Lead Opinion
OPINION
Appellant Dylan Micheál Kelley was found guilty by a Benton County jury and convicted as an accomplice to first-degree aggravated robbery and third-degree assault.
The victim, S.A., told police at a St. Cloud hospital that he was assaulted and robbed by two men in the early morning hours of January 4, 2011. The police investigated the case, and S.A. identified Kelley as one of his attackers. Kelley was arrested and charged with first-degree aggravated robbery in violation of Minn.Stat. § 609.245, subd. 1 (2012), and third-degree assault in violation of Minn.Stat. § 609.223, subd. 1 (2012).
At trial, the State presented evidence that on January 3, 2011, S.A. went to the apartment of his friend, B.G., in St. Cloud. When S.A. arrived, B.G. was having a party and there were approximately twenty
Kelley’s friend arrived at B.G.’s apartment later that evening, and told S.A. that Kelley wanted to see him outside. S.A. agreed and approached Kelley, who was leaning into the window of a parked car. Kelley quickly turned around and hit S.A. in the face. Kelley’s friend held S.A. from behind and Kelley repeatedly hit S.A. in the face. When S.A. fell to the ground, they both kicked him. After they kicked S.A. in the face and fractured five of his teeth, S.A. lost consciousness. Kelley and his friend stole S.A.’s cigarettes, lighter, cell phone, and car keys. Subsequently, S.A. regained consciousness and returned to the apartment and told those present what happened. S.A. later discovered that his wallet, which contained about $240, was missing from his car. S.A. was taken to the hospital that morning for treatment.
At the close of the evidence the State requested that the district court instruct the jury on accomplice liability. Kelley argued that the accomplice liability instruction should not be given because he was charged as a principal and was not charged with aiding and abetting. Kelley further argued that the State had not offered any evidence regarding who committed the crime or who Kelley aided and abetted. The district court overruled Kelley’s objection and the standard accomplice liability jury instruction was given to the jury.
The jury found Kelley guilty of both offenses. Subsequently, the district court entered judgment of conviction for first-degree aggravated robbery and third-degree assault and sentenced him to the presumptive sentence of 58 months.
The court of appeals affirmed, even though it concluded that the accomplice liability instruction given to the jury was legally erroneous because it failed to explain the “intentionally aiding” element of accomplice liability as required by State v. Milton,
I.
Kelley argues that the accomplice liability instruction given to the jury for the offense of first-degree aggravated robbery failed to accurately state the law. Kelley acknowledges that he did not object to the instruction on this specific basis, and therefore we review the instruction for plain error.
The three requirements that an appellant must satisfy under the plain-error doctrine were first articulated in United States v. Olano,
Under the plain-error doctrine, an “error” is a “[deviation from a legal rule [ ] unless the rule has been waived.”
Accomplice liability is defined by statute in Minn.Stat. § 609.05 (2012). The statute provides:
Subdivision 1. Aiding, abetting; liability. A person is criminally hable for a crime committed by another if the person intentionally aids, advises, hires, counsels, or conspires with or otherwise procures the other to commit the crime.
Subd. 2. Expansive liability. A person liable under subdivision 1 is also liable for any other crime committed in pursuance of the intended crime if reasonably foreseeable by the person as a probable consequence of committing or attempting to commit the crime intended.
Id. The statute does not define the phrase “intentionally aids.” The district court gave the standard accomplice liability jury instruction.
In State v. Milton, the defendant argued for'the first time on appeal that an instruction on accomplice liability was legally er
The instruction on accomplice liability in this case failed to explain the intentionally aiding element as required by Milton, and therefore was error. Indeed, the State concedes that Kelley has satisfied the first prong of the plain-error doctrine.
II.
The crux of the dispute is whether the plainness of the error is examined at the time of the district court’s error or at the time of appellate review. Kelley argues that plain error is determined at the time of appellate review and the State counters that plain error is determined at the time of the district court’s error. For the reasons that follow, we conclude that plain error is determined at the time of appellate review.
A.
