STATE of Minnesota, Respondent/Cross-Appellant, v. Bonnie Ann LINDQUIST, Appellant/Cross-Respondent.
No. A12-0599.
Supreme Court of Minnesota.
Aug. 19, 2015.
867 N.W.2d 863
Cathryn Middlebrook, Chief Appellate Public Defender, Rachel F. Bond, Assistant Public Defender, Saint Paul, MN, for appellant/cross-respondent.
OPINION
ANDERSON, Justice.
The question presented by this case is whether the good-faith exception to the exclusionary rule articulated in Davis v. United States, — U.S. —, 131 S.Ct. 2419, 180 L.Ed.2d 285 (2011), should apply in Minnesota. Appellant/cross-respondent Bonnie Ann Lindquist was convicted of third-degree driving while impaired (DWI). At trial, the district court admitted test results showing Lindquist‘s alcohol concentration that were based on a warrantless blood draw. While Lindquist‘s case was on direct appeal, the Supreme Court decided Missouri v. McNeely, — U.S. —, 133 S.Ct. 1552, 185 L.Ed.2d 696 (2013), which held that the dissipation of alcohol in the blood does not create a single-factor exigency justifying a warrantless blood draw of suspected drunk drivers. Lindquist now challenges her blood draw as unconstitutional under McNeely. Although we hold that McNeely applies to cases on direct review at the time of decision, we also hold that the test results from Lindquist‘s warrantless blood draw, even if unconstitutionally obtained, do not need to be suppressed because the officer who facilitated the blood draw acted in objectively reasonable reliance on binding appellate precedent. We therefore affirm the conviction.
On February 19, 2011, officers responded to a single-vehicle accident on a rural road in Aitkin County. A witness told the officers that one of the passengers sustained a head injury and that the occupants of the vehicle had fled. One officer learned that the vehicle involved in the accident belonged to Lindquist and her husband. Two officers drove to the Lindquist residence and entered the home to locate the injured passenger. They found the Lindquists hiding in a closet. Lindquist‘s husband, who initially claimed to be the driver, had facial bleeding but declined medical attention. The officers later determined that Lindquist, not her husband, was the driver.
The officers observed that Lindquist had slurred speech, an unsteady gait, and red eyes. She also failed field sobriety tests. After declining a preliminary breath test, Lindquist was placed under arrest and transported to a hospital for a blood draw. The officer who facilitated the blood draw did not read the Minnesota implied consent advisory, see
Respondent State of Minnesota charged Lindquist with two counts of criminal vehicular operation,
Nine days after the release of the court of appeals opinion, the Supreme Court decided McNeely. Lindquist petitioned for review to determine whether, in light of McNeely, her blood draw was an unconstitutional search. We stayed proceedings pending final disposition in State v. Brooks, 838 N.W.2d 563 (Minn.2013), cert. denied, — U.S. —, 134 S.Ct. 1799, 188 L.Ed.2d 759 (2014). After deciding Brooks, we vacated the court of appeals’ decision and remanded for further proceedings in light of McNeely and Brooks.
On remand, the court of appeals again affirmed. State v. Lindquist, No. A12-0599, 2014 WL 996470, at *3 (Minn.App. Mar. 17, 2014). The court declined to consider Lindquist‘s constitutional argument because she did not raise it in the district court or in her first appeal prior to our remand. Id. at *2. The State also urged the court of appeals to adopt the federal good-faith exception to the exclusionary rule articulated by the Supreme Court in Davis v. United States, — U.S. —, 131 S.Ct. 2419, 180 L.Ed.2d 285 (2011), but the court declined to do so. Lindquist, 2014 WL 996470, at *2. We granted Lindquist‘s petition for review of (1) whether she forfeited her constitutional challenge based on McNeely by not raising the issue in the district court, and (2) whether the warrantless blood draw was constitutional under McNeely. We also granted review of the State‘s request to adopt the good-faith exception articulated in Davis.
I.
First, we must determine whether Lindquist may properly assert a challenge based on Missouri v. McNeely, — U.S. —, 133 S.Ct. 1552, 185 L.Ed.2d 696 (2013), which is a legal question that we review de novo. State v. Houston, 702 N.W.2d 268, 270 (Minn.2005). In McNeely, the Supreme Court held that the rapid dissipation of alcohol in the body did not, by itself, establish that there were exigent circumstances justifying a warrantless blood draw from a suspected drunk driver. Id. at —, 133 S.Ct. at 1556. Instead, the Court recognized that exigent circumstances, based in part on the rapid dissipation of alcohol in a suspect‘s body, may allow police to obtain a blood sample without a warrant, but that courts must determine whether an exigency exists based on the totality of the circumstances in each case. Id. at —, 133 S.Ct. at 1565-66. McNeely overruled our precedent holding that the rapid dissipation of alcohol in the body creates a single-factor exigency that supports a warrantless search of a suspected drunk driver. See State v. Netland, 762 N.W.2d 202, 212-14 (Minn.2009), abrogated in part by McNeely, — U.S. —, 133 S.Ct. 1552; State v. Shriner, 751 N.W.2d 538, 545 (Minn.2008), abrogated by McNeely, — U.S. —, 133 S.Ct. 1552.
Although the State acknowledges that McNeely applies to this case because Lindquist‘s direct appeal was pending when McNeely was decided, it argues that Lindquist forfeited her McNeely challenge by not raising it in a motion to suppress at the district court. “As a general rule, district court errors—even those affecting constitutional rights—can be forfeited for
We examined the effect of forfeiture on a new rule of constitutional criminal procedure in Osborne. After conviction of 28 drug-related offenses, Osborne was given an upward-durational sentencing departure. Id. at 439. Although Osborne argued against the upward departure, he did not argue that the imposed sentence was unconstitutional. See id. While Osborne‘s case was on direct appeal, the Supreme Court decided Blakely v. Washington, 542 U.S. 296, 124 S.Ct. 2531, 159 L.Ed.2d 403 (2004), which held that facts, other than a prior conviction, used to enhance a sentence beyond the statutory maximum must be decided by a jury beyond a reasonable doubt or admitted by the defendant. Osborne, 715 N.W.2d at 440. We rejected the State‘s argument that Osborne forfeited a constitutional challenge to his sentence based on Blakely because previously we had “consistently rejected any Blakely-type claim,” and a criminal defendant should not bear the risk of “failing to raise a new principle of law, then unknown to the parties and contrary to the well-established precedent of this court.” Id. at 442; see also id. (noting that a contrary result would “expect defendants to continue, formalistically, to make motions or objections based on arguments that we have repeatedly rejected as being without legal merit“).
