Lead Opinion
This case presents the question whether an officer is justified in activating his emergency lights and blocking a driver into a parking space under the “community caretaking function” exception to the warrant requirement of the Fourth Amendment based solely upon his knowledge that the vehicle has just struck an object in the roadway and suffered minor damage not affecting the drivability of the car. We conclude that under these circumstances, the community caretaking exception is inapplicable, and the seizure was impermissible. For this reason, we reverse the judgment of the district court and remand this case.
I. Factual Background and Procedural History.
On November 28, 2010, at about 2:00 a.m., Officer Adam Jones and Officer Trent Weiler of the Clive Police Department had parked their vehicles and were talking in the lot of a grocery store near 8700 Hickman Road in Clive. Officer Jones was working a special traffic enforcement detail funded by the Governor’s Traffic Safety Bureau. Officer Jones heard a loud crash, which sounded like metal-on-metal contact, coming from nearby on Hickman Road. He testified at the suppression hearing that when he looked over toward the direction of the sound he saw an Infiniti sedan approximately 50 yards away, traveling east, and “enveloped in a cloud of dust or smoke.” The defendant, Jeremy Kurth, was driving the vehicle.
Believing that the vehicle might have struck a road sign, Officer Jones proceeded after the vehicle and observed a road sign down in the left eastbound lane of Hickman Road. He then pulled behind the vehicle, which was stopped at a red light in the left-turn lane and waiting to turn north onto 86th Street. Officer Jones testified that at this time he was still unsure whether the vehicle had knocked down the sign or if the sign had already been down in the roadway when the vehicle struck it. However, he also stated that Kurth’s vehicle could not have knocked the sign down from the median because his car was at all times in its own lane. Officer Jones further testified that at this time, traffic was light, and no other cars were in the vicinity. The vehicle turned left onto 86th Street, circled around a strip mall, and entered the parking lot of a restaurant. While Officer Jones followed the vehicle, the following conversation took place between him and Officer Weiler over their radios:
Officer 78 (Jones): Did he just hit a sign or something?
Officer 78 (Weiler): Don’t know, he was just in the lane.
Officer 78 (Weiler): Yeah, he did.
Officer 73 (Jones): Well, there’s a sign down here, I don’t know if he knocked it down, but he hit it.
Officer 78 (Weiler): I don’t think he hit it, I think it was already there, in the roadway.
Officer 73 (Jones): 78?
Dispatch: Go 73.
Officer 73 (Jones): I’m still behind that guy, what do you think?
Officer 78 (Weiler): I would say it’s your call depending on how he’s driving. He was driving down Hickman, and it was like he was just in his lane, then he just hit the sign laying there.
Officer 73 (Jones): Copy. Yeah, he’s going into Perkin’s. Westcom copy a plate traffic stop.
Dispatch: Go ahead.
Officer 73 (Jones): [Reading the license plate number aloud], he has damage to his front end from hitting the sign — I don’t know if he’s aware of it.
Dispatch: 10-4.
Kurth pulled into a parking space at the restaurant and lawfully parked the vehicle of his own volition; Officer Jones did not attempt to stop the vehicle. Officer Jones testified that he never observed Kurth commit any traffic violations and that he had no reason to suspect that any occupant of the vehicle (including its female passenger) was engaged in any type of criminal activity. Officer Jones confirmed that the vehicle was drivable at all times.
Once the vehicle was parked, Officer Jones pulled around Kurth and saw that the vehicle had sustained damage to the front fascia which he characterized as not significant. At that point he activated his emergency lights and blocked in Kurth’s vehicle. Officer Jones testified that from this time forward the vehicle and its occupants were not free to go. Officer Jones approached Kurth and proceeded to have a conversation with him about the damage to the front of his vehicle. According to Officer Jones, when he showed Kurth the damage, Kurth became very upset and said he did not know how the damage had occurred.
During this conversation, Officer Jones detected an odor of an alcoholic beverage, Kurth’s speech was slurred, and his eyes were glossy and bloodshot. Kurth admitted that he was driving from a bar where he had consumed alcohol. Kurth agreed to participate in standardized field sobriety testing. Three field sobriety tests indicated Kurth was intoxicated, as did a preliminary breath test. Officer Jones placed Kurth under arrest. A subsequent Data-master breath test showed a blood alcohol content of .222%, nearly three times the legal limit.
On January 5, 2011, the State filed a trial information charging Kurth with operating a motor vehicle under the influence of alcohol (OWI), a serious misdemeanor in violation of Iowa Code section 321J.2 (2011). Kurth filed a timely motion to suppress asserting the stop of his vehicle had been unlawful. The State resisted the motion to suppress on the grounds that the warrantless seizure of Kurth’s vehicle was justified under the community caretaking exception to the warrant requirement. Following a hearing at which Officer Jones testified and the recording of his conversation with Officer Weiler was played, the district court denied Kurth’s motion to suppress. The matter proceeded to trial on the minutes of testimony the same day, and the district court found Kurth guilty of OWI. Kurth was sentenced to one year in jail with all but two days suspended, probation, and a fine. Kurth now appeals, urging the district court erred in denying his motion to suppress.