In State v. Baird, we considered whether a defendant could satisfy the second prong of the plain-error doctrine by establishing the error was plain at the time of the appeal where the law was unsettled at trial but settled in favor of a defendant during the pendency of the appeal.
We concluded in Baird that plain error is determined at the time of appellate review when the law was unsettled at the time of the error but settled in favor of the defendant during the pendency of the appeal. Id. at 113. We quoted directly from Griller stating that “ ‘[t]o satisfy the second prong [of the plain-error doctrine] it is sufficient that the error is plain at the time of the appeal.’ ” Id. (quoting Griller,
Our reliance in Baird on the plain-at-the-time-of-appeal rule announced in Gril-ler was well-founded and reasonable.
Our analysis in Griller relied upon Johnson,
[i]n Johnson, the [United States Supreme] Court considered whether the error was plain when at the time of trial the district court correctly stated the law, but later that same law became incorrect based on a case decided during the appeal. The Court concluded that to satisfy the second prong it is sufficient that the error is plain at the time of the appeal.
Griller,
The United States Supreme Court in Henderson v. United States, — U.S. -,
In a 6-3 decision, the Henderson Court extended Johnson, concluding that regardless of whether the legal question was settled or unsettled at the time of trial, the second prong of the plain-error doctrine is satisfied if the error is plain at the time of appellate review. Id. at -,
In sum, we have previously determined that plain error is determined as of the time of appellate review in three circumstances. The first circumstance is when the settled law is the same at the time of trial and appellate review. State v. Dobbins,
We conclude that for purposes of applying the plain-error doctrine the court examines the law in existence at the time of appellate review, not the law in existence at the time of. the district court’s error, to determine whether an error is plain. Our conclusion is supported by our decision in Baird and the U.S. Supreme Court’s decision in Henderson. Additionally, our conclusion simplifies the law by adopting a unified standard for the scenarios discussed in Olano, Johnson, and Henderson.
We next review whether the jury instruction given in this case was plainly erroneous. Kelley was convicted 8 months before we decided Milton, and therefore the district court’s failure to comply with the Milton rule was not plain at the time of Kelley’s conviction. Nevertheless, Kelley filed his brief in the court of appeals after Milton was decided, and therefore the district court’s failure to comply with the Milton rule was plain at the time of appellate review. Because the failure to comply with the Milton rule was plain at the time of appellate review, Kelley has
B.
The concurrence contends we should adopt a plain-at-the-time-of-trial rule on the grounds that it is most consistent with the purpose of the plain-error doctrine, that Rairdon v. State,
The concurrence first alleges that the plain-at-the-time-of-trial rule is most consistent with the purpose of the plain-error doctrine, which the concurrence claims “provides an incentive for criminal defendants to object at trial by limiting the review of unpreserved errors on appeal and making relief discretionary,” “raises the bar for relief based on unpreserved errors,” and “discourages the strategic withholding of objections in order to gain the proverbial ‘second bite at the apple’ on appeal.” Infra at C-3, C-4. The concurrence’s argument rests upon the mistaken premise that the plain-error doctrine serves the same purpose as the common-law forfeiture doctrine. The argument lacks merit.
The doctrines of forfeiture and plain error have different purposes and are guided by different principles. Under the forfeiture doctrine, “ ‘a constitutional right,’ or a right of any other sort, ‘may be forfeited in criminal as well as civil cases by the failure to make timely assertion of the right before a tribunal having jurisdiction to determine it.’ ” Olano,
The plain-error doctrine serves a very different purpose: providing a means for appellate courts to remedy forfeited errors. The plain-error doctrine was first articulated by the United States Supreme Court in Wiborg v. United States,
The United States Supreme Court has observed, “The plain-error doctrine of Federal Rule of Criminal Procedure 52(b) tempers the blow of a rigid application of the contemporaneous-objection requirement.” Young,
In sum, it is well established that the forfeiture and plain-error doctrines are based on the competing purposes of encouraging timely objections at trial and providing appellate courts a means to remedy unobjected-to errors. The concurrence correctly points out that the plain-at-the-time-of-trial rule encourages timely objections at trial. But that argument is neither relevant nor material because the purpose of the plain-error doctrine is to provide a means for an appellate court to remedy unobjected-to errors.