Like Blakely, McNeely is a new rule of constitutional criminal procedure that overruled our well-established precedent. As in Osborne, Lindquist‘s case was on direct appeal when McNeely was announced, and the district court would have summarily rejected a suppression challenge to the warrantless blood draw under Netland and Shriner. Many—likely most and perhaps nearly all—defendants in Lindquist‘s position will fail to bring a constitutional claim, either because similar claims have consistently been rejected in other cases, or because of the novelty of the new rule of law.
The State urges us to limit Osborne to Blakely-type challenges because a defendant must personally and affirmatively waive the right to a jury trial, see Osborne, 715 N.W.2d at 442-43, whereas a defendant may forfeit a constitutional challenge to evidence through silence. But, our recent decisions demonstrate that the Osborne forfeiture exception is not so narrow. In State v. Ali, 855 N.W.2d 235, 253 (Minn. 2014), we permitted a juvenile to challenge his sentence based on Miller v. Alabama, — U.S. —, 132 S.Ct. 2455, 183 L.Ed.2d 407 (2012), which was decided while Ali‘s case was on direct review. Ali based his challenge on the Eighth Amendment prohibition on cruel and unusual punishment, and so it did not involve a right that had to be personally waived by the defendant. Ali, 855 N.W.2d at 252-53. Citing Osborne, we concluded that Miller applied. Id. at 253; see also State v. Beaulieu, 859 N.W.2d 275, 281 n. 5 (Minn.2015) (stating that the Osborne forfeiture exception applies when “an intervening change in the law excuse[s] the defendant‘s failure to assert what would have otherwise been a futile objection in the district court.“).
We hold that Lindquist did not forfeit her right to challenge her warrantless blood draw because the Supreme Court‘s
II.
We next consider whether to adopt the good-faith exception to the exclusionary rule articulated in Davis v. United States, — U.S. —, 131 S.Ct. 2419, 180 L.Ed.2d 285 (2011).2 We begin by examining the history of the exclusionary rule, as applied to the Fourth Amendment to the U.S. Constitution and Article I, Section 10, of the Minnesota Constitution, both of which prohibit unreasonable searches and seizures.
A.
The exclusionary rule to the Fourth Amendment “is a prudential doctrine...created by [the Supreme] Court to compel respect for the constitutional guaranty.” Davis, — U.S. at —, 131 S.Ct. at 2426 (citations omitted); see also United States v. Calandra, 414 U.S. 338, 348, 94 S.Ct. 613, 38 L.Ed.2d 561 (1974) (stating that the exclusionary “rule is a judicially created remedy designed to safeguard Fourth Amendment rights generally through its deterrent effect, rather than a personal constitutional right of the party aggrieved.“). It was first recognized as a remedy for Fourth Amendment violations in Weeks v. United States, 232 U.S. 383, 392, 34 S.Ct. 341, 58 L.Ed. 652 (1914), and was applied to the states through the Fourteenth Amendment in Mapp v. Ohio, 367 U.S. 643, 655, 81 S.Ct. 1684, 6 L.Ed.2d 1081 (1961). Although Mapp proclaims that “all evidence obtained by searches and seizures in violation of the Constitution is...inadmissible in a state court,” 367 U.S. at 655, 81 S.Ct. 1684, the Supreme Court has consistently restricted application of the exclusionary rule to “those areas where its remedial objectives are thought most efficaciously served.” Calandra, 414 U.S. at 348, 94 S.Ct. 613; see also Hudson v. Michigan, 547 U.S. 586, 591, 126 S.Ct. 2159, 165 L.Ed.2d 56 (2006) (“Suppression of evidence...has always been our last resort, not our first impulse.“).3
In particular, the Supreme Court has declined to apply the Fourth Amendment exclusionary rule in circumstances in which doing so would not serve the central purpose of deterring police misconduct. See Elkins v. United States, 364 U.S. 206, 217, 80 S.Ct. 1437, 4 L.Ed.2d 1669 (1960) (“The [exclusionary] rule is calculated to prevent, not to repair. Its purpose is to deter—to compel respect for the constitutional guaranty in the only effectively available way—by removing the incentive to disregard it.“); see also Arizona v. Evans, 514 U.S. 1, 14, 115 S.Ct. 1185, 131 L.Ed.2d 34 (1995) (“[T]he exclusionary rule was historically designed as a means of deterring police misconduct....“). Although the Court has noted other purposes of the exclusionary rule, deterring police
Over the past 3 decades, the Supreme Court has limited the applicability of the exclusionary rule to the Fourth Amendment through a series of good-faith exceptions. In United States v. Leon, 468 U.S. 897, 104 S.Ct. 3405, 82 L.Ed.2d 677 (1984), the Court examined whether the exclusionary rule applies when police conduct a search in reasonable reliance on a facially valid warrant that is later determined to lack probable cause. The Court noted that the “substantial social costs” of excluding incriminating evidence outweighed the exclusionary rule‘s benefit “when law enforcement officers have acted in objective good faith or their transgressions have been minor.” Id. at 907-08, 104 S.Ct. 3405, 82 L.Ed.2d 677. Application of the exclusionary rule is therefore unwarranted when exclusion “does not result in appreciable deterrence.” Id. at 909, 104 S.Ct. 3405, 82 L.Ed.2d 677 (citation omitted). Subsequent cases have extended the Leon good-faith exception to reasonable reliance on statutes later found unconstitutional, see Illinois v. Krull, 480 U.S. 340, 107 S.Ct. 1160, 94 L.Ed.2d 364 (1987), and reasonable reliance on an arrest warrant database, see Herring v. United States, 555 U.S. 135, 129 S.Ct. 695, 172 L.Ed.2d 496 (2009) (database managed by the police); Evans, 514 U.S. 1, 115 S.Ct. 1185 (database managed by the judiciary).
