cur in the trial court of how not the win- losing party complain, appellate is resolved. If the court reality sys- ning practical A party. prevailing party’s par- determines that obtains a favorable party tem is that a argument ticular in the trial court was has little from the trial court often unsound, prevailing party still has reasons conjure up incentive to additional to the ability arguments to make further have ruled why the trial court should when the case returns to the would it be efficient court way it did. Nor so, appeal.12 after the The evi- to do as most prevailing party for the 301, Rhine, consensually litigated pretrial suppres- at the S.W.3d 304 6. See State v. 297 P.J., (Keller, hearing, though they even were not con- (Tex.Crim.App.2009); at 314 sion id. however, State, concurring). tained in the motion. litigating valid mat- have a State, (Tex. alleged 7. Black v. 362 S.W.3d in the motion on basis that ters not Crim.App.2012). given the State was not notice that it would against such matters. have to defend 44.01(a)(5). 8. Tex.Code Proc. art. Crim. ("If 271 S.W.2d at 655 See Parsons Chupik, correctly 9. See State v. 343 S.W.3d but for an incor- a trial court rules Elias, reason, (Tex.Crim.App.2011); support State v. his rul- rect we nevertheless (Tex.Crim.App.2011); appellant ing simple 679 n. reason that the (Tex.Crim. Morgan, injured.”). 4-5 State v. been has not App.2004). Bosley 12. See (Although preliminary suppression (Tex.Crim.App.1967) interlocutory appeal of is- 10. An matters, suppress, must such as a motion to might possibly include matters that were sues

93 might be at express particular denee excluded trial on anoth- concern with the timidi- basis, ty if of majority er or the evidence cannot be ex- the opinion in 'failing to entirety, party might recognize cluded in its the authority be of the trial court as the gatekeeper questions able to articulate a reason for excluding of admissibili- ty, portion including of the evidence.13 forensic science. While ultimately proponent of scien-

A pretrial ruling on a motion to tific evidence bears the burden proving of by is not a final determination the trial reliability by satisfying the criteria set possible court on all for admitting reasons forth in Kelly v. evidence; rather, excluding or it is (Tex.Crim.App.1992), it is the trial court simply a determination of the evi- whether that must conduct the hearing and deter- dence should be excluded on a particular mine whether the proponent has estab- only basis. It is when the trial ends that lished that criteria. See id. at 572-78 & n. all of the trial rulings court’s earlier be- (“Under 104(a) (c) Rule and Rule fixed, come a consequence, as all pos- 702, all [Kelly] three criteria must be sible reasons for sustaining rulings those proven court, to the trial outside the pres- implicated. are The whole point of allow- jury, ence of the before the may evidence ing interlocutory an appeal is to allow a admitted[,]” 104(a) be and “Rule requires discrete litigated issue or issues to be ear- that- admissibility expert testimony ly, before the trial has ended. type This court.”). be by determined appeal designed is not possi- resolve all ble Today, Price, bases which may Judge evidence writing for the ma- inadmissible, jority, admissible or as some bases states admitting excluding the evidence in at trial or in pretrial Whether hearing,

question may yet turn on events occurring can, course, the State ... be made to at the trial level after the interlocutory satisfy its burden to demonstrate relia- appeal has been resolved. bility. But it is not called upon to satis- fy that burden unless and until ap- comments, With these I concur in the pellee ... has specific made a judgment. Court’s that those test results áre scientifically unreliable (perhaps) until the trial OPINION court, in capacity its as the gatekeeper HERVEY, J., filed a concurring opinion of the of scientific KELLER, P.J., KEASLER, sponte sua call [the State] J., joined. to do so. Although I concur in judgment added). Maj. Op. (emphasis In Jack- Court, join son, I Presiding Judge Keller’s an opinion also authored Judge opinion based on the reasoning employed Price, emphasized this Court that “before however, therein. I separately, write admitted, scientific evidence may be held, pretrial hearing be raised at a applying one is nature Calloway rule to inter- ability this does not limit a locutory defendant’s appeals. appellate If an court de- trial.). objections make to evidence at See cides that sustaining the trial court erred in (Tex. also Ross allegation that the evidence was 1984) Crim.App. (citing Bosley). obtained, rule, would ap- if it plied, require appellate court to neverthe- legal 13. That excluding different bases for pick through evi- less the evidence and exclude scope bases, dence affect the portions of the evidence that are inadmissible on other problematic excluded is one hearsay? illustration of the such as (cid:127) to abdicate its role Forcing a trial court outside conduct trial court must evidence gatekeeper determine of scientific jury presence at trial but also problems has established all creates proponent whether the State, 17 has decided because this Court criteria.” Jackson three *13 (em- (Tex.Crim.App.2000) court is limited to the appellate that an S.W.3d added) S.W.2d at (citing Kelly, supplement cannot appellate record and phasis 573). or with its own research bare record of the “correct” sci taking judicial notice that a trial implies