Not only is the plain-at-the-time-of-appellate-review rule a better rule for allowing an appellate court to correct unobject-ed-to errors, but it also is more consistent with the United States Supreme Court’s analysis of the second prong of the plain-error doctrine in Johnson,
In Johnson, the Court considered for the first time a situation in which the law changed between the time of trial and appellate review.
Because the Court’s analysis in Johnson demonstrates that an appellate court’s power to address a manifest injustice is not limited to cases where a trial court should have recognized and corrected the error without the parties’ help, it substantially undercuts the concurrence’s arguments. The plain-at-the-time-of-trial rule is incompatible with Johnson because it limits an appellate court’s power to address a manifest injustice to cases where the trial court should have recognized and sua sponte corrected an unobjected-to error.
Additionally, the concurrence relies upon language in Rairdon,
In Rairdon, the defendant filed a petition for postconviction relief nine years after his conviction.
It is true that we have cited Rairdon for the proposition that an alleged error must be plain at the time of conviction. See, e.g., State v. Tscheu,
Further, the rule proposed by the concurrence does not promote fairness. The concurrence argues that Kelley and the defendant in Milton are similarly situated, and therefore it is unfair for the court to conclude that the failure to explain the “intentionally aiding” element of accomplice liability to the jury was not “plain” error in Milton, but is “plain” error here. We disagree.
The concurrence contends Milton and Kelley are similarly situated because then-appeals “arrived at this court in an identical procedural posture.” Infra at C-1. If we were announcing a “plain-at-the-time-of-filing-the-appeal” rule, the concurrence’s argument might have merit. But we are not announcing such a rule. Instead, we are adopting a “plain-at-the-time-of-appellate-review” rule. The phrase “appellate review” in this context means appellate review by a court on motion for new trial, posttrial motion, or on appeal. See Minn. R.Crim. P. 31.02. At the time we reviewed Kelley’s conviction, he and Milton were no longer similarly situated because the law had changed during the pendency of Kelley’s appeal. Because we conclude Milton and Kelley were not similarly situated at the time of appellate review, the concurrence’s fairness argument is not persuasive.
The concurrence’s fairness argument restricts the relief available under Minn. R.Crim. P. 31.02 to errors that were plain at the time of trial. If we were to adopt the narrow interpretation of Rule 31.02 proposed by the concurrence, state defendants would receive less relief than their federal counterparts. See Henderson, — U.S. -,
III.
Kelley next argues that the plain error affected his substantial rights. Specifically, Kelley argues that the evidence indicated S.A. did not know who actually took his property, and that a properly instructed jury could have concluded that Kelley’s unidentified friend, and not Kelley, actually robbed S.A.
To convict Kelley as an accomplice of first-degree aggravated robbery, the State had to prove beyond a reasonable doubt that Kelley (1) knew his friend was going to commit the robbery, and (2) intended his presence to further the commission of the crime. Milton,
We conclude there is no reasonable likelihood that the erroneous jury instruction had a significant effect on the jury verdict because there is considerable evidence of Kelley’s guilt, and his defense did not focus on accomplice liability. Specifically, there is considerable evidence in the record that Kelley knew his friend was going to commit the robbery and intended his presence to further the commission of the crime. Kelley met with his friend for a half hour shortly before the incident, and then they went outside together and Kelley’s friend asked S.A. to come outside to meet with Kelley. The meeting beforehand and the friend’s request that S.A. meet with Kelley support the conclusion that Kelley and his friend planned the ensuing attack and robbery.
