STATE OF MAINE v. REGINALD J. DOBBINS JR.
Aro-17-539
MAINE SUPREME JUDICIAL COURT
July 23, 2019
2019 ME 116
Majority: SAUFLEY, C.J., and MEAD, GORMAN, JABAR, HJELM, and HUMPHREY, JJ.
Concurrence: ALEXANDER, J.
STATE OF MAINE
v.
REGINALD J. DOBBINS JR.
HJELM, J.
[¶1] On an evening in March of 2015, a sixty-one-year-old man was bludgeoned and stabbed to death in his Houlton residence. Reginald J. Dobbins Jr. was charged with murder, found guilty by a jury, and sentenced by the court (Aroostook County, Stewart, J.) to sixty-five years in prison. Dobbins appeals the resulting judgment of conviction. He asserts that the court erred by excluding certain evidence purporting to show that his friend, Samuel Geary, was responsible for the murder, including evidence that Geary had pleaded guilty to murdering the same man. Dobbins also contends that the sentence is unconstitutional because it “condemns Dobbins to die in prison for a crime that happened when he was just 18 years old.” We conclude that the court erred by excluding evidence of Geary‘s guilty plea to the murder charge but that the error was harmless due to the magnitude and strength of the evidence that was admitted to demonstrate both Geary‘s and Dobbins‘s guilt. We are unpersuaded by the remainder of Dobbins‘s arguments and affirm the judgment.
I. BACKGROUND
[¶2] We describe the background of this case based on the evidence seen in the light most favorable to the jury‘s verdict, see State v. Davis, 2018 ME 116, ¶ 2, 191 A.3d 1147, and the procedural record.
[¶3] On March 1, 2015, the victim was killed in his mobile home, which was ransacked. An autopsy revealed that the victim had sustained twenty-one blunt-trauma injuries to his arms, torso, and head, and ten sharp-instrument injuries to his head and back. Most of the victim‘s head trauma was caused by the face and claw of a hammer that was used to brutally fracture his skull and lacerate his brain. The stab wounds, caused by a knife, penetrated the victim‘s lungs.
[¶4] Dobbins, who was eighteen years old at the time of the murder, was arrested about a week later and charged with intentional or knowing murder, see
[¶5] The court held an eight-day jury trial in Dobbins‘s case in June of 2017. The State‘s theory of the case was not specific as to whether Dobbins was the principal or an accomplice to Geary. Dobbins‘s defense was that Geary murdered the victim “while
[¶6] Dobbins offered in evidence words that Geary had carved into the surface of a wooden shelf in his room where he was being held pretrial at the Mountain View Youth Development Center.2 The statement said: “Every one has a story, whats urs?” Below that was, “1) Murder.” Dobbins offered this as a statement made by Geary against interest pursuant to
[¶7] After the close of the evidence, the court instructed the jury that it could consider Dobbins‘s guilt as either a principal or an accomplice to murder. After deliberations, the jury found Dobbins guilty. At a hearing held in October of 2017, the court sentenced Dobbins to a prison term of sixty-five years. Dobbins applied for leave to appeal his sentence, which was denied by the Sentence Review Panel. See
II. DISCUSSION
[¶8] On appeal, Dobbins raises two categories of challenges. He first argues that the trial court erred by concluding that neither the evidence of Geary‘s carving nor the court record of Geary‘s guilty plea was admissible pursuant to
A. Evidentiary Challenges
[¶9] Dobbins contends that the court “mechanistically applied” the Maine Rules of Evidence so as to deny him the opportunity to present a complete defense in violation of his constitutional rights under the Sixth and Fourteenth Amendments.4
[¶10] The core of Dobbins‘s arguments relates to evidentiary principles governing the admissibility of hearsay evidence. We review a trial court‘s decision to admit or exclude hearsay evidence for an abuse of discretion, State v. Watson, 2016 ME 176, ¶ 10, 152 A.3d 152, and we review an alleged constitutional violation de novo, State v. Hassan, 2018 ME 22, ¶ 11, 179 A.3d 898.
