STATE OF MINNESOTA, Appellant, vs. John Joseph Jorgenson, Respondent.
A19-0323
STATE OF MINNESOTA IN COURT OF APPEALS
Filed October 7, 2019
Bratvold, Judge
Olmsted County District Court File No. 55-CR-18-4564
Mark A. Ostrem, Olmsted County Attorney, Jennifer D. Plante, Senior Assistant County Attorney, Rochester, Minnesota (for appellant)
David L. Liebow, Godwin Dold, Rochester, Minnesota (for respondent)
Considered and decided by Jesson, Presiding Judge; Worke, Judge; and Bratvold, Judge.
S Y L L A B U S
O P I N I O N
BRATVOLD, Judge
The state challenges the district court’s pretrial dismissal of its complaint against respondent John Joseph Jorgenson. The district court determined that the charging statute,
FACTS
The state’s complaint alleged the following facts: Jorgenson and J.C. were in a romantic relationship and lived together on J.C.’s property. J.C. ended the relationship in the fall of 2016 and was “in the process” of evicting Jorgenson at the time Jorgenson made phone calls to J.C.’s father. J.C.’s father contacted law enforcement and complained that Jorgenson called him multiple times, stating that he wanted $25,000 to not release a video of J.C. “talking about smoking marijuana.” Jorgenson allegedly threatened to release the video to the Minnesota Department of Human Services and J.C.’s employer.1
The state charged Jorgenson with one count of attempted coercion under
Jorgenson moved to dismiss on two grounds: (1) lack of probable cause that he had violated the statute, and (2)
In February 2019, the district court issued an order denying Jorgenson’s motion to dismiss for lack of probable cause, but granting the motion to dismiss “on the basis that the charging statute is unconstitutionally overbroad and violative of the First Amendment.” The district court reasoned that the statutory language is substantially overbroad and “not reasonably susceptible” to a narrowing construction. The state appeals.
ISSUE
Is Minnesota Statutes section 609.27, subdivision 1(4), an unconstitutional restriction of free speech under the First Amendment, and if so, is a judicial remedy capable of saving subdivision 1(4)?
ANALYSIS
The state may appeal as of right from “any pretrial order, including probable cause dismissal orders based on questions of law.”
I. Minnesota Statutes section 609.27, subdivision 1(4), is an unconstitutional restriction of free speech under the First Amendment and is not susceptible to a narrowing construction or severance.
The state argues that the district court erred when it determined that section 609.27, subdivision 1(4), is unconstitutional. The state contends that the statute “regulates unprotected speech [and] is presumed to be constitutional.” Jorgenson argues that the statute is unconstitutional because it applies to a “great deal of constitutionally protected speech” and cannot be narrowly construed to survive constitutional scrutiny.
The Minnesota Supreme Court has recently summarized the four steps of an overbreadth challenge. See In re Welfare of A.J.B., 929 N.W.2d 840, 847-48 (Minn. 2019); see also State v. Hensel, 901 N.W.2d 166, 171-76 (Minn. 2017) (providing the same general framework). The first step is to interpret “the challenged statute; it is impossible to determine whether a statute reaches too far without first knowing what the statute covers.” A.J.B., 929 N.W.2d at 847.
The second step is to determine whether the challenged statute restricts protected speech or only unprotected speech or expressive conduct.3 Id. The general rule is that appellate courts “presume Minnesota statutes are constitutional and will strike down a statute as unconstitutional only if absolutely necessary.” State v. Johnson, 813 N.W.2d 1, 4 (Minn. 2012). The party challenging the statute has the burden to show that it restricts
If a court determines that the challenged statute restricts protected speech, then it proceeds to the third step, which is “the core overbreadth inquiry: Does the statute prohibit a substantial amount of constitutionally protected speech?” A.J.B., 929 N.W.2d at 847 (quotation omitted). At this stage, appellate courts no longer presume that the statute is constitutional. See State by Humphrey v. Casino Mktg. Grp., Inc., 491 N.W.2d 882, 885 (Minn. 1992); see also State v. Stockwell, 770 N.W.2d 533, 537 (Minn. App. 2009) (“[A] statute which restricts First Amendment rights is not presumed constitutional.”). Appellate courts must ask “whether the protected speech and expressive conduct make up a substantial proportion of the behavior the statute prohibits compared with conduct and speech that are unprotected and may be legitimately criminalized.” A.J.B., 929 N.W.2d at 847. A statute “is not substantially overbroad merely because one can conceive of some impermissible applications.” Id. at 847-48 (quotation omitted).