Moreover, S.A. testified that Kelley and his friend “were searching through my pockets ... then they rolled me over because they were going through my pockets ... and they were asking me ‘where’s your wallet.’ ” After Kelley and his friend had taken all S.A.’s belongings from his pockets, they continued kicking and hitting S.A. Kelley’s presence and active participation in punching and kicking S.A., helping roll S.A. over to gain access to his back pockets, and rummaging through his pockets is strong proof that Kelley intended his presence to further the commission of the robbery. See State v. Pierson,
Significantly, Kelley’s defense at trial did not focus on accomplice liability. Indeed, in his closing argument, Kelley’s defense counsel only briefly mentioned accomplice liability. Instead, Kelley focused his defense on the theory that S.A. had mistakenly identified him as one of the assailants, and he was not guilty as a principal. Kelley did not argue that he did not know the other person was going to commit the crime, or that he did not intend his presence to further the commission of the crime. Given Kelley’s strategy to focus on liability as a principal and not as an accomplice, the error in the accomplice liability jury instruction was not prejudicial. See State v. Davis,
In sum, Kelley has failed to satisfy the third prong of the plain-error doctrine, and therefore he is not entitled to a new trial.
Affirmed as modified.
Notes
. Kelley is challenging only his first-degree aggravated robbery conviction.
. Kelley did object at trial to the court giving the accomplice liability jury instruction, but not on the ground that the instruction failed to explain the "intentionally aiding” element of accomplice liability. Kelley therefore concedes that the plain-error rule, rather than the harmless-error rule, is appropriate. See Minn. R.Crim. P. 26.03, subd. 19(4)(b) (stating that a party’s objection to jury instructions “must state specific grounds”).
.Minnesota Rule of Criminal Procedure 31.02 applies to review by appeal and posttrial motion. Our subsequent use of the phrase "time of appellate review” in this opinion simply reflects the fact that this case is before us on direct appeal.
. In discussing the first prong of the plain-error rule, the United States Supreme Court has drawn an important distinction between forfeiture and waiver, explaining that "forfeiture” is "the failure to make a timely assertion of a right" whereas "waiver” is the "intentional relinquishment or abandonment of a known right.” Olano,
. The standard accomplice liability jury instruction states:
The defendant is guilty of a crime committed by another person when the defendant has intentionally aided the other person in committing it, or has intentionally advised, hired, counseled, conspired with, or otherwise procured the other person to commit it.
If the defendant intentionally aided another person in committing a crime, or intentionally advised, hired, counseled, conspired with, or otherwise procured the other person to commit it, the defendant is also guilty of any other crime the other person commits while trying to commit the intended crime, if that other crime was reasonably foreseeable to the defendant as a probable consequence of trying to commit the intended crime.
The defendant is guilty of a crime, however, only if the other person commits a crime. The defendant is not liable criminally for aiding, advising, hiring, counseling, conspiring, or otherwise procuring the commission of a crime, unless some crime, including an attempt, is actually committed.
10 Minn. Dist. Judges Ass’n, Minnesota Practice — Jury Instruction Guides, Criminal, CRIMJIG 4.01 (5th ed.2006).
. Admittedly, the issue in Griller was not whether a defendant could establish that the
. We agree that the plain-at-the-time-of-appeal approach furthers the basic principle that "an appellate court must apply the law in effect at the time it renders its decision.” Henderson, - U.S. at -,
. See Minn. R.Crim. P. 31 cmt.-1990 ("Rule 31.02 (Plain Error) comes from F[ed.] R.Crim. P. 52(b)”).
. The rule announced in Olano was that where the law is unsettled both at the time of trial and the time of appellate review, an appellate court may not exercise its limited discretion to remedy unobjected-to errors under Rule 52(b). We have applied the Olano rule on several occasions. See, e.g., State v. Jones,
. Put differently, neither the defendant nor the district court were at fault for the trial error in Johnson because the district court was following existing precedent. Thus, assessing the error from the perspective of the district court in the Johnson scenario does not further the purpose of the plain-error doctrine to provide a fairness-based exception to the forfeiture doctrine. See Olano, 507 U.S. at 734,
. The concurrence argues that we "prove too much” when we conclude the statement in Rairdon is dicta. More specifically, the concurrence claims one can reach a similar conclusion regarding the United States Supreme Court’s discussion of the plainness prong in Johnson,
. Tscheu,
. In light of our conclusion that Kelley's substantial rights were not violated, we need not address whether the error affected the fairness and integrity of the judicial proceedings. See State v. Morton,
Concurrence Opinion
CONCURRENCE
(concurring).
