Lead Opinion
In this appeal from a conviction for murder in the first degree and other criminal offenses, we consider claims of trial error based primarily on jury instructions relating to the order in which the jury was instructed to consider greater and lesser offenses and various permissible inferences of malice. On our review, we conclude the acquittal-first instruction was not prejudicial, and the inference instructions were not erroneous. We affirm the judgment and sentence of the district court.
I. Background Facts and Proceedings.
This case arises from a shooting that occurred on May 2, 2012, at a house in Waterloo shared by Kevin Ambrose and Marlene Buss. They lived in the house with two of Buss’s three children, Am-brose’s two children, and Ambrose’s brother, Jeremi Montgomery. Ambrose and Buss had dated earlier in their lives and reconnected in 2010. They began living together in 2011. Their relationship included discussions of marriage. They obtained and framed an unsigned marriage certificate, purchased wedding rings, and discussed having children together.
At the same time, the relationship between Ambrose and Buss was strained and involved both physical and verbal confrontations. Buss was also concerned that Ambrose had personal relationships with other women. Ambrose would leave the house for days without contacting Buss. Buss also feared that Ambrose could be violent. Ambrose once told Buss he would kill-her if she ever left him.
On May 1, Buss spent the evening with Undray Reed, the father of two of her children, following his release from prison. During the evening, they discussed their children, and Buss told Reed of the problems in her relationship with Ambrose. Buss returned to the house around 6 a.m. on May 2. When Ambrose returned home a few hours later, he threatened “to do something to” Buss once he found out where she had been.
Later in the morning, Buss left the house with her two children because she was afraid of Ambrose. She went to the home of Reed’s sister. That afternoon, she obtained a no-contact order against Ambrose. The order also directed Am-brose to vacate the house. The order was served on Ambrose at the house by two deputy sheriffs at 5:20 p.m. The deputies remained in the house until Ambrose collected a few personal belongings and left. Ambrose’s children remained at the house in the care of Montgomery.
After Ambrose left the house, the deputies contacted Buss and told her she could return to the residence. Buss returned, but she also planned to vacate the house because she feared a conflict with Ambrose
Shortly after Ambrose vacated the house, he made a phone call to Leslie Kingery, the mother of his two children, and asked her to retrieve some of his belongings from the house, as well as some clothing for his children. She went to the house with two of Ambrose’s aunts, but was not permitted to remove any property by Buss and a police officer called in to assist. Kingery then left with her children and Ambrose’s aunts. Around the same time, at 5:54 p.m., Ambrose made a phone call to Jodi Sherburne and told her, “[I]f something happens, please remember that I love you and [your daughter].” After the phone call ended, Sherburne called Buss to express concern for her safety. Ambrose called Sherburne again at 6:04 p.m. He was upset and told her, “I got to go do what I got to go do.”
Kingery called Ambrose at 6:19 p.m. and told him she was unable to retrieve any property from the house. Montgomery then called Ambrose from the house at 6:25 p.m. This call lasted seventeen minutes. During the call, the police returned to the house three more times after Montgomery and Buss started to argue over property Buss wanted to remove from the house, including a sofa. After Montgomery refused to allow Buss to remove the sofa and after the law enforcement officers had left the house, she began to repeatedly cut the sofa with a kitchen knife.
Around this time, Ambrose returned to the house by entering through the side door. He was carrying a pistol and a baseball bat. As he entered, he observed the framed marriage license in a trash can. He then saw Reed standing in the living room. Ambrose approached him until he was only a few feet away and pointed the pistol at his forehead. He said, “You first” and pulled the trigger. The firing mechanism of the pistol jammed, and the pistol did not fire. Buss began to run out the front door, as Ambrose worked to dislodge the bullet that had jammed in the pistol. Ambrose then pursued Buss out the front door and shot her in the back as she was descending the front steps. She fell to the ground. Ambrose then stood over her and shot her two more times, once in the abdomen and once in the buttock as she tried to shield herself from the attack. She then managed to stand up and run. As she was retreating from the house, she used her cell phone to call 911. This call was made at 6:51 p.m.
After wounding Buss, Ambrose entered the front door of the house and shot Straw twice before exiting the side door. Straw was struck by bullets in the back and in the chest. Ambrose jumped over Straw as he ran out the side door to pursue Reed, who had run from the house.
