STATE of Tennessee v. James Allen POLLARD.
Supreme Court of Tennessee, at Nashville.
Dec. 20, 2013.
432 S.W.3d 851
Oct. 2, 2013 Session.
Richard Lewis Tennent (at trial and on appeal) and Edward J. Gross (at trial), Nashville, Tennessee, for the appellee, James Allen Pollard.
OPINION
GARY R. WADE, C.J., delivered the opinion of the Court, in which JANICE M. HOLDER, CORNELIA A. CLARK, WILLIAM C. KOCH, JR., and SHARON G. LEE, JJ., joined.
The defendant was convicted of felony murder, first degree premeditated murder, and especially aggravated robbery. After merging the murder convictions, the trial court imposed consecutive sentences of life for the murder and eighteen years for the especially aggravated robbery. On appeal, the Court of Criminal Appeals affirmed the convictions but remanded to the trial court for a proper determination of whether the sentences should be served consecutively or concurrently. We hold that, when a trial court places findings on the record to support its sentencing decision, the applicable standard of appellate review for a challenge to the imposition of consecutive sentences is abuse of discretion with a presumption of reasonableness. Because, however, the trial court failed to address the factors required to impose consecutive sentences based on the dangerous offender classification, we affirm the judgment of the Court of Criminal Appeals and remand to the trial court for a new sentencing hearing.
I. Facts and Procedural History
At approximately 11:26 a.m. on March 24, 2006, officers of the Metropolitan Police Department of Nashville and Davidson County responded to a 911 report of a shooting at 301 North Eighth Street. Upon their arrival, they found the body of twenty-five-year-old Jamil Branhan (the “victim“) lying on the living room floor of his apartment with two gunshot wounds to his head. There was no evidence of a forced entry.
The detectives conducted a video-recorded interview with the Defendant. After being informed of and waiving his Miranda rights, the Defendant stated that on the night of the shooting Ms. Hooten had arranged for him to meet the victim at his apartment to purchase a “dime sack”1 of marijuana, as he had done on prior occasions. Admitting that he had a .38 caliber firearm in his pocket when he arrived at the apartment, the Defendant claimed that the victim was “gone on something,” got “spooked” when he saw the Defendant‘s weapon, and, at that point, retrieved his own gun, a nine-millimeter semi-automatic. The Defendant told the officers that he drew his gun, and, during a struggle with the victim, his gun discharged. He acknowledged that he shot a second time, claiming that he did so when the victim raised his arm and pointed the semi-automatic in his direction. The Defendant also asserted that the victim fired his own gun once during the episode. After initially denying to Detectives Wiser and Windsor that he had “take[n] anything,” the Defendant eventually admitted that after he shot the victim he took his weapon and his PlayStation.
The Defendant was charged and arrested. Later, the Davidson County Grand Jury indicted the Defendant on three counts: (1) felony murder; (2) premeditated murder; and (3) especially aggravated robbery.
At trial, the State presented the Defendant‘s video-recorded statement as evidence. Other testimony offered by the State established that the victim‘s mother, Marilyn Branhan, had become concerned after not being able to contact her son and had asked the apartment manager to check inside his unit. The apartment staff discovered the body, the police were notified, and several items were found missing from her son‘s apartment, including his PlayStation, gun, keys, and cell phone. An empty gun holster was found in a bin inside the bedroom.
Officers determined that the victim suffered two gunshot wounds, one to the chin and one to the temple. No shell casings were found in the apartment, and no bullet holes were found in the walls. Further testimony established that the victim‘s nine-millimeter semiautomatic would have ejected shells if fired. A forensic scientist with the Tennessee Bureau of Investigation concluded that the bullets causing the death of the victim were .38 caliber, typically fired from a revolver rather than a semi-automatic pistol.
A search of the apartment did not yield any evidence indicating that the victim had been dealing illegal drugs. Other witnesses, including the victim‘s girlfriend, Reshena Barnes, and a co-worker, Rose Reese, testified that the victim, who was employed at AutoZone, did not sell drugs.
