State of Maryland Department of Natural Resources Potomac River Fisheries Commission v. Charles Thomas Kellum C.G. Willis, Inc.State of Maryland Department of Natural Resources Potomac River Fisheries Commission v. Charles Thomas Kellum C.G. Willis, Inc.
Vacated and remanded by published opinion. Judge WIDENER wrote the opinion, in which Justice POWELL and Judge WILLIAMS joined.
OPINION
Defendants C.G. Willis, Inc. and Captain Charles Kellum, appeal an order of the district court granting summary judgment in favor of plaintiffs, the Maryland Department of Natural Resources and the Potomac River Fisheries Commission, and imposing strict liability as a matter of law for damages to an oyster bar that occurred when their barge went aground in tidewater of the lower Potomac River within the State of Maryland. We hold that, as applied to any damage caused by the stranding and refloating of barge WBL 118 in this case, Md. Nat. Res.Code Ann. § 4-1118.1, is preempted by federal maritime law. The judgment of the district court is vacated and the case is remanded for further consideration as a maritime tort under federal maritime law.
I
On May 13, 1987, the barge WBL 118, loaded with pea gravel, with a draft of nine and one-half feet at the stern and eight and one-half feet at the bow, and pushed by the tugboat
Roleta,
left the Maryland Rock Fa
After some effort, Kellum successfully re-floated the barge with the help of the rising tide, and was underway again by 11:45 a.m. During the refloating efforts, the Roleta’s two six-foot propellers churned the water, but at no time did the tug go aground. Kel-lum testified that if he had known that he had stranded on an oyster bar, he would not have persisted in the same effort to refloat the barge but would have waited for the tide to float him off so as not to cause damage to the oysters.
Plaintiffs brought this action as an admiralty or maritime claim within the meaning of Fed.R.Civ.P. 9(h) and the saving-to-suitors clause of 28 U.S.C. § 1333(1). They alleged damages under the strict liability provision of Md. Nat. Res.Code Ann. § 4r-1118.1,
2
under the saving-to-suitors clause, as well as for negligence for a maritime tort. They
II
Defendants challenge the district court’s decision imposing strict liability for damages to the oyster bar which denied them a trial under federal maritime law because that court held that the Maryland statute was not preempted by federal law. They also contend that the evidence was insufficient to support the award of damages. There being no contest that the stranding occurred in navigable waters and that the defendants were engaged in traditional maritime activity, the case was properly brought within admiralty jurisdiction of the federal courts pursuant to 28 U.S.C. § 1333(1). We review the grant of summary judgment in favor of plaintiffs
de novo,
with the facts considered in the light most favorable to the non-moving party.
Anderson v. Liberty Lobby, Inc.,
III
The Constitution extends the judicial power of the United States “to all Cases of admiralty and maritime Jurisdiction.” U.S. Const, art. Ill, § 2. “With admiralty jurisdiction comes the application of substantive admiralty law.”
East River S.S. Corp. v. Transamerica Delaval, Inc.,
The case before us involves damage to an oyster bar that occurred when a tug engaged in the traditional maritime activity of pushing a barge caused the barge to go aground in a marked channel within the navigable tidewaters of the Potomac River. There is no question but that the action comes within admiralty jurisdiction. We next determine if the stranding of the vessel is a maritime tort for which federal maritime law provides substantive rights and remedies.
A
The alleged injury to Maryland’s oyster bar resulted from an occurrence unique to maritime law, the stranding of a vessel. On review of the relevant law, we find, and the parties have presented no authority to the contrary, that damage to property caused by a stranding in navigable waters is uniformly treated as a maritime tort. The remedy for such a maritime tort is in admiralty and grounded on maritime theories of negligence and damages.
In
White Oak Transportation Co. v. Boston, Cape Cod & New York Canal Co.,
Then, in a case involving a suit against the United States for damage to the hull of a tanker when it stranded on a sand bar outside New York Harbor, the Court again addressed the question of whether a stranding is a maritime tort subject to the maritime rule of damages, and concluded:
It has long been settled that the divided damages rule applies not only in cases of collision between two vessels, but also incases like this one where a vessel partly at fault is damaged in collision or grounding because of the mutual contributing fault of a nonvessel party.
United States v. Reliable Transfer Co.,
We hold that when two or more parties have contributed by their fault to cause property damage in a maritime collision or stranding, liability for such damage is to be allocated among the parties proportionately to the comparative degree of their fault, and that liability for such damages is to be allocated equally only when the parties are equally at fault or when it is not possible fairly to measure the comparative degree of their fault.
We conclude that the stranding of barge WBL 118 was a maritime tort subject to the rules of decision provided by federal maritime law, both as to liability and damages.
B
The maritime law that governs a traditional maritime tort such as we have before us requires findings of fault and causation as predicates to liability.
Liability for collisions, allisions, and other types of marine casualties is based upon a finding of fault that contributed to the damage incurred. From earliest times, this rule has been consistently applied.
