Lead Opinion
Cornell Miller was convicted of delivery of a controlled substance as a habitual offender, in violation of Iowa Code sections 124.401(l)(c) and 902.8 (2013), and involuntary manslaughter as a habitual offender, in violation of Iowa Code sections 707.5(1) and 902.8. On appeal, Miller challenges only his manslaughter conviction, claiming there is insufficient evidence to support the conviction. Miller also challenges the district court’s refusal to give his requested jury instruction on causation.
I.
On September 11, 2013, Miller sold three doses of heroin to Trisha Delong and Dan Hansen. Delong and Hansen were in a romantic relationship and cohabited. According to Delong, she and Hansen went to Miller’s residence to purchase the heroin, and they returned to their residence to consume the heroin. They combined the three doses of heroin into two doses and consumed them intravenously. Delong admitted she injected the heroin into Hansen’s arm. After ingesting the heroin, Hansen and Delong both passed out. When Delong awoke, she noticed Hansen was still passed out. She tried to wake him, but he was non-responsive. She contacted 911 emergency services. Paramedics responded to the home and transported Hansen to the hospital, where he was pronounced dead.
Dr. Dennis Firchau conducted the autopsy. The autopsy revealed Hansen was in extremely poor health, suffering from several medical conditions, including obesity, the narrowing of his coronary arteries, an enlarged heart due to hypertension, a congenital abnormality of his heart valve, and a malignant tumor on his kidney. Toxicology results showed Hansen had blood ethanol level of .043. The results also showed metabolites of heroin in Hansen’s system. Dr. Firchau testified he would have opined Hansen’s cause of death was heart disease if there had been no heroin present in Hansen’s system. Ultimately, Dr. Firchau opined Hansen died from combined alcohol and heroin intoxication. Dr. Firchau explained Hansen’s alcohol intoxication alone “most likely” would not have caused his death. He was never asked during trial whether Hansen would have died from heroin overdose in the absence of alcohol.
During the course of the investigation into Hansen’s death, Delong identified Miller as the person from whom she and Hansen had purchased the heroin that night. The police executed a search warrant on Miller’s residence and discovered items consistent with narcotics distribution. Miller was arrested and charged with involuntary manslaughter and delivery of a controlled substance.
At trial, Miller argued that Delong’s injection of heroin into Hansen’s arm was an intervening and superseding cause of Hansen’s death, and Miller requested an instruction on the same. The district court declined to give the requested instruction. Miller’s counsel then requested that if his intervening-cause instruction was not given, then no additional instruction on causation be given. The district court granted Miller’s request and did not give any in
II.
Miller first contends there was insufficient evidence to prove he acted recklessly. “[W]e review challenges to the sufficiency of the evidence for correction, of errors at law.” State v. Edouard,
We begin our discussion with the' relevant statute and eases interpreting the same. Iowa Code section 707.5 provides that felonious involuntary manslaughter, as charged here, occurs “when the person unintentionally causes the death of another person by the commission of a public offense other than a forcible felony or escape.” Iowa Code § 707.5(l)(a). On its face, the statute appears to impose strict liability for the death of another caused by the commission of a public offense other than forcible felony or escape. In State v. Conner,
Our courts frequently have addressed the issue of what constitutes reckless conduct in the context of involuntary manslaughter. Two cases are worth discussing here. In State v. Caldwell,
The court revisited the issue of recklessness in Torres. See
Simply put, for recklessness to exist ■ the act must be fraught with a high degree of danger: In addition the danger must be so obvious from the facts that the actor knows or should reasonably foresee that harm will probably— that is, more likely than not — flow from the act.
Id. Justice Neuman dissented, recognizing the majority had “substantially departed from Caldwell.” Id. at 684-85 (Neuman, J., dissenting). We agree with Justice Neuman; the court did substantially' depart from Caldwell. ■ See id.
