Lead Opinion
OPINION
delivered the opinion of the court,
We granted this appeal by the State of Tennessee to consider whether the trial court erred by allowing the jury in this case to deliberate late into the night and early morning on the last day of trial before convicting the defendant of first degree murder and conspiracy to commit first degree murder. The Court of Criminal Appeals granted the defendant relief on this issue, reasoning that absent a showing of unusual circumstances, late-night trial proceedings should be avoided and that such circumstances were not presented in this case. We accepted this appeal to examine this issue and clarify the applicable standard of review on appeal. Following our review, we conclude that the Court of Criminal Appeals erred in concluding that the trial court’s conducting late-night trial proceedings requires reversal of the defendant’s convictions. Accordingly, the Court of Criminal Appeals is reversed and the judgments of the trial court are affirmed.
I. INTRODUCTION
The trial of this matter began on Monday, May 5, 2014. The trial continued through the week until Thursday afternoon,^ May 8. After closing arguments, the trial court stood in recess for approximately two hours when the defendant suffered a medical emergency. When the proceedings resumed, the trial court instructed the jury around 6:30 p.m., and the jury retired to deliberate. As detailed below, multiple interactions occurred among the trial judge, the attorneys, and the jury during this time. The jury returned a verdict at 1:05 a.m. the following morning. The Court of Criminal Appeals granted the’ defendant relief on the issue of late-night court proceedings, State v. Walls, No. M2014-01972-CCA-R3-CD,
II. FACTS AND PROCEDURAL HISTORY
On August 8, 2012, Bedford County Sheriffs Deputy Tim Fox responded to a report'of a theft on Enon Church Road in Bedford County. Upon his arrival, he encountered the defendant, Susan Walls, and her daughter Dawn Walls standing at the mailbox. -There, he learned that the victim, Larry Walls, Sr., was inside the residence, deceased. Deputy Fox performed a cursory check of the residence and observed the victim on the floor of a bedroom. He described the scene as “pretty gruesome.” Blood was on the walls, the floor, and the furniture around the victim.
Tennessee Bureau of Investigation (“TBI”) Special Agent Caleb Utterback also responded to the scene in Bedford County pursuant to a request from the Bedford County District Attorney for the TBI to handle the investigation. Based upon his experience, he thought that the crime scene appeared “staged.” Special Agent Utterback listened to the recording of the 9-1-1 call in his vehicle. The defendant had placed the call, but Dawn
During the TBI’s investigation, they discovered that the victim’s death had been the result of a murder-for-hire. Several witnesses, including Dawn, her sisters Ae-lisa Stacy and Melissa Walls,- her brother Larry Walls, Jr., and others, described the victim as having been an “evil man” who had been extremely, physically abusive to both the defendant and-their children and sexually abusive to Dawn. Over the. years, many of the victim’s family members had commented offhandedly that-they wished he were dead but never to the point of plotting his .death.
During Memorial Day Weekend 2012, the victim and the defendant traveled to Antioch, a suburb of Náshville, to spend the night at Dawn’s apartment. Dawn shared the apartment with her boyfriend, Derrick -McClain; her roommate, Chrissy Twilley; and Ms. Twilley’s boyfriend, Jason Starrick. During the weekend, Dawn, the defendant, and Mr. Starrick discussed how much money killing the victim would cost and various methods that could be employed.
' In mid-July, the defendant visited her daughter Aelisa at the residence of Aelisa’s boyfriend, Joseph Williams. The defendant had puffy eyes-as' though she-had been crying, and it1 appeared to Mr. Williams that someone had struck her. The defendant told Mr. Williams that the victim had hit her, that “she was tired of it,” and that it “was the last time he whs ever going to hit her.” The defendant remarked that “she had it taken care of and that she had some guys that was [sic] going to come down and slit his throat.”
Approximately one week later, Dawn spoke with Mr. Starrick- again and discussed his “tak[ing] -care of- [the victim]” for $400.
