STATE OF NEW JERSEY, Plaintiff-Respondent, v. TERRY A. UNDERWOOD, Defendant-Appellant.
DOCKET NO. A-5419-14T4
SUPERIOR COURT OF NEW JERSEY APPELLATE DIVISION
Decided July 13, 2017
Before Judges Suter and Grall.
NOT FOR PUBLICATION WITHOUT THE APPROVAL OF THE APPELLATE DIVISION. Submitted May 2, 2017. Indictment No. 98-10-2038.
Joseph E. Krakora, Public Defender, attorney for appellant (John V. Molitor, Designated Counsel, on the brief).
Christopher J. Gramiccioni, Monmouth County Prosecutor, attorney for respondent (Paul H. Heinzel, Assistant Prosecutor, of counsel and on the brief).
PER CURIAM
Defendant Terry A. Underwood appeals the denial of his petition for post-conviction relief (PCR), in which he alleged multiple errors of trial counsel that deprived him of
The grand jurors for Monmouth County charged defendant with first-degree murder,
On defendant‘s direct appeal from the judgment, we affirmed the conviction but remanded for elimination of the NERA components of the sentence, which did not apply to murder when defendant killed Theresa. State v. Underwood, No. A-5493-99 (App. Div. July 11, 2003) (slip op. at 40-41) (hereinafter Underwood). Defendant was resentenced in September 2003, and
Defendant timely filed a petition for PCR on January 29, 2004, which he withdrew and re-filed on April 6, 2006.
I.
A discussion of the evidence admitted at trial provides context for our consideration of the PCR proceeding. The factual statement that follows summarizes the pertinent portions of this court‘s statement of the facts on direct appeal. And, it supplements that statement as necessary to address the issues before us. Underwood, supra, slip op. at 4-15.
“At approximately 1:25 a.m., on August 25 1998, defendant, a thirty-two year old dedicated bodybuilder and ex-football star weighing roughly 200 pounds,” called 911 from his home. Id. at 4. He advised that “his wife . . . was lying on the floor in their bedroom ‘bleeding from her head’ and that there was blood everywhere,” and he said “he had just come into the room and did not know what had happened” but it looked like his wife had “slipped on something.” Ibid. The operator told defendant to start CPR, but he refused because “there was blood spattered on the walls and . . . he was ‘looking for a freaking gun shot.‘” Ibid. Indicating he had to call his and Theresa‘s mothers, he
Defendant was still on the phone with the operator when a policer officer arrived. Id. at 5. Wearing nothing other than undershorts and socks, defendant met the officer, who noted his “tremendous physique,” and brought him to the bedroom, where Theresa was lying on the floor in “a huge pool of blood” near the “blood-covered bed.” Ibid. Immediately seeing “obvious massive head and neck injuries,” the officer attempted to but did not find a pulse and called for assistance. Ibid.
Theresa‘s injuries were massive. Dr. Jay Peacock of the Monmouth County Medical Examiner‘s Office determined she “bled to death between 9:30 p.m.” on August 24 and “1:30 a.m.” on August 25, 1998, “as a result of multiple sharp force injuries.” Id. at 13. Dr. Peacock counted “eighty-eight” stabs and cuts to her head, neck, upper back, chest, forearms and hands. Id. at 12. Although there were no sharp force injuries penetrating Theresa‘s uterus or fetus, Theresa‘s exsanguination caused “intrauterine asphyxia” that extinguished the nascent life. Id. at 13.
In Dr. Peacock‘s opinion, the stabs penetrating Theresa‘s “skull would have required the exertion of extraordinary force of a degree [he had] seen only once or twice in his career.”
Theresa was also beaten. Her lower and upper jaw and her right hand and forearm were fractured, two teeth were dislodged, and her abdomen, left breast, and thigh were bruised. Ibid. Dr. Peacock concluded that the cuts and factures of Theresa‘s right hand and forearm were defensive injuries and some of her bruising could have been caused by a fist. Ibid.
The weapon was never found, and there was no sign of forced entry to the apartment. Id. at 13. Remarkably, given the nature of injuries and blood loss, no blood was found anywhere in the apartment but the couple‘s bedroom. Ibid. A small amount of blood on one of the socks defendant was wearing when he met the police officer was tested and identified as Theresa‘s, but no other blood samples retrieved were tested for DNA. Ibid.