Schoenbaum,
Admiralty and Maritime Law
444 (1987); see also, e.g.,
Philadelphia, Wilmington, & Balt. R.R. v. Philadelphia & Havre de Grace Steam Towboat Co.,
Since, under the ordinary principles of federal maritime law, proof of this maritime tort would have required findings of negligence and causation, that must be the rule of this case unless Congress or a valid law of the State of Maryland has intervened.
While the land involved in this case is submerged under the navigable tidewaters of the Potomac River within the State of Maryland and is a part of the lands covered under the Submerged Lands Act, 43 U.S.C. §§ 1301 et seq., that statute has no effect on this case, for the legislative history states:
Finally, it is the intent and purpose of this bill to establish the law for the future so that the rights and powers of the States and those holding under State authority may be preserved as they existed prior to the decision of the Supreme Court in the California case. [United States v. California,332 U.S. 19 ,67 S.Ct. 1658 ,91 L.Ed. 1889 (1947) ].
H.R.Rep. No. 1778, 80th Cong., 2d Sess., reprinted in 1953 U.S.C.C.A.N. p. 1415, 1438. No other federal statute being called to our attention, we are of opinion that Congress has not acted to change the general maritime law applicable here. So, unless the State of Maryland has acted in a way which is permissible, the case must be decided under federal maritime law as a maritime tort.
IV
The plaintiff’s complaint contains two counts. The first count is under the Annotated Code of Maryland Natural Resources article, § 4-1118.1, and the second is under negligence. The negligence count is neither more nor less than the allegation of a maritime tort claiming that the defendants, by negligently causing the stranding of barge WBL 118 and negligently floating barge WBL 118 following the stranding, damaged the Huggins Point oyster bar, the property of the State of Maryland.
The district court proceeded under the first count under the Maryland statute. It did not consider the second count, and, of course, did not consider whether or not any
The pertinent part of the statute involved is as follows:
(b) Civil Liability. — Any person who destroys, damages, or injures any oyster bar, reef, rock, or other area referred to in subsection (a) of this section is liable to the State in a civil action, as the Department considers appropriate, for the restoration of, mitigation of, or monetary damages for any destruction, damage, or injury that the person causes to resources on the natural oyster bar.
Md. Nat. Res.Code Ann. § 4-1118.1(b). Section (a) provides that “a person may not destroy, damage, or injure any oyster bar.” Thus, the code section creates strict liability for damage to the oyster bar, as the State maintains.
It is at once apparent that the question before us is whether the state statute so changes the maritime law of torts that it may not be enforced against the defendants.
The district court held that § 4-1118.1(b) was valid under
Askew v. American Waterways Operators, Inc.,
We have only the question whether the waiver of preemption by Congress in § 1161(o)(2) concerning the imposition by a State of “any requirement or liability” is valid.
Askew,
It is valid unless the rule of Jensen and Knickerbocker Ice is to engulf everything that Congress chose to call “admiralty” pre-empting state action. Jensen and Knickerbocker Ice have been confined to their facts, viz., to suits relating to the relationship of vessels, plying the high seas and our navigable waters, and to their crews.
Askew,
We are not concerned with the Admiralty Extension Act, and this is not a twilight zone case such as the case involving a state workman’s compensation statute to which, the Court referred, but, of course, we are concerned with the holding of
Askew.
That case held in terms that the waiver by Congress concerning the imposition by a state of “any requirement or liability” “is valid” because
Jensen
and
Knickerbocker Ice
were confined “to suits relating to the relationship of.'vessels, plying the high seas and our navigable waters, and to their crews.”
Askew,
In the case at hand, maritime tort law requires negligence for liability; the Maryland statute does not require negligence for liability. Maritime tort law requires that damages be allocated proportionally according to fault; the Maryland statute places the entire burden on the person who damages the oyster bar.
In cases of
in personam
jurisdiction, the Supreme Court has held that a State “‘is free to adopt such remedies, and to attach to them such incidents, as it sees fit,’ so long as it does not attempt to make changes in the ‘substantive maritime law.’”
Madruga v. Superior Court of California,
Without going in detail into the long history of the application of the saving-to-suitors clause, we find ample authority that state law may not be applied if it conflicts with, or seeks to materially change, federal maritime law. In
Chelentis v. Luckenbach Steamship Co.,
Plainly, we think, under the saving clause a right sanctioned by the maritime law may be enforced through any appropriate remedy recognized at common law; but we find nothing therein which reveals an intention to give the complaining party an election to determine whether the defendant’s liability shall be measured by common-law standards rather than those of the maritime ' law. Under the circumstances here presented, without regard to the court where he might ask relief, petitioner’s rights were those recognized by the law of the sea.