On the night before the murder, August 7, 2012, several people were present at the home of the' victim and the defendant. Dawn and the defendant had a discussion about why everyone was -there. They said that the murder would occur the following day, August 8. At some point, Dawn informed Mr. Starrick that the back door of the residence was always unlocked. Dawn indicated that she wanted to take Aelisa’s son to Chuck E. Cheese’s because the school year would begin soon. That night, Dawn, Aelisa, Ms. Twilley, Mr. Starrick, Sean Gerheardt, and Aelisa’s four children drove in two cars to Dawn’s apartment in Antioch to spend the night. Everyone except Mr. Gerheardt spent the night there. Dawn paid Mr. Starrick $70 in cash and also provided him with a debit card and personal identification number so that he could purchase the necessary items to carry out the murder. The defendant did not contribute any money to Mr. Starrick.
The following morning, Mr. Gerheardt returned to the apartment, and he and Mr. Starrick left the apartment around 6:15 a.m. They used Dawn’s debit card that morning at a Mapco gas station and at Walmart, where they purchased ammonia and two sets of rubber gloves. The defendant arrived at Dawn’s apartment around 10:00 a.m. Mr. Gerheardt and Mr. Starrick returned thereafter; they were wearing black clothes, and Mr. Gerheardt had some blood on him. Mr. Starrick removed a long-sleeve shirt that was wet. When the two men entei'ed the apartment, Ms. Twil-ley observed “tissue or matter” on the side of Mr. Starrick’s face and a bloody fingerprint on Mr. Gerheardt. They entered a bathroom, cleaned up, and exited with a plastic garbage bag. Mr. Starrick returned Dawn’s debit card, and she drove to Mapco to obtain money from the teller machine to spend at Chuck E. Cheese’s. When she returned from Mapco, Mr. Gerheardt and Mr. Starrick were in the parking lot placing a black trash bag into Mr. Starrick’s truck. They told Dawn that “it was done.” Later that day, the defendant, Dawn, Aeli-sa, and the children drove to Shelbyville.
When they arrived in Shelbyville, Dawn and the defendant took Aelisa and her children to Melissa’s house. They had planned this in advance because the defendant did not want Aelisa and her children to see the victim or the crime scene. Dawn and the defendant went to get ice cream for all of the children from the defendant’s house. When their trip took longer than expected, Aelisa called to see why they were delayed. The defendant told Aelisa what had happened to the victim.
Although the defendant and Dawn initially gave statements in which they disclaimed any involvement, they both subsequently provided statements in which they accepted responsibility and explained the events leading up to and surrounding the victim’s murder. In addition to the confessions, the State’s evidence at trial included forensic evidence, which matched the vie--tim’s blood with blood found on Mr. Star-rick’s long-sleeve shirt that was recovered from the apartment and with blood found on the belt Mr. Starrick was wearing when he was arrested. The medical examiner opined that the victim died by “multiple modality,” any of which were potentially fatal and all of which contributed to his death: blunt force trauma to the head, and stab wounds to the heart, lung, and liver. Jason Starrick and Sean Gerheardt were located, with the assistance of Ms. Twilley, and arrested; the defendant and Dawn were arrested and charged with criminal responsibility for the first-degree premeditated murder of the victim and conspiring with each other, Mr. Starrick, and Mr. Gerheardt to commit said murder. The defendant was found guilty and was sentenced to concurrent terms of life in prison and twenty-one years, respectively.
The defendant appealed her conviction and sentence on several grounds. Walls,
In this Court, the State filed a Tennessee Rule of Appellate Procedure 11 application for permission to appeal, arguing that the intermediate appellate court erred in reversing the defendant’s convictions based on the jury’s late-night deliberations. We granted the application to consider whether “a trial court’s decision to extend jury-trial proceedings into the late-night hours [is] reviewed for abuse of discretion or ... de novo without a presumption of correctness” and whether “[a]bsent evidence of attorney or juror fatigue, ... the trial court violate[s] the defendant’s constitutional rights to due process and a fair trial by permitting the jury to continue its deliberations late into the night.” To decide this issue, we must first consider whether the defendant properly preserved the issue in the absence of a definitive puling by the trial court and a failure to renew the motion during the course of the late night proceedings.