The district court erred when it failed to explain to the jury what it means to “intentionally aid” another person in committing a crime. As the court observes, the error in this case is identical to the error from Eugene Milton’s murder trial. See State v. Milton,
The answer, as the court admits, is simply that we decided Milton’s appeal first. Specifically, the court adopts a rule that requires appellate courts to evaluate the plainness of an error at the time of appeal rather than at the time of trial. Based on that rule, the court concludes that the error was plain in Kelley’s case, even though the law of accomplice liability was identical at the time of both trials. Because the court’s approach is inconsistent with the text, history, and purpose of Minnesota’s plain-error rule, I cannot join Part II of the court’s opinion. Accordingly, I concur only in the judgment.
I.
I begin with the text of Minn. R.Crim. P. 31.02, which states that “[pjlain error affecting a substantial right can be considered by the court ... on appeal even if it was not brought to the trial court’s attention.” The text of the rule provides a clue about its scope. The rule addresses “plain error” that could have been, but “was not[,] brought to the trial court’s attention.” Minn. R.Crim. P. 31.02. Notably, the Minnesota rule specifically emphasizes that the focus is on whether a party could have brought the “plain error” to the trial court’s attention. Compare Minn. R.Crim. P. 31.02 (referring to error that could have been “brought to the trial court’s attention”), with Fed.R.Crim.P. 52(b) (referring to error that could have been “brought to the court’s attention”). The text implies that the error must have been plain at trial, because if it had not been, then there would have been no “plain error” to bring to the trial court’s attention.
While helpful, the text of Rule 31.02 does not definitively answer the question of whether the rule requires courts to evaluate the plainness of the error at the time of trial or at the time of appeal. However, the text does not provide the only clue to Unlocking Rule 31.02’s meaning. The history and purpose of the rule further explain its scope.
A.
At early common law, a defendant’s failure to object to an error at trial resulted in the forfeiture of the right to have the alleged error reviewed on appeal. See State v. Hayes,
■While Rule 31.02 provides a limited exception to the harsh consequences of the common-law forfeiture rule, it does not abandon its purpose, which was to encourage criminal defendants to contemporaneously object to any potential errors during a trial. See State v. Ramey,
A different rule — one that treats unpre-served and preserved errors alike — would permit defendants to lie in wait and raise an error on appeal if they do not receive a favorable result at trial. In contrast, the plain-error standard, which raises the bar for relief based on unpreserved errors, discourages the strategic withholding of objections in order to gain the proverbial “second bite at the apple” on appeal. See Puckett v. United States,
Assessing plainness at the time of trial better serves the objective of encouraging criminal defendants to contemporaneously object to potential errors that occur during a trial. Error that is plain — that is, clear or obvious, see Ramey,
The plain-at-the-time-of-appeal rule, in contrast, turns the plain-error rule from a neatly tailored complement to the contemporaneous-objection requirement into a lottery for dilatory litigants. A straightforward example illustrates the inequities of the rule that the court adopts. Suppose that the trials of two defendants occur on the same day and the trial court in each case reads the same model jury instruction to the jury. There is no ease law indicating whether the model instruction accurately states the law, and neither defendant objects to the instruction. Both defendants are found guilty, convicted, and then appeal. The cases go before different panels of the court of appeals— again on the same day — and each defendant argues that the model instruction was erroneous. One panel finishes its opinion faster. It determines that the jury instruction was erroneous, but that the defendant is not entitled to relief because the error was not plain. The other panel issues its decision a few days later and reaches the same conclusion about the jury instruction. This time, however, the panel must hold that the second defendant is eligible for relief (assuming that the other requirements of the plain-error standard are met), because the error has now become plain in light of the first panel’s decision, even though the error — and everything else about the case — is identical to the first case. I see no logical reason to treat the two cases differently when the differing treatment is based on nothing more than which of the two appeals happens to be decided first.
