STATE of Tennessee v. Broderick Devonte FAYNE.
Supreme Court of Tennessee, at Jackson.
Oct. 27, 2014.
450 S.W.3d 362
April 10, 2014 Session Heard at McKenzie.1
Robert E. Cooper, Jr., Attorney General and Reporter; Gordon W. Smith, Associate Solicitor General; Rachel E. Willis, Senior Counsel; D. Michael Dunavant, District Attorney General; and Billy G. Burk, Assistant District Attorney General, for the appellee, State of Tennessee.
OPINION
GARY R. WADE, J., delivered the opinion of the Court, in which SHARON G. LEE, C.J., and JANICE M. HOLDER, CORNELIA A. CLARK, and WILLIAM C. KOCH, JR., JJ., joined.
The defendant and an accomplice were indicted for aggravated burglary and employment of a firearm during the commission of a dangerous felony. At the trial of the defendant, the court denied a request by the defense for a special jury instruction on the definition of actual and constructive possession as an element of employment of a firearm. The jury convicted the defendant on both charges, and the trial court imposed an effective nine-year sentence. On appeal, the defendant argued that the trial court erred by denying his request for the special jury instruction and by failing to instruct the jury on the crime of possession of a firearm during the commission of a dangerous felony as a lesser included offense. The Court of Criminal Appeals affirmed the trial court. We hold that possession of a firearm during the commission of a dangerous felony qualifies as a lesser included offense of employment of a firearm during the commission of a dangerous felony. In this instance, however, the defendant waived the issue, and he is not entitled to relief under the plain error doctrine. We further hold that the trial court did not err by refusing the defendant‘s request for a special instruction on the definition of possession. Accordingly, the judgment of the Court of Criminal Appeals is affirmed.
I. Facts and Procedural History
On July 14, 2011, two African-American males kicked in the back door of a Covington residence, and one of the two men pointed a gun at fourteen-year-old Kylan Spearmon (the “victim“) and forced him to the floor. Within fifteen minutes, the two individuals ran out the back door. The victim then contacted his aunt, Octavia Buck, who called the police.
Sergeant Larry McGarity of the Covington Police Department questioned the victim, who described one of the burglars as wearing a white tank top, a blue bandana across his face, and a hat with “balls hanging from it.” Sergeant McGarity discovered a few open drawers in a bedroom but determined that nothing was missing from the Spearmon residence.
Twelve days later, a relative notified Broderick Fayne (the “Defendant“) that the Defendant‘s cousin, Rodnicholas Lewis, had admitted his involvement in the burglary and had implicated the Defendant. Later that day, the Defendant provided a written statement to the police acknowledging his participation in the crime:
[Lewis] picked me up and told me that we could get some [guns] and[/]or drugs. I agreed to go along with him. We went and parked the car at his aunt[‘s] house and walked around the house to [Lavondis Boyd‘s house]. We went to the [victim‘s] house and entered by kicking in the door and proceeded to rob the house[.] [W]e left the house and ran back to his aunt‘s house[,] fleeing the scene[.]
The Defendant and Lewis were each indicted for aggravated burglary and employment of a firearm during the commission of a dangerous felony. Later, Lewis pled guilty to aggravated burglary, and the State dismissed the firearm charge in exchange for his testimony in the Defendant‘s trial.
At trial, the victim testified that on the day of the burglary he heard the doorbell ring and looked out the window but did not answer the door because he did not recognize the individual outside. Some thirty minutes later, however, the victim heard a “bang[] on the [back] door real loudly,” and two men forced their way into the residence. A “dark skinned, tall”2 male holding a pistol and wearing a white tank top, bandana, and toboggan loudly ordered the victim to “get down on the floor ... or [he would] shoot [the victim‘s] brains out.” The victim testified that he saw only a “shadow” of the other burglar as he entered a bedroom. After about fifteen minutes, the victim heard the burglar who had entered the bedroom say, “Let‘s go,” and both burglars ran out the back door.
Lewis testified that he, the Defendant, Lavondis Boyd, and two other individuals were members of a “rap group” called “Trap Money.” He stated that they had a disagreement with a rival group, “Long Money,” and that Rodney Gude, a member of “Long Money” who was also the victim‘s cousin, often stayed the night at the victim‘s residence in Covington, which was “not even [fifteen] steps” from Boyd‘s residence.
Lewis testified that on the day of the burglary, he drove the Defendant to the Boyd residence, and Boyd persuaded them to “go over there and kick [in] the door.” According to Lewis, Boyd first approached the Spearmon residence and rang the doorbell, and when no one answered, the Defendant kicked in the back door and entered the residence. Lewis explained that he stepped inside but immediately “got scared” and “turned around and ran.”