Today majority record.1 See Hernandez ence on a bare in- sponte of sua incapable may.be court (Tex.Crim. 31-32 admissibility of scientific quiring into .the. curiam) appel (per (“Although App.2003) gatekeeper. This is its role as evidence in judicial of oth late courts take notice chilling have a effect and could dangerous concerning specific appellate opinions er would have otherwise judges who on trial in evalu theory methodology scientific obligation to contemplated their fulfilled Kelly ‘gate- Daubert ating judgels a trial science. “junk” prevent the admission / decision, ... on judicial notice keeping’ are far of this concern implications The as the sole source of appeal cannot serve reaching. trial court record con support for bare sponte inquire cannot sua If a trial court reliability.”). cerning scientific evidence admissibility of scientific into the evident from as would be under Rule Presiding Judge I Because believe Daubert, Kelly, and then- the dictates compelling analysis Keller offers a more could be a criminal defendant progeny, case, with disposition for the of this and “junk” simply science based on convicted a trial my respecting other comments attorney she had an who because he or function, respectfully I gatekeeping court’s evidence challenge proffered failed judgment concur Court. it, jury and the inadequately challenged the wiser because it never would be none MEYERS, J., dissenting opinion. filed a that it relied on to knew that the science findings id. The In its of fact and conclusions junk. reach its verdict was See law, found, “The State failed will be criminal the trial court real of this decision losers science; any testimony regarding the “junk” present convicted on defendants therefore, results; county; those re- convicting breath-test the residents of effort, The time, suppressed by sults were the Court.” people expended trial; argued State State that the money original at the and the injury, abused its discretion the State did of Texas. And to add insult because The production. of not have the burden of possible these results are because appeals theory court of found no of law to majority’s unfortunately inconsistent The court support Rule 702. the trial court’s order.1 language respect with Hernandez, validity Judge cretion but the of the science de novo. 1. In dissent in Keasler's Id. agreed appropri joined, which I we ate standard of review for admission appeals the axiom in 1. The court of reiterated scientific evidence was a bifurcated standard appeals court appellate our law that review. rather than an abuse-of-discretion judge’s ruling it can be affirm the Hernandez, (Keasler, at 49 See J. is, justified any other of law. See on State, , J.). dissenting, joined by Hervey, That (Tex.Crim.App. Hailey v. 87 S.W.3d 118 appellate 2002). review a trial court's courts should actually this line of We abandoned Judge opinion in reasoning in Alcala’s State credibility an abuse of dis- determinations for appeals majority specifically conclusions, and the In findings its the trial argument pre- that his court reject Appellee’s Appellee determined that was lawful- detained, ly but suppress challenged trial motion to because the State failed to present regarding evidence scientific breath test, judge majority Appel- granted states that the the defen- sults. dant’s motion to suppress. The trial argued judge lee the evidence should be did not abuse his discretion in suppressing excluded obtained but did not evidence that the State failed to produce at argue that it should be excluded as scienti- I therefore would reverse fically Ap- unreliable and inadmissible. If and affirm the ruling pellee argued, had so then the burden of *14 of the trial court. production would have been on the State. majority says that the absence of evi-

dence could be a reason for a trial judge

deny a motion to but it is not a

valid reason to I grant motion. dis-

agree. The defendant’s motion to sup-

press judge asked the to review the lawful- of the

ness detention and the breath-test Appellee required

evidence. was not evidence, Danny HOLLOWAY, cite rules of Ex Parte apply do not Lee II, Applicant. suppression hearings, in order for the judge to review the requested breath-test No. WR-78955-01. results. See Granados 217, 227 (Tex.Crim.App.2002).2 It is clear Court of Appeals of Texas. from judge the record that the trial under- stood the request defendant’s to review the Oct.

reliability of the breath-

test but the fact is that the State present

did evidence at all related

to the breath arresting test. After the

officer hearing, judge testified at the

asked the State to call its next witness and “pretty said it was much done.”

The judge asked the State two more times

to call a witness. At that point it was

clear nothing that the State had to show

the court concerning

breath test. nothing provid- Because review, judge

ed for the he was certain-

ly within his discretion to this

evidence. Copeland, (Tex.Crim.App. Obviously majority 399 S.W.3d 159 relies on Rule of 2013). justify Evidence 703 to Apparently decision in this courts of are Apparently majority case. has overruled longer supposed try to affirm cases on Granados the Rules of Evidence do now grounds. some other apply suppression hearings.

Case Details

Case Name: State of Texas v. Esparza, Carlos
Court Name: Court of Criminal Appeals of Texas
Date Published: Oct 30, 2013
Citation: 413 S.W.3d 81
Docket Number: PD-1873-11
Court Abbreviation: Tex. Crim. App.
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