Lead Opinion
We must decide the constitutionality of the applicant’s sentence on his conviction for first-degree kidnapping. The applicant was a juvenile at the time of the kidnapping. He was originally sentenced to life in prison without parole for the kidnapping. The jury also found him guilty of murder in the second degree, robbery in the first degree, conspiracy, possession of an offensive weapon, and criminal gang participation. The court imposed consecutive sentences on these convictions. The combined sentences on these charges amounted to a possible total of ninety-five years in prison.
In 2011, after the United States Supreme Court decided Graham v. Florida,
In his pro se supplemental brief filed in his appeal, the applicant raised several additional issues. These include the district court’s failure to have him present at the sentence correction hearing, its failure to articulate reasons for imposing consecutive sentences at the original sentencing, and its failure to advise the applicant of his
We transferred his appeal to the court of appeals. The court of appeals affirmed the applicant’s conviction and sentence as corrected. On further review, we find the applicant’s sentence is constitutional under the Federal Constitution because he is immediately eligible for parole. We do not reach the applicant’s claim that his sentence is illegal under the Iowa Constitution. Instead, if the applicant timely amends his application to correct an illegal sentence under the Iowa Constitution, we remand this case to the district court to decide the claims he made under our state constitution. We will let the court of appeals decision stand as our final decision as to all other issues raised by the applicant. Therefore, we conditionally affirm the decision of the court of appeals and the judgment of the district court.
I. Background Facts and Proceedings.
On May 13, 1994, a jury convicted Anthony Hoeck of kidnapping in the first degree, among other charges. For the kidnapping in the first-degree conviction, the district court sentenced Hoeck to life in prison without the possibility of parole. The district court also sentenced Hoeck to a combined possible ninety-five years under the other counts.
Hoeck appealed his original convictions. See State v. Hoeck,
His present appeal involves a motion to correct an illegal sentence filed on May 24, 2011. Hoeck alleged in his motion that pursuant to Graham, his sentence of life in prison without parole for the kidnapping charge was unconstitutional. The district court granted the motion, correcting the sentence for the kidnapping conviction to life in prison with immediate parole eligibility. Hoeck was not present for the sentence correction hearing. Thereafter, Hoeck filed a pro se motion asking the court to vacate its order and resentence him with him present. The court denied this motion.
Hoeck filed a notice of appeal. Hoeck also filed a pro se supplemental brief. We transferred the case to the court of appeals. The court of appeals affirmed the district court’s ruling. It held the corrected sentence for kidnapping did not violate the United States Constitution. It also held the district court was not required to vacate all of Hoeck’s sentences on the nonkidnapping convictions when it corrected Hoeck’s sentence on the kidnapping conviction. Rather, the district court could sever the illegal sentence from the other legal sentences and correct only the illegal sentence. Furthermore, the court of appeals held Hoeck did not have to be present to correct an illegal sentence so long as the disposition would not be aided by Hoeck’s presence and the modification does not make the sentence more onerous. Finally, the court of appeals held the other issues raised by Hoeck were not preserved; thus, they were not properly before the court. Hoeck filed for further review, which we granted.
When we accept a case on further review, “we have the discretion to review all or some of the issues” the parties raised on appeal and in the application for further review. State v. Clay,
III. Standard of Review.
We normally review claims a sentence is illegal for correction of errors at law. State v. Davis,
IV. Analysis.
A. Whether Hoeck’s Corrected Sentence Categorically Violates the Eighth Amendment of the United States Constitution. The Supreme Court has interpreted the Eighth Amendment of the United States Constitution as it relates to juvenile sentencing in a trilogy of cases. First, in Roper v. Simmons, the Supreme Court recognized a categorical rule prohibiting courts from imposing the death penalty against persons who committed their crimes while under the age of eighteen.
Hoeck’s corrected sentence is factually dissimilar from these cases. Hoeck did not receive the death penalty; therefore, Roper is inapplicable. Hoeck did not receive life without parole for a homicide offense; therefore, Miller is inapplicable.
Hoeek’s original sentence on the kidnapping was factually similar to Graham. Hoeck’s original sentence was a sentence of life in prison without parole for a nonhomicide offense. This sentence was categorically unconstitutional under Graham. See Graham,
First, the corrected sentence is factually dissimilar from the sentence in Graham. Whereas the court in Graham sentenced the defendant to life in prison without parole, id. at 57,
Striking parole ineligibility to convert an unconstitutional sentence to a constitutional one is an appropriate remedy. Bonilla,
Therefore, we find Hoeck’s sentence as corrected by the district court is constitutional under the Federal Constitution because he is now eligible for immediate parole.
