STATE OF MISSOURI, Respondent, v. CHARLES C. SHAW III, Appellant.
No. SC97605
SUPREME COURT OF MISSOURI en banc
Opinion issued December 10, 2019
The Honorable Michael O. Hendrickson, Judge
APPEAL FROM THE CIRCUIT COURT OF POLK COUNTY
Factual and Procedural Background
Charles Shaw was outside Harvest Assembly Church in Fair Play, Missouri, on May 19, 2013. During a church service, a parishioner stepped outside the church with his two-year-old son, and Shaw approached him. Shaw aggressively told the parishioner, “I‘m the sorriest, sickest mother-[expletive] alive and I need someone to kick my [expletive].” Attempting to calm Shaw, the parishioner offered to find someone to assist him inside the church, but Shaw continued to act aggressively, dropping his head while approaching the parishioner and his young son.
When he got within arms’ length, Shaw attacked the parishioner with his fists while the parishioner was still holding his son. The parishioner was able to block Shaw‘s blows with his forearm, but not without sustaining injuries. The parishioner retreated to the parking lot, but Shaw pursued him, continuing to shout profanities, threatening the parishioner, and threatening to kidnap the parishioner‘s child. The parishioner eventually was able to reenter the church with his son. The
Missouri State Highway Patrolman Mark Mason responded to the 911 call. When he arrived at the scene, Trooper Mason observed Shaw pressed against the main doors of the church, peering inside. Trooper Mason tried to engage Shaw in conversation, but Shaw ignored the Trooper‘s attempts at deescalation. Shaw instead charged Trooper Mason and began throwing punches. Trooper Mason avoided Shaw‘s attack and sprayed him with pepper spray. With the help of several parishioners, Trooper Mason subdued Shaw on the ground, handcuffed him, and placed him under arrest. Shaw remained combative throughout the arrest process and threatened to kill everyone at the scene.
The State charged Shaw with first-degree felony assault of the parishioner, felony attempted child kidnapping, and felony resisting arrest. His case proceeded to a bench trial. During the trial, the State called Trooper Mason to testify. The State asked Trooper Mason why he arrested Shaw. The trooper responded he arrested Shaw “for an attempted assault on me.”
Shaw moved for judgment of acquittal on all counts at the close of the State‘s evidence. The circuit court heard arguments and concluded the State failed to present sufficient evidence on the attempted kidnapping count and accordingly sustained Shaw‘s motion as to that count. The circuit court overruled Shaw‘s motion as to the other counts and subsequently found Shaw guilty of assault in the first degree and felony resisting arrest. The circuit court sentenced Shaw to consecutive sentences of ten years’ imprisonment for first-degree assault and three years’ imprisonment for felony resisting arrest. Shaw timely appealed his felony resisting arrest conviction. This Court granted transfer after opinion by the court of appeals.2
Standard of Review
Because Shaw challenges the sufficiency of the evidence presented at trial, this Court must be mindful of and take care to apply the relevant standard of review. When reviewing the sufficiency of the evidence, the standard of review on appeal from a bench- tried case is the same as the standard used on appeal of a case tried to a jury. State v. Sladek, 835 S.W.2d 308, 310 (Mo. banc 1992). “To determine whether the evidence presented was sufficient to support a conviction . . . , this Court does not weigh the evidence but rather accept[s] as true all evidence tending to prove guilt together with all reasonable inferences that support the verdict.” State v. Clark, 490 S.W.3d 704, 707 (Mo. banc 2016) (alteration in original). The Court will “ignore all contrary evidence and inferences.” State v. Latall, 271 S.W.3d 561, 566 (Mo. banc 2008). “Evidence is sufficient to support a conviction when there is sufficient evidence from which a reasonable [fact-finder] might have found the defendant guilty beyond a reasonable doubt.” Clark, 490 S.W.3d at 707 (quotation omitted).
Analysis
Shaw argues the circuit court erred in overruling his motion for judgment of acquittal on the felony resisting arrest count because there was insufficient evidence presented to support a finding of guilt.3 Shaw contends the State failed to carry its burden on the felony resisting arrest count
I. The resisting arrest statute
Under
(1) he knew or reasonably should have known that a law enforcement officer was making an arrest; (2) he resisted that arrest by using or threatening to use violence or physical force or by fleeing from the officer; and (3) he did so for the purpose of preventing the officer from completing the arrest.