Ambrose pursued, but was unable to catch up to Reed, and disappeared from the scene. Between 6:55 p.m. and 7 p.m., Ambrose called Sherburne seven times. He asked her to pick him up in her car and told her he had done something stupid. He also called Kingery, told her that he loved her and the kids and that it was “too late.” Ambrose called Kingery again the next morning after hiding from law enforcement officers overnight. He told her there had been an altercation at the house the night before, and he had blacked out. Police took Ambrose into custody on May 3.
Straw was pronounced dead after being transported to a hospital. Buss survived her injuries.
Ambrose objected to a variety of jury instructions at trial. First, he objected to Instruction No. 58. This instruction told the jury it could “[cjonsider lesser included offenses of a count only if you unanimously find the defendant not guilty of the offense charged.” Second, he objected to Instruction No. 38. This instruction told the jury, “You may but are not required to infer malice from the commission of Burglary in the First Degree which results in death, or Attempt to Commit Murder which results in death.” Third, Ambrose objected to Instruction No. 39. This instruction told the jury, “You may but are not required to infer malice aforethought from the defendant’s use of a dangerous weapon.”
The district court instructed the jury on other inferences and conclusions the jury was permitted to draw, which Ambrose did not lodge any objection to at the time. First, Instruction No. 14 told the jury, ‘You may, but are not required to, conclude a person intends the natural results of his or her acts” in deciding whether a person intended to do an act against the law. Second, Instruction No. 15 told the jury, ‘You may, but are not required to, conclude a person intends the natural results of his or her acts” in determining specific intent. Finally, Instruction No. 37 told the jury, “If a person has the opportunity to deliberate and uses a dangerous weapon against another resulting in death, you may, but are not required to, infer that the weapon was used with malice, premeditation and specific intent to kill.”
Ambrose was convicted of all four counts and sentenced to life in prison without the possibility of parole for the murder. He was sentenced to twenty-five years for each of the two counts of attempt to commit murder, and five years for the count of felon in possession of a firearm.
Ambrose appealed. He raises three claims. First, he asserts Instruction No. 53 — the jury may not consider a lesser offense unless it unanimously found him not guilty of the greater offense — was a misstatement of the law because it precludes a fair consideration and discussion by the jury of the lesser included offenses. Second, he argues the instructions concerning the various inferences and conclusions the jury was permitted to draw were improper because they amounted to undue comment on the evidence. To the extent that his attorney did not object to all of the inference instructions, Ambrose claims he was denied effective assistance of counsel. Finally, he contends the trial court never had jurisdiction over the case because the two counts of attempt to commit murder in the trial information failed to describe a criminal offense.
II. Scope of Review.
“We review challenges to jury instructions for correction of errors at law.” State v. Frei,
III. Error Predicated on Acquittal— First Instruction.
We first consider the claim of error based on instruction to the jury that it could not consider a lesser included offense until it found Ambrose not guilty of the greater offense. The State claims Am-brose failed to preserve error on this issue. Therefore, we first consider if error was preserved.
A. Preservation of Error. In determining whether Ambrose preserved error in this case, we begin by considering the rationale underlying our error-preservation rules. We have previously summarized the importance of our error-preservation rules and the underlying principles that support them as follows:
Error preservation is important for two reasons: (1) affording the district court an “ ‘opportunity to avoid or correct error’ and (2) providing the appellate court “ ‘with an adequate record in reviewing errors purportedly committed’ ” by the district court. These principles of error preservation are based on fairness:
“[I]t is fundamentally unfair to fault the trial court for failing to rule correctly on an issue it was never given the opportunity to consider. Furthermore, it is unfair to allow a party to choose to remain silent in the trial court in the face of error, taking a chance on a favorable outcome, and subsequently assert error on appeal if the outcome in the trial court is unfavorable.”
State v. Pickett,
In this cáse, Ambrose initially objected to Instruction No. 53 on the basis that it was unnecessary because the order of the marshaling instructions would adequately guide the jury to consider each count by beginning with the greater offense. The prosecutor responded that the instruction was necessary because it told the jury it needed to unanimously decide the greater offense before considering a lesser offense. Thus, the purpose and effect of the instruction were clearly identified by the prosecutor. Nevertheless, Ambrose responded that the general instruction to the jury that they could only convict him of the degree of crime of which there was no reasonable doubt made Instruction No. 53 “redundant.” Ambrose then concluded his objection by arguing the instruction was “duplicative and not necessary.”