The most recent good-faith exception, and the one the State urges us to adopt, was articulated in Davis v. United States, — U.S. —, 131 S.Ct. 2419 (2011). In April 2007, police arrested Davis, handcuffed him, and placed him in a squad car. Id. at —, 131 S.Ct. at 2425. Police then searched the passenger compartment of the vehicle Davis had occupied before the arrest, where they found a revolver. Id. at —, 131 S.Ct. at 2425. At the time, the car search was lawful under binding precedent. Id. at —, 131 S.Ct. at 2426. While Davis‘s case was on direct appeal, the Supreme Court decided Arizona v. Gant, 556 U.S. 332, 129 S.Ct. 1710, 173 L.Ed.2d 485 (2009), which applied to Davis‘s case and rendered the search unconstitutional. Davis, — U.S. at —, 131 S.Ct. at 2426.
The Court nevertheless held that “[e]vidence obtained during a search conducted in reasonable reliance on binding appellate precedent is not subject to the exclusionary rule.” Id. at —, 131 S.Ct. at 2429. Suppressing the evidence would have no deterrent effect on police misconduct because “[t]he police acted in strict compliance with binding precedent.” Id. at —, 131 S.Ct. at 2428; see also id. at —, 131 S.Ct. at 2429 (“About all that exclusion would deter in this case is conscientious police work.“). The Court limited the exception to circumstances in which “binding appellate precedent specifically authorizes a particular police practice,” and police “scrupulously adhered to governing law.” Id. at —, 131 S.Ct. at 2429, 2434. Police efforts that are otherwise valid should not be rejected as a result of appellate judge error. Id. at —, 131 S.Ct. at 2429.
B.
We have not previously addressed whether to adopt any good-faith exception to the exclusionary rule for evidence obtained in violation of a defendant‘s constitutional rights against unreasonable searches and seizures.4 In other contexts, however, we have addressed the exclusionary rule or refused to exclude evidence that was obtained in violation of statutes. These cases establish that the Davis good-faith exception is consistent with our prior application of the exclusionary rule.
In State v. Nolting, 312 Minn. 449, 456, 254 N.W.2d 340, 344-45 (1977), we concluded that a search warrant for a package was supported by probable cause despite the fact that the affidavit in support of the warrant contained a material misstatement of fact told by a mail clerk to a police officer. We relied on the fact that “the officer procured a warrant from a judicial officer before searching the package” in determining that there was probable case. Id. at 456, 254 N.W.2d at 345. In so doing, we noted that “[t]he securing of a warrant may tip the scales” in a case in which probable cause is questionable. Id. at 456 n. 7, 254 N.W.2d at 345 n. 7. We explained that one reason for this principle may lie in the characterization of the exclusionary rule as being directed at police misconduct. Little more can be expected of a police officer who gathers evidence, presents it to a magistrate, and receives a warrant. If Fourth Amendment rights are violated by the resulting search, the fault lies in large part with the judiciary since refusal to issue the warrant presumably would compel the officer to gather more evidence before a search was conducted. In the present case such evidence was apparently available. Because judges may disagree about the existence of probable cause, it is difficult to fault an officer in close cases for not realizing that his investigation has not yet yielded probable cause. Id. at 456 n. 7, 254 N.W.2d at 345 n. 7 (citations omitted).
The following term, we applied a good-faith exception and refused to exclude evidence obtained during a search when the warrant authorizing the search violated a statute regarding nighttime searches. See State v. Lien, 265 N.W.2d 833, 841 (Minn.1978), overruled on other grounds by Richards v. Wisconsin, 520 U.S. 385, 117 S.Ct. 1416, 137 L.Ed.2d 615 (1997). We declined to suppress the evidence uncovered by the
Next, in State v. Wiberg, 296 N.W.2d 388, 392-93 (Minn.1980), we addressed whether a defendant‘s statement made 2 days after her arrest should be suppressed because of a violation of
Finally, in Johnson v. State, we rejected a defendant‘s ineffective-assistance-of-counsel claim that was based on his trial counsel‘s failure to challenge DNA evidence that was obtained pursuant to an erroneous court order. 673 N.W.2d 144, 148-51 (Minn.2004). We concluded that the defendant could not show prejudice because the exclusionary rule would not have applied to this DNA evidence, which was obtained because of a court‘s improper interpretation of a statute. Id. at 150. Thus, “the goal of preventing police misconduct would [not] be served by suppression of the evidence.” Id.; see also Brooks, 838 N.W.2d at 574-76 (Stras, J., concurring) (advocating adoption of the Davis good-faith exception in a DWI case because “the deterrence benefits of excluding the test results from the...evidence in this case are essentially zero“); State v. Jackson, 742 N.W.2d 163, 183-84 (Minn.2007) (Anderson, G. Barry, J., dissenting) (“[T]here is rarely a significant deterrent effect when an officer acts in good faith within the scope of a warrant....” (citing Leon, 468 U.S. at 920-21, 104 S.Ct. 3405)).
These cases inform our decision today. Like the Supreme Court, we have identified deterrence of police misconduct as the central purpose of the exclusionary rule. See, e.g., State v. Hardy, 577 N.W.2d 212, 217 (Minn.1998) (“[T]he primary purpose of the exclusionary rule is to deter police misconduct.“); State v. Doughty, 472 N.W.2d 299, 307 (Minn.1991). We have refused to suppress evidence in circumstances in which the police have acted in good-faith reliance on a judicial determination or when suppression would not deter police misconduct.