1. Evidence of Geary‘s Carving
[¶11] Geary‘s words were found carved into a wooden shelf in his room at Mountain View and stated, “Every one has a story, whats urs? 1) Murder.” That statement was near others, also made by Geary, which said things such as “do or die,” “no salvation,” and “talk shit, get hit.” Dobbins contends that the court erroneously concluded that the statement that included the reference to murder is not admissible hearsay pursuant to
[¶12] Dobbins offered the statement as Geary‘s admission that he was involved in committing the murder. See
[¶13] Subject to a limitation not applicable here,
- the time of the declaration and the party to whom it was made;
- the existence of corroborating evidence in the case;
- whether the declaration is inherently inconsistent with the accused‘s guilt; and
- whether at the time of the incriminating statement the declarant had any probable motive to falsify.
State v. Small, 2003 ME 107, ¶ 25, 830 A.2d 423 (citing State v. Cochran, 2000 ME 78, ¶ 12, 749 A.2d 1274).
[¶14] Here, there is no dispute that Geary was unavailable as a witness because he legitimately invoked his privilege against self-incrimination. See
[¶15] Additionally, the court found that there remained a material question of whether Geary had an incentive to be truthful when he made the statement because the reasons why he created the statement were undeveloped in the record. As the court noted, because it is not clear what Geary was trying to express, it cannot be determined whether the statement was truthful.
[¶16] The court did not abuse its discretion as gatekeeper by concluding that, given the ambiguities and unanswered questions surrounding the statement, Geary‘s carved words did not have the “persuasive assurances of trustworthiness” necessary to bring it “well within the basic rationale” of the hearsay exception. See Chambers, 410 U.S. at 302. Further, the exclusion of the evidence did not deprive Dobbins of his constitutional right to present a meaningful defense. See id.; see also State v. Burbank, 2019 ME 37, ¶ 22, 204 A.3d 851 (“State rulemakers have broad latitude under the Constitution to establish rules excluding evidence from criminal trials so long as those rules are not ‘arbitrary’ or ‘disproportionate to the purposes they are designed to serve.‘” (alterations and quotation marks omitted)).
2. Evidence of Geary‘s Guilty Plea
[¶17] Dobbins next contends that the court erred by excluding from evidence the docket entry in Geary‘s case showing that Geary had entered a guilty plea to the murder charge. Dobbins argues both that the court erred by not analyzing the admissibility of the guilty plea under the public record exception to the hearsay rule,
[¶18] The docket entry of Geary‘s guilty plea to the murder charge contains two layers of hearsay: first, it represents an
a. Rule 804(b)(3)
[¶19] The application of
[¶20] In analyzing that foundational element, the court appropriately considered the four subfactors articulated in Cochran, discussed above. See 2000 ME 78, ¶ 12, 749 A.2d 1274. The court properly concluded that the evidence satisfied three of those trustworthiness factors: (1) that an indicium of trustworthiness arises from Geary‘s declaration of his guilt to a judge—in fact, the same jurist who was presiding at Dobbins‘s trial—during a court proceeding held a month prior to Dobbins‘s trial; (2) that there was corroborating testimonial and forensic evidence of Geary‘s guilt, the factual basis for which the court confirmed at the plea hearing, see
[¶21] Despite concluding that these factors supported the admissibility of evidence of Geary‘s guilty plea, however, the court excluded that evidence based on the remaining trustworthiness factor found in Cochran, namely, whether the out-of-court declaration is “inherently inconsistent” with the guilt of the accused—here, Dobbins. The court concluded that Geary‘s guilty plea was not inherently inconsistent with Dobbins‘s guilt because the State‘s evidence did not cast Geary as solely culpable for the murder and because it could not be determined whether Geary, when
[¶22] The requirement that the proponent demonstrate circumstances clearly indicating the trustworthiness of the statement against penal interest, when offered in a criminal proceeding, was added to
requirement set out in
[¶23] Here, the court conflated the question of whether Geary‘s guilty plea was trustworthy with the question of whether, in addition to being inculpatory for Geary, it was exculpatory of Dobbins. The latter issue is one of relevance and probative value, which must be addressed—as we do below—in the context of
[¶24] In the court‘s
b. Rule 803(8)
[¶25] Dobbins next challenges the court‘s determination that the public record exception was not the “appropriate framework” for analyzing the admissibility of Geary‘s guilty plea. This implicates the second layer of hearsay, namely, the docket entry memorializing Geary‘s guilty plea.