We will not analyze each of the Supreme Court cases dealing with state law changes which the Court has not permitted to be made to federal maritime tort law, but three of them are so nearly on point with the present case as to be persuasive, even if not actually controlling because of factual differences. They are:
Garrett v. Moore-McCormack Co.,
In
Garrett,
a seaman was injured on a vessel traveling between the United States and Europe and had spent a number of months in hospitals in Europe and the United States. He sued in á Pennsylvania state court under the Jones Act and, as well, for maintenance and cure. The defendant Moore-McCormack, for the sum of $100, had received a release from Garrett. Garrett claimed that he was under the influence of drugs taken for pain when he executed the release and that he considered the $100 a payment of wages. A Pennsylvania jury rendered its verdict in favor of Garrett for $3,000 under the Jones Act and $1,000 for maintenance and cure. The question on appeal was the validity of the release. Under Pennsylvania law, Garrett had the burden of setting aside the release by clear, precise and indubitable evidence. Under admiralty law, the burden was on Moore-McCormack to sustain the release rather than on Garrett to overcome it. The Court held that the release was a part of the substantive right and not procedural.
In Pope & Talbot, Hawn was a workman, employed by a repair company, who was making repairs to Pope & Talbot’s vessel when he slipped and fell through an uncovered hatch. The ship at the time was berthed at a pier in Pennsylvania in the navigable waters of the Delaware River. Hawn sued Pope & Talbot, claiming the vessel was unseaworthy and that Pope & Talbot had been negligent.' Pope & Talbot argued that Hawn’s contributory negligence was a defense to each claim. A jury found the ship was unseaworthy, that Pope & Talbot-had been negligent, and that Hawn’s own negligence had contributed 17-1/2% of his damages. On appeal, Pope & Talbot insisted that the finding of fact that Hawn was negligent, under Pennsylvania law, as contributory negligence, would bar all recovery. The Court held, however, that Hawn’s rights were not determined by the law of Pennsylvania. It stated:
Consequently, the basis of Hawn’s action is a maritime tort, a type of action which the Constitution has placed under nationál power to control in “its substantive as well as procedural features.... ”
Pope & Talbot,
His right of recovery for unseaworthiness and negligence is rooted in federal maritime law. Even if Hawn were seeking to enforce a state created remedy for this right, federal maritime law would be controlling. While states may sometimes supplement federal maritime policies, a state may not deprive a person of any substantial admiralty rights as defined in controlling acts of Congress or by interpretative decisions of this Court.
In
Kermarec,
a visitor on board a vessel berthed in New York Harbor was injured while leaving the ship by a fall down a stairway. The Court held that the owner of the ship in navigable waters under maritime law owed to Kermarec the duty of exercising reasonable care toward him. It held that the district court’s instruction to the jury, that New York law as to a gratuitous licensee might have operated as a bar to recovery, was in error, and that the admiralty rule as to damages should have applied. Notably, it stated that prejudicial error would have occurred “if the maritime law imposed upon the shipowner a standard of care higher than” that which existed under New York law.
The inferior federal courts in numbers of cases have also refused to apply state laws to actions governed by federal maritime tort law where to do so would alter the rights and liabilities of the parties. See, e.g.,
Preston v. Frantz,
In view of all the authorities, we are of opinion that when the Maryland statute at issue significantly changed the standard of care owed by the defendants from ordinary care, as equated with negligence, to that of strict liability without regard to fault; and when the same Maryland statute changed the rule of damages for this maritime tort from proportionate damages according to degree of fault, to that of the whole damage falling upon anyone injuring Maryland’s oyster bars, it changed the “ ‘substantive maritime law.’”
Madruga,
We thus vacate the judgment of the district court and remand the case for further proceedings to be conducted under federal maritime law. The statute of the State of Maryland, Maryland Natural Resources Code Annotated, § 4-1118.1 as applied in this case, is preempted by federal maritime tort law.
VACATED AND REMANDED WITH INSTR UCTIONS. 4 , ■
. We are not convinced that the ascertainment of damages is free from intertwining with the merits, and we require a new trial on the issue of damages, cf.
Great Coastal Express, Inc. v. International Brotherhood of Teamsters,
Notes
. The chart shows Lovers Point; the transcript says Love’s Point.
. Md. Nat. Res.Code Ann. § 4-1118.1 (1989) reads as follows:
Destroying natural oyster bars.
(a) Prohibited. — Except for normal harvesting activities, the dredging and transplanting of oyster shell or seed oysters as part of the Department's Oyster Propagation Program, or as authorized in a State wetlands license, a person may not destroy, damage, or injure any oyster bar, reef, rock, or other area located on
a natural oyster bar in the Chesapeake Bay that is not a leased oyster bottom.
(b) Civil liability. — Any person who destroys, damages, or injures any oyster bar, reef, rock, or other area referred to in subsection (a) of this section is liable to the State in a civil action, as the Department considers appropriate, for the restoration of, mitigation of, or monetary damages for any destruction, damage, or injury that the person causes to resources on the natural oyster bar.
. We have examined every Supreme Court decision citing
Askew
since the opinion was announced in 1973 and have discovered.no modification of the holding of that case. See
International Paper Co. v. Ouellette,