The objection made at trial by Ambrose failed to give the trial court an opportunity to correct the error he now claims on appeal. Ambrose never alerted the trial court that the instruction constituted a misstatement of the law by precluding any consideration of a lesser offense until the jury acquitted the defendant of the greater offense. Moreover, the district court rejected the claim that the instruction was duplicative by concluding it would help the jury sort through the charging instructions. The district court never had an opportunity to consider the underlying legal merits of not allowing the jury to consider a lesser offense until the defendant was acquitted of the greater offense.
B. Ineffective Assistance of Counsel. “The right to assistance of cotmsel under the Sixth Amendment to the United States Constitution and article I, section 10 of the Iowa Constitution is the right to ‘effective’ assistance of counsel.” Fountain,
We can resolve ineffective-assistance-of-counsel claims under either prong of the analysis. State v. Graves,
To establish prejudice in the context of an ineffective-assistance-of-counsel claim, a defendant must show a reasonable probability that the result of the trial would have been different. King,
The general justification for permitting a jury to consider lesser included offenses without first acquitting the defendant on the greater offense is to insure that the jury fully appreciates and understands the alternative outcomes at stake and how all the claims of the parties fit into those alternatives. See State v. Labanowski,
Provocation is the linchpin of the crime of voluntary manslaughter. Iowa Code § 707.4 (2011). We recently discussed the concept of serious provocation in State v. Thompson,
“The subjective requirement of section 707.4 is that the defendant must act solely as a result of sudden, violent, and irresistible passion. The sudden, violent, and irresistible passion must result from serious provocation sufficient to excite such passion in a reasonable person. This is an objective requirement. It is also necessary, as a final objective requirement, that there is not an interval between the provocation and the killing in which a person of ordinary reason and temperament would regain his or her control and suppress the impulse to Mil.”
Thompson,
In this case, evidence of serious provocation was based oh the observations made by Ambrose after he entered the house, as well as his emotional state after he was removed from the house by the no-contact order and was unable to obtain clothing for his children from the house. The observations made by Ambrose after he entered the house to support provocation included the sight of the framed marriage license in a trash can, damage to a sofa, and the presence of Reed in the house.
The claim of provocation was undermined by ample evidence that Ambrose planned to engage in some form of extreme violence before going to the home. He armed himself with a pistol and a baseball bat before going to the house, and attempted to fire the pistol at a person promptly after entering the house and announcing, “You first.” See State v. Holder,
Additionally, the evidence of provocation was insufficient to excite sudden, violent, and irresistible passion in a reasonable person. Like Thompson, the evidence in this case emanated from a historically troubled relationship, and under all the circumstances, was insufficient to constitute serious provocation under an objective
Considering all the evidence, there was no reasonable probability the result of the trial would have been different if the jury could have considered the lesser included offenses before deciding Ambrose was guilty of the greater offenses of murder in the first degree and the two counts of attempt to commit murder. The evidence of guilt was overwhelming, and the jury would have necessarily considered the evidence of provocation when considering the state of mind of Ambrose to support the crimes of murder and attempt to commit murder. The district court had read all the instructions to the jury before deliberations began, so the jury would have known of the provocation element of voluntary manslaughter when it considered the greater offense of murder in the first degree. Furthermore, the arguments of counsel informed the jury of the claim of provocation. Overall, our confidence in the outcome of the trial is not undermined by the acquittal-first instruction under all the circumstances in this case.
IV. Error Predicated on Inference Instructions.
We next address the claim by Am-brose that the inference instructions given to the jury by the district court constituted an improper comment on the evidence. Ambrose did not object to all of the inference instructions at trial. To the extent that an objection was not lodged at trial, Ambrose claims he was denied effective assistance of counsel. Of course, if the inference instructions were a correct statement of the law and did not improperly comment on the evidence, no error occurred at trial, and the claim of ineffective assistance of counsel fails. See State v. Maxwell,
We begin by recognizing that the five instructions at issue are generally supported by the law of this state, although not necessarily directly. See State v. Blair,
Generally, the five instructions at issue can be considered together because the claim of error is basically the same with each instruction. The undue-comment argument rests in part on the basic legal proposition that malice may be inferred from all the circumstances of the case. See State v. Copenhaver,
A is involved in a fight with B. A is winning the fight and has knocked B to the ground. B picks up a rock and strikes A. A dies as a result of being st[r]uck with the rock. B is charged with murder. The rock is argued to be a dangerous weapon because it is an instrument which is used in a manner as to indicate the defendant intends to inflict death or serious injury and is capable of inflicting death or serious injury. Using the inference instruction, the prosecution is free to argue and the jury to conclude that B was acting with “malice aforethought” even though there is no evidence of spite, hatred or ill will.