If the challenged statute “prohibits a substantial amount of protected speech,” the last inquiry is whether the judiciary can remedy the constitutional defects by “applying a narrowing construction or severing problematic language from the statute.” Id. at 848. If a court cannot save a statute with a narrowing construction or by severing language, the
A. Steps one and two: The plain language of section 609.27, subdivision 1(4), is not ambiguous and restricts protected speech.
Statutory interpretation raises a question of law that this court reviews de novo. State v. Henderson, 907 N.W.2d 623, 625 (Minn. 2018). The goal of statutory interpretation is to “effectuate the intent of the Legislature.” Id. Appellate courts “read a statute as a whole and give effect to all of its provisions.” Id. When interpreting a statute, we consider whether the statute’s language is ambiguous. Id. A statute is ambiguous if it is susceptible to more than one reasonable interpretation. Id.
We start with the statutory language. The state charged Jorgenson with attempted coercion under
Whoever orally or in writing makes any of the following threats and thereby causes another against the other’s will to do any act or forbear doing a lawful act is guilty of coercion . . . .
(4) a threat to expose a secret or deformity, publish a defamatory statement, or otherwise to expose any person to disgrace or ridicule.
Subdivision 1(4) does not define the terms “threat,” “secret,” “disgrace,” “deformity,” or “ridicule.” Accordingly, we consider the “obvious” or common meaning of these words. State v. Iverson, 664 N.W.2d 346, 351 (Minn. 2003);
The state is correct that subdivision 1(4) prohibits threats to extort because a threat to expose a secret or deformity and thereby cause “another against the other’s will to do any act” may include a demand for money or property in exchange for keeping a secret. Extortion is unprotected speech because it is “speech integral to criminal conduct”—using threats unlawfully to take someone’s property. See United States v. Hobgood, 868 F.3d 744, 746 (8th Cir. 2017); see also Seals v. McBee, 898 F.3d 587, 597 n.25 (5th Cir. 2018) (“Core criminal speech such as extortion, bribery, or perjury has no First Amendment protection.”). Subdivision 1(4) also criminalizes a threat to defame, which is unprotected speech. See A.J.B., 929 N.W.2d at 846.
But subdivision 1(4) is not limited to threats to extort or defame because it does not criminalize only a demand for money or property, nor does it require that the threatened disclosure be false information. Instead, subdivision 1(4) broadly criminalizes any threat
With the expansive and unambiguous language of subdivision 1(4) in mind, we agree with the district court that some constitutionally protected private and public speech is criminalized by subdivision 1(4).5 The breadth of the threats proscribed by subdivision 1(4) is troubling because, for example, it would prohibit a former classmate or coworker from privately threatening to disclose to the media an elected official’s embarrassing past if the official does not resign from public office. See State v. Robertson, 649 P.2d 569, 580 (Or. 1982) (discussing the constitutionality of a similar criminal coercion statute). Subdivision 1(4) would also criminalize a prosecutor’s attempt to induce a defendant to plead guilty in exchange for not filing charges on an unrelated incident. See id. In these examples, the former classmate, former coworker, and the prosecutor would be threatening to expose a secret or otherwise “expose [a] person to disgrace or ridicule” in order to “cause[] another against the other’s will to do any act or forbear doing a lawful act.”
B. Step three: Section 609.27, subdivision 1(4), prohibits a substantial amount of constitutionally protected speech.
“[T]he core overbreadth inquiry” is whether the statute prohibits “a substantial amount of constitutionally protected speech.” A.J.B., 929 N.W.2d at 847. The district court discussed several appellate opinions from other jurisdictions that struck down statutes similar to subdivision 1(4). The most apposite case is from Oregon, which had a statute similar to Minnesota’s coercion statute. See Robertson, 649 P.2d at 569.
In Robertson, the state indicted defendants under a state coercion statute, and defendants argued that the statute was too vague for a penal law and also restricted freedom
The supreme court recognized that the coercion statute’s language covered “all demands ‘to engage in conduct from which (the addressee) has a legal right to abstain, or to abstain from engaging in conduct in which he has a legal right to engage.’” Id. Because the coercion statute prohibited threats to coerce legal conduct, regardless of the parties’ relationship, or the relationship between the threatened disclosure and the coerced conduct, or whether the demand is made publicly or privately, the supreme court discussed numerous examples “drawn from politics, journalism, family or academic life” that would implicate protected speech. Id.8 In sum, the supreme court could not “escape the conclusion
Other appellate courts have examined statutes with wording sufficiently similar to
Weinstein rejected the state’s appeal from the dismissal of an extortion complaint that alleged respondent had demanded a refund of his security deposit and rent from his
In light of the broad language of the statute and persuasive caselaw from other jurisdictions, we conclude that
C. Step four: This court must invalidate section 609.27, subdivision 1(4), because no narrowing construction is available and severance cannot save the statute.