II. Standard of Review.
Kurth argues the stop of his vehicle violated his constitutional rights under both the Fourth Amendment to the United States Constitution and article I, section 8 of the Iowa Constitution. “In considering alleged violations of constitutional rights, our standard of review is de novo.” State v. Krogmann,
III. Analysis.
Kurth challenges the warrantless stop of his vehicle. He maintains there was no reason to believe he had violated any traf
The community caretaking exception can be traced to the United States Supreme Court’s decision in Cady v. Dombrowski,
The Supreme Court held the warrantless search in Cady was lawful as a “care-taking” search based upon “concern for the safety of the general public who might be endangered if an intruder removed a revolver from the trunk of a vehicle.” Id. at 447,
Since Cady was decided nearly forty years ago, the Supreme Court has continued to address warrantless seizures and searches in numerous contexts but has said relatively little to clarify the scope of the community caretaking exception. As one commentator has observed, “The core of the community-caretaking doctrine ... — where police act to protect or assist the public — has been left with little doctrinal guidance from the Supreme Court other than the vague command of reasonableness.” Michael R. Dimino, Police Paternalism: Community Caretaking, Assistance Searches, and Fourth Amendment Reasonableness, 66 Wash. & Lee L.Rev. 1485, 1490 (2009); see also Tinius v. Carroll Cnty. Sheriff Dep’t,
In a number of decisions, our court has also recognized the community caretaking function as a valid exception to the Fourth Amendment’s warrant requirement. See, e.g., State v. Moore,
In the event evidence was obtained pursuant to a seizure prior to reasonable suspicion that a criminal offense may have been committed, the police may have acted properly if the seizure amounted to a “community caretaking activity.” Such seizures have been held not to violate the Fourth Amendment if the interest in community welfare outweighs any invasion of privacy that accompanies the seizure. If, however, the conduct of Wood and the reserve officer amounted to a seizure and their actions do not amount to a valid community welfare check, a violation of the Fourth Amendment is present and the evidence obtained pursuant to the unlawful conduct must be suppressed.
Our most extensive discussion of the community caretaking exception appears in State v. Crawford,
had taken “some pills” either before going to sleep or after waking up. When he awoke he was agitated and was “physically aggressive” to a woman in her apartment. The man was confused, stating that he did not know where he was and that he wanted the police to take him home. The man abruptly left in a Ford flatbed truck.
Id. at 543. The officer also knew that the man might have been driving the truck. Id. Under these circumstances, we concluded that the officer’s action “was model police conduct, deserving of commendation, and not condemnation.” Id. (quoting Carlson,
Crawford was decided under the Fourth Amendment. Id. at 543. In State v. Tague, on the other hand, we found a violation of article I, section 8 of the Iowa Constitution where a 2 a.m. traffic stop was based only on an “isolated incident of [the driver] briefly crossing an edge line of a divided roadway.”
The United States Court of Appeals for the Eighth Circuit has also applied the community caretaking exception in cases involving vehicle stops. In Winters v. Adams, a civil claim was brought alleging unreasonable seizure and excessive use of force in violation of Fourth Amendment rights.
Although the officers had not observed any criminal activity, they “began to suspect that [Winters had] ‘ingested or used some type of illegal drug and maybe used too much and was overdosing.’ ” Id. Eventually, the officers broke a window to gain access to the vehicle and, after a struggle, took Winters into custody. Id. at 761-62. The Eighth Circuit held that the officers’ conduct in forcibly seizing Winters was justifiable because the “ ‘officers [we]re not only permitted, but expected, to exercise what the Supreme Court has termed “community caretaking functions.” ’ ” Id. at 763 (citations omitted). The court explained that the officers “would have been derelict in their duties had they not detained” Winters. Id. at 764 (citation and internal quotation marks omitted).
In reaching its conclusion in Winters, the Eighth Circuit relied on the reasoning set forth in United States v. King,
The King court elaborated:
In the course of exercising [the community caretaking,] noninvestigatory function, a police officer may have occasionto seize a person, as the Supreme Court has defined the term for Fourth Amendment purposes, in order to ensure the safety of the public and/or the individual, regardless of any suspected criminal activity.
Id. at 1560. However, the court went on to note that there are limits to an officer’s authority under the community caretaking function. Id. “[A] person’s Fourth Amendment rights are not eviscerated simply because a police officer may be acting in a noninvestigatory capacity....” Id.