We agree with the Supreme Court that applying the exclusionary rule to evidence obtained during a search conducted in reasonable reliance on binding appellate precedent would have no deterrent value on police misconduct. Davis, — U.S. at —, 131 S.Ct. at 2429 (“About all that exclusion would deter in this case is conscientious police work.“). When the law changes after a search such that the search now violates the Fourth Amendment to the U.S. Constitution or Article I, Section 10 of the Minnesota Constitution, any error rests with judges and not the police. “Excluding evidence in such cases deters no police misconduct and imposes substantial social costs.” Davis, — U.S. at —, 131 S.Ct. at 2434.
III.
We next turn to the arguments Lindquist makes for not adopting the Davis
A.
Lindquist first notes that this court has occasionally provided greater protection against unreasonable searches and seizures under Article I, Section 10, of the Minnesota Constitution than is provided by the Fourth Amendment. See, e.g., State v. Carter, 697 N.W.2d 199, 202 (Minn.2005) (dog sniff of storage unit is a search); In re Welfare of B.R.K., 658 N.W.2d 565, 578 (Minn.2003) (short-term social guests have a legitimate expectation of privacy); see also Ascher v. Comm‘r of Pub. Safety, 519 N.W.2d 183, 187 (Minn.1994) (sobriety-checkpoint roadblock constitutes an unreasonable seizure absent an “objective individualized articulable suspicion of criminal wrongdoing“); In re Welfare of E.D.J., 502 N.W.2d 779, 783 (Minn.1993) (seizure occurs when a reasonable person would not feel free to leave). In a similar fashion, Lindquist contends we should provide greater protection under the Minnesota Constitution here and not adopt any good-faith exceptions to the exclusionary rule.
These cases, however, dealt with determining whether a constitutional violation occurred. The issue here, by contrast, is the appropriate remedy, which is a “separate, analytically distinct issue” from whether a constitutional violation occurred. See Davis, — U.S. at —, 131 S.Ct. at 2430-31. Thus, our jurisprudence regarding whether to afford greater protection under a provision in the Minnesota Constitution than is provided by its federal counterpart is not applicable.
Moreover, even if this jurisprudence were applicable, we have held that when a federal constitutional provision has the same or substantially similar language as a corresponding provision in the Minnesota Constitution and the United States Supreme Court has interpreted that language, we will not construe the Minnesota Constitution as granting greater protection for individual rights “unless there is a principled basis to do so.” Kahn v. Griffin, 701 N.W.2d 815, 824 (Minn.2005). We see no principled basis to do so when we have made clear that the exclusionary rule in Minnesota, like the federal exclusionary rule, does not require automatic suppression of evidence obtained by unlawful means. See Wiberg, 296 N.W.2d at 393 (rejecting automatic suppression of a defendant‘s statement obtained in violation of
B.
Relying largely on the Davis dissent, Lindquist next argues that the Davis good-faith exception is incompatible with the Supreme Court‘s holding in Griffith v. Kentucky, 479 U.S. 314, 107 S.Ct. 708, 93 L.Ed.2d 649 (1987). See Davis, — U.S. at —, 131 S.Ct. at 2436-37 (Breyer, J., dissenting). In Griffith, the Court held that a new rule of constitutional criminal procedure applies to all cases pending on direct review or not final at the time the rule is announced. 479 U.S. at 328, 107 S.Ct. 708. The Davis dissent asserted that the good-faith exception “creates a categorical bar to obtaining redress in every case pending when a precedent is overturned,” leaving defendants “with a right but not a remedy.” Davis, — U.S. at —, 131 S.Ct. at 2437 (Breyer, J., dissenting) (citation omitted). According to Lindquist, the Davis good-faith exception disal-
As the Supreme Court explained in Davis, however, this argument ignores the fact that the “[r]emedy” for a constitutional violation “is a separate, analytically distinct issue” from whether a constitutional right applies. Davis, — U.S. at —, 131 S.Ct. at 2431. First, a court must determine whether a new rule of constitutional criminal procedure “is available on direct review as a potential ground for relief.” Id. at —, 131 S.Ct. at 2430. But it does not necessarily follow that because a defendant is entitled to a constitutional right, that defendant is also entitled to a certain remedy. See id. at —, 131 S.Ct. at 2431.
Our case law supports this proposition. We have stated that if a rule of constitutional criminal procedure “is considered ‘new,’ it must be applied to all cases pending on direct review.” State v. Houston, 702 N.W.2d 268, 270 (Minn.2005); see, e.g., State v. Dettman, 719 N.W.2d 644, 648 (Minn.2006) (stating “the substantive rule of Blakely applies” because the defendant‘s direct appeal was pending at the time Blakely was decided). We have never stated, however, that a certain remedy applies as a matter of right when a new rule of constitutional criminal procedure has been announced.
Moreover, the Davis good-faith exception affects only a small subset of the cases reached by Griffith. The Davis exception applies only to new Fourth Amendment rules, leaving Griffith‘s application to other constitutional rights unaffected. Another limiting factor is that the exception applies only when a case overrules binding appellate precedent that previously worked in the State‘s favor. See State v. Dearborn, 327 Wis.2d 252, 786 N.W.2d 97, 109-10 (2010) (“The only litigants who will be disincentivized are the relatively small number of defendants who choose to challenge searches that have already clearly and unequivocally been held lawful.“). Thus, the Davis good-faith exception has limited application.
C.
Lindquist next argues that the exclusionary rule is a protected remedy under
The Remedies Clause “relates primarily to the assertion of affirmative rights.” Peters v. City of Duluth, 119 Minn. 96, 105, 137 N.W. 390, 394 (1912). Although some of our early cases suggest an expansive reading of the Remedies Clause, see, e.g., Davis v. Pierse, 7 Minn. 13, 18 (Gil. 1, 6) (1862), we have subsequently held that the Remedies Clause “does not guarantee redress for every wrong, but instead enjoins the [government] from eliminating those remedies that have vested at common law.” Olson v. Ford Motor Co., 558 N.W.2d 491, 497 (Minn.1997) (citing Hickman v. Grp. Health Plan, Inc., 396 N.W.2d 10, 14 (Minn.1986)).