Anthony Bowers, a federal inmate who had shared a cell with the Defendant, testified
The forensic pathologist who performed the autopsy concluded that one of the bullets entered the left side of the victim‘s chin, breaking his chin and lacerating his tongue, causing him to swallow a moderate amount of blood. More blood was found in his lungs, indicating that the victim was still alive after this shot. A second bullet, fired within six inches, entered the victim‘s left temple, fracturing the brain and portions of the brain stem, rendering the victim immediately unconscious. The victim‘s body contained minimal levels of marijuana and had a blood alcohol content of .04.
Although the Defendant chose not to testify, three witnesses described him as a “good kid,” a hard worker at his full-time job, and a reliable person.
At the conclusion of the trial, the jury found the Defendant guilty on all charges. The trial court merged the felony murder conviction with the first degree premeditated murder conviction and imposed consecutive sentences of life for the murder and eighteen years for the especially aggravated robbery. As support for consecutive sentencing, the trial court ruled that the Defendant qualified as a “dangerous offender whose behavior indicate[d] little or no regard for human life and no hesitation about committing a crime in which the risk to human life is high.”
On direct appeal, the Court of Criminal Appeals affirmed the Defendant‘s convictions, finding no merit in the Defendant‘s several allegations of error during the course of the trial, and upholding the length of each of the two sentences. Because, however, the trial court had failed to specifically address underlying factors essential to a dangerous offender classification, as set forth in State v. Wilkerson, 905 S.W.2d 933 (Tenn.1995), the Court of Criminal Appeals remanded that issue to the trial court for reconsideration of whether the sentences should be served consecutively or concurrently. State v. Pollard, No. M2011-00332-CCA-R3-CD, 2012 WL 4142253, at *21 (Tenn.Crim.App. Sept. 17, 2012); see also State v. Imfeld, 70 S.W.3d 698, 708 (Tenn.2002).
This Court granted the State‘s Rule 11 application to determine the appropriate standard of appellate review for consecutive sentencing, namely: (1) whether the abuse of discretion standard of review that this Court adopted in State v. Bise, 380 S.W.3d 682, 707 (Tenn.2012), regarding the length of sentences, and in State v. Caudle, 388 S.W.3d 273, 278-79 (Tenn.2012), as to alternative sentences, should apply to consecutive sentencing; and, if so, (2) whether the trial court should still be required to make specific findings of fact on the record to support an imposition of consecutive sentences based upon the dangerous offender classification as required by our decision in Wilkerson, 905 S.W.2d at 939.
II. Analysis
The State asks this Court to formally adopt the abuse of discretion standard of review with a presumption of reasonableness for an appeal of the imposition of consecutive sentences, notwithstanding the statutory language providing for de novo review with a presumption of correctness. See
A. Historical Background
The Tennessee Criminal Sentencing Reform Act of 1982 (the “1982 Act“) completely overhauled the state‘s sentencing structure. See Act of Apr. 28, 1982, ch. 868, 1982 Tenn. Pub. Acts 556, 561-62 (repealed 1989); David L. Raybin, Tennessee Criminal Sentencing Reform Act of 1982: Practice and Procedure, 18 Tenn. B.J. 36, 36 (1982) [hereinafter Raybin, 18 Tenn. B.J.]. This legislation, which implemented sentencing ranges for offenses, created a comprehensive sentencing scheme designed to establish “fair and consistent treatment of all defendants by eliminating unjustified disparity in sentences.”
In 1989, the General Assembly amended the 1982 Act. Act of May 24, 1989, ch. 591, 1989 Tenn. Pub. Acts 1169 (the “1989 Act“). Among other revisions, the new legislation provided for de novo appellate review with a presumption of correctness for the “length, range or the manner of service of the sentence imposed” as well as for the “imposition of consecutive sentences.”