[¶26] The court erred by not considering the admissibility of Geary‘s guilty plea pursuant, in part, to the public record exception to the hearsay rule because the docket entry constitutes the second layer of hearsay exceptions that must be met for the court record of Geary‘s statement against penal interest ultimately to be admissible. Nonetheless, the record establishes that the docket entry was within the public records exception to the hearsay rule.
[¶27] As we have held, the admissibility of certified docket entries draws on the public records exception to the hearsay rule found in
[¶28] As the final step in the evidentiary analysis, we now consider the effect of Rule 403.
c. Rule 403
[¶29] Although much of the court‘s explanation of its reasoning for excluding evidence of Geary‘s guilty plea focused on
[¶30] Pursuant to
[¶31] At trial, the extent of Geary‘s participation in the murder was a material issue and constituted the core of Dobbins‘s defense. As we discuss below, both the State and Dobbins presented the jury with considerable testimonial and forensic evidence of Geary‘s guilt. Although evidence that Geary had pleaded guilty to murder is not necessarily inconsistent with Dobbins‘s own guilt, the evidence of Geary‘s plea is not devoid of probative value. See
[¶32] Then, the court must determine whether the danger of unfair prejudice to a party substantially outweighs the probative value of the evidence at issue.
[¶33] First, the State‘s assertion that evidence of Geary‘s guilty plea would be unfairly prejudicial to its interests is belied by several aspects of its own approach to the case against Dobbins. Before Geary pleaded guilty, the State sought to join the cases against him and Dobbins so that there would be a single, consolidated trial where the State would present evidence of both defendants’ guilt. The court denied Dobbins‘s motion for relief from prejudicial joinder, indicating that the court was satisfied that the guilt of one defendant as
established at a consolidated trial would not interfere with the jury‘s ability to make a proper determination of whether the State also proved the other defendant‘s guilt.
[¶34] Only Dobbins actually proceeded to trial, but during that trial the State‘s case included significant evidence connecting Geary to the murder. The State‘s pretrial willingness to present evidence of Geary‘s guilt simultaneously with its effort to prove Dobbins‘s guilt, and the body of evidence the State itself presented at Dobbins‘s trial demonstrating Geary‘s culpability, show that, even in the State‘s view, the presentation of evidence of Geary‘s guilt—whatever form that evidence might take—cannot be properly regarded as an unfair impediment to the State‘s case against Dobbins.
[¶35] Second, any concern that the jury might attach improper significance to evidence of Geary‘s plea would have been alleviated by the limiting instruction that Dobbins himself proposed to the court—that the plea does not have the effect of exonerating Dobbins. Indeed, in its instructions to the jury about the ways Dobbins could be found guilty, the court instructed the jury on the law of accomplice liability to make clear that more than one person can be guilty of a single crime.8 See
[¶36] The concurring opinion asserts that Dobbins intended to use evidence of Geary‘s guilty plea to demonstrate, by itself, that Dobbins could not be found guilty of the murder. See Concurring Opinion at ¶¶ 66-67. That assertion, however, is belied by Dobbins‘s explicit statement to the court that he did not intend to argue to the jury that Geary‘s guilty plea alone meant that Dobbins could not be found guilty. The concurrence‘s analysis is further compromised by Dobbins‘s own request that evidence of Geary‘s plea be accompanied by a limiting instruction to the jury that the plea does not exonerate Dobbins. Jurors are presumed to follow the court‘s instructions, see State v. Dolloff, 2012 ME 130, ¶ 55, 58 A.3d 1032, and the limiting instruction that Dobbins proposed would have eliminated any prospect that the State would be unfairly prejudiced by the admission of evidence that Geary had pleaded guilty, just as with the substantial evidence of Geary‘s guilt that was admitted during the trial—evidence that the State characterizes on appeal as “abundant.” There is no reason why additional evidence of Geary‘s guilt in the form of the docket entry of his guilty plea would have resulted in any unfair prejudice to the State if other evidence of his guilt did not have that effect.