The single latent fingerprint found in the apartment was not defendant‘s or that of any of three women defendant called on the night of the murder, or a fourth woman with whom he had a prior relationship. Ibid. The police had considered and excluded all four women as potential suspects, and all four
Defendant made several statements to the police on August 25. Id. at 5-11. Outside the apartment, an officer, who arrived while defendant was delivering the Underwoods’ two young children to relatives, asked defendant what happened. Defendant said he did not know, because he had just come home. Id. at 5-6. He suggested the officer confirm his recent arrival by speaking to a toll-collector at a nearby booth on the Garden State Parkway and touching his still-warm motorcycle. Ibid. The motorcycle was warm, and the toll collector confirmed that he saw defendant between 12:00 and 12:30 a.m. on August 25. Id. at 6, 15.
When defendant returned to his living room after telling the officer he had just come home, he waved his arms, mumbled and slammed something down in the living room. An officer put his hand on defendant‘s arm and urged him to calm down, but defendant “flung the officer‘s hand away, ‘whaling‘” at him. Id. at 6. Concerned about defendant hurting someone, the officer told him he was not under arrest but handcuffed him and put him in a police car so he could compose himself. Ibid. Later, another officer approached the car, advised defendant of his Miranda rights, and asked if he was willing to give a
They arrived at the station at about 2:40 a.m., and at 11:05 p.m., defendant signed a statement admitting to punching Theresa in the course of an argument over bills. Id. at 6, 11.
Statements defendant made to officers between his arrival at the station and noon on August 25 were suppressed, but statements he made after noon were not. Id. at 21. At 6:55 p.m., officers advised defendant he had failed a polygraph and asked, as they had earlier, if he wanted to leave, eat or call an attorney. Ibid. The captain who made those offers testified he did that “because he knew that they had ‘had defendant for a long time’ and that they had ‘entered the Twilight Zone.‘” Id. at 20. Defendant declined the offers, and around 9:00 p.m., he said: “I did it, I just snapped. I started beating her. I don‘t know what I hit her with. I got a lot of things going on in my life and the pressure is just too much.” Id. at 10-11. After making that admission, defendant wept. Id. at 11.
By defendant‘s accounts of his activities on August 24 into August 25, he came home from work at 5:00 p.m., napped, left for the gym at 7:30 p.m., left the gym at 9:10 p.m., showered, changed and left to watch sports at a friend‘s home, and got
The State‘s theory of the case was that defendant killed his wife and disposed of any physical evidence that would link him to the crime.
The defense had a three-pronged theory for its claim that the State‘s evidence did not establish guilt: 1) law enforcement rushed to suspect and accuse defendant; 2) the absence of forensic evidence, attributable to law enforcement‘s misconduct or incompetence and evidenced by, among other things, the State‘s failure to test Theresa‘s fingernail clippings for the perpetrator‘s DNA; and 3) defendant‘s inability to commit this crime and remove the evidence within the time-frame established by his statements and telephone records.
Defense counsel cross-examined the State‘s witness about the absence of forensic evidence and stressed it in his summation. For example, in commenting on the State‘s failure to test Theresa‘s fingernail clippings for DNA evidence, he referenced Dr. Peacock‘s testimony about Theresa‘s defensive injuries and urged the jurors to question whether such tests could have led to the identification of a killer who was still at large.
Although defense counsel obtained an expert report addressing the impact of sleep deprivation and circumstances leading up to defendant‘s incriminating statements, he did not call that expert as a witness.
II.
A. The filing of the petition for PCR and evidence obtained thereafter.
Defendant sought discovery in support of his claims. On February 5, 2007, his PCR-counsel obtained the trial court‘s approval to have Theresa‘s fingernail clippings examined to determine if they contained biological material of sufficient quantity and quality to permit DNA testing. Those clippings had been preserved since Theresa‘s autopsy, and that autopsy included an autopsy of her fetus.
On subsequent application by defendant and the State, the court entered a consent order on December 10, 2007, authorizing DNA testing of the biological evidence detected on Theresa‘s fingernail clippings.
The DNA results identified Theresa as the source of or match for nine of the ten samples. One fingernail tested as a mixture of DNA. Further testing of the mixed-sample allowed the
“Based on the loci which include all of the alleles from the fetus, the number of people who [could not] be excluded” as possible contributors to the mixed sample was small: “approximately” one in 22.7 million of the African-American” population; 1 in 3.90 million of the Caucasian population; and one in 1.34 million of the Hispanic population.