The Minnesota Supreme Court has recognized two judicial remedies for an unconstitutional statute. See A.J.B., 929 N.W.2d at 848. First, if the constitutionality of a statute can “turn upon a choice between one or several alternative meanings,” it is susceptible to a limiting construction. City of Houston v. Hill, 482 U.S. 451, 468, 107 S. Ct. 2502, 2513 (1987). In limiting the construction of a statute, appellate courts “remain bound by legislative words and intent and cannot rewrite the statute to make it
Second, appellate courts have broad power to sever unconstitutional language from a statute, but not to rewrite the statute. A.J.B., 929 N.W.2d at 848. Our primary goal in severing language is to “effectuate the intent of the legislature had it known that a provision of the law was invalid.” Id. Appellate courts “attempt to retain as much of the original statute as possible while striking the portions that render the statute unconstitutional.” State v. Melchert-Dinkel, 844 N.W.2d 13, 24 (Minn. 2014). Generally, we presume that we can sever problematic language from a statute unless the legislature indicates otherwise. Id. Caselaw recognizes two exceptions. First, we cannot sever statutory language if the valid provisions are “inseparably connected with, and so dependent upon, the void provisions.” Id. Second, we cannot sever statutory language if the valid provisions are incomplete and can no longer fulfill the legislative intent. Id.; see also
The state argues that if we determine that
The state’s first suggestion that we could limit subdivision 1(4) to prohibit only extortion would require this court to rewrite the plain language of the statute, which is not limited to threats demanding money or property. Because subdivision 1(4) applies broadly to threats “to do any act or forbear doing a lawful act,” the state’s suggestion means we would have to sever this language and add new language. See
Moreover, the state’s suggestion appears to be contrary to the legislature’s intent. The sentencing provision for subdivision 1(4) provides the maximum sentence of 90 days if “the benefits received or harm sustained are not susceptible of pecuniary measurement.”
The state argued to the district court that it should narrowly construe subdivision 1(4) by adding the word “unlawful” before “threat to expose.” While the state does not make this suggestion on appeal, we note that if the legislature had intended to proscribe only unlawful threats, it knew how to do so. Clauses 1, 2, and 3 of
The state’s last suggestion is to sever language from subdivision 1(4) so that it criminalizes only threats to defame. Subdivision 1(4) proscribes threats to “publish a defamatory statement,” which is unprotected speech, but it also refers to “a threat to expose a secret or deformity . . . or otherwise to expose any person to disgrace or ridicule.”
We do not believe that, had the legislature known about the constitutional infirmity of subdivision 1(4), it would have criminalized only defamatory statements. See A.J.B., 929 N.W.2d at 848. Other options existed, such as drafting an affirmative defense of
Because we are unable to adopt a judicial remedy that saves
D E C I S I O N
Affirmed.
Notes
Here, the record does not establish that Jorgenson served the attorney general with notice of the constitutional issue while in district court. But the county, which is a political subdivision, represents the state and served the notice of appeal on the attorney general. See
In similar circumstances, the supreme court has required separate notice to the attorney general. See Appeal of Leary, 136 N.W.2d 552, 560 (Minn. 1965) (“[The Attorney General] cannot be expected to have knowledge of every proceeding in which any subdivision of the state represented by a county attorney may raise a constitutional issue as to a statute.”); see also Elwell v. Hennepin County, 221 N.W.2d 538, 544 (Minn. 1974) (reasoning that the county was not an agent of the state “for this purpose” where the county challenged constitutionality of statute and failed to give notice to attorney general). Despite our concern, we do not consider the issue further because the state is a party and did not raise the issue.
We disagree. In speech that directly exposes a secret to the public without a promise to maintain a secret, such as when the media publishes a political candidate’s secret or a political interest group publicly criticizes a private business’s investment strategy, there is no “threat.” Instead, the secret is exposed to the public to influence the behavior of a political candidate, voters, or a business. Therefore, subdivision 1(4) does not criminalize constitutionally protected boycotting or pamphleting, as discussed in prior United States Supreme Court cases.
Id. at 577 (quoting(1) A person commits the crime of coercion when he compels or induces another person to engage in conduct from which he has a legal right to abstain, or to abstain from engaging in conduct in which he has a legal right to engage, by means of instilling in him a fear that, if the demand is not complied with, the actor or another will: . . .
(e) Expose a secret or publicize an asserted fact, whether true or false, tending to subject some person to hatred, contempt or ridicule . . . .
