Lead Opinion
The State appeals the circuit court’s judgment that Missouri’s “felon-in-possession law” is unconstitutional. Marcus Merritt was charged with three counts of unlawful possession of a firearm,
While the appeal was pending, the Missouri Constitution’s right to bear arms provision, article I, section 23, was amended to state that courts must apply “strict scrutiny” to laws restricting the right to bear arms. The prior version of article I, section 23 applies in this case because this Court applies the constitution as it was written at the time of the offense. Nevertheless, this Court recently held in Dotson v. Kander that “strict scrutiny would have applied under the Missouri constitution,” regardless of the recent amendment, to constitutional challenges that occurred during the time frame after the Supreme Court of the United States declared the right to bear arms fundamental to our scheme of ordered liberty and held the Second Amendment to the United States Constitution fully applicable to the states through the Fourteenth Amendment. Dotson,
Factual and Procedural History
Merritt was convicted in 1986 of federal felony distribution of phencyclidine (PCP). He was charged in January 2013 with three counts of unlawful possession of a firearm, § 571.070.1(1), for knowingly possessing a revolver, a shotgun, and a .22 caliber rifle on or about November 7, 2012, while being a convicted felon. He was also charged with one count of possession of a controlled substance, § 195.202, and one count of unlawful use of drug paraphernalia, § 195.233, RSMo 2000.
Merritt filed a motion to dismiss the indictment, arguing § 571.070.1(1) violated his right to bear arms under the Missouri Constitution, article I, section 23, and the Missouri Constitution’s prohibition against laws retrospective in their operation, article I, section 13. The circuit court sustained the motion and dismissed the three unlawful possession counts with prejudice. Merritt then pleaded guilty to the other charges. The State filed a notice of appeal in the court of appeals, which transferred the case to this Court prior to opinion.
Standard of Review
Rule 24.04(b)(1) permits a criminal defendant to raise “[a]ny defense or objection which is capable of determination without trial of the general issue ... before trial by motion.” The circuit court’s judgment sustaining Merritt’s motion to dismiss on constitutional grounds is a final judgment from which the State may appeal. State v. Honeycutt,
This Court has exclusive jurisdiction over this appeal pursuant to article V, section 3 because it involves the constitutional validity of a statute. Rodriguez v. Suzuki Motor Corp.,
Analysis
The State argues the circuit court erred by dismissing the three counts of unlawful possession of a firearm because § 571.070.1(1) does not violate Merritt’s right to bear arms, article I, section 23, or the prohibition against laws retrospective in their operation, article I, section 13. Merritt now concedes that the statute does not violate the ban on the passage of retrospective laws given this Court’s recent holding that “article I, section 13’s ban on the passage of any law retrospective in its operation does not apply to criminal laws.” State v. Honeycutt,
“A person commits the crime of unlawful possession of a firearm if such person knowingly has any firearm in his or her possession and ... [s]uch person has been convicted of a felony under the laws of this state, or of a crime under the laws of any state or of the United States which, if committed within this state, would be a felony.” Section 571.070.1(1). Article I, section 23 was amended as follows while this appeal was pending:
That the right of every citizen to keep and bear arms, ammunition, and accessories typical to the normal function of such arms, in defense of his home, person, family and property, or when lawfully summoned in aid of the civil power, shall not be questioned) — but-this shall not justify the wearing of concealed-weapons. The rights guaranteed by this section shall be unalienable. Any restriction on these rights shall be subject to strict scrutiny and the state of Missouri shall be obligated to uphold these rights and shall under no circumstances decline to protect against their infringement. Nothing in this section shall be construed to prevent the general assembly from enacting general laws which limit the rights of convicted violent felons or those adjudicated by a court to be a danger to self or others as result of a mental disorder or mental infirmity.