PCR counsel also obtained a second psychiatrist‘s opinion while defendant‘s petition was pending. Dr. Daniel P. Greenfield, MD, MPH, MS, focusing especially on statements made after noon on August 25, opined that the combined effect of defendant‘s sleep deprivation and his “perception” of a threat of “lethal injection” had “created a situation in which . . . [defendant‘s] [s]tatements should not have been considered valid, reliable, or accurate.” He based that opinion on the “well-known” impacts of sleep-deprivation: impairment of “cognitive abilities,” memory, perception and recollection of detail. Dr. Greenfield explained that defendant‘s “perception and understanding of his situation . . . as well as his ability
B. Issues raised.
Following receipt of the DNA results and defendant‘s expert report, the parties submitted multiple briefs, which are listed in Judge Vernoia‘s opinion. Underwood PCR, supra, slip op. at 7-9. The judge heard argument on the petition and defendant‘s accompanying motion for a new trial on November 5, 2014.
On direct appeal, defendant raised and, with the exception of his objection to NERA penalties, this court rejected the following arguments:
POINT I
THE COURT BELOW ERRED IN DENYING UNDERWOOD‘S MOTION TO SUPPRESS STATEMENTS WHERE THE STATEMENTS WERE THE PRODUCT OF UNDERWOOD‘S ILLEGAL ARREST AND WERE INVOLUNTARILY GIVEN.
A. THERE WAS NO BREAK IN THE CAUSAL CHAIN BETWEEN UNDERWOOD‘S ILLEGAL ARREST AND THE STATEMENTS THAT WERE ADMITTED AS EVIDENCE AGAINST UNDERWOOD.
B. UNDERWOOD‘S ADMISSIONS, MADE AFTER 16 HOURS OF QUESTIONING, WERE THE RESULT OF AN OVERBEARING OF UNDERWOOD‘S WILL.
POINT II
BY SUPPRESSING THE FACT THAT UNDERWOOD WAS SUBJECTED TO FOUR AND A HALF HOURS OF UNINTERRUPTED QUESTIONING BY POLICE ON THE MORNING OF AUGUST 25, 1998, THE TRIAL COURT GROSSLY LIMITED THE JURY‘S ABILITY TO FAIRLY DETERMINE THE CREDIBILITY OF THE INCULPATORY STATEMENTS MADE BY UNDERWOOD LATER THAT EVENING.
POINT III
IT WAS ERROR FOR THE TRIAL COURT TO ADMIT UNDERWOOD‘S INCRIMINATING STATEMENTS, WHICH SUGGESTED THAT UNDERWOOD ACTED IN THE HEAT OF PASSION, AND THEN REFUSED TO INSTRUCT THE JURY ON PASSION/PROVOCATION MANSLAUGHTER AS A LESSER OFFENSE.
POINT IV
THE COURT SHOULD HAVE GRANTED UNDERWOOD‘S MOTION FOR JUDGMENT OF ACQUITTAL BECAUSE UNDERWOOD‘S UNCORROBORATED ADMISSIONS WERE THE ONLY DIRECT EVIDENCE OF GUILT.
POINT V
THE COURT‘S FAILURE TO CONDUCT FOLLOW-UP VOIR DIRE ON A JUROR‘S FAMILIAL RELATIONSHIP WITH THE MONMOUTH COUNTY PROSECUTOR PREVENTED DEFENSE COUNSEL FROM MAKING AN INFORMED DECISION AS TO WHETHER THE JUROR HARBORED A BIAS IN FAVOR OF THE STATE, THEREBY VIOLATING UNDERWOOD‘S RIGHT TO A FAIR AND IMPARTIAL JURY. (NOT RAISED BELOW)
POINT VI
THE IMPROPER ADMISSION OF UNDULY PREJUDICIAL EVIDENCE, INCLUDING A POSTMORTEM X-RAY OF THE FETUS WHICH WAS REMOVED FROM THE VICTIM‘S UTERUS, DEPRIVED UNDERWOOD OF A FAIR TRIAL.