B. Whether Hoeck’s Corrected Sentence Violates Article I, Section 17 of the Iowa Constitution. On appeal, Hoeck raises claims under the Iowa Constitution for the first time. We acknowledge a defendant can raise the claim that his or her sentence is an illegal sentence at any time, even on a collateral attack. Veal v. State,
Another option is for a court to spot an issue that has not been briefed and, if the issue looks decisive, remand it for resolution in the first instance by the lower court. This is the most procedurally conservative approach to addressing a new issue and is the only one fully consistent with the usual rule that issues not raised below will not be considered on appeal. Remand protects the role of the district court, which may have useful light to shed on the issue.
Accordingly, we will not reach Hoeck’s challenges to his corrected sentence under the Iowa Constitution on this record. Therefore, we will affirm his corrected sentence as not being an illegal sentence under the United States Constitution. However, we will remand this case to the district court to allow Hoeck and the State to fully develop and argue Hoeck’s claims under the Iowa Constitution if he desires to do so. See In re R.E.K.F.,
Y. Conclusion and Disposition.
We find the district court’s sentence of life in prison with immediate parole eligibility does not violate the United States Constitution’s categorical prohibition against cruel and unusual punishment. We do not reach Hoeck’s claim that his sentence is illegal under the Iowa Constitution. If, within ninety days from the issuance of procedendo, Hoeck amends his application to request correction of an illegal sentence under the Iowa Constitution, we remand the case to the district court for further proceedings on his state constitutional claims. If he does not, the district court order will stand as the final judgment in this case. If Hoeck does amend his application, the district court shall hold further proceedings consistent with the amended application. We will let the court of appeals decision stand as our final decision on all other issues raised by Hoeck. Accordingly, we affirm the decision of the court of appeals and the judgment of the district court and affirm Hoeck’s conviction and sentence. Finally, we do not retain jurisdiction. We assess the costs against Hoeck.
DECISION OF COURT OF APPEALS AND JUDGMENT OF DISTRICT COURT IS CONDITIONALLY AFFIRMED; CASE REMANDED WITH DIRECTIONS.
Notes
. In his motion, the applicant cited Veal v. State,
. Hoeck was convicted of murder in the second degree; however, he received a term not to exceed fifty years for this crime. He does not challenge this sentence, and even if he did challenge this sentence, it does not fit under the facts of Miller.
Concurrence Opinion
(concurring in part and dissenting in part).
I agree that the sentence as corrected by the district court should be affirmed. However, I would not make the affirmance conditional.
Let’s recap what is before this court. In 1994, Hoeck was convicted of first-degree kidnapping, second-degree murder, first-degree robbery, criminal gang participation, conspiracy, and a weapons offense for his leading role in the brutal assault, abduction, and murder of a seventeen-year-old girl. See State v. Hoeck,
Because Hoeck was seventeen years old when he committed these crimes, he filed a postconviction relief proceeding to vacate
As a result of the district court’s resen-tencing, Hoeck is now currently eligible for parole. No mandatory mínimums apply to his sentence.
Nevertheless, Hoeck appealed the district court’s ruling to this court. On appeal, Hoeck argues that a juvenile offender cannot receive even a life-with-parole sentence without consideration of individualized factors relating to youth. Hoeck raises this argument under both the Federal and the Iowa Constitutions. Yet this argument clearly has no traction under federal constitutional law, as the majority points out in part IV(A) of its opinion. Accordingly, Hoeck’s appellate argument focuses on the Iowa Constitution.
Hoeck develops this state constitutional argument in twenty pages of his brief. See Appellant’s Br. at 31-51. The gist of Hoeck’s argument is that a district court must be given discretion to consider the factors of youth before sentencing a juvenile to life with parole, even if there is no mandatory minimum. “When defendant was originally sentenced the district court was not given any discretion to consider any mitigating factors that may have warranted a lesser sentence.” Id. at 50. In Hoeck’s view, regardless of parole eligibility, a life sentence violates the Iowa Constitution unless the district court can consider the youth factors before determining whether to impose that sentence.