Dotson,
I. The Prior Version of Article I, Section 23 Applies
The parties claim that the new version of article I, section 23 applies retroactively because this case was not yet final when the amendment went into effect, citing Griffith v. Kentucky,
“The settled rule of construction in this state, applicable alike to the Constitutional and statutory provisions, is that, unless a different intent is evident beyond reasonable question, they are to be construed as having a prospective operation only.” State ex rel. Scott v. Dircks,
II. Strict Scrutiny Applies Under the Prior Version of Article I, Section 23
This Court recently held, while this case was pending, that strict scrutiny applies under the prior version of article I, section 23 to cases arising in the time frame after McDonald was decided, regardless of the recent amendment. Dotson,
Then came the Dotson case, which was filed in this Court and briefed, argued, and
Even though [the amendment] set out strict scrutiny as the standard, that standard would already have been applicable to cases where the legislation was challenged based on article I, section 23 of the Missouri Constitution after McDonald v. Chicago,561 U.S. 742 ,130 S.Ct. 3020 ,177 L.Ed.2d 894 (2010). Although the Supreme Court of the United States did not announce a level of judicial scrutiny in Heller, it held in McDonald that the right to bear arms is a fundamental right that applies to the states.561 U.S. at 791 ,130 S.Ct. 3020 . Because this Court reviews laws affecting fundamental rights under the strict scrutiny standard, Etling v. Westport Heating & Cooling Servs., Inc.,92 S.W.3d 771 , 774 (Mo. banc 2003), strict scrutiny would have applied under the Missouri constitution had a challenge been made. By declaring the right to bear arms “unalienable” and imposing strict scrutiny, [the amendment] could be understood to be nothing more than a declaration of the law as it would have been declared by this Court after McDonald mandated that the fundamental right to bear arms applied to the states.
Id. at 209 n. 5. This conclusion was necessary to this Court’s analysis and resolution in Dotson and was, therefore, a holding of the Court. If the constitutional amendment had changed the level of scrutiny under article I, section 23 to strict scrutiny, the Court might have considered the ballot summary at issue in Dotson unfair or insufficient. But this Court held that strict scrutiny would have applied under the prior version of article I, section 23 in the time frame after McDonald was decided, irrespective of the amendment.
Merritt was charged with unlawfully possessing firearms after McDonald was decided. Therefore, as this Court necessarily held in Dotson, strict scrutiny applies.
III. Section 571.070.1(1) Survives Strict Scrutiny
“[T]here is no settled analysis as to how strict scrutiny applies to laws affecting the fundamental right to bear arms, which has historically been interpreted to have accepted limitations.” Id. at 197. Additionally, the application of strict scrutiny depends on context, including the controlling facts, the reasons advanced by the government, relevant differences, and. the fundamental right involved. See Grutter v. Bollinger,
Accordingly, “that strict scrutiny applies „ ‘says nothing about the ultimate
It is clear that laws regulating the right to bear arms are not “presumptively invalid.” Dotson,
“[S]trict scrutiny is generally satisfied only if the law at issue is ‘narrowly tailored to achieve a compelling interest.’ ” Id. at 197. Section 571.070.1(1) is narrowly tailored to achieve a compelling governmental interest. The State has a compelling interest in ensuring public safety and reducing firearm-related crime. See In re Care & Treatment of Norton,
As this Court noted in Dotson, decisions of the- Supreme Court of Louisiana are persuasive on this issue.
Merritt argues that § 571.070.1(1) is not narrowly tailored to achieve' the State’s interest because it bans “all convicted felons under all circumstances from possessing firearms for life” and “has no exception for the inherent right of self-defense or defense of others.” Resp. Br. at 22-23. He claims § 571.070.1(1) is overbroad because it could have contained a self-defense exception; that it could have applied only to violent felonies, dangerous felonies, or some other subset of felonies; or to “concealable” firearms only; or just for a period of years; or until the person qualifies for some form of reinstatement. He points to statutes from other jurisdictions, which contain some of these limits, and he claims other Missouri statutes are less restrictive. For example, incapacitated persons may have their gun rights restored, § 571.092.1; intoxicated persons may possess firearms for purposes of self-defense, § 571.030.1(5), RSMo Supp. 2014; voting rights may eventually be restored for many felons, §§ 115.133.2; 561.026; many felons may eventually hold public office (except sheriff), §§ 561.021.2, RSMo 2000; 57.010; and many felons cannot be denied an occupational or professional license based primarily on a conviction, § 314.200, RSMo 2000.
But narrow tailoring “does not require exhaustion of every conceivable ... alternative.” Grutter v. Bollinger,
Many of the restrictions Merritt argues the General Assembly should have included in § 571.070.1(1) appear in other statutes and previous versions of the same law. The felon-in-possession law, which bans felons from possessing firearms, with no exceptions other than possessing an antique firearm, is sufficiently narrowly tailored to achieve the compelling interest of protecting the public from firearm-related crime. Therefore, it passes strict scrutiny.