Subsequent rulings by the United States Supreme Court in Apprendi v. New Jersey, 530 U.S. 466 (2000), Blakely v. Washington, 542 U.S. 296 (2004), and United States v. Booker, 543 U.S. 220 (2005), called into question the validity of certain provisions of the 1989 Act based primarily upon the right to trial by jury under the Sixth Amendment to the United States Constitution. See Bise, 380 S.W.3d at 696. In Apprendi, the Court considered whether the state trial judge, upon a finding by a preponderance of the evidence that the defendant had committed a “hate crime,” could sentence the defendant to an “extended term” of
Similarly, in Blakely, the Court considered the propriety of an “exceptional” sentence—a sentence above the top of the standard range but below the statutory maximum for the offense—imposed by a Washington state trial judge who had determined that the defendant had acted with “deliberate cruelty.” 542 U.S. at 298. Washington‘s sentencing act authorized a trial judge to impose a sentence above the “standard range” if the judge found the presence of an aggravating factor that justified such a departure based on “substantial and compelling reasons.” Id. at 299. A judge could not, however, under any circumstances, impose a sentence beyond the “statutory maximum” for a given felony. Id. at 303. The state argued that, because the sentence imposed fell within the applicable statutory range of the felony, no Apprendi violation existed. Id. The Court rejected this argument and ruled that the “statutory maximum,” for purposes of Apprendi, is the sentence “a judge may impose solely on the basis of the facts reflected in the jury verdict or admitted by the defendant.” Id. Because the increase in the sentence was based upon “deliberate cruelty,” a fact that was neither found by the jury nor admitted by the defendant, the Court held that the sentencing procedure violated the Sixth Amendment right to a jury trial. Id. at 313-14.
Finally, the Booker Court consolidated two cases, United States v. Booker, 375 F.3d 508 (7th Cir.2004), and Fanfan v. United States, No. 03-47, 2004 WL 1723114 (D.Me. June 28, 2004), and addressed whether the Federal Sentencing Guidelines violated the Sixth Amendment. Booker, 543 U.S. at 226. In one of the cases, the district judge had increased the defendant‘s sentence after making factual determinations that had not been considered by the jury, whereas
Our 1989 Act contained the same constitutional flaw as the statutes at issue in Apprendi, Blakely, and Booker. The presence of enhancement factors, as determined by the trial judge rather than the jury, authorized an increase above the “presumptive sentence,” which was otherwise mandatory. State v. Gomez, 239 S.W.3d 733, 740 (Tenn.2007); David L. Raybin, State v. Gomez: Tennessee Sentencing Law Violates the Sixth Amendment, 43 Tenn. B.J. 24, 26 (2007). In direct response to the Supreme Court rulings in Blakely and Booker, Governor Phil Bredesen created a Task Force to propose amendments designed to remedy any constitutional infirmities. Bise, 380 S.W.3d at 696. In 2005, pursuant to the recommendations made by the Task Force, the General Assembly adopted several amendments that eliminated a mandatory “presumptive sentence” and made the enhancement and mitigating factors advisory only. Id. at 697-98.
Although the statutory language promulgating the standard of appellate review remained unchanged after the 2005 amendments—de novo with a presumption of correctness—this Court in Bise held that
because the General Assembly, in an effort to bring the 1989 Act into compliance with Apprendi, Blakely, and Booker, made advisory the minimum sentence that should be imposed and the enhancement and mitigating factors that might be considered, the 2005 amendments also effectively abrogated the de novo standard of appellate review [in our statutory scheme].... [T]oday we adopt an abuse of discretion standard of review, granting a presumption of reasonableness to within-range sentencing decisions that reflect a proper application of the purposes and principles of our Sentencing Act.
Unlike a judicial determination that increases the penalty for a crime beyond the statutory maximum allowed by Apprendi, alternative sentencing and consecutive sentencing decisions do not implicate Sixth Amendment concerns. See State v. Allen, 259 S.W.3d 671, 689-90 (Tenn.2008). In Allen, this Court made the following observations:
The decision whether to impose consecutive sentences for multiple crimes is a decision about the manner in which a defendant serves his or her multiple punishments. Whether or not to
“stack” sentences for multiple crimes is therefore akin to a trial court‘s decision as to how and where a defendant serves his sentences: on probation, on community corrections, in split confinement, or in the penitentiary. Apprendi and Blakely simply do not require the jury to determine the manner in which a defendant serves multiple sentences.