[¶37] For these reasons,9 the court abused its discretion by excluding evidence of Geary‘s guilty plea based on its application of Rule 403.10 See, e.g., State v. Thurlow, 1998 ME 139, ¶ 6, 712 A.2d 518.
d. Harmless Error
[¶38] Having determined that the court erred by excluding evidence of Geary‘s guilty plea, we must next consider the effect of that error and, more particularly, whether it was harmless as gauged by its effect on Dobbins‘s “substantial rights,”
[¶39] Here, the State‘s evidence of Dobbins‘s guilt is so substantial that, even if the record had been supplemented by evidence of Geary‘s plea, the same result would have obtained. Further, the record, viewed in its totality, already contains evidence of Geary‘s own significant involvement in the murder to an extent that the exclusion of evidence of his guilty plea itself would not have changed the verdict. We briefly review the considerable evidence presented to the jury showing both Dobbins‘s and Geary‘s involvement in the murder.
i. Evidence of Dobbins‘s Guilt
[¶40] Dobbins‘s guilt was proved to the jury with physical and forensic evidence and with testimony. Two murder weapons were found in Dobbins‘s residence. Investigators recovered one of the murder weapons—a folding knife with blood containing the victim‘s DNA—hidden in a wall in Dobbins‘s bedroom. Dobbins later told investigators that the knife was his. Investigators recovered the second murder weapon—a hammer—from a kitchen drawer in Dobbins‘s home. Additionally, the victim‘s blood was found on one of Dobbins‘s sneakers. And on a glove recovered near where the victim‘s truck was located, forensic examiners found the victim‘s DNA in a bloodstain and Dobbins‘s DNA inside the glove.
[¶41] As to the testimonial evidence, during the investigation, detectives interviewed Dobbins three times, and each time Dobbins gave fundamentally contradictory accounts of his actions surrounding the murder. Dobbins was first interviewed just before investigators searched Dobbins‘s home pursuant to a warrant and recovered physical evidence implicating him in the murder. During that interview, Dobbins told investigators that on the night of the murder he had been with Geary and that the two walked past the victim‘s residence to meet someone who lived near the victim for purposes of a drug-related transaction. Dobbins further stated that while walking past the victim‘s home, he heard men‘s voices nearby, but he then changed his story to state that he was confused and that the voice was Geary‘s mother‘s on a cell phone. He also said that he and Geary were given a ride back into town by the girlfriend of the individual they went to meet, which contradicts the testimony of his own father, who stated that it was he who drove Dobbins and Geary back. Dobbins stated that he was wearing a yellow jacket and that Geary was wearing a “hoodie.” But while investigators were conducting the search at Dobbins‘s home, his mother told the officers that Dobbins actually had been wearing the black coat that police seized, on which blood from both the victim and Geary was later found. Dobbins denied to police that he had been wearing the black coat, but at that point in the interview he began to sweat and went to the bathroom to vomit.
[¶42] Not long after investigators completed the search of Dobbins‘s residence, Dobbins contacted one of the detectives and said he needed to talk. During the resulting second interview, Dobbins admitted that he had been at the victim‘s home but claimed that he stood outside while Geary went inside, beat the victim with an
[¶43] During the third interview, Dobbins continued to blame Geary for the murder, but he changed his statement about the black coat by admitting that he had worn it—but not until after the murder—stating that Geary had demanded to wear it as a “blood shield” immediately before entering the victim‘s home and gave it back to Dobbins after committing the murder. After his arrest, Dobbins admitted that he lied to police in some statements he had made during the first interview, and he admitted that he had driven the victim‘s truck after the murder and that the knife with the victim‘s DNA belonged to him, not to Geary as he had previously claimed.
[¶44] In addition to Dobbins‘s evolving statements, the jury was presented with a video showing him purchasing a video game at a local store a day or so after the murder, at a time when he claimed to police he had been at home and in distress because of his reported shock at having watched Geary kill the victim.