Conclusion
The circuit court’s judgment dismissing the three counts of unlawful possession of a firearm is reversed, and the case is remanded.
Notes
. Statutory citations are to RSMo Supp. 2013 except where otherwise indicated.
. Following transfer, the amendment to article I, section 23 went into effect. The parties then filed amended briefs in this Court.
. Merritt's brief to this Court also claims the statute violates the Second Amendment to the United States Constitution. The Second Amendment is not at issue here because Merritt’s motion to dismiss did not raise it, and this Court presumes the circuit court’s dismissal was based only on the grounds stated in the motion. See Lueckenotte,
. For this reason, the State has not conceded the issue of retroactivity, and this Court need not decide whether the State may bind this Court by doing so.
. This Court is not deciding that strict scrutiny would apply to Second Amendment challenges. The concurring opinion claims Dotson's holding was wrong because the Supreme Court of the United States declined to adopt strict scrutiny as the Second Amendment standard in Heller and Me-Donald. The Second Amendment was not at issue in Dotson, and it is not at issue in this case. Strict scrutiny applies as a matter of state law, not because of ⅛ determination that the Second Amendment requires strict scrutiny.
. Both parties cite statistics from a study conducted by the FBI showing an increase in violent crime in Missouri between 2011 and 2012. The State claims the rise in violent crime is why its interest is particularly compelling. Merritt claims the study proves the law’s failure to achieve its purpose, because violent crime should have decreased since 2008, which ⅛ when the Missouri law was expanded. These statistics do not bear on the constitutional analysis because they prove nothing about the law’s design. Moreover, an FBI study for the year 2013, however, shows a decrease in violent crime to below the 2011 level. This is merely one example of why the ever-changing body of science and statistics is ill-suited to constitutional analysis. Crime in the United States by State, 2013: Table 5, FBI.gov (last visited August 12, 2015), available at https://www.fbi.gov/about-us/cjis/ucr/ crime-in-the-u.s/2013/crime-in-the-u.s.-2013/ tables/5tabledatadecpdf/table_5_crime_in_ the_united_states_by_state_2013.xls (on file with this Court).
Concurrence Opinion
concurring in result.
I concur with the principal opinion’s holding that section 571.070 is constitutional under article I, section 23, as it was written at the time Marcus Merritt (hereinafter, “Merritt”) was charged with his crimes. Consistent with my position in Dotson v. Kander,
The principal opinion relies on District of Columbia v. Heller,
The Heller Court declined to establish a level of scrutiny when it evaluated the Second Amendment restriction. Heller,
Two years after Heller, the United States Supreme Court extended the Second Amendment’s application to the states by virtue of the Fourteenth Amendment’s
This Court in Dotson resolved an election contest concerning the fairness and sufficiency of the ballot title for the new amendment to article I, section 23, which failed to apprise Missouri voters that “strict scrutiny” would apply to any restriction on the right to bear arms. Dotson, at 209 n. 5. The per curiam opinion in Dotson recognized there was no settled analysis under federal law or Missouri law defining a particular level of judicial scrutiny regarding firearms regulations. Id. However, in a footnote, the per curiam opinion surmised for the first time that “strict scrutiny would have applied under the Missouri constitution had a challenge been made” under article I, section 23 after McDonald because the United States Supreme Court stated the right to bear arms is a fundamental right. Dotson, at 209 n. 5. The principal opinion now asserts it is bound to follow its advisory determination in Dotson now that an actual challenge has reached this Court.
In addition to reaching the issue before it was ripe, I believe Dotson is incorrect and decisively erroneous on this issue because, despite recognizing the right to keep and bear arms as a fundamental right, Heller and McDonald specifically declined the invitation to apply strict scrutiny and explicitly avoided stating what type of scrutiny would apply to cases challenging the right to bear arms. Heller,
If the United States Supreme Court purposefully sidestepped applying a particular level of scrutiny in two cases involving this fundamental right, this Court in Dotson was not, as the principal opinion now proclaims, beholden to apply strict scrutiny in an effort to follow the holdings in Heller and McDonald. Likewise, the principal opinion need not reach that far to uphold section 571.070 in this case.
Despite my disagreement about the appropriate standard of review to apply to article 1, section 23 challenges raised prior to the 2013 amendment, section 571.070 can be upheld under the less rigorous standard articulated in State v. Richard,