State v. Pierce, 433 S.W.3d 424, 434 (Mo. banc 2014). The offense of resisting arrest can be either a felony or misdemeanor. State v. Furne, 642 S.W.2d 614, 616 (Mo. banc 1982) (applying a similar, former version of
A. The term “felony” as used in § 575.150.5(1) means an offense that legally constitutes a felony
To determine the meaning of the phrase “for a felony,” the Court must first determine the meaning of the term “felony.” A felony is a type of criminal offense. See
Regardless of whether a felony is designated as such expressly by statute or by operation of the statutorily authorized punishment for the offense, determining whether a criminal offense is actually a felony under Missouri law requires reading and interpreting one or more statutes. Issues of statutory interpretation are questions of law. Middleton v. Mo. Dep‘t of Corrections, 278 S.W.3d 193, 195 (Mo. banc 2009). Determining whether a particular offense is a felony is purely a question of law, and the term “felony” as used in
B. The term “for” as used in § 575.150.5(1) means “because of” or “on account of”
The Court must next discern what it means to resist an arrest “for” a felony. There is no statutory definition for the term “for” as used in the phrase “for a felony” in
C. Evidence required to establish the arrest the defendant resisted was “for a felony”
II. Shaw‘s Arguments
Shaw argues the circuit court erred in overruling his motion for judgment of acquittal on the felony resisting arrest count because there was insufficient evidence presented to support a finding of guilt. Shaw contends there was insufficient evidence because the State did not establish Trooper Mason subjectively contemplated arresting Shaw for a felony offense at the time of the arrest. Shaw‘s argument lacks merit.
A. Section 575.150.5(1) does not require evidence of the arresting officer‘s subjective state of mind.
Although
B. Sufficiency of the evidence
Shaw challenges the sufficiency of the evidence presented at trial to convict him of felony resisting arrest pursuant to
In this case, Trooper Mason testified he arrested Shaw “for an attempted assault on me.” Accepting this evidence as true and affording it all reasonable inferences favorable to the verdict, this testimony was sufficient to establish Trooper Mason arrested Shaw “because of” or “on account of” the offense of attempting to assault a law enforcement officer.12 Clark, 490 S.W.3d at 707.
Whether the offense for which Shaw was arrested is a criminal offense that constitutes a felony in Missouri is a question of law for the circuit court that is reviewed de novo on appeal. Middleton, 278 S.W.3d at 195. Turning to the relevant statutes, this Court finds attempting to assault a law enforcement officer is a criminal offense in Missouri that constitutes a felony as a matter of law. See
C. The court of appeals’ application of § 575.150
Shaw relies on several cases from the court of appeals to support his contention that the State must prove an arresting officer subjectively believed he or she was arresting a defendant for a felony offense to support a conviction of felony resisting arrest. But Shaw‘s reliance on those cases is misplaced. The first case Shaw cites is State v. Merritt, 805 S.W.2d 337 (Mo. App. 1991). In Merritt, a deputy sheriff, believing Merritt to be in the process of conducting a drug transaction, approached Merritt and another individual to make an arrest. Id. at 338. At the time of Merritt‘s arrest, selling or distributing a controlled substance was a felony offense. See
In affirming Merritt‘s conviction of felony resisting arrest, the court of appeals relied on State v. Wanner, 751 S.W.2d 789 (Mo. App. 1998), for the proposition that, to support a conviction of felony resisting arrest, the State must demonstrate “the arresting officer . . . contemplate[d] making a felony arrest.” Merritt, 805 S.W.2d at 339. But the court‘s citation to Wanner for this proposition was misplaced because Wanner neither holds nor supports the argument that a law enforcement officer must contemplate making a felony arrest to support a conviction of felony resisting arrest. Wanner simply held a person cannot be guilty of resisting arrest if a law enforcement officer makes no attempt to effectuate an arrest in the first place. 751 S.W.2d at 791 (“The offense of resisting arrest hinges upon the fact that an actual arrest must at least be contemplated by a law enforcement officer.” (emphasis added)). The Wanner court, therefore, used the word “contemplate” only to explain that an officer must take some action or manifest some intent to make an arrest to support a resisting arrest conviction. Id. Wanner does not stand for the proposition that the arresting officer must subjectively understand or believe that he or she was effecting an arrest for a felony. Rather, Wanner holds only that there must be evidence that the officer was making an arrest to support a resisting arrest conviction. For this reason, Merritt improperly relied on Wanner, and Shaw is mistaken to rely on Merritt.