Sergeant McGarity also testified for the State. He recalled that during the Defendant‘s interview at the police station, he had claimed that Lewis was the one who used the firearm during the burglary.
Sharon Russell, a cousin to both Lewis and the Defendant, testified that she had overheard the Defendant‘s statement to Sergeant McGarity. She stated that “[i]t was said that there was a gun,” but she claimed that the Defendant had informed Sergeant McGarity that Lewis did not have one.
The Defendant‘s testimony was consistent with the written statement he provided to the police. He claimed that after he kicked in the door, he entered a room on his left, searched some drawers, and upon failing to find guns or drugs, fled the scene. He denied possessing or using any kind of weapon and further indicated that he was unaware of whether Lewis had used a firearm.
At the close of proof, the trial court reviewed the proposed jury instructions with counsel outside the presence of the jury. The trial court informed counsel of its intention to instruct the jury on aggravated burglary as well as the lesser included offenses of criminal trespass of a habitation, criminal trespass, and criminal attempt. As to the second count, the charge for employing a firearm during the commission of a dangerous felony, the following dialogue took place:
The Court: In Count 2, employing a firearm during the commission or attempt to commit aggravated burglary. I don‘t know of any lesser included. Does the State know of any lesser included?
[The State]: No, sir.
The Court: Does the [D]efendant know of any?
[Defense counsel]: No, Your Honor.
Defense counsel later submitted a proposed jury instruction for employment of a firearm during the commission of a dangerous felony, which included a definition of the terms “actual possession” and “constructive possession,” as set forth in State v. Shaw, 37 S.W.3d 900, 903 (Tenn. 2001). The Defendant asked that the instruction also include the following language: “One‘s mere presence in an area where an object is discovered, or one‘s mere association with a person who is in possession of an object, is not alone sufficient to support a finding of constructive possession.” (Emphasis omitted) (quoting Shaw, 37 S.W.3d at 903). The State objected, arguing that the Defendant was charged with the employment of a firearm rather than possession of a firearm. The trial court concluded that an instruction on possession was not warranted.
In addition, over the objection of the Defendant, the trial judge included the following instruction on criminal responsibility:
The defendant is criminally responsible as a party to the offense of ... employment of a firearm during the commission of aggravated burglary or in attempt thereof, if the offense was committed by the defendant‘s own conduct, or by the conduct of another for which the defendant is criminally responsible, or by both. Each party to an offense may be charged with the commission of that offense.
The defendant is criminally responsible for an offense committed by the conduct of another if, acting with the intent to promote or assist the commis-
sion of that offense, or to benefit in the proceeds or results of the offense, the defendant aids, directs, solicits, or attempts to aid another person to commit that offense. Before you find the defendant guilty of being criminally responsible for said offense committed by the conduct of another, you must find [that] all essential elements of the offense have been proven by the State beyond a reasonable doubt.
During deliberations, the jury returned to the courtroom to ask two questions regarding the charge of employment of a firearm. First, the jury asked, “Does employ mean the [D]efendant was holding the gun?” The trial court responded by repeating the following portion of the pattern instruction for the employment of a firearm offense:
(1) That the defendant employed a firearm. The definition of employ means to make use of.
(2) That the employment was during the commission of or attempt to commit aggravated burglary; and
(3) That the defendant acted either intentionally, knowingly, or recklessly.
Second, the jury asked, “Can [the Defendant] be guilty by association?” In response, the trial court restated the jury instruction for criminal responsibility.
Ultimately, the jury returned a verdict of guilt for both charges. The trial court imposed consecutive sentences of three years for the aggravated burglary and six years for the employment of a firearm, for an effective nine-year sentence. The Court of Criminal Appeals affirmed the Defendant‘s convictions, rejecting the Defendant‘s claims that the trial court erred by (1) refusing to instruct the jury on the definition of possession and constructive possession; (2) failing to instruct the jury on possession of a firearm during the commission of a dangerous felony as a lesser included offense of employment of a firearm; (3) allowing Lewis to testify as to a legal opinion regarding the charges against him; (4) providing an instruction on criminal responsibility; and (5) failing to declare a mistrial when the State identified defense counsel as a member of the Public Defender‘s Office.3 The Court of Criminal Appeals also rejected the Defendant‘s argument that the evidence was insufficient to support the conviction for employment of a firearm during the commission of a dangerous felony.
This Court granted the Defendant‘s application for permission to appeal to consider (1) whether the trial court should have instructed the jury on possession of a firearm during the commission of a dangerous felony as a lesser included offense of employment of a firearm during the commission of a dangerous felony; and (2) whether the trial court erred by refusing to instruct the jury on the definition of possession, actual or constructive, for the employment of a firearm charge. In our view, the Court of Criminal Appeals satisfactorily addressed and rejected the Defendant‘s claims as to the remaining issues. See State v. Fayne, No. W2012-01488-CCA-R3-CD, 2013 WL 8844096, at *4-10 (Tenn. Crim. App. July 2, 2013).