[¶45] The jury also heard testimony from Dobbins‘s cellmate, who testified that Dobbins had confessed his involvement in the murder. The cellmate testified that Dobbins at first blamed Geary but then said that both he and Geary, after getting drunk, went to the victim‘s home to rob him of drugs, that they brought the knife and the hammer, that they attacked the victim repeatedly with the hammer, and that Geary then stabbed the victim repeatedly with a knife. The cellmate‘s testimony about Dobbins‘s description of the victim‘s injuries was consistent with the findings of the pathologist who conducted the post-mortem examination, of which the witness had no knowledge.
ii. Evidence of Geary‘s Participation in the Murder
[¶46] As to Geary, on this record, see supra n.8, and as we discuss below, his guilty plea by itself can signify nothing more than his involvement in the murder as an accomplice. Even without evidence of that plea, his substantial participation in the murder is established by a considerable amount of physical and forensic evidence. At the murder scene, Geary‘s DNA was found in blood on a chair next to the victim‘s body and in blood inside the victim‘s pants pocket. Blood with Geary‘s DNA was also found in numerous places inside the passenger compartment of the victim‘s truck, which was found off the side the road on the night of the murder. Some of Geary‘s DNA in the truck was mixed with the DNA from the victim‘s blood.
[¶47] When investigators searched Dobbins‘s residence, they recovered, among other items, the claw hammer—one of the murder weapons. The victim‘s DNA was found in blood on the claw, and Geary‘s DNA was on the handle.11 On the black coat noted above, forensic analysts found bloodstains containing DNA that matched both the victim and Geary, as well as Dobbins‘s DNA. Police also seized a pair of driving gloves from Dobbins‘s residence. A finger on one of the gloves had a slice, and
[¶48] Geary‘s involvement in the murder was also demonstrated through testimonial evidence. Dobbins himself told officers that he was with Geary at the victim‘s residence during the murder and that Geary had stabbed the victim. Independent of Dobbins‘s statements, several witnesses observed two men that evening generally matching Geary‘s and Dobbins‘s descriptions walking on the road where the victim lived, heading away from the victim‘s residence. Dobbins‘s father confirmed that he had picked up the two men that night.12
[¶49] Evidence of Geary‘s guilty plea would have demonstrated that Geary admitted his guilt but—to the extent revealed by this record, see supra n.8—without framing his guilt as that of a lone actor. Accordingly, although Dobbins sought to use evidence of Geary‘s plea to support the notion that Geary was solely responsible for the murder, evidence of the plea could not have proven that point. Rather, that evidence could have demonstrated only that he admitted that he was either a principal or an accomplice, without specifying which. See
[¶50] Given the magnitude of the evidence presented to the jury during the eight-day trial demonstrating both Geary‘s and Dobbins‘s guilt, the exclusion of evidence of Geary‘s plea could not have affected the jury‘s verdict. See Patton, 2012 ME 101, ¶ 18, 50 A.3d 544. The erroneous evidentiary ruling was therefore harmless.
B. Challenge to the Sentence
[¶51] Dobbins next contends that the sixty-five-year prison term imposed by the court is unconstitutionally excessive. The Sentence Review Panel denied Dobbins‘s application for a discretionary sentence review, leaving Dobbins with a direct appeal from a sentence, which confines the appellate challenge to “a claim that the sentence is illegal, imposed in an illegal manner, or beyond the jurisdiction of the court, and the illegality appears plainly in the record.” State v. Bennett, 2015 ME 46, ¶ 11, 114 A.3d 994 (quotation marks omitted). On a direct appeal such as this, we review only the legality, and not the propriety, of the sentence,13 and we do so de novo. Id. ¶ 14.
[¶53] Dobbins asserts that “youth is the ultimate mitigating factor” and that Maine courts “should not be authorized to impose life sentences or de facto life sentences on young people with no meaningful hope for rehabilitation or release.”
[¶54] Dobbins‘s argument ultimately fails because it is built on two incorrect predicates, one factual and the other legal.