Id.; see also Oregon v. Ice, 555 U.S. 160, 169 (2009) (“[L]egislative reforms regarding the imposition of multiple sentences do not implicate the core concerns that prompted our decision in Apprendi.“). Nevertheless, in State v. Caudle, this Court extended the abuse of discretion standard of appellate review, accompanied by a presumption of reasonableness, to alternative sentences. 388 S.W.3d at 278-79.
Initially, this Court acknowledged that the 2005 amendments rewrote the statute addressing the manner of service of a sentence,
B. Standard of Review for Consecutive Sentencing
Although our consecutive sentencing statute does not implicate Sixth Amendment principles and was unaffected by the 2005 amendments, we are convinced that the appropriate standard of appellate review for consecutive sentencing is abuse of discretion accompanied by a presumption of reasonableness. First, Tennessee Code Annotated sections 40-35-401(a), (d) and -402(a), (d) contemplate the same standard of appellate review for the determination of the “length, range or the manner of service” of a sentence as well as “the imposition of consecutive sentences.” Thus, the General Assembly has expressed an intention to have all sentencing decisions, including consecutive sentencing, subject to the same standard of appellate review. As held in Bise and Caudle, the standard is abuse of discretion with a presumption of reasonableness. Second, the statutory language as to consecutive sentencing has always afforded broad discretion to the trial courts. See
By adopting this standard, we reject the Defendant‘s contention that the presumption of reasonableness should not apply to consecutive sentencing because our holdings in Bise and Caudle only refer to a “presumption of reasonableness [for] within-range sentencing decisions that reflect a proper application of the purposes and principles of our Sentencing Act.” Bise, 380 S.W.3d at 707 (emphasis added); see also Caudle, 388 S.W.3d at 279. Because the Sentencing Act does not provide “ranges” for consecutive sentences, the Defendant maintains that the presumption should not apply.3
Our rationale in Bise illustrates the fallacy of this argument. Susan Renee Bise appealed the length of her sentence, argu-
Although our holding today replaces the presumption of correctness and de novo standard of review with a presumption of reasonableness and abuse of discretion standard, we continue to agree that appellate courts cannot properly review a sentence if the trial court fails to articulate in the record its reasons for imposing the sentence. Therefore it is critical that trial courts adhere to the statutory requirement set forth in Tennessee Code Annotated section 40-35-210(e): “When the court imposes a sentence, it shall place on the record, either orally or in writing ... the reasons for the sentence, in order to ensure fair and consistent sentencing.”
Id. at 705-06 n. 41 (quoting
In the context of consecutive sentencing, the presumption of reasonableness applies similarly, giving deference to the trial court‘s exercise of its discretionary authority to impose consecutive sentences if it has provided reasons on the record establishing at least one of the seven grounds listed in Tennessee Code Annotated section 40-35-115(b):
- The defendant is a professional criminal who has knowingly devoted the defendant‘s life to criminal acts as a major source of livelihood;
- The defendant is an offender whose record of criminal activity is extensive;
- The defendant is a dangerous mentally abnormal person so declared by a competent psychiatrist who concludes as a result of an investigation prior to sentencing that the defendant‘s criminal conduct has been characterized by a pattern of repetitive or compulsive behavior with heedless indifference to consequences;
- The defendant is a dangerous offender whose behavior indicates little or no regard for human life and no hesitation about committing a crime in which the risk to human life is high;
- The defendant is convicted of two (2) or more statutory offenses involving sexual abuse of a minor with consideration of the aggravating circumstances arising
- The defendant is sentenced for an offense committed while on probation; or
- The defendant is sentenced for criminal contempt.