II. Analysis
A. Right to Instruction on Possession of a Firearm
The Defendant first argues that the trial court erred by failing to instruct the jury on possession of a firearm during the commission of a dangerous felony as a lesser included offense of employment of a firearm during the commission of a dangerous felony. The State contends that the Defendant waived this issue by failing to submit to the trial court a written request to instruct the jury on the possession of a firearm as a lesser included offense.
We must address the following questions in reviewing the Defendant‘s claim: (1) whether possession of a firearm during the commission of a dangerous felony is a lesser included offense of employment of a firearm during the commission of a dangerous felony; (2) whether the Defendant has waived his right to raise the issue as an error on appeal; and (3) if the issue has been waived, whether the trial court‘s failure to instruct on the lesser included offense amounts to plain error.4 See State v. Page, 184 S.W.3d 223, 227-31 (Tenn. 2006) (conducting plain error review of the trial court‘s omission of an instruction on facilitation of second degree murder when the defendant had waived the issue). “Whether a particular instruction regarding a lesser-included offense should have been given is a mixed question of law and fact,” which we review de novo with no presumption of correctness. Banks, 271 S.W.3d at 124.
1. Possession as a Lesser Included Offense of Employment
In 2009, the General Assembly amended
An offense is a lesser included offense if:
(1) All of its statutory elements are included within the statutory elements of the offense charged;
(2) The offense is facilitation of the offense charged or of an offense that otherwise meets the definition of lesser included offense in subdivision (f)(1);
(3) The offense is an attempt to commit the offense charged or an offense that otherwise meets the definition of lesser included offense in subdivision (f)(1); or
(4) The offense is solicitation to commit the offense charged or an offense that otherwise meets the definition of lesser included offense in subdivision (f)(1).
Consistent with the “statutory elements” approach previously set forth by this Court in Howard v. State, 578 S.W.2d 83, 85 (Tenn. 1979), a lesser included offense exists pursuant to
To be guilty of the possession offense, a defendant must “possess a firearm with the intent to go armed during the commission of or attempt to commit a dangerous felony.”
Under
The three elements of the employment offense encompass all three elements of the possession offense. First, the temporal element of the employment offense subsumes that of the possession offense because, as to both offenses, the relevant conduct may occur during the commission of or attempt to commit a dangerous felony. See
Additional considerations further support our conclusion that possession of a firearm is a lesser included offense of employment of a firearm. The two offenses are set out in subsections of the same statute,
2. Waiver of Lesser Included Offense Instruction
Although we have determined that possession of a firearm during the commis-
Here, the Defendant failed to make a written request for a specific instruction on any lesser included offenses as required by
3. Plain Error
The waiver of a lesser included offense instruction does not, however, preclude our consideration of the issue under the doctrine of plain error. Page, 184 S.W.3d at 230; see also Vasques, 221 S.W.3d at 524. Under plain error review, we will grant relief only when all of the following criteria are met:
(a) the record must clearly establish what occurred in the trial court; (b) a clear and unequivocal rule of law must have been breached; (c) a substantial
right of the accused must have been adversely affected; (d) the accused did not waive the issue for tactical reasons; and (e) consideration of the error is “necessary to do substantial justice.”
Grindstaff v. State, 297 S.W.3d 208, 219 n.12 (Tenn. 2009) (quoting State v. Smith, 24 S.W.3d 274, 282 (Tenn. 2000)); see also
Here, the record fails to establish the breach of a clear and unequivocal rule of law. While a defendant is entitled to a correct and complete charge of the law, id. at 229, this Court has previously held that the omission of an instruction on a lesser included offense does not result in the breach of a clear and unequivocal rule of law when the status of the crime as a lesser included offense is not apparent based on prior law, see State v. Terry, 118 S.W.3d 355, 360 (Tenn. 2003) (holding that the trial court did not commit plain error when it was not previously clear “whether attempted aggravated criminal trespass was a lesser-included offense of attempted aggravated burglary“).6 In this instance, possession of a firearm during the commission of a dangerous felony has not previously been recognized as a lesser included offense of employment of a firearm during the commission of a dangerous felony. Moreover, while our application of
B. Adequacy of the Jury Instructions
The final issue we address is whether the trial court erred by refusing to instruct the jury on the definition of the term “possession” as an element of employment of a firearm during the commission of a dangerous felony. The trial court instructed the jury using the pattern jury instructions for employment of a firearm during the commission or attempted commission of a dangerous felony. 7 Tenn. Prac. Pattern Jury Instr. T.P.I.-Crim. 36.06(c). The Defendant contends that the trial court should have supplemented its instructions with a definition of actual and constructive possession. While we agree that it is not possible to employ a firearm without concomitantly possessing it, we hold that the trial court did not err by denying the special instruction because the instruction, as provided, fully and fairly set forth the applicable law.