[¶55] For the first incorrect analytical element, the sixty-five-year sentence imposed by the court is in fact a term of years, not a life sentence. See
[¶56] The second flaw in Dobbins‘s assertion is his misapplication of the legal principles emanating from the case law he cites as authority. Those cases specifically address mandatory life sentences of juveniles when neither the sentence nor applicable law allows for the possibility of parole. In Graham v. Florida, 560 U.S. 48, 69, 82 (2010), the Supreme Court of the United States held that the Eighth Amendment‘s proscription against “cruel and unusual punishments” bars the imposition of a life sentence without parole on a juvenile offender convicted of a non-homicide crime because there is a difference “in a moral sense” between homicide and non-homicide crimes. Two years later, in Miller v. Alabama, 567 U.S. 460, 489 (2012), the Supreme Court extended Graham to homicide prosecutions against juveniles and held that the Eighth Amendment prohibits the mandatory imposition of a sentence of life imprisonment without the possibility of parole. In Miller, the Court did not foreclose life sentences altogether but instead requires a sentencing authority “to consider mitigating circumstances before imposing the harshest possible penalty for juveniles” and “to take into account how children are different, and how those differences counsel against irrevocably sentencing them to a lifetime in prison.” Id. at 480, 489.14
[¶57] The opinions in Graham and Miller are built on two factors that are not present here: offenders who are younger than eighteen at the time of the crime, and the imposition of a life sentence (discretionary in Graham, mandatory in Miller) without any possibility of parole. Neither circumstance is present here.
[¶58] The lesson emanating from Miller—which is the case that addresses the constitutionality of sentences for criminal homicides—is that statutes creating mandatory sentences of life imprisonment for juveniles are unconstitutional because those laws foreclose the court from individualizing the sentence to the juvenile offender. See 567 U.S. 460 at 478, 489. Even to the extent that Miller may properly be applied here—to an offender who was an adult at the time he committed the murder—the principle of individualization was honored because here the court did precisely what Miller requires in juvenile proceedings: fashioning the sentence to the unique circumstances of the case as required by
[¶59] During the sentencing hearing, each party made a plenary presentation to the court focusing on the particular circumstances of the crime, of Dobbins, and of those affected by the victim‘s death. In determining the basic term of imprisonment pursuant to the first step of its statutory analysis, the court carefully considered the factors particular to this case, including the planning that led to the murder, the extreme cruelty of the crime, and Dobbins‘s pecuniary motivation to commit the murder. The court then explicitly recognized the factors germane to Dobbins‘s unique circumstances, including his criminal history, education, intellectual level, substance abuse issues, family dynamics, and—important to Dobbins‘s primary challenge to the sentence—his age. The court also considered Dobbins‘s post-crime conduct, such as his failure to take responsibility and the untruthful accounts
[¶60] Further, given the nature of Dobbins‘s crime, the sentence imposed by the court is entirely proportionate, even for someone of his age—it is the brutal nature of this crime, and not the sentence, that shocks the conscience. See
III. CONCLUSION
[¶61] Although the court‘s exclusion of Geary‘s guilty plea constituted an abuse of discretion, the error was harmless. Moreover, the sentence imposed upon Dobbins was not constitutionally flawed. We therefore affirm the judgment.
The entry is:
Judgment affirmed.
ALEXANDER, J., concurring.
[¶62] I concur that Reginald J. Dobbins Jr.‘s conviction of murder should be affirmed. However, I do not join the Court‘s opinion because, in my view, the trial court properly excluded the evidence of the docket entry proffered to demonstrate that Samuel Geary had pleaded guilty to the murder.
[¶63] As the Court acknowledges, the record indicates that in opposing the State‘s motion for joinder a year before the trial, Dobbins asserted that Geary had made statements indicating that (1) Dobbins was responsible for the murder and (2) Geary‘s theory of the case was too antagonistic to Dobbins for Dobbins to receive a fair trial if the cases were joined for trial. Court‘s Opinion ¶ 4. Specifically, in opposing joinder, Dobbins stated,
At the bind-over hearing, Mr. Geary testified and presented a defense that Mr. Dobbins was solely responsible for the offense and forced Mr. Geary to be present at the offense. Mr. Geary presented a defense that he was too small and weak to have committed the offense and the older and bigger Mr. Dobbins committed the offense. It is expected Mr. Geary would present the same defense if these cases were joined for trial . . . .
(Emphasis added.)