The above example is an abstracted summary of this case and State v. Milton.
Moreover, even aside from its inequities, the plain-at-the-time-of-appeal rule weakens the incentives for criminal defendants to identify and bring potential errors to the trial court’s attention. Cf. Henderson, — U.S. at -,
B.
The court agrees that “the plain-at-the-time-of-trial rule encourages timely objections at trial,” but considers that fact irrelevant because the only purpose of the plain-error rule “is to provide a means for
The court’s position is confused because the plain-error rule does not actually have a different purpose than the common-law forfeiture doctrine. We have repeatedly recognized that the purpose and effect of the plain-error rule, like the common-law forfeiture doctrine, is to encourage contemporaneous objections. See, e.g., Pearson,
The court’s position is confusing because the court elsewhere states that the plain-error rule “carefully balances” the dual purposes of encouraging contemporaneous objections and allowing appellate courts to correct prejudicial error. The court’s inconsistency on this point is understandable, however, because it would be impossible to explain why the rule limits appellate courts to correcting only plain errors if its only purpose were “providing a means for appellate courts to remedy forfeited errors.” If the plain-error rule really is just an invitation for appellate courts to review unpreserved errors to avoid “a serious miscarriage of justice,” as the court suggests, there would be no reason for the rule to be concerned with the plainness of the error at all. After all, the third and fourth prongs of the plain-error standard are adequate to ensure that the error is sufficiently important to merit reversal. See Griller,
In my view, the rule that strikes the proper balance between remedying errors and encouraging timely objections is the plain-at-the-time-of-trial approach, not an
II.
The court offers four additional justifications for the plain-at-the-time-of-appeal approach. None is persuasive.
A.
The court first claims that precedent dictates its decision in this case. In particular, the court relies on a statement from State v. Baird that, “ ‘[t]o satisfy the second prong [of the plain-error rule,] it is sufficient that the error is plain at the time of appeal.’ ”
However, we did not so much as acknowledge Rairdon in Baird, or in State v. Griller, the decision on which Baird relied. Indeed, we have never given much attention to the timing of the plainness requirement in any of our opinions, which likely accounts for our varying statements. In Griller, the State conceded that the error was plain under the federal plain-error rule and did not ask us to adopt a different approach under Minnesota law. See
The court dismisses our statement in Rairdon as dicta, however, because we ultimately determined that any error in that case had not affected the defendant’s substantial rights. See Rairdon,
Only by disregarding a line of cases can the court conclude that precedent requires us to adopt the plain-at-the-time-of-appeal approach. See, e.g., State v. Bobo,
B.
The court correctly observes that the Supreme Court of the United States decided in Henderson v. United States that whether an error is plain must be determined at the time of appeal, not at the time of trial, under Fed.R.Crim.P. 52(b). — U.S. at -,
The court seems to forget that we have routinely interpreted our own rules of procedure independently of the Supreme Court, particularly when the language of our rule is different from a corresponding federal rule, because the Supreme Court’s interpretation is “ ‘instructive,’ but not binding” on us. Walsh v. U.S. Bank, N.A.,
C.
The court also invokes the principle that appellate courts generally apply the law in effect at the time of their decision. The court correctly articulates that venerable principle, but then fails to acknowledge that a plain-at-the-time-of-trial rule is also consistent with that principle. Appellate courts have long been required to “apply the law in effect at the time [they] render [their] decision.” Bradley v. Sch. Bd. of City of Richmond,
However, recitation of the general principle provides guidance only on how to determine whether an error exists, not the point at which an appellate court must evaluate the plainness of that error. In fact, the court’s approach mistakenly conflates two analytically distinct concepts: the law of retroactivity and plain-error review. In criminal cases, retroactivity is about what law to apply, which usually turns on whether a case has become final.