POINT VII
THE PROSECUTOR WAGED AN IMPROPER AND HIGHLY PREJUDICIAL ATTACK ON UNDERWOOD‘S CHARACTER BY CALLING GERTIESE DAVIS AND MYRA THOMAS AS WITNESSES AT TRIAL, FOR THE SOLE PURPOSE OF PORTRAYING UNDERWOOD AS A HABITUAL WOMANIZER, BAD HUSBAND AND DECEITFUL PERSON. (NOT RAISED BELOW)
POINT VIII
BECAUSE THE “NO EARLY RELEASE ACT” DOES NOT APPLY TO THE CRIME OF MURDER, THE FIFTY-ONE YEAR PAROLE DISQUALIFIER THAT UNDERWOOD WAS ORDERED TO SERVE MUST BE VACATED.
On this appeal defendant presents five arguments addressing alleged deficient performance of trial counsel and a general claim that an evidentiary hearing was required.3
POINT I
THIS COURT SHOULD REVERSE THE TRIAL COURT‘S DECISION TO DENY DEFENDANT‘S PETITION FOR POST-CONVICTION RELIEF WITHOUT AN EVIDENTIARY HEARING.
A. DEFENDANT‘S TRIAL COUNSEL WAS INEFFECTIVE BECAUSE HE DID NOT INVESTIGATE DNA TESTING THAT WOULD HAVE DEMONSTRATED DEFENDANT‘S INNOCENCE. [Underwood PCR, supra, slip op. at 19-34.]
B. DEFENDANT‘S TRIAL ATTORNEY WAS INEFFECTIVE WHEN HE DID NOT PRESENT PSYCHIATRIC TESTIMONY TO PROVE DEFENDANT‘S STATEMENTS IN POLICE CUSTODY WERE NOT RELIABLE. [Underwood PCR, supra, slip op. at 42-53; see Underwood, supra, slip op. at 16-26 (describing circumstances under which defendant made statements to investigators and admissibility).]
C. DEFENDANT‘S TRIAL ATTORNEY WAS INEFFECTIVE BECAUSE HE DID NOT EXERCISE A PEREMPTORY CHALLENGE ON THE MONMOUTH COUNTY PROSECUTOR‘S UNCLE. [Underwood PCR, supra, slip op. at 53-60; Underwood, supra, slip op. at 33-34 (rejecting claim that judge should have dismissed juror).]
D. DEFENDANT‘S TRIAL ATTORNEY SHOULD NOT HAVE WITHDRAWN HIS REQUEST FOR A PASSION/PROVOCATION MANSLAUGHTER CHARGE. [Underwood PCR, supra, slip op. at 61-65; Underwood, supra, slip op. at 27-30 (rejecting claim that judge should have charged this form of homicide sua sponte).]
E. DEFENDANT‘S TRIAL ATTORNEY SHOULD HAVE CHALLENGED THE EXCLUSION OF DEFENDANT FROM SIDEBAR CONFERENCES. [Underwood PCR, supra, slip op. at 86-89.]4
The reasonableness of an attorney‘s performance is assessed “on the facts of the particular case, viewed as of the time of counsel‘s conduct.” Strickland, supra, 466 U.S. at 690. Review is deferential; “a court must indulge a strong presumption that counsel‘s conduct falls well-within the wide range of reasonable professional assistance; that is, the defendant must overcome the presumption that, under the circumstances, the challenged action ‘might be considered sound trial strategy.‘” Id. at 689 (quoting Michel v. Louisiana, 350 U.S. 91, 101 (1955)); accord State v. Echols, 199 N.J. 344, 358 (2009). “[S]trategic choices made after thorough investigation of law and facts relevant to plausible options are virtually unchangeable.” State v. Harris, 181 N.J. 391, 488 (2004) (quoting Strickland, supra, 466 U.S. at 690-91), cert. denied, 545 U.S. 1145 (2005).
To establish the necessary prejudice, a “defendant must show that there is a reasonable probability that, but for counsel‘s unprofessional errors, the result of the proceeding would have been different. A reasonable probability is a probability sufficient to undermine confidence in the outcome.” Strickland, supra, 466 U.S. at 694. An unreasonable professional error without a reasonable probability of changing the outcome has no import. Ibid. An evidentiary hearing on PCR is needed only when the defendant has come forward with facts that would, if believed, make a prima facie showing of both deficient performance and resulting prejudice adequate to establish both by a preponderance of the evidence. State v. Preciose, 129 N.J. 451, 462-64 (1992).
Trial counsel‘s decision to forego DNA testing of fingernail clippings was consistent with his unmistakable and well-executed trial strategy. That strategy was to raise doubt about defendant‘s guilt by portraying the investigation and prosecution as the product of a rush to judgment that led the State to avoid collection of evidence that could have exonerated defendant.