The exclusionary rule has no basis in the U.S. and Minnesota Constitutions.5 See Davis, — U.S. at —, 131 S.Ct. at 2426 (referring to the exclusionary rule as a “prudential doctrine created...to compel respect for the constitutional guaranty” (citations omitted)); United States v. Calandra, 414 U.S. 338, 348, 94 S.Ct. 613, 38 L.Ed.2d 561 (1974) (stating the exclusionary rule is “a judicially created remedy designed to safeguard Fourth Amendment rights generally through its deterrent effect, rather than a personal constitutional right of the party aggrieved“). Moreover, the exclusionary rule was wholly unknown as a remedy for unreasonable searches and seizures when our state constitution came into force in 1858, and was not adopted in Minnesota for over a century until the Supreme Court mandated its application to the states. See Mapp v. Ohio, 367 U.S. 643, 655, 81 S.Ct. 1684, 6 L.Ed.2d 1081 (1961) (applying the exclusionary rule to the states); Weeks v. United States, 232 U.S. 383, 392, 34 S.Ct. 341, 58 L.Ed. 652 (1914) (mandating the exclusionary rule in federal court). The exclusionary rule functions as a judicially created rule of evidence and does not present an affirmative or common-law right. We have never held that such a remedy is required by
Although we have stated that “the Remedies Clause does not guarantee redress for every wrong,” Olson, 558 N.W.2d at 497, in his dissent Justice Page nevertheless contends that every constitutional violation requires a remedy. Our case law demonstrates that this is not the case, particularly in the criminal context. Prior to the Supreme Court‘s decision in Mapp, we had long held that evidence obtained pursuant to an illegal search was admissible in a subsequent criminal prosecution. See State v. Hesse, 154 Minn. 89, 91, 191 N.W. 267, 268 (1922) (holding evidence was admissible even if the warrant was defective); State v. Rogne, 115 Minn. 204, 206, 132 N.W. 5, 5 (1911) (holding that evidence obtained without a search warrant was admissible); State v. Hoyle, 98 Minn. 254, 255-56, 107 N.W. 1130, 1130 (1906) (same).6
We never suggested that the Remedies Clause applied to these constitutional violations and required the evidence to be excluded, and the adoption of the exclusionary rule does not change that fact. Moreover, in criminal cases we regularly decline to remedy a constitutional error that is harmless beyond a reasonable doubt. See, e.g., State v. Shoen, 598 N.W.2d 370, 373, 379 (Minn.1999) (concluding that an improper restraint violated the defendant‘s right to a fair trial but was harmless beyond a reasonable doubt); State v. Juarez, 572 N.W.2d 286, 291, 293 (Minn.1997) (concluding that admission of a statement obtained in violation of the Fifth Amendment was harmless beyond a reasonable doubt). The Remedies Clause does not have the reach that Justice Page suggests.7
D.
In his dissent, Justice Lillehaug argues that
A person aggrieved by an unlawful search and seizure may move the district court...to suppress the use, as evidence, of anything so obtained on the ground that (1) the property was illegally seized, or (2) the property was illegally seized without warrant.... If the motion is granted the property...shall not be admissible in evidence at any hearing or trial.
Applying the Davis good-faith exception does not violate this statutory provision.
First, the statute provides that illegally seized property is inadmissible as evidence “[i]f the motion [to suppress] is granted.”
Second, our case law does not support Justice Lillehaug‘s view of section 626.21. We have noted that the exclusionary rule “need not be applied rigidly to every situation in which evidence is seized illegally.” Johnson v. State, 673 N.W.2d 144, 149 (Minn.2004) (citing State v. Wiberg, 296 N.W.2d 388, 393 (Minn.1980)). We have also interpreted
IV.
In summary, we hold that the exclusionary rule does not apply to violations of the Fourth Amendment to the U.S. Constitution, or Article I, Section 10, of the Minnesota Constitution when law enforcement acts in objectively reasonable reliance on binding appellate precedent. We note the narrowness of our holding, however. The Davis good-faith exception represents a small fragment of federal good-faith jurisprudence. The State has not asked us here to consider any other good-faith exception to the exclusionary rule, and nothing in our opinion should be construed as authorizing the application of exceptions we have not explicitly adopted. Further, the good-faith exception adopted here applies only when law enforcement officers act pursuant to binding appellate precedent, not persuasive precedent from other jurisdictions. In addition, the binding precedent must specifically authorize the behavior. Law enforcement cannot “extend the law” to areas in which no prece-
In his dissent, Justice Page asserts that our decision “can only be read as opening the door to adoption of the whole panoply of [good-faith] exceptions.” We disagree. Justice Page correctly notes that “[t]he deterrence rationale underlies not only Davis, but the entire line of good-faith exception cases.” Today‘s holding, however, merely reflects our opinion that the exclusionary rule does not deter police misconduct when applied to evidence obtained during a search conducted in reasonable reliance on binding precedent.10
We do not decide here whether applying the exclusionary rule to evidence obtained in other ways, such as pursuant to a facially valid search warrant later held to be deficient, would provide an appreciable deterrent effect. See generally David Clark Esseks, Note, Errors in Good Faith: The Leon Exception Six Years Later, 89 Mich. L. Rev. 625, 633-51 (1990) (examining cases in which evidence was admitted pursuant to Leon even though the exclusionary rule may have deterred future police misconduct). Nor do we decide here whether the exclusionary rule should apply to evidence obtained due to police negligence. See Herring v. United States, 555 U.S. 135, 143-47, 129 S.Ct. 695, 172 L.Ed.2d 496 (2009); see also Jennifer E. Laurin, Essay, Trawling for Herring: Lessons in Doctrinal Borrowing and Convergence, 111 Colum. L. Rev. 670, 679-83 (2011) (asserting that the Court‘s reliance on police culpability constitutes a “significant change” to its exclusionary-rule jurisprudence).