[¶64] In its review of the case file before the start of the trial, the trial court would have been reminded of Dobbins‘s statements opposing joinder and could properly consider those statements in exercising its discretion in ruling on relevant evidentiary issues at trial.
[¶65] During trial, Dobbins sought to introduce the docket entry indicating that Geary had pleaded guilty to the murder. Dobbins did not propose to offer the bind-over hearing transcript or Geary‘s plea colloquy with the trial court, which would have been a more complete statement of Geary‘s acceptance of responsibility for the murder and Geary‘s previously expressed view that—to quote Dobbins‘s counsel—Dobbins “was solely responsible” for the murder.
[¶66] In his opening statement to the jury, Dobbins‘s counsel asserted, “Samuel Geary is guilty of murder. Reggie Dobbins witnessed a murder. And that‘s why Reggie Dobbins is not guilty of murder.” Dobbins‘s brief on appeal asserts that his “theory of defense was that his friend, Sam Geary, murdered [the victim] while Dobbins stood by in shock.” Dobbins‘s theory of defense and his arguments to the trial court in support of admitting the docket entry suggested that Dobbins planned to use the docket entry evidence of Geary‘s plea to argue that Geary‘s conviction exonerated
[¶67] With Dobbins‘s in-the-record statements opposing the motion for joinder, the trial court was properly concerned that admission of the docket entry alone, for the purposes to be asserted by the defense, could mislead the jury as to the meaning and significance of Geary‘s plea. Dobbins could not and should not have been permitted to assert one view of Geary‘s statements regarding Dobbins‘s responsibility for the murder in opposing joinder—that Dobbins “was solely responsible” for the murder—and a completely opposite view of Geary‘s statements regarding Dobbins‘s responsibility for the murder at trial. If the docket entry reflecting Geary‘s plea had been introduced as an exception to the hearsay rule, some recognition for Geary‘s statements asserting that Dobbins “was solely responsible” for the murder would have been necessary to counter the misleading suggestion that Dobbins was seemingly prepared to make to the jury that Geary‘s plea indicated Geary‘s sole responsibility for the murder.
[¶68] The Court decides that the trial court abused its discretion in refusing Dobbins‘s effort to mislead the jury and should have allowed evidence of Geary‘s plea without evidence of Geary‘s actual statements about Dobbins‘s responsibility for the murder. Contrary to the Court‘s decision, I would hold that the trial court acted within its broad discretion pursuant to
[¶69] Geary‘s guilty plea, as the Court acknowledges, had little probative value because it was not necessarily inconsistent with Dobbins‘s guilt and there was plenty of other evidence admitted that established Geary‘s involvement in the murder. Court‘s Opinion ¶¶ 31, 46-50. On the other hand, the trial court correctly concluded that admitting the docket entry indicating Geary‘s guilty plea “in a vacuum” would have invited the jury to speculate whether Geary pleaded guilty as a principal or an accomplice and allowed Dobbins to distort the jury‘s role as fact-finder by suggesting that Geary‘s plea indicated that Geary accepted sole responsibility for the murder.
[¶70] Furthermore, had the court admitted Geary‘s plea in evidence, the State‘s ability to provide context by introducing inculpatory statements made by Geary about Dobbins would have been limited by the Confrontation Clause, see
[¶71] Because the trial court properly weighed and considered these factors in accordance with Rule 403, it did not exceed the bounds of its discretion, see State v. Lipham, 2006 ME 137, ¶ 9, 910 A.2d 388, when it rejected Dobbins‘s efforts to mislead the jury by introducing Geary‘s guilty plea without the context necessary for the jury to consider accurately its meaning and significance.
Tina Heather Nadeau, Esq. (orally), The Law Office of Tina Heather Nadeau, PLLC, Portland, and Rory A. McNamara, Esq., Drake Law, LLC, Berwick, for appellant Reginald J. Dobbins Jr.
Janet T. Mills, Attorney General, and John Alsop, Asst. Atty. Gen. (orally), Office of the Attorney General, Augusta, for appellee State of Maine
Aroostook County Superior Court docket number CR-2015-35
FOR CLERK REFERENCE ONLY