Any one of these grounds is a sufficient basis for the imposition of consecutive sentences. State v. Dickson, 413 S.W.3d 735, 748 (Tenn.2013) (citing State v. Mickens, 123 S.W.3d 355, 394 (Tenn.Crim.App. 2003)). So long as a trial court properly articulates reasons for ordering consecutive sentences, thereby providing a basis for meaningful appellate review, the sentences will be presumed reasonable and, absent an abuse of discretion, upheld on appeal. See
C. Dangerous Offender Classification
We now turn to consider the impact, if any, that the adoption of the abuse of discretion standard accompanied by a presumption of reasonableness has on our holding in State v. Wilkerson, which sets out two additional factors to be considered before a defendant may be ordered to serve consecutive sentences based on the dangerous offender classification. See
In Wilkerson, this Court first considered the impact that the codification of the consecutive sentencing criteria in the 1989 Act had upon our rulings in Gray v. State, 538 S.W.2d 391 (Tenn.1976), and State v. Taylor, 739 S.W.2d 227 (Tenn. 1987). Wilkerson, 905 S.W.2d at 935-36. We observed that the statutory definition of “dangerous offender” came directly from Gray. Compare Gray, 538 S.W.2d at 393 (“A defendant may be classified as a dangerous offender if the crimes for which he is convicted indicate that he has little or no regard for human life, and no hesitation about committing a crime in which the risk to human life is high.“), with
Proof that an offender‘s behavior indicated little or no regard for human life and no hesitation about committing a crime in which the risk to human life was high, is proof that the offender is a dangerous offender, but it may not be sufficient to sustain consecutive sentences. Every offender convicted of two or more dangerous crimes is not a dangerous offender subject to consecutive sentences; consequently, the provisions of [s]ection 40-35-115 cannot be read in isolation from the other provisions of the Act. The proof must also establish that the terms imposed are reasonably related to the severity of the offenses committed and are necessary in order to protect the public from further criminal acts by the offender. In addition, the Sentencing Reform Act [of 1989] requires the application of the sentencing principles set forth in the Act applicable in all cases. The Act requires a principled justification for every sentence, including, of course, consecutive sentences.
Wilkerson, 905 S.W.2d at 938 (emphasis added). In consequence, before imposing consecutive sentences based upon the dangerous offender classification, trial courts must conclude that the evidence has established that the aggregate sentence is “reasonably related to the severity of the offenses” and “necessary in order to protect the public from further criminal acts.” Id. This Court has consistently upheld this ruling. See, e.g., Dorantes, 331 S.W.3d at 391-92; Imfeld, 70 S.W.3d at 708; Lane, 3 S.W.3d at 461. The adoption of the abuse of discretion standard with the presumption of reasonableness has not eliminated this requirement.
D. Consecutive Sentences in this Case
To summarize, because the dangerous offender classification is the most subjective to apply, the record must also establish that the aggregate sentence reasonably relates to the severity of the offenses and that the total sentence is necessary for the protection of the public from further crimes by the defendant. See Lane, 3 S.W.3d at 461 (recognizing that two additional findings must be made prior to ordering consecutive sentences only under the dangerous offender category). Thus, when trial courts fail to include the two additional findings before classifying a defendant as a dangerous offender, they have failed to adequately provide reasons on the record to support the imposition of consecutive sentences.
In this instance, the trial court merely found the Defendant to be a “dangerous offender” as defined by statute and imposed consecutive sentences. As pointed out by the Court of Criminal Appeals, the trial court must consider the two additional Wilkerson factors, and whether the proof supports their presence, in order to properly impose consecutive sentences based on the dangerous offender classification. The trial court‘s statement that the behavior of the Defendant “indicate[d] little or no regard for human life, and [that he had] no hesitation for committing a crime, in which [the] risk to human life is high,” Pollard, 2012 WL 4142253, at *21, is insufficient because it fails to demonstrate that the imposition of consecutive sentences reasonably relates to the severity of the offenses or that the total sentence is necessary to protect the public from the Defendant. See Wilkerson, 905 S.W.2d at 939.
Where, as here, the trial court fails to provide adequate reasons on the
III. Conclusion
The abuse of discretion standard, accompanied by a presumption of reasonableness, is the appropriate standard of appellate review for all sentencing decisions. The standard applies when the trial court properly addresses the purposes, principles, and considerations for its sentence on the record. Further, the trial court must consider the factors set forth in Wilkerson prior to imposing consecutive sentences based upon the dangerous offender classification. Because the trial court did not do so in this instance, the judgment of the Court of Criminal Appeals is affirmed, and the cause is remanded to the trial court for reconsideration as to whether the sentences should be served consecutively or concurrently. Costs of this appeal are taxed to the State of Tennessee.