Whether the seizure of a person by a police officer acting in his or her nonin-vestigatory capacity is reasonable depends on whether it is based on specific articulable facts and requires a reviewing court to balance the governmental interest in the police officer’s exercise of his or her “community caretaking function” and the individual’s interest in being free from arbitrary government interference.
Id. (citing United States v. Brignoni-Ponce,
In Rideau, the Fifth Circuit upheld the stop of a pedestrian, who was possibly drunk, wearing dark clothing, and stumbling in the road at night in a high-crime area, on the grounds he presented a potential hazard to himself and others.
In United States v. Collins, the Eighth Circuit again found that police conduct to protect the community did not violate the Fourth Amendment.
While the court in Collins did not explicitly state that it was relying on the community caretaking function exception, the court’s reasoning was based on a recognition that one of a police officer’s responsibilities is “to respond to emergency situations.” Id. at 694-95. Furthermore, the Eighth Circuit’s opinion acknowledged the community caretaking function exception and cited applicable precedents under it. Id. (citing United States v. Cervantes,
In another Eighth Circuit case, United States v. Smith, an officer’s conduct was again found not to violate the Fourth Amendment.
Our court has employed a three-step analysis in evaluating community caretak-ing cases:
(1) was there a seizure within the meaning of the Fourth Amendment?; (2) if so, was the police conduct bona fide community caretaker activity?; and (3) if so, did the public need and interest outweigh the intrusion upon the privacy of the citizen?
Crawford,
Every community earetaking case must be assessed according to its own unique set of facts and circumstances because reasonableness is not a term that can be usefully refined “in order to evolve some detailed formula for judging cases.” Cady,
We now turn to the three-part analysis.
A. Seizure. “Implicit in any community caretaking case is the fact that there has been a seizure within the meaning of the Fourth Amendment. Otherwise there would be no need to apply a community caretaking exception.” Crawford,
B. Bona Fide Community Care-taking Activity. Next we turn to the question whether Officer Jones’s conduct constituted bona fide community caretak-ing activity. As noted, we have previously recognized three categories of such conduct: “(1) the emergency aid doctrine, (2) the automobile impoundment/inventory doctrine, and (3) the ‘public servant’ exception noted in Cady.” Crawford,
This case did not involve an automobile impoundment or inventory. Therefore, only the emergency aid or the public servant doctrine could conceivably apply. “The two doctrines ... are closely related.” Id. As we noted in Crawford, assisting a motorist with a flat tire might be an example of the public servant doctrine, whereas “providing first aid to a person slumped over the steering wheel with a
At the suppression hearing, Officer Jones testified that he heard a loud crash suggesting metal-on-metal contact and saw the vehicle driven by Kurth “enveloped in a cloud of dust or smoke.” Believing that the vehicle might have struck a road sign, Officer Jones proceeded after the vehicle and noticed that a road sign was down in the left eastbound lane of Hickman Road. However, by the time Officer Jones decided to stop the vehicle, he and his fellow officer had concluded that the sign had been in the' road before the driver struck it. Furthermore, Officer Jones testified that he never observed Kurth commit any traffic violations and that he had no reason to suspect any type of criminal activity. Additionally, the vehicle was completely drivable the entire time, and Officer Jones described the damage to the front end of the vehicle as not significant. By the time Officer Jones activated his emergency lights and blocked in Kurth’s car, Kurth had already driven the vehicle into the restaurant parking lot without incident and lawfully parked it in a parking space.
Upon our review, we find that Officer Jones’s decision to activate his emergency lights and block in Kurth’s parked vehicle exceeded the scope of bona fide community caretaking activity. We have previously emphasized that actions under that exception “ ‘must be limited to the justification thereof, and the officer may not do more than is reasonably necessary to determine whether a person is in need of assistance, and to provide that assistance.’ ” Id. at 542-43 (quoting Carlson,
While Officer Jones might have been justified in stopping Kurth’s moving vehicle immediately after the incident to advise him that he had struck a road sign and needed to inspect his car for damage, that is not what happened here. See Mitchell,
Rather, after Kurth had already parked his drivable vehicle, and after Officer Jones had ascertained that the damage was not significant, Officer Jones activated his emergency lights and blocked him in. We believe the detention of Kurth, his passenger, and his vehicle at that point exceeded the scope of reasonably necessary community caretaking activity. Even if the officer wanted to tell Kurth to examine his parked vehicle for damage, it was not necessary to block in the vehicle to do so. All he needed to do was to park next to him and approach him. Compare United States v. Gross,
The absence of sufficient facts to support the detention of Kurth and his vehicle is further demonstrated by Officer Weiler’s recorded advice to Officer Jones. Officer Weiler told Officer Jones he should make the call on whether to initiate a traffic stop depending on how Kurth was driving: “[I]t’s your call depending on how he’s driving.” But Kurth was driving appropriately. It thus appears that Officer Weiler did not perceive any danger to public safety. Additionally, according to the recording, Officer Jones called in the license plate on Kurth’s vehicle before making the stop. That action seems inconsistent with a public safety purpose but is certainly consistent with an investigative purpose.