An officer who relies on binding appellate precedent has engaged in conduct that is decidedly nonculpable. See Davis, — U.S. at —, 131 S.Ct. at 2435-36 (Sotomayor, J., concurring). Because culpability is not at issue here, we see no reason to address whether the exclusionary rule should apply to police “conduct [that] involves only simple, ‘isolated’ negligence.” Id. at —, 131 S.Ct. at 2427-28 (majority opinion) (quoting Herring, 555 U.S. at 137, 129 S.Ct. 695).11 For these reasons, we disagree with Justice Page‘s view that the Davis good-faith exception is “inseparable from...Leon and its progeny.”
V.
Finally, we turn to applying the Davis good-faith exception to the facts of this case. In State v. Shriner, we held that “[t]he rapid, natural dissipation of alcohol in the blood creates single-factor exigent circumstances that will justify the
Lindquist, nevertheless argues that the record is inadequate to determine whether the Davis good-faith exception applies here because the State did not argue for adoption of Davis until after Lindquist had been convicted; therefore, “facts which would be relevant to a determination of good faith were not developed” at trial. She states that the officer‘s brief testimony that “it‘s procedure to take a blood sample” of a person who causes a car accident involving injury is insufficient to demonstrate that he relied on binding appellate precedent.
This argument is premised on a misreading of Davis, which specifically states that the test for police reliance on appellate precedent is objective. Davis, — U.S. at —, 131 S.Ct. at 2423-24. The Court describes “objectively reasonable reliance” by citing to Leon, which makes clear that the “good-faith inquiry is confined to the objectively ascertainable question whether a reasonably well trained officer would have known that the search was illegal.” United States v. Leon, 468 U.S. 897, 922 n. 23, 104 S.Ct. 3405, 82 L.Ed.2d 677 (1984), cited in Davis, — U.S. at —, 131 S.Ct. at 2428. Further, the Court uses the word “compliance” interchangeably with “reliance,” e.g., Davis, — U.S. at —, 131 S.Ct. at 2428 (“The police acted in strict compliance with binding precedent....“), suggesting that we must determine only whether an officer “complied” with precedent. The officer‘s subjective belief that he relied on binding precedent is irrelevant. Cf. Heien v. North Carolina, — U.S. —, 135 S.Ct. 530, 539, 190 L.Ed.2d 475 (2014) (noting that a court “do[es] not examine the subjective understanding of the particular officer involved” when determining whether an officer made a reasonable mistake of law). Rather, we must determine whether a reasonable officer would have understood the binding appellate precedent as authorizing the conduct undertaken.
Here, the officer who facilitated Lindquist‘s blood draw acted in good-faith reliance on Shriner and Netland.12 He testified that he received a call from dispatch reporting a “personal injury crash,” and he later learned that the passenger had suffered a head injury. When he arrived at the Lindquists’ residence, he learned that Lindquist and her husband had been in the car at the time of the accident and that Lindquist had been driving. He observed that Lindquist‘s husband had blood on his hand and face. The officer testified that
Affirmed.
GILDEA, Chief Justice (dissenting).
I respectfully dissent. Although the good-faith exception articulated in Davis v. United States, — U.S. —, 131 S.Ct. 2419, 180 L.Ed.2d 285 (2011), applies under the United States Constitution when a search is conducted in reasonable reliance on binding appellate precedent, I would not adopt the exception under the Minnesota Constitution. In my view, our court‘s repeated refusal to recognize the good-faith exception to the exclusionary rule, together with
PAGE, Justice (dissenting).
I respectfully dissent. It is apparent that the court is willing to go to any length—including ignoring
I.
The court asserts that its decision to adopt the good-faith exception articulated in Davis v. United States, — U.S. —, 131 S.Ct. 2419, 180 L.Ed.2d 285 (2011), does not violate
As an initial matter, the court incorrectly frames the question of whether adopting the Davis good-faith exception violates
The guarantee in
In Baker v. Kelley, we relied upon
The statute would deprive a person of his property if he fails to do an act which may be done or omitted without any violation of law, and which neither his duty or interest requires him to do, and makes the performance of such act a condition to his right to sue for or defend his property in the courts; whereas the constitution declares that he shall not be deprived of his property by any mere legislative act, and that he shall be entitled to “justice freely and without purchase, completely and without denial, promptly and without delay, conformably to the laws.” ... We do not mean to question the power of the Legislature to require a party to pay the necessary costs of litigation, or to prescribe rules for the guidance of courts and litigants, but it seems very clear that beyond this they cannot attach any conditions or limits to the rights that are guaranteed absolutely, unconditionally, freely and certainly, by the constitution. In attempting to do this, the law of 1862 is in conflict with [Minn. Const. art. I, §§ 7, 8], and it cannot therefore be sustained.
Id. at 489-99 (Gil. at 376-77) (emphasis added). We further indicated that the guarantees of due process and a certain remedy in the laws in Sections 7 and 8 extended not only to vindication of property rights, but also rights more closely associated with protection of the “person“: “It will be observed that our constitution guards property with the same care that it does life and liberty. If the plaintiff can be deprived of his property for the act or
omission complained of, so he could of his life or liberty.” Id. at 499 (Gil. at 377).
More broadly, our early
In this context, it is clear that
The court asserts that, “[a]lthough some of our early cases suggest an expansive reading of the Remedies Clause, ... we have subsequently held that the Remedies Clause ‘does not guarantee redress for every wrong, but instead enjoins the [government] from eliminating those remedies that have vested at common law.‘” (Citing Olson, 558 N.W.2d at 497; Hickman, 396 N.W.2d at 14.) This assertion has several problems, not least of which is the court‘s characterization of our early
We would never for one moment suppose that the legislature has the power, under the constitution, to deprive a person, or class of persons, of the right of trial by jury, or to subject them to imprisonment for debt, or their persons, houses, papers and effects, to unreasonable searches; or their property to be taken for public use without just compensation; and yet neither of these is more sacred to the citizen, or more carefully guarded by the constitution, than the right to have a certain and prompt remedy in the laws for all injuries or
wrongs to person, property, or character.
Davis, 7 Minn. at 18 (Gil. at 6) (emphasis added).