Id. (footnote omitted). Under this illustration, if an instrumentality used to cause death would not normally be used to cause death and the jury is instructed it can infer malice from the use of the instrument, the jury could draw an inference from the mere use of the instrument even though the actual surrounding evidence would not otherwise support malice. Id. Thus, the instruction could be used by the jury as a substitute for a finding of malice based on the evidence. See id. § 3:5, at 88-89; id. § 3:13, at 96-97.
While the argument articulated by Am-brose in this case against the use of inference instructions generates concerns that must be carefully considered in each case, the danger identified by Professor Rigg is not present in this case. Here, Ambrose entered the house in violation of a no-contact order, and he was armed with a baseball bat and a pistol, which he repeatedly fired at occupants in the house, as well as one occupant outside the house who was attempting to run from the dwelling. Each of the inference instructions were justified by the circumstances in the case and did not present a danger that the jury could infer malice from underlying acts identified in the instruction that would not otherwise support the inference.
We have permitted the practice of instructing juries on inferences of malice from certain evidence since 1858. See State v. Gillick,
We acknowledge that repetitive instructions may give undue prominence to certain evidence. Burkhalter v. Burkhalter,
V. Subject Matter Jurisdiction.
Finally, Ambrose challenges the subject matter jurisdiction of the district court for the first time on appeal. This pro se challenge is based on his claim that the two counts of attempt to commit murder set out in the trial information did not adequately describe a crime under Iowa Code section 707.11. He does not claim the trial information failed to provide adequate notice and opportunity to prepare a defense. Instead, he asserts no criminal offense was described to give the trial court subject matter jurisdiction of the case.
Subject matter jurisdiction can be raised at any time. State v. Oetken,
VI. Conclusion.
We have reviewed all claims of error raised on appeal. We affirm the judgment and sentence of the district court.
AFFIRMED.
Notes
. A number of jurisdictions have reached a variety of outcomes when considering how the jury should be instructed to move from considering the charged offense to considering lesser included offenses. See David F. Abele, Comment, Jury Deliberations and the Lesser Included Offense Rule: Getting the Courts Back in Step, 23 U.C. Davis L. Rev. 375, 379-80 & nn. 28-33 (1990) [hereinafter Abele] (compiling cases); Robert Sheppard, Comment, Double Jeopardy Blues: Why in Light of Blueford v. Arkansas States Should Mandate Partial Verdicts in Acquit-First Transition Instruction Cases, 83 Miss. L.J. 373, 379-81 & nn. 20-27 (2014) [hereinafter Sheppard] (noting the different approaches to "transition instructions” and compiling cases). The different approaches include: (1) acquittal-first instruction; (2) unable-to-agree instruction; (3) defendant’s choice between acquit-first and unable-to-agree instructions; (4) has-not-been-proved instruction; (5) the court allows the jury to consider the charged offense and the lesser included offenses together, in whatever order it wishes; and (6) no transition instruction. Sheppard,
In jurisdictions that utilize an acquittal-first transition instruction, the judge instructs the jury to "begin by deliberating the greatest charge first, proceed from one charge to the next in descending order based on severity, and proceed to discussing the lesser charges only after the jury unanimously agrees to acquit the defendant of the greater charge.” Id. at 379.
While the caselaw from the majority of states suggests an acquittal-first instruction is an acceptable choice for the district court to utilize when charging a jury, cases from Georgia, New Jersey, Nebraska, and New Hampshire suggest murder/provocation cases need special treatment. Edge v. State,
Under an unable-to-agree instruction, jurors may render a verdict on a lesser-included offense if, after full and careful consideration of the evidence, they are unable to reach agreement with respect to the charged crime. Thus, the jury may deliberate on a lesser offense if it either (1) finds the defendant not guilty on the greater charge, or (2) after reasonable efforts cannot agree whether to acquit or convict on that charge.