III. ANALYSIS
This matter requires us to review the proceedings that were conducted in the trial court contemporaneously with the late-night proceedings as well as what transpired during the hearing on the motion for a new trial.
At 4:04 p.m. on May 8, 2014, the defendant began experiencing health problems. A paramedic was summoned, and he indicated that the defendant’s blood pressure was 210/120, which he described as “[v]ery high, stroke high.” A deputy suggested that they should transport the defendant to a hospital, and the paramedic agreed. After the defendant’s removal from the courtroom, the trial court mentioned instructing the jury in her absence, and defense counsel thereupon objected to “any further action without [his] client here.” The State suggested that they “just wait a little while and see if her blood pressure comes back down and then proceed.” Thereafter, the following conversation occurred on the record:
DEFENSE COUNSEL: I think ... the General may be correct there. And based on my experience, I’ve never been in the hospital where it took twenty or thirty minutes for a turn around, especially not when your blood pressure is that high. They always want to make sure that whatever they’ve administered that you don’t drop too low and that kind of thing. So if it’s going to be two hours, which sounds like a long time, two hours. Especially, then to come back in after two hours, if she’s even here, we’re going to have another thirty, forty minutes based on what we expect the charge to be and then they’re going to start deliberating at seven o’clock at night?
THE COURT: Yeah, it’s going to take me thirty, forty-five minutes to read this charge.
DEFENSE COUNSEL: It sounds to me, based on where we are, is that the best thing to do would be to adjourn until tomorrow and start fresh in the morning. I don’t have a problem dismissing the juror that needs to go to Knoxville. I have no problem at all.
No further discussion ensued. The defendant returned from the hospital, and with her present, the trial court instructed the jury beginning at 6:30 p.m. The jury began deliberating at 7:13 p.m. The jury sent a question to the trial court at 10:41 p.m. The trial court and attorneys were still discussing the appropriate answer when the jury sent word that they were hungry and wanted something to eat. The clerk ordered pizza for the jury, and at 11:13 p.m., the. trial court sent the answer to the jury’s question. The jury continued its deliberations and returned verdicts of guilty at 1:05 a.m. the following morning.
Defense counsel raised the late-night jury deliberations in his motion for a-new trial. The following discussion ensued at the hearing:
DEFENSE COUNSEL: The time that the—there was a delay in time at the—between the closing arguments and the reading- of the charge to the jury that was because of a medical emergency. You remember the medical emergency regarding my client, where she was taken to the hospital. When the jury was brought back in prior to, they had been out for some two hours. And then went till 1:30 in the morning, I think is what we did that day.
THE COURT:. It was like 1:05 a.m.
DEFENSE COUNSEL: A very long time. But one of the jurors, when she came back in, exhibited fatigue. Said she’d had a nice nap back- there. And I’m not saying that she was elderly, but she was a little bit.
And in the grand scheme of things, I don’t know that any of the jurors-were prepared for the length of deliberation[s] that occurred.
We argued for a motion to continue the case until, you know, a later time until Monday or even until Saturday, I think because we were on a Friday at that point, or maybe- that was a Thursday and we had Friday available to us. That was what it was, it was Thursday night until Friday morning. And I had argued to continue the case, and you rejected that. And we believe that that would be—juror fatigue, at that point, is. one of the grounds that we think we should have a new trial because they were not prepared for the length of stay that they had that night..
THE COURT: Let’s go ahéad and ad*dress that. My recollection of those events, [COUNSEL], was that the jurors wanted to proceed on.
And I guess I may have preempted the General.
Do you want to go ahead and respond to that?
THE STATE: That’s my recollection, the court gave them the option.'