In light of the defense strategy, DNA testing was not a no-risk or clearly advantageous option. Defense attorneys are required to provide the results of such tests to the State,
Viewed in context, there is no support for a finding of anything other than a reasonable strategic decision to forego testing of Theresa‘s fingernails. Defendant‘s claim based on trial counsel‘s failure to request DNA testing was properly denied on that basis.
We turn to defendant‘s contention that counsel‘s performance was deficient because he did not present expert testimony on the impact of sleep deprivation at the hearing on his motion to suppress or at trial.5 In our view, Judge Vernoia
An attorney who refrains from offering inadmissible evidence is, quite obviously, well-within the range of competence. Harris, supra, 181 N.J. at 496-97 (rejecting a claim of ineffective assistance based on a failure to raise an objection that had no legal basis). For that reason, we affirm the denial of this claim.
Defendant‘s claims of ineffective assistance based on trial counsel‘s failure to exercise a peremptory challenge to a juror who disclosed his uncle-nephew relationship with the Monmouth County Prosecutor (Point I.C.) and failure to request defendant‘s inclusion in sidebar conferences during jury voir
The juror, #735, readily disclosed the familial relationship, said he thought the judge and “both sides should be aware of it” and volunteered, “Won‘t bias my judgment, but I think you should be aware of the . . . situation.”
Addressing that juror, the judge named all potential witness and attorneys involved in the case; the juror was not familiar with any. He was a retired civil engineer, who had returned to work as a consultant; no other member of his family worked in law enforcement or law. A member of his household had been arrested the year before, but the juror answered “No,” when asked whether having that experience in his background would affect his ability to be fair and impartial. He also answered “No,” when asked whether he believed “male professional athletes who participate in contact sports are more aggressive in their personal lives than other people or more aggressive toward women than other people in society.” He further denied any racial bias or bias against partners in an interracial relationship. He confirmed he would be able to deal with the fact that although a fetus died there would not be separate charge and decide the case on the evidence at trial and the law as explained by the judge.
All of the foregoing occurred in open court. The only portion of this juror‘s voir dire conducted at sidebar was a discussion about the juror‘s “problem with the time element” of the trial.
On PCR, defendant offered no evidence of bias or prejudice apart from the uncle-nephew relationship. In his certification in support of this claim on PCR, defendant asserted:
During jury selection, I asked my attorney to strike Juror #735, because he was the uncle of the county prosecutor. During the jury selection, there were conversations regarding jurors to which I was not privy. When my attorney returned to counsel table, he told me that Juror #735 would not have a problem being impartial. I again requested that he been [sic] stricken, but my attorney refused.
Assuming the attorney disregarded defendant‘s desire to strike the juror, there is no question that this was an unassailable and presumptively reasonable professional strategic decision based on the juror‘s balanced responses to the judge‘s searching questions. As such, the attorney‘s decision is not a viable basis for a finding of deficient performance.
Defendant‘s argument addressing exclusion from sidebar is
Under the lawyer-shuttle employed before W.A., “what was critical was that defendant had a real opportunity to participate in decision-making at the voir dire stage of his trial.” Id. at 23. Defendant‘s certification and the transcript of the voir dire establish that defendant had a real opportunity to participate in decision-making at the voir dire stage, and Colbert establishes that his attorney had no basis for requesting greater participation in 2000, when this jury was selected. See Harris, supra, 181 N.J. at 497.
Defendant‘s remaining claim, that trial counsel was ineffective because he withdrew a request for an instruction on passion/provocation manslaughter, does not require extensive discussion. If counsel had made the request, the trial judge could not have granted it “unless there [was] a rational basis
“‘The generally accepted rule is that words alone, no matter how offensive or insulting, do not constitute adequate provocation to reduce murder to manslaughter.‘” Funderburg, supra, 225 N.J. at 80 (quoting State v. Crisantos, 102 N.J. 265, 274, (1986)). Accordingly, because the only evidence of provocation in this case was defendant‘s statement asserting that he snapped during a heated argument, he was not entitled to a charge on this lesser form of homicide. As previously noted, a trial counsel acts within the wide range of professional competence when he refrains from urging a judge to take a course that has no legal basis. Harris, supra, 181 N.J. at 497.
Affirmed.
I hereby certify that the foregoing is a true copy of the original on file in my office.
CLERK OF THE APPELLATE DIVISION