State v. LeBlanc,
Some courts have chosen to allow the defendant to make the choice between the acquittal-first and the unable-to-agree instructions. The United States Court of Appeals for the Second Circuit made that decision in United States v. Tsanas premised on the belief that, "[wjith the opposing considerations [of the acquittal-first and unable-to-decide instructions] thus balanced,” it could not conclude that "either form of instruction is wrong as a matter of law.”
The has-not-been-proved instruction provides that rather than require an acquittal, if an element of the charge is not proved beyond a reasonable doubt, then the jury is to move to the lesser charge. State v. Thomas,
.
A person commits voluntary manslaughter when that person causes the death of another person, under circumstances which would otherwise be murder, if the person causing the death acts solely as the result of sudden, violent, and irresistible passion resulting from serious provocation sufficient to excite such passion in a person and there is not an interval between the provocation and the killing in which a person of ordinary reason and temperament would regain control and suppress the impulse to kill.
Iowa Code § 707.4(2011).
Concurrence Opinion
(concurring specially)-
I concur in the majority’s'decision. I agree with the majority’s analysis regarding the jury instruction that the jury could not consider a lesser included offense until it found Ambrose not guilty of the greater offense.
I also agree with the majority’s proposition “that the five instructions at issue are ■ generally supported by the law of ■ this state, although not necessarily directly.” I also agree the inference instructions corresponded to the offense charged and the lessor included offenses. I part way with the majority because the district court failed to tie the appropriate inference instruction to the applicable crime.
We have said
an instruction embodying a potential comment on the evidence does not warrant reversal unless the instruction prejudiced the complaining party. Prejudice results when the trial court’s instruction materially misstates the law, confuses or misleads the jury, or is unduly emphasized.
Anderson v. Webster City Cmty. Sch. Dist.,
In this case, the instruction telling the jury malice may be inferred from the commission of a felony which results in death, only applies to the felony-murder instruction. See State v. Oliver,
However, I find this error to be harmless because the jury found Ambrose guilty of first-degree murder. Thus, the jury did not use the instruction inferring malice from the commission of a crime to find malice in the lessor included charges. In the future, I would require any inference instruction to reference the applicable element of the crime. In addition, I would not give some of the inference instructions that are duplicative. The court does not have to give an instruction just because it appears in the Iowa State Bar Association’s instruction manual. The court must guarantee defendants a fair trial and not overemphasize the State’s case.
I also disagree with the statement that “[njormally, we are slow to disapprove of the uniform jury instructions.” First, we do not have “uniform jury instructions” approved by our court. A committee of the Iowa State Bar Association writes the instructions. The president of the bar association appoints the committee members. We do not have any oversight over the process. Second, we never intended the bar association’s instructions to have a presumption of correctness. As we said in a resolution regarding the instructions,
Under Iowa law any jury instructions might be challenged in the usual manner on appeal to this court. That right of review on the part of future litigants precludes us from considering the Plain English Redraft Instructions for official approval or disapproval. We nevertheless note this newest contribution of the committee with a deep sense of appreciation and satisfaction.
As the Supreme Court of the State of Iowa, we cannot delegate our duty to insure the instructions our courts give to our juries correctly state the law. Although the bar association does a great service to the trial courts of this state by publishing its jury instructions, the trial .court has a duty to make sure the instruction conforms with Iowa law. Accordingly, I would overrule any caselaw that gives these instructions a presumption of correctness.
APPEL, J., joins this special concurrence.
Concurrence Opinion
(concurring specially).
I join in the well-reasoned majority decision in all respects. I write separately to respond to the special concurrence that gratuitously denigrates the long-standing reliance by the bench and bar on the uniform jury instructions promulgated by the Iowa State Bar Association (ISBA). I disagree with my colleague’s assertion that we should “overrule any caselaw that gives these instructions a presumption of correctness.” This would include dozens of published decisions of our court and dozens of decisions of our court of appeals. Stare decisis demands greater respect for our precedent.
As our court reiterates today, “we are slow to disapprove of the uniform jury instructions.” See also State v. Beets,
“While we normally approve the submission of uniform instructions,” we are free to find a “particular instruction is faulty.” State v. McMullin,