This is a categorical argument. True, the defendant cites to State v. Bruegger,
Thus, we have before us a straightforward question: Does the Iowa Constitution categorically prohibit the general assembly from making a life sentence the designated punishment for a heinous crime when that crime is committed by a seven
I think the answer is clearly no. In my view, the general assembly, expressing the will of the people of this state, may require juveniles who commit first-degree kidnapping to serve life in prison, so long as parole is available. But more importantly, I think we ought to answer the question. We owe it to the citizens of this state to clarify the limits and scope of State v. Null and State v. Pearson when presented to us in a case that meets our prior error preservation requirements. See State v. Null,
Other trial judges in our state have done the same thing that this trial judge did: When a person comes before the court who received a mandatory life-without-parole sentence for a crime committed as a juvenile, they are resentencing the person to life with parole. If this procedure doesn’t meet state constitutional requirements, we ought to tell them. Notably, the Massachusetts Supreme Judicial Court recently had no difficulty in drawing lines for its trial judges under the Massachusetts Constitution. See Diatchenko v. Dist. Att’y,
In this case, the State understood what Hoeck was claiming on appeal. Its attorney opened his argument to us as follows:
May it please the Court. It is the State’s position that the defendant’s life sentence for first degree kidnapping was corrected in the district court at the hearing in July of 2011. Applying Graham and Bonilla, he obtained what the Supreme Court — the U.S. Supreme Court says you have to have. In a non-homicide juvenile situation, you have to have a meaningful opportunity for release on parole. Miller, we submit, does not apply here, nor is there any basis similar to Null or Pearson to apply the Miller sentencing factors here because he indeed has a meaningful opportunity for parole....
(Emphasis added.)
But even assume for a moment that Hoeck’s position is unclear. I do not think we get to both (1) affirm his sentence and (2) order the case below to continue so Hoeck can keep challenging that same sentence. Our options are rather to affirm Hoeck’s sentence, reverse outright because the sentence is invalid, or reverse and remand for further proceedings because Hoeck has shown the sentence may be invalid. In Veal, for example, we reversed the dismissal of the postconviction relief proceeding and remanded for further proceedings. See Veal,
It is true that we have “conditionally affirmed” district court rulings at times in the past. See, e.g., Frontier Leasing Corp. v. Links Eng’g, LLC,
In re R.E.EF. is a good example of this. It was a termination of parental rights proceeding. In re R.E.K.F.,
Several things about In re R.E.K.F. should be noted. We decided the entire appeal. Id. Unlike here, we did not leave a door open for new arguments. Indeed, the very purpose of the conditional affir-mance was to close that door. Presumably, we ordered a conditional affirmance in In re R.E.K.F. because of the time urgency associated with parental rights cases. See id. That way, if it turned out the tribe had no interest in the proceeding, the termination order could stand without further delay. Id. (“If the Seneca Nation fails to respond within the appropriate timeframe or replies and determines Ruby is not eligible for tribal membership, the juvenile court’s original order of termination will stand.”).
Here, by contrast, we are purporting to affirm the final judgment in Hoeck’s post-conviction relief proceeding while letting the case go back so Hoeck can expand upon his challenges to his sentence. The only contingency is whether Hoeck will expand on what he previously filed, something he will surely do. What happens next is totally undetermined, except for the fact that the case will continue. This is really a reversal, therefore. Yet my colleagues are apparently reluctant to call it that, perhaps because it just doesn’t sit right with them, and perhaps because they would also have to say what Hoeck has raised merits reversal.
There is no reason to extend the heretofore limited concept of “conditional affir-mance.” We don’t have a child that needs permanency. We aren’t saving ourselves another appeal. Hoeck won’t suffer prejudice if we simply affirm because we have previously held that a challenge to an illegal sentence is not subject to the three-year time bar.
I realize the normal practice is to require arguments to be raised for the first time in the district court. There are good reasons for that practice. But we changed that law with respect to illegal sentences, and we now have a purely legal issue under the Iowa Constitution that has been briefed to us, in far more detail than this court normally requires for challenges under the Iowa Constitution. The district court is going to wonder why we didn’t decide it.
WATERMAN and ZAGER, JJ, join this concurrence in part, dissent in part.
. We transferred the case to the court of appeals, which rejected Hoeck's categorical argument without undertaking a separate analysis under the United States and the Iowa Constitutions. The court of appeals also rejected Hoeck's pro se appellate arguments relating to other matters — correctly in my view. My colleagues would allow the court of appeals’ decision to stand on these matters, and I concur in that approach.
Hoeck's further review application to our court reiterated that his life-with-parole sentence violated both the United States and Iowa Constitutions because "the district court was not given any discretion to consider any mitigating factors" related to youth.