The majority opinion in Torres recognizes that criminal recklessness has two separate aspects: probability of harm and culpability'for harm. See id. at 681-82. The first aspect relates to the defendant’s generation of the risk of harm the law seeks to prohibit. See id. at 681. This requires a determination of whether the defendant’s conduct was reckless in the sense that it increased the probability of causing the proscribed harm. See id. In the case of manslaughter, the proscribed harm is the unintentional death of another. See id. In Toms, the court stated that criminal liability will not attach to conduct increasing the probability of the risk of harm unless the conduct made the proscribed harm “more likely than not” to occur. See id. The second aspect of recklessness relates to culpability for harm; that is, even 'if the defendant’s conduct sufficiently increased the probability of .causing the proscribed harm and the proscribed harm in fact occurred, was the defendant’s disregard of the increased risk of harm sufficiently improper to warrant criminal . sanction. See Conner, ■
With that in mind* we turn to the instructions given in this case. An instruction given without objection is the law of the case for .purposes of our review as to the sufficiency of the evidence. See State v. Canal,
The State must prove both of the following elements of Involuntary Manslaughter under Count 1:
*664 1. On or about the 11th day of September, 2013, the defendant recklessly committed the crime of delivery of a controlled substance; to wit, Heroin.
2. When the defendant committed the. crime, the defendant unintentionally caused the death of Daniel Hansen.
If the State has proved both the elements, the defendant is guilty of Involuntary Manslaughter. If the State has failed to prove either of the elements, the defendant is not guilty of Involuntary Manslaughter.
Instruction No. 21 defined reckless as follows:
A person is “reckless” or acts “recklessly” when he willfully disregards the safety of person or property. It is more than a lack of reasonable care which may cause unintentional injury. Recklessness is conduct which is consciously done with willful disregard of the consequences. For recklessness to exist, the act must be highly dangerous. In addition, the danger must be so obvious that the actor knows or should reasonably foresee that harm will more likely than not result from the act. Though recklessness is willful, it is not intentional in the sense that harm is intended to result.
We interpret these instructions to require the State to prove the defendant committed the underlying public offense in such a manner that it made it more likely than not the death of another would result and the defendant appreciated his commission of the public offense made it more likely than not that death of another would result. See Torres,
We next address the sufficiency of the evidence in light of the instruction given. The State seems to suggest that the delivery of heroin, without more, is always substantial evidence of recklessness. See, e.g., Commonwealth v. Perry,
First, such an approach is inconsistent with our case law regarding criminal recklessness. The mere delivery of heroin, without more, does not necessarily establish a sufficiently material increase in the probability of the proscribed harm. More
Thus, we reject both [Lofthouse’s] proposition that furnishing controlled substances to one who subsequently dies from them ingestion can never support a conviction of criminal homicide and the Commonwealth’s proposition that such will always support a conviction. Instead, we hold that guilt of criminal homicide, like any other offense, depends upon proof.
Lofthouse v. Commonwealth,
We have twice evaluated the sufficiency of the evidence supporting convictions for involuntary manslaughter where the victim’s death was caused by the ingestion of controlled substances. In Hoon, the defendant was charged with involuntary manslaughter for reckless delivery of methadone. We affirmed the defendant’s conviction. See
In State v. Block, No. 99-1242,
.In this case, even when viewing the facts in the light most favorable to the verdict, there is insufficient evidence establishing either aspect of recklessness. There was no evidence regarding the quality of the substance sold or Miller’s knowledge of the same from which the jury could infer a greater likelihood of death. There was no evidence showing Miller had any knowledge of Hansen’s medical conditions. There was no evidence Miller was aware Hansen and Delong had been drinking pri- or to or in combination with ingesting the heroin. Delong testified she and Hansen were at.Miller’s residence for only five minutes. Unlike Hoon, there was no evidence establishing Hansen’s use was so frequent, he presented an elevated risk of overdose. See Hoon,
This case is more similar to the Loft-house case in which the Kentucky Supreme Court rejected the per se approach and reversed the defendant’s conviction for manslaughter. See
[Lofthouse’s] conviction of reckless homicide in the case sub judice required proof beyond a reasonable doubt that there was a substantial and unjustifiable risk that [the victim] would die if he ingested the cocaine and heroin furnished to him by [Lofthouse], and that the risk of [the victim’s] death was of such nature and degree that [Loft-house’s] failure to perceive it constituted a gross deviation from the standard of care that a reasonable person would observe in the situation, ...; ie., that [the victim’s] death as a result of ingestion of the cocaine and heroin was either foreseen or foreseeable by [Lofthouse] as a reasonable probability.... Thus, the Commonwealth needed to prove not only*667 the toxic qualities of cocaine and heroin, but also that a layperson, such as [Loft-house], should reasonably have known that there was a substantial risk that the amount of cocaine and heroin ingested by [the victim] would result in his death. That is especially true where, as here, [Lofthouse] did not directly cause the victim’s death, but only furnished the means by which the victim caused his own death. In the Pennsylvania case of Commonwealth v. Bowden, [456 Pa. 278 ,309 A.2d 714 (1973) ], evidence that the defendant injected the victim with the fatal dose of heroin was held insufficient to support a homicide conviction because it was undisputed that the defendant knew the victim’s tolerance level for heroin and injected only an amount which the victim had normally tolerated.