The State argues that the officers’ subjective intent was irrelevant, i.e., that it matters not whether their motive for stopping Kurth was to check on whether he had been drinking rather than to see if he needed their help. However, these officers’ perceptions as to the possible need for a stop as reflected in their radio communications are certainly evidence of what a reasonable officer would have thought was necessary.
C. Balancing. Because we have concluded that the detention of Kurth and his vehicle does not qualify as community caretaking activity, we are not required to reach the third prong of this analysis, that is, to consider whether “the public need and interest outweigh the intrusion upon the privacy of the citizen.” Crawford,
We agree with the State that the intrusion upon Kurth’s privacy was somewhat diminished because he was not being pulled over; his vehicle was already at a standstill. Nonetheless, the fundamental point remains that it was a seizure. And for reasons already discussed, the State’s public safety concern based on the damage to Kurth’s vehicle seems marginal at best. The car was drivable; Officer Jones had inspected the front of the car and determined the damage was “not significant”; and Kurth, having parked at a restaurant, was in a position to address that damage. Assuming that Kurth needed a friendly reminder to take a look at the front end of his vehicle, this could have been provided without activating the patrol car’s emergency lights and blocking him in. A balancing of public interest and privacy considerations does not favor the State.
We acknowledge some similarities between the present case and People v. Laake,
We think Laake is distinguishable, although the differences are not great. Here, Kurth was not on the shoulder of the road, but in the safer territory of a parking lot of an open restaurant. Also, here the officer could not and did not argue that he activated his emergency lights for his own protection; this was an actual seizure, not merely a “technical” one. While the officer here had specific knowledge that Kurth had hit a sign that had fallen into the road, he also had specific knowledge that the damage was “not significant” and that the car remained drivable. Cf. State v. Montgomery, Nos. A-0705-06T4, A-1926-06T4,
Finally, because we have concluded that Officer Jones’s conduct violated Kurth’s rights under the Fourth Amendment to the United States Constitution, it is unnecessary for us to reach Kurth’s arguments under article I, section 8 of the Iowa Constitution.
IV. Conclusion.
For the reasons stated, we reverse the denial of Kurth’s motion to suppress as well his conviction and sentence and remand for further proceedings.
DISTRICT COURT JUDGMENT REVERSED AND CASE REMANDED.
Notes
. Although we based our decision in Tague on the Iowa Constitution, we cited considerable precedent under the United States Constitution. We also did not explain how, if at all, the analysis would have differed under the Fourth Amendment. Tague,
. The Supreme Court said in Cady, "The fact that the protection of the public might, in the abstract, have been accomplished by 'less intrusive’ means does not, by itself, render the search unreasonable."
. We have previously maintained that the availability of the community caretaking exception “requires an objective analysis of the circumstances confronting the police officer.” Crawford,
. The United States Supreme Court has cautioned in a somewhat different context that "the balancing of interests must be conducted with an eye to the generality of cases.” Wyoming v. Houghton,
Concurrence Opinion
(concurring specially).
The result in this case is based solely on the Fourth Amendment to the United States Constitution. It is not based upon article I, section 8 of the Iowa Constitution. The sole reliance on federal law is not unreasonable because, as is demonstrated by the majority opinion, there is a large body of federal law that provides a clear path to deciding this case. When a party raises both federal and state constitutional issues, we have held that this court has the discretion to proceed first with either the federal or state issue. See State v. Pals,
It has been suggested that, in light of the risk of abuse inherent in the community caretaking exception, the exclusionary rule should apply to evidence seized that is unrelated to the community caretaking purpose of the stop. See Michael R. Dimi-no, Sr., Police Paternalism: Community Caretaking, Assistance Searches, and Fourth Amendment Reasonableness, 66 Wash. & Lee L.Rev. 1485, 1557-58 (2009) (citing 5 Wayne R. LaFave, Search and Seizure: A Treatise on the Fourth Amendment § 10.1(c), at 20 n. 67 (4th ed.2004)). At least one court in Utah has adopted a slightly different approach, namely, that in nonemergency community caretaking searches, the exclusionary rule would apply. Provo City v. Warden,
Nothing in the majority opinion should be misconstrued to suggest that we have affirmatively adopted the federal framework as the proper search and seizure framework under the Iowa Constitution in all cases. In State v. Tague,
Under the circumstances of Tague, where the parties did not advocate an independent standard, we cited cases using the federal standard under our state constitution not to make a deliberate choice between Fourth Amendment and other potential state constitutional approaches but because of the limited advocacy of the parties. See In re Det. of Hennings,