Further, we held in early cases like Davis and Baker v. Kelley that the Legislature violated
The court not only minimizes the import of our early Remedies Clause cases, but also grossly overstates the impact of our more recent Remedies Clause cases, Hickman and Olson.6 First, neither Hickman nor Olson addressed the
much less distinguish our early
The court‘s reliance on Olson also is misplaced because, under our reasoning in Olson, it is not entirely clear that the exclusionary rule did not “vest” at common law. In Olson, we indicated that “vested at common law” simply means that the remedy must be older than the statute or rule allegedly eliminating or impairing it. See 558 N.W.2d at 497 (concluding that there was no violation of
I would also note that this court‘s decisions in cases like Hickman and Olson more broadly reflect separation of powers concerns and “the court‘s reluctance to interfere with legislative schemes regulating complex social or political problems.” See Ruth Mickelsen, The Use and Interpretation of Article I, Section Eight of the Minnesota Constitution 1861-1984, 10 Wm. Mitchell L. Rev. 667, 684 (1984); see also Schermer v. State Farm Fire & Cas. Co., 721 N.W.2d 307, 316-17 (Minn.2006) (concluding that application of the filed-rate doctrine to bar insureds’ challenge to a premium surcharge would not violate
II.
The next question that must be addressed is whether the good-faith exception to the exclusionary rule leaves defendants without a “certain remedy in the laws,” in violation of
The practical effect of the good-faith exception is to deny any meaningful remedy to persons deprived of their constitutional right to be free from unreasonable searches and seizures of person and property, which includes searches and seizures of blood or breath. Cf. Skinner v. Ry. Labor Execs.’ Ass‘n, 489 U.S. 602, 616-17, 109 S.Ct. 1402, 103 L.Ed.2d 639 (1989) (“Subjecting a person to a breathalyzer test, which generally requires the production of alveolar or ‘deep lung’ breath for chemical analysis, implicates similar concerns about bodily integrity and, like the blood-alcohol test we considered in
The State claims that citizens are provided adequate remedies because federal law permits a person aggrieved by an unconstitutional search to file a lawsuit under
Finally, the court‘s reliance on the characterization of the exclusionary rule as an institutional deterrent does not alter the applicability of
Given the practical impact of the good-faith exception and the broad understanding of
III.
The court‘s decision in this case is not only inconsistent with
After today, the exception will swallow the rule. While the court emphasizes the “narrowness” of its holding, stating that “[t]he Davis good-faith exception represents a small fragment of federal good-faith jurisprudence” and that “nothing in our opinion should be construed as authorizing the application of exceptions we have not explicitly adopted,” the opinion can only be read as opening the door to adoption of the whole panoply of exceptions. The court‘s suggestion that it can pick and choose “fragments” of federal good-faith jurisprudence is nonsense given its reliance on the rationale that deterrence of police misconduct is the “touchstone” of the exclusionary rule.
The deterrence rationale underlies not only Davis, but the entire line of good-faith exception cases, extending back to United States v. Leon, 468 U.S. 897, 920, 104 S.Ct. 3405, 82 L.Ed.2d 677 (1984) (holding that application of the exclusionary rule is unwarranted when police conduct a search in reasonable reliance on a facially valid search warrant later determined to lack probable cause). The Supreme Court expressly recognized in Davis that:
The basic insight of the Leon line of cases is that the deterrence benefits of exclusion vary with the culpability of the law enforcement conduct at issue. When the police exhibit deliberate, reckless, or grossly negligent disregard for Fourth Amendment rights, the deterrent value of exclusion is strong and tends to outweigh the resulting costs. But when the police act with an objectively reasonable good-faith belief that their conduct is lawful ... the deterrence rationale loses much of its force, and exclusion cannot pay its way.
— U.S. at —, 131 S.Ct. at 2427-28 (citations omitted). The Court makes clear that the same rationale justifies its decision in Davis, explaining that “[u]nder our exclusionary-rule precedents, [the] acknowledged absence of police culpability dooms Davis‘s claim,” and that “in 27 years of practice under Leon‘s good-faith exception, we have ‘never applied’ the exclusionary rule to suppress evidence obtained as a result of nonculpable, innocent police conduct.” Id. at —, 131 S.Ct. at 2428-29.
In other words, the Davis good-faith exception is premised on, and inseparable from, Leon and its progeny. Therefore, it is difficult to understand how the court can suggest that its decision in this case has no implication beyond adoption of the specific good-faith exception created in Davis when the court says nothing that meaningfully distinguishes its reasoning from that of the Supreme Court in Leon and its progeny.
For these reasons, I respectfully dissent.
LILLEHAUG, Justice (dissenting).
Although I cannot share his sentiments regarding State v. Bernard, 859 N.W.2d 762 (Minn.2015), in all other respects I join Justice Page‘s dissent. As he explains with characteristic eloquence, reflecting his passion for justice, the so-called “good-faith exception” adopted by the majority violates the Minnesota Constitution,
To respond to violations of
In this case, the majority tacitly concedes that the search and seizure of blood without consent or a warrant was unlawful. See Missouri v. McNeely, — U.S. —, 133 S.Ct. 1552, 1563, 185 L.Ed.2d 696 (2013) (concluding that the natural dissipation of alcohol from the bloodstream does not constitute an exigency in every drunk-driving case sufficient to justify a warrantless blood draw). As the majority acknowledges, the issue then is the appropriate legal remedy for the constitutional violation.
If there were any ambiguity in
Three years after Minnesota enacted
[Section] 17-5-30 is the legislature‘s unequivocal expression of its desire that evidence seized by means of a warrant that is not supported by probable cause be suppressed. The legislature enacted this statute to protect against governmental disregard for constitutionally-protected rights.... In light of the unequivocal language of [the statute], infu
sion of the Leon good-faith exception into the statute would be tantamount to judicial legislation. We decline to enter the realm of the legislature....