THE COURT: And they wanted to proceed on.
Now, it might have been problematic had this juror been napping during the proof, but she went back there and rested during the period of -time that—
Did this occur when [the defendant] was taken over to the hospital?
DEFENSE COUNSEL: Yes, Your Honor. It was after she was brought back in that this juror came in and mentioned having a nicé nap during that break.
THE COURT: I don’t recall that being said, anything maybe other than in jest.
I mean, as a matter of fact I do believe I asked them, did they wish to proceed. And they wanted to plow through. Because my recollection of the events, they went out about .7 p,m. to, deliberate, and came back very slightly after 1 o’clock.
I mean, without more, I’m not—based on my examination of the jurors of them wanting to proceed forward, I can’t imagine this had any bearing on her ability to reach a verdict in this case. .
After reviewing the trial court proceedings, it is clear that- our determination of this issue must address whether defense counsel properly preserved his “motion” to adjourn the proceedings at the close of the day on Thursday, May 8. If we conclude that he did not preserve the issue, we must further determine whether .the issue, is deemed . waived or whether. this Court should exercise its jurisdiction to review the issue on the merits pursuant to plain error review.
A. WAIVER/JURISDICTION OF THE COURT
We must first determine whether the Court of Criminal Appeals had jurisdiction to" consider the defendant’s claim of error regarding the jury deliberations. This necessarily involves two inquiries: (1) did the Court of Criminal Appeals propérly consider counsel’s interjection at trial as a contemporaneous objection, thereby preserving appellate review of the issue; and (2) if not, could the Court of Criminal Appeals have properly applied plain error review to grant the defendant relief on this claim of error.
The Court of Criminal Appeals concluded that'the defendant had preserved this issue for review. Walls,
Moreover, this Court has further recognized the importance of a contemporaneous objection to procedures utilized, by the trial court in addition to evidentiary issues. In State v. Estes, this Court reiterated, “Objections to improper procedure must be voiced contemporaneously to give the trial judge the opportunity to correct the error on the spot. In the absence of a contemporaneous objection, any error was waived.”
Although this issue necessarily implicates the defendant’s right to a trial by jury, it does so in a manner in which the procedure utilized by the trial court—late-night jury proceedings—is called into question. The procedural decision by the trial court to permit the jury to deliberate late into the night required a contemporaneous objection by counsel so that the trial court had an opportunity to address and/or correct the issue immediately. As noted supra, defense counsel stated his opinion during an on-the-record discussion with the trial court and the State that “based on where we are, ... the best thing to do would be to adjourn until tomorrow and start fresh in the morning.” Counsel did not make a formal motion, nor did he offer further argument in support of his opinion.
We also recognize that at the hearing on the motion for a new trial, counsel alleged that one juror whom he described as “elderly” exhibited fatigue during the evening and night.
2. Plain Error Review
Even if the Court of Criminal Appeals had concluded that the defendant waived the issue for review, it could have nonetheless considered whether a plain error analysis was applicable under the facts to examine whether any error occurred. Appellate courts in Tennessee have “the authority to ‘consider an error that has affected the substantial rights of a party at any time, even though the error was not raised in the motion for a new trial or assigned as error on appeal.’” State v. Knowles,
In Tennessee, an appellate court will grant relief for plain error only if
(a) the record clearly establishes what occurred in the trial court;
(b) a clear and unequivocal rule of law has been breached;
(c) a substantial right of the accused has been adversely affected;
(d) the accused did not waive the issue for tactical reasons; and
(e)consideration of the error is “necessary to do substantial justice.”
Martin,
Before examining whether plain error exists, we begin with the premise that it is incumbent upon the defendant in this case to persuade an appellate court that plain error occurred that was sufficient to change the outcome of the trial. The defendant did not assert plain error as a basis for review in her brief, nor did she argue before this Court that plain error should operate to grant her relief. Nonetheless, our review of the record leads us to the conclusion that plain error is inapplicable in this case.