The court nevertheless asserts that, if “[flollowed to its logical conclusion,” a plain-at-the-time-of-trial rule would “effectively modifly] our retroactivity jurisprudence by limiting the application of a new rule to cases that arise after the new rule is announced.” The court’s erroneous critique is simply a product of its misplaced belief that there is an inextricable link between retroactivity and plain-error review. In reality, whatever rule we adopt in this case will have no impact on our retroactivity jurisprudence because the difference between the plain-at-the-time-of-trial and the plain-at-the-time-of-appeal approaches relates solely to whether a criminal defendant is entitled to relief from forfeiture under Minn. R.Crim. P. 31.02. After all, whether an error is plain is not about “what the law is” but “how clear the law is,” United States v. Escalante-Reyes,
D.
Finally, the court is concerned that assessing whether an error was plain when it occurred would be “cumbersome and complex” and would call for “a kind of temporal ping-pong.” The court’s apparent concern is that it would be disorienting for an appellate court to first examine current law to determine whether an error has occurred and then turn to the law governing the error at the time of trial to determine whether the error was plain.
Courts routinely look to the laws and facts in existence at various times. It may be inconvenient, but the inquiry “is really not all that hard.” Henderson, — U.S. at -,
III.
For the foregoing reasons, I would affirm Kelley’s conviction on the ground that the error in his case was not plain.
. I do not mean to suggest that there is no incentive to object to a plain error at trial. The primary incentive, of course, is that the trial court, once informed of the error, might remedy it before it occurs. Moreover, the plain-error rule is harder to satisfy than the harmless-error rule — which governs appellate review of preserved error — even when an error is plain. In particular, as I have explained elsewhere, the plain-error standard generally places the burden of showing prejudice on the party seeking relief, makes relief
. A plain-at-the-time-of-trial rule generally assesses whether an error is plain at the time that the error occurs, rather than at some other point in a criminal defendant’s trial. Nevertheless, I adopt the broad phrase, "plain at the time of trial,” to account for the possibility that, for a limited class of errors, a criminal defendant can adequately preserve a claim by raising an objection at a subsequent point during a trial. See, e.g., Minn. R.Crim. P. 26.03, subd. 12(l) (giving parties an opportunity to raise objections and request curative instructions after closing arguments, outside the jury’s presence); id., subd. 19(4)(f) ("Objections to instructions claiming error in fundamental law or controlling principle may be included in a motion for a new trial even if not raised before deliberations.”).
. Of course, the two cases here did not proceed concurrently, as in the example, but they may as well have because the law of accom
. The court elsewhere says that, "[although we have on occasion provided greater protection or relief to criminal defendants, we have never provided less relief.” In emphasizing the point further, the court implies that, if criminal defendants in Minnesota were to "receive less relief than their federal counterparts,” it would somehow be unjust or conflict with precedent. Coupled with the court's discussion of the plain-error standard, which it says is concerned primarily with remedying unfairness, the clear implication is a one-way ratchet in favor of criminal defendants, requiring Minn. R.Crim. P. 31.02 to provide at least as much, and sometimes more, protection to criminal defendants than the corresponding federal rule. However, in contrast to parallel constitutional provisions, in which the United States Constitution provides a floor with respect to those rights that are incorporated against the states, California v. Greenwood,
. Compare Minn. R.Crim. P. 31.02 ("Plain error affecting a substantial right can be considered by the court on motion for new trial, post-trial motion, or on appeal even if it was not brought to the trial court’s attention.”), with Fed.R.Crim.P. 52(b) ("A plain error that affects substantial rights may be considered even though it was not brought to the court’s attention.”).
. The court is correct when it states that the law of retroactivity can lead to inconsistent treatment of criminal defendants, but the court presents no reason why inconsistent treatment in one area justifies inconsistent treatment in another area. In the retroactivity context, inconsistent treatment of defendants is sometimes required by the "principle of finality!,] which is essential to the operation of our criminal justice system.” Teague v. Lane,