Id. at 428-29 (emphasis added) (footnote omitted). Minnesota has the same “unequivocal” language in
The North Carolina Supreme Court, too, rejected the judicially created good-faith exception on the ground that no such exception was found in the 1973 statutory codification of its longstanding exclusionary rule. See State v. Carter, 322 N.C. 709, 370 S.E.2d 553, 562 (1988). As the court explained:
It must be remembered that it is not only the rights of this criminal defendant that are at issue, but the rights of all persons under our state constitution.... If a good faith exception is to be applied to this public policy, let it be done by the legislature, the body politic responsible for the formation and expression of matters of public policy.
The majority‘s effort to read
Similarly unavailing is the majority‘s effort to limit the suppression remedy to only the blood that was unconstitutionally seized, but not to the tests on that very blood. This effort is anticipated by
By regulating law enforcement and granting the victim of an unlawful search and seizure a timely and practical remedy,
The unlawfully seized evidence must be suppressed. With these observations, I respectfully dissent and join the dissent of Justice Page.
PAGE, Justice (dissenting).
I join in the dissent of Justice Lillehaug.
v.
Robert John MEYERS, Appellant.
No. A13-1313.
Supreme Court of Minnesota.
Sept. 30, 2015.
Notes
Every person is entitled to a certain remedy in the laws for all injuries or wrongs which he may receive to his person, property or character, and to obtain justice freely and without purchase, completely and without denial, promptly and without delay, conformable to the laws.
(Emphasis added.)
The right of the people to be secure in their persons, houses, papers, and effects against unreasonable searches and seizures shall not be violated; and no warrant shall issue but upon probable cause, supported by oath or affirmation, and particularly describing the place to be searched and the person or things to be seized.
(Emphasis added.)
Rule 41(e)‘s language regarding the exclusionary rule was deleted in 1989, in response to the Court‘s adoption of the good-faith exception in United States v. Leon, 468 U.S. 897, 104 S.Ct. 3405, 82 L.Ed.2d 677 (1984). See
One Republican representative questioned the necessity of Article I, Section 8‘s, provisions because the guarantee of a remedy was implied by the existence of inherent rights and the understanding that the object of government is to secure such rights:
It seems to me that the whole section is unnecessary. We have already declared that men have certain inherent rights, among which are life, liberty and the pursuit of happiness; and to secure those rights governments are instituted among men, deriving their just powers from the consent of the governed. If these are inherent rights and governments are instituted to secure them, does it not follow as a natural presumption that persons are entitled to a remedy if deprived of those rights?
Debates and Proceedings of the Constitutional Convention for the Territory of Minnesota 105 (George W. Moore, printer, 1858) (emphasis added). Obviously, the representative‘s comment was rejected. The Remedies Clause was adopted by the Republican Convention and ultimately included as part of Minnesota‘s Constitution. Clearly the Constitution‘s drafters wanted to make it explicitly clear that the rights enumerated in the Constitution included a right to a remedy for their violation.
Like the Minnesota statute, the Georgia statute was passed in the aftermath of Mapp and tracks the language of the then-
Thus, the text of
Justice Page also notes that neither Olson nor Hickman “addressed the Section 10 right to be free from unreasonable searches and seizures of person or property.” We simply respond that the same can be said of Davis, Agin, and every other case interpreting the Remedies Clause upon which Justice Page relies.
The court cites a number of cases to support its assertion that not every constitutional violation requires a remedy—particularly in the criminal context. First, the court notes that, before the United States Supreme Court applied the exclusionary rule to the states in Mapp v. Ohio, 367 U.S. 643, 81 S.Ct. 1684, 6 L.Ed.2d 1081 (1961), we repeatedly had held that evidence obtained pursuant to an illegal search was admissible in a subsequent criminal proceeding, and that “[w]e never suggested that the Remedies Clause applied to these constitutional violations.” See State v. Hesse, 154 Minn. 89, 91, 191 N.W. 267, 268 (1922); State v. Rogne, 115 Minn. 204, 206, 132 N.W. 5, 5 (1911); State v. Hoyle, 98 Minn. 254, 255-56, 107 N.W. 1130, 1130 (1906). But my review of the briefs filed in the cases cited by the court confirms that the applicability of the Remedies Clause was never raised by any of the parties in those cases and thus the issue was not decided by the court. The fact that the Remedies Clause was not raised does not mean that the Remedies Clause does not apply to illegal searches.
Second, the court notes that “we regularly decline to remedy a constitutional error that is harmless beyond a reasonable doubt,” pointing to cases in which we declined to reverse the defendant‘s conviction and grant a
The court attempts to minimize its reliance on Olson and Hickman, asserting that the “single reference” to Olson and Hickman “merely support[s] [the court‘s] conclusion that the Remedies Clause is more limited than Justice Page contends.” I would point out that Olson and Hickman constitute the only legal authority cited by the court in support of its contention that the Remedies Clause has been limited in scope to remedies that have vested at common law.
Similarly, we rely on the harmless-error cases to demonstrate that not every constitutional violation requires a remedy. Justice Page suggests that these cases are inapposite because correction of the constitutional error would not make a difference to the outcome of the case. But this reasoning misidentifies the remedy, as we have consistently stated that the proper remedy is not simply correction of the error, but rather reversal of the conviction and a new trial. See, e.g., Shoen, 598 N.W.2d at 377; Juarez, 572 N.W.2d at 291.
The court responds that, while neither Olson nor Hickman addressed the right under
The court asserts that rejecting the Davis good-faith exception on the basis of the Remedies Clause would “elevat[e] the exclusionary rule to a constitutional right,” which would have the effect of “imped[ing] the development of better and more effective remedies for police misconduct than the exclusionary rule.” The court mischaracterizes my position. I do not contend that the exclusionary rule is a constitutional right; I contend only that
The Legislature not only may constitutionally create a “reasonable substitute” remedy, but, as Justice Lillehaug discusses in his dissent, has in fact created a remedy for unconstitutional searches and seizures. See
All courts shall be open; every person for an injury done him in his lands, goods, person, or reputation shall have remedy by due course of law; and right and justice shall be administered without favor, denial, or delay.