Notably, at least one of the five requisite factors is missing from this case. There is a lack of clear and unequivocal law on this subject.
As noted supra, the standard of review to be utilized by appellate courts when ascertaining the propriety of late-night court proceedings is unclear. The' State urges us to recognize a trial court’s inherent discretion to direct the manner of proceedings in the courtroom and thus apply an abuse of discretion standard. See State v. Reid (“Reid I”),
The Court of Criminal Appeals relied upon Hembree,
By way of contrast, both parties in this case had rested their cases and the proof had been concluded when the defendant’s medical issue arose. Defense counsel in the instant case made a suggestion that because the defendant’s trip to the hospital could be protracted, it would be better to resume again the following morning. He made that statement around the four o’clock hour in the afternoon. He did not raise the issue again. He did not request an adjournment due to counsel fatigue or indicate that he could no longer perform effectively. In fact, during the ensuing hours of jury instruction, deliberation, jury question, and. refreshment break, counsel did not raise the issue again or allege fatigue. Moreover, the Court of Criminal Appeals did not apply the “abuse of discretion” standard of review in this case when it concluded that the trial court erred by allowing the jury to listen to evidence into the late hours of the night. Walls,
Relying on Hembree, the Court of Criminal-Appeals in a subsequent case “subscribe[d] -to [the] validity.” of the rule set forth therein that absent a compelling reason, the court schedule should not have been as rigorous as it was. McMullin,
McMullin is factually and procedurally distinguishable from the case sub judice. Counsel lodged not one, but two,- objections to the lateness of the hour on two separate nights. Id. at 831. The trial court held late sessions two nights in a row. Id. Defense counsel also asserted the very valid reason that he was fatigued and that he felt that his fatigue would prejudice his client. While the McMullin court recognized that “both the federal and state constitutions bridle the power of a trial judge in the exercise of his or her discretion in setting after-hours court sessions in criminal cases tried before' a jury,” id. at 832, it nonetheless did not review the trial court’s decision in that case for abuse of discretion. For those reasons, McMullin is not instructive in this case.
Neither is the Parton case cited by the Court of Criminal Appeals instructive on this issue.
No objection was made to the lateness of the hour. Rather, the Court , of Criminal Appeals noted that defense counsel “obliquely” commented on the point, saying, “The other thing I wanted to do is get a little direction on what the Court wanted to do. I just wanted to mention that the jury’s been working a long time. I didn’t know what the Court wanted to do.” Id. at 32. After the jury returned with a verdict of -guilty, counsel raised the issue for the first time in his motion for, judgment of acquittal or, in the alternative,,a motion for a new trial. Id. Nonetheless, the Parton court concluded:
. We are unable in this case to say that appellant has waived his right to present this issue on appeal by not timely and expressly objecting at trial. Such a disposition would lead to an unfair result. We hold that plain error existed in the trial court’s conducting the -trial into the late night of April 5th and early morning hours of April 6, 1990. Appellant’s contention as to this issue is meritorious, and a new trial must be ordered.
Id. at 35 (citations omitted). The court reasoned, “Regardless of whether counsel or any juror objects, the late night sessions should be avoided; and they must be justified because of unusual circumstances .... [T]he threshold question which must always be determined by the court is whether the circumstances justify the unusual session.” Id. at 33-34.
While we note that the lateness of the trial in that case was not justified by the conflict in scheduling courtrooms, Par-ton was decided before this Court adopted the five-prong test for determining whether an error at trial rose to the level of plain error and therefore utilized prior precedent. See State v. Smith,
Intermediate appellate courts must follow the law; a “court[] of last resort ... is not inexorably bound by its own precedents but will follow the rule of law which it has established in earlier cases, unless clearly convinced that the rule was originally erroneous.... ” Frazier v. State,
To settle this area of law,
CONCLUSION
We conclude that the defendant has waived appellate review of this issue and that plain error review is not applicable to grant her relief from her convictions. Ae-cordingly, we reverse the judgments of the Court of Criminal Appeals. -We further conclude that the appropriate standard of appellate review of late-night court proceedings is abuse of discretion. Costs of this appeal .are taxed to the defendant, Susan Walls, for which execution may issue if necessary.