Shaw also relies on State v. Jordan, 181 S.W.3d 588, 592 (Mo. App. 2005), but this case also does not support his position because it erroneously applied Merritt‘s misstatement of law that the State must prove the arresting officer subjectively
A jury convicted Jordan of assaulting a law enforcement officer in the second and third degrees, armed criminal action, felony driving while intoxicated, felony driving while revoked, and felony resisting arrest. Id. at 590. Jordan appealed, and the court of appeals reversed the circuit court‘s judgment of conviction with respect to the felony resisting arrest count, finding the State failed to present sufficient evidence that the arresting officer contemplated arresting Jordan for a felony. Id. at 593. The court reasoned that, because “there were a variety of charges for which [Jordan] could have been arrested,” the court could not say the evidence established that the arresting officer subjectively contemplated arresting Jordan for a felony offense beyond a reasonable doubt. Id. But this reasoning ignored the plain language of
The plain language of
Shaw‘s reliance on State v. Bell, 30 S.W.3d 206, 208 (Mo. App. 2000), likewise is misplaced because that case also involved the court of appeals reading a subjective state of mind requirement into
Bell was arrested and charged with second-degree assault of a law enforcement officer, rioting, and interfering with an arrest.13 Id. A jury convicted Bell of felony interfering with the man‘s arrest. Id. The court of appeals reversed, holding that because there was “no direct evidence presented that indicated for what charge [the man] was arrested,” the court could not say it was reasonable for the jury to find beyond a reasonable doubt that Bell interfered with an arrest that was for a felony. Id. The court reasoned, “it may have been probable that [the man] was being arrested for felony assault on a law
enforcement officer.” Id. at 208. But the court concluded the evidence fell short of establishing the assault as the basis for the arrest beyond a reasonable doubt because “[t]here was a variety of charges for which [the man] could have been arrested,” and “[i]t would have been simple for the State to show what the officer was arresting [the man] for.” Id.
This reasoning, like the flawed reasoning employed by the court of appeals in Jordan, ignores the standard for reviewing the sufficiency of the evidence on appeal. The standard of review on appeal, as explained above, does not permit an appellate court to “weigh the evidence” but rather requires it to “accept[ ] as true all evidence tending to prove guilt together with all reasonable inferences that support the verdict.” Clark, 490 S.W.3d at 707. Indeed, appellate courts must “ignore all contrary evidence and inferences.” Latall, 271 S.W.3d at 566. In Bell, the State presented testimony that the man committed “a severe and prolonged attack upon the arresting officer by [the man] and his brother.” 30 S.W.3d at 208. This evidence, taken as true and afforded all reasonable inferences favorable to the verdict, is sufficient to support a factual finding beyond a reasonable doubt that the man was being arrested “because of” or “on account of” the offense of assault of a law enforcement officer when Bell interfered with the arrest. Because assaulting a law enforcement officer constitutes a felony, there was a legal basis for the felony interfering with an arrest conviction. See
As these cases demonstrate, the court of appeals has latched onto Merritt‘s erroneous statement that the State must prove an officer subjectively contemplated making a felony arrest and has mistakenly deemed such contemplation as necessary evidence to sustain a conviction of felony resisting arrest. But there is no such requirement under the statute, and this Court now overrules those prior cases to the extent they hold the State must present evidence of the arresting officer‘s subjective intent to arrest a defendant for a felony to support a conviction of felony
The plain language of
to affirm a conviction of felony resisting arresting because the record contains evidence to support a finding beyond a reasonable doubt that a law enforcement officer arrested the defendant “on account of” or “because of” an offense that constitutes a felony as a matter of law.
Conclusion
Because the State presented sufficient evidence to support a finding beyond a reasonable doubt that Shaw resisted an arrest for an offense, and that offense constitutes a felony as a matter of law, the circuit court‘s judgment is affirmed.
W. Brent Powell, Judge
Wilson, Russell, Breckenridge, Stith, and Fischer, JJ., concur; Draper, C.J., concurs in result only in separate opinion filed.
STATE OF MISSOURI, Respondent, v. CHARLES C. SHAW III, Appellant.
No. SC97605
SUPREME COURT OF MISSOURI en banc
OPINION CONCURRING IN RESULT ONLY
While I agree the circuit court‘s judgment should be affirmed, I write separately because I disagree with the principal opinion‘s analysis. The principal opinion states, to be found guilty of felony resisting arrest, a defendant need only be arrested and charged with a subsequent felony. However, in its attempt to simplify the analysis, however, the principal opinion ignores the necessary nexus between the arrest and the felony offense. This simplification of the analysis divorces the statutory language from reality.
The offense of resisting arrest occurs when a person “knowing that a law enforcement officer is making an arrest, ... or the person reasonably should know that a law enforcement officer is making an arrest … for the purpose of preventing the officer from effecting the arrest … the person [r]esists the arrest … by using or threatening the use of violence or physical force ….”
The principal opinion finds Shaw resisted an arrest for an offense and that offense was a felony. I agree. However, the principal opinion‘s further analysis veers impermissibly from the plain language of the statute.
“This Court‘s primary rule of statutory interpretation is to give effect to legislative
I decline to insert words into a statute, thereby changing the clear legislative intent. Accordingly, to the extent the principal opinion relieves the state of its statutory burden to demonstrate a person was arrested for a felony, I disagree. Moreover, because I believe the arrest made must be for a felony, I find the principal opinion disregards the plain statutory language and needlessly overrules existing precedent. However, I concur in result only because I believe the circuit court‘s judgment should be affirmed in that the defendant in this case was arrested for a felony.
GEORGE W. DRAPER III, JUDGE