In this instance, the second count of the indictment charged the Defendant with “unlawfully employ[ing] a firearm during the commission of or the attempt to commit a dangerous felony, to wit: aggravated burglary, in violation of [Tennessee Code Annotated section]
Any person who employs a firearm during the commission [of] or attempt to commit aggravated burglary is guilty of a crime. For you to find the defendant guilty of this offense, the State must have proven beyond a reasonable doubt the existence of the following essential elements:
1. That the defendant employed a firearm; and
2. That the employment was during the commission of or attempt to commit aggravated burglary; and
3. That the defendant acted either intentionally, knowingly, or recklessly.
You‘ve already been charged with the elements of the offense of aggravated burglary and attempt.
Employ means to make use of.
Firearm means any weapon designed, made, or adapted to expel a projectile by the action of an explosive or any device readily convertible to that use.
Aggravated burglary is a dangerous felony.
I‘ve already given you the definitions of intentionally, knowingly, and recklessly.
(Emphasis added.)
The language of the pattern jury instruction tracks the statutory language of the offense, including all essential elements. Further, the instruction sets forth the applicable statutory definitions of these elements. Because our criminal code does not define “employment,” the pattern instruction defined the term “employ” to mean “to make use of,” based on the definition provided in Black‘s Law Dictionary. 7 Tenn. Prac. Pattern Jury Instr. T.P.I.-Crim. 36.06(c) & n. 5. The Defendant, however, submits that this definition was insufficient because employment of a firearm necessarily involves possession of a firearm, which should be defined to include actual and constructive possession. See Robinson, 400 S.W.3d at 534 (noting that possession can be actual or constructive, the latter of which requires that a defendant have “the power and intention ... to exercise dominion and control over” the item allegedly possessed (quoting Shaw, 37 S.W.3d at 903)).
As indicated, we agree with the Defendant that employment of a firearm necessarily encompasses possession of a firearm, either in the actual or constructive sense. Nevertheless, the Defendant has failed to establish that the definition of employment provided—“to make use of“—misled the jury as to the applicable law. Because the phrase “to make use of” is of common parlance and is understood by persons of reasonable intelligence, the court was not required to give a special instruction delineating its meaning. See State v. Black, 745 S.W.2d 302, 306 (Tenn. Crim. App. 1987) (“Where words and terms are in common use and are such as can be understood by persons of ordinary intelligence, it is not necessary in the absence of anything in the charge to obscure their meaning, for the court to define or explain them.“). Although the jury asked the trial court questions regarding the definition of “employment” and the possibility of “guilt[] by association,” it is our view that the instruction given by the trial court defining “employment,” combined with the instruction on criminal responsibility, fairly submitted the legal issues to the jury. See Vann, 976 S.W.2d at 101. As a result, the Defendant has failed to establish that the trial court erred by failing to give a special instruction defining “possession.”
III. Conclusion
Possession of a firearm during the commission of a dangerous felony qualifies as a lesser included offense of employment of a firearm during the commission of a dangerous felony. Nevertheless, the Defendant has waived the issue, and, under these circumstances, is not entitled to relief under the plain error doctrine. Moreover, the trial court did not err by failing to give the special instruction on possession as requested by the Defendant. As to all other issues presented by the Defendant that are not specifically addressed in this opinion, we uphold the ruling of the Court of Criminal Appeals. The judgment of the Court of Criminal Appeals is, therefore, affirmed. It appearing that the Defendant is indigent, costs of this appeal are taxed to the State of Tennessee.
GARY R. WADE
JUSTICE
Notes
(a) all of its statutory elements are included within the statutory elements of the offense charged; or
(b) it fails to meet the definition in part (a) only in the respect that it contains a statutory element or elements establishing
(1) a different mental state indicating a lesser kind of culpability; and/or
(2) a less serious harm or risk of harm to the same person, property or public interest; or
(c) it consists of
(1) facilitation of the offense charged or of an offense that otherwise meets the definition of lesser-included offense in part (a) or (b); or
(2) an attempt to commit the offense charged or an offense that otherwise meets the definition of lesser-included offense in part (a) or (b); or
(3) solicitation to commit the offense charged or an offense that otherwise meets the definition of lesser-included offense in part (a) or (b).
Id. at 466-67. The 2009 amendment codified parts (a) and (c) of the Burns test.