Sharon G. Lee, J., filed a separate concurring opinion.
Notes
. Several of the female witnesses in this case share the surname of "Walls.” For that reason, we will refer to the witnesses by their given names to avoid confusion. By doing so, we intend no disrespect.
. Several witnesses at trial, including a representative from Verizon Wireless and a TBI agent who specialized in computer and cellular telephone forensics, discussed the content and frequency of various telephone calls and text messages that were exchanged among the defendant, Dawn, Jason Starrick, and Ae-lisa (the defendant purportedly used Aelisa’s telephone periodically when her personal telephone was out of order). Many of these communications involved logistics, price negotiations, and methods of committing thé murder.
. It is noteworthy that during oral argument to this Court, defense counsel conceded that his statement to the trial court was not a motion to continue the proceedings until the following day.
. As previously referenced in this opinion, defense counsel alleged that after the two-hour recess, a juror made a comment that she had taken a ‘‘nice nap” during that time. The defense relied upon this comment to infer juror fatigue.
. In this case, we are not called upon to decide whether the rule announced in Henderson v. United States,
. It should be noted that in both Reid I and Reid II, this Court adopted the conclusion of the Court of Criminal Appeals in the appendices. The Court of Criminal Appeals correctly applied the abuse of discretion standard; however, it cited Hembree and McMullin, thereby implicitly approving the requirement of unusual circumstances. Walls,
. Although our decision regarding the appropriate standard of review is not technically necessary to resolve this appeal, our decision to address this issue is not inappropriate either. Rule 11 of the Rules of Appellate Procedure sets forth several criteria for this Court to consider when reviewing an application for permission to appeal. Tenn. R. App. P. 11. One of these criteria allows this Court to grant permission to appeal if there is a “need for the exercise of the Supreme Court’s supervisory authority.” Tenn. R. App. P. 11(a). See, e.g., Bryant v. State,
. In determining that late-night court proceedings should be reviewed for abuse of discretion, we are aligned with decisions from other states that apply the same standard of review. See, e.g., Pyles v. State,
Concurrence Opinion
concurring in result only.
I concur only in the result in this case. The defendant is not entitled to a new trial based on waiver and the absence of plain error. The majority errs by proceeding further and establishing the appellate standard of review regarding late-night court proceedings. By addressing the appellate standard of review under the guise of a plain error analysis, the majority overreaches and violates longstanding, conservative prohibitions on issuing advisory opinions.
The majority should have ended its analysis once it determined the defendant was not entitled to a new trial. Instead, it forged ahead to establish the appellate standard of review for late-night proceedings—an issue that was not necessary for the resolution of the case. By addressing this issue, the majority violated the established rule that courts are not to render advisory opinions or decide abstract legal questions. State v. Brown & Williamson Tobacco Corp.,
“The courts of this State have no right to render an advisory opinion.” Lewis,
Tennessee’s justiciability doctrines, including the prohibition on advisory opinions, are rooted in our understanding of the judiciary’s role and our'respect for the the separation of powers doctrine in the Tennessee Constitution. Tennessee’s justi-ciability doctrines mirror the justiciability doctrines relied on by the United States Supreme Court and federal courts. Norma Faye Pyles Lynch Family Purpose LLC,
The justiciability doctrines dictate exercising judicial restraint, that “[w]hat we say in an opinion should be confined to, and limited by, the facts of the case under consideration and the questions necessary for a decision of that case.” Staten v. State,
The majority’s analysis of the appellate standard of review, being advisory, is dicta. It is, therefore, not binding authority or precedent within the rule of stare decisis. Staten,
For these reasons, I concur only in the result reached in this case.