Although the medical examiner in our case testified that the amount of morphine found in [the .victim’s] body “can be fatal” and that the amount of cocaine found in his body “could be fatal,” there was no proof that [Lofthouse] or any other layperson should have been aware that there was a substantial risk that [the victim] would die from ingesting those substances, or that [Lofthouse’s] failure to perceive that risk constituted a gross deviation from the standard of care that a reasonable person would observe in the situation. Such information is not “common knowledge.” • On the other hand, there was evidence that heroin was “something new” to [Lofthouse]; that he, himself, had previously ingested dosages of both the cocaine and the heroin in question without a fatal result; and that he, himself, ingested the same dosages of cocaine and heroin as [the victim] on the same occasion, yet remained coherent enough to assist in efforts to save [the victim’s] life. The Commonwealth proved only that the dosages were fatal to [the victim]. That alone was insufficient to convict [Loft-house] of reckless homicide.
Lofthouse,
HL
Because we conclude there was insufficient evidence to support the verdict, we remand this matter and direct the court to enter a judgment of acquittal on .that count. As a result, we need not address the remainder of the defendant’s arguments on appeal.
REVERSED AND REMANDED.
TABOR, J., concurs; VOGEL, P.J. dissents.
Dissenting Opinion
(dissenting)
I respectfully dissent from the majority’s conclusion the State failed to show Miller acted “recklessly”'when he sold the doses of heroin to Hansen and Delong.
Because the jury found Miller guilty of involuntary manslaughter, that finding of guilt is binding upon us unless we determine there was not substantial evidence in the record to support such a finding. State v. Torres,
A person will be found guilty of involuntary manslaughter under Iowa Code section 707.5(1) (2013) if the State proves beyond a reasonable doubt a “person unintentionally causes the death of another person by the commission of a public offense.” Of course, the public offense here was the delivery of heroin under Iowa
A person is “reckless” or acts “recklessly” when he willfully disregards the safety of person or property. It is more than a lack of reasonable care which may cause unintentional injury. Recklessness is conduct which is consciously done with willful disregard of the consequences. For recklessness to exist, the act must be highly dangerous. In addition, the danger must be so obvious that the actor knows or should reasonably foresee that harm will more likely than not result from the act. Though recklessness is willful, it is not intentional in the sense that harm is intended to result.
The jury was then given the marshalling instruction which read:
1. On or about the 11th day of September, 2013, the defendant recklessly committed the crime of delivery of a controlled substance; to wit, Heroin.
2. When the defendant committed the crime, the defendant unintentionally caused the death of Daniel Hansen. If the State has proved both the elements, the defendant is guilty of Involuntary Manslaughter. If the State has failed to prove either of the elements, the defendant is not guilty of Involuntary Manslaughter.
Under these instructions I believe a reasonable juror would and did conclude, beyond a reasonable doubt, that the delivery of three bindles or doses of heroin to two people, Hansen and Delong, was reckless.
Evidence presented at trial highlighted the danger of heroin. Although Delong testified she did not believe heroin was dangerous before these events, we do not use the subjective standards of those involved in the incident. See State v. Bash,
In this case, Delong testified, she and Hansen had “a few drinks” before approaching Miller for some heroin. Miller then sold three doses of the drug to the two users — 150% of the packaged, standard dosage. Selling an excessive amount of an inherently dangerous substance raised the risk of overdose. I would conclude, the combination of the inherently dangerous nature of heroin, the increase of overdoses in the area, the testimony that any amount of heroin is potentially fatal, and the excessive amount sold to Hansen and Delong by Miller was sufficient to prove the element of recklessness. A reasonable juror, following the recklessness instruction provided, would have found that Miller’s actions, in selling a large quantity of heroin to two people, “willfully disregarded the safety” of Hansen and Delong; it was “done with willful disregard of the consequences”; “the act was highly dangerous”; and the danger was so obvious that Miller knew or should have reasonably foreseen “that harm will more likely than not result from” the sale. See Jury Instruction No. 21.
Therefore, viewing the evidence in the light most favorable to the State, I submit substantial evidence supported the jury’s findings that Miller acted recklessly when he sold the three doses of heroin to two people — Hansen and Delong. I would affirm Miller’s conviction.
