*2
KENNEDY,
Circuit
Before CHOY
HALL,*
Judge.
District
Judges, and
CHOY,
Judge:
Circuit
brought
crimi-
of Arizona
State
against Manypenny, a bor-
prosecution
nal
Immi-
patrolman
der
of the United States
gration and Naturalization Service.
Manypenny with assault with
charged
State
of Arizona
deadly weapon
in violation
13-249(A)
(B).
law.
&
On
Ariz.Rev.Stat. §
motion,
case was removed
Manypenny’s
court.
See
1442(a)(1).1
trial,
returned a verdict of
After
moved for arrest
guilty. Manypenny then
or,
alternatively,
for a new
33, 34. The court
trial.
Fed.R.Crim.P.
granted
the Rule 34 motion for arrest
Thereafter,
judgment.
moved for
grant
reconsideration of the
of the Rule 34
granted
motion. The court
the motion
reconsideration, but no action was taken for
year.
September
Manypenny
On
moved
hearing
for a
to determine the status of the
pending
hearing
State’s
motion. The
later,
September
days
held on
26. Two
previous
district court reversed its
order
*
Hall,
embracing
place
district
and division
Senior
The Honorable Peirson M.
Judge
pending:
District
for the Central District of
wherein it is
California,
(1) Any
sitting by designation.
any
officer of the United States or
thereof,
agency
any person acting
or
him,
any
or
act under color of such office
1442(a)(1) provides:
28 U.S.C. §
authority
any right,
on account of
title or
A civil action or criminal
com-
Congress for the
claimed under
Act of
against any
menced
State court
apprehension
punishment
criminals or
following persons may
removed
them to
the collection of the revenue.
States for the
district court of the United
provisions of this section shall be
judgment. The court construed
arresting
pur-
34 motion to be a motion
its
Manypenny’s Rule
to effectuate
liberally construed
acquittal under Fed.R.
poses.
29(c),
the motion for ac
granted
Crim.P.
added.)
(Emphasis
quittal,
jury’s
verdict and held
set aside
Court has stat
While
guilty.
Many
Arizona v.
Manypenny
*3
“intended to
ed that
3731 was
remove all
§
(D.Ariz.1977).2
penny,
F.Supp.
445
1123
appeals
to
statutory barriers
Government
appeals
rulings.
The
from these
appeals
and to allow
whenever the Consti
jurisdiction
We find that we are without
to
permit,”
United
v. Mar
tution
States
appeal.
entertain such an
We therefore
Co.,
568,
430
Supply
tin Linen
U.S. at
97
appeal.
dismiss the
1353, quoting
at
United
v. Wil
S.Ct.
States
prosecu
It is well-settled that
337,
son,
1013,
420
at
95 S.Ct.
it is
U.S.
appeal
tion has no
to
an adverse deci
manifest
3731 is limited
its own
§
statutory
sion absent some
authorization.
appeals by the
terms to
United States as a
Supply
v. Martin Linen
See United States
prosecuting entity. The statute authorizes
Co.,
564, 568,
1349, 51
430
U.S.
States,”
appeal by
“an
the United
not an
(1977);
L.Ed.2d 642
v. Wil
United States
appeal by
by “any
a state or
of the United
son,
332, 336,
1013,
95
43
420
S.Ct.
U.S.
stated,
previously
As we have
States.”
(1975);
v.
United States
San
“
language of a statute is the best and
‘[t]he
609,
ges,
310, 312, 318-23,
144
12
U.S.
S.Ct.
meaning,
most reliable index
of its
(1892).3 The
by the federal Government.4
Sanges,
ordering
144
that its reason for
U.S.
The court stated
318, 322-23,
Manypenny’s acquittal
that he was entitled
peals, it was
authority
Congress
speak
sary for
provide a fair trial
policies at stake —to
represent
separate
prosecutors
who
officers, free from local bias—
government
sovereign initiating
criminal
state as
altering
instances
by
are not furthered
solely
prerog-
charges.
question
That
is
may be secured
appellate
review
Arizona,
and the
ative of the
State
Further,
following the state
by the state.
appeals
in cases such as the one
allows
policies.
no other federal
rule would violate
authorization should
before us.
State’s
the federal
workload of
example,
For
gen-
permit
suffice to
forum,
courts,
the federal
integrity of
by 28
appellate
granted
eral
complying with state
difficulty of
and the
U.S.C. §
here.
rules are not involved
jur-
us
Construing
giving
section 1291 as
as sub-
If one views the
appeal by a state where
isdiction to hear an
stantive,
consistent with the
completely
it is
explicitly provided
such
are
actions to look
general scheme in removal
pur-
inconsistent with the
state law is not
Advisory
As the
*6
Act,
Rules of Decision
Rules
governs
In
Erie and the Rules of Decision Act:
Act,
Enabling
Dilemma,
Appropriate
which
U.S.C.
Search
Harv.L.
analysis
(1977)
the
in
(disagreeing
choice of law
such
Rev. 356
ancing
on whether bal-
Advisory
poli-
on
importance
actions. Cf. Notes of
Rules,
Committee
federal
the
of state and
54(b)(1)
(in section
appropriate
deciding
Fed.R.Crim.P.
whether state or
cies is
in
cases,
diversity
Federal
removal
“the
law
be followed in
federal
cases).
should
State,
applies
but
the substantive law of the
procedure”).
Erie line
supporting
follows Federal
of
policies
What are the state
the
cases, however,
by analogy,
would be useful
may appeal?
determination of when the state
Finality
say
question
if we were to
in
is a
principal purposes
the
repose
and
are the
substantive one and
further that
well,
conclude
Con-
suppose,
as
I
as a desire to correct the
gress
by
prescribed
has
a federal stan-
statute
proceed-
lower court
more serious errors
ings.
the
point
dard which overrides the state rule on a
support state
These considerations also
bearing upon
which has no
the
federal interests
regarding
of limitations
decisions
res
the Erie
statute
case, (interests
issues,
such as the defense of im-
judicata questions.
Both of these
munity
providing
context,
a neutral forum for the
of
have been held matters
officers),
trial of federal
then we would be
Moreover,
Mexico
state law.
cases have held the
substantive
Arizona and New
sensitive,
exercising federal
to be
new,
perhaps
Accordingly,
dimension.
I think
question.
Birmingham, 96
State v.
cases, adopting
general
the Erie line of
dis-
(1964); In re Mari-
Ariz.
392 P.2d
procedural
JS-834,
tinction between substantive and
rights,
copa County
Juvenile Action No.
ques-
help
of law
Ariz.App.
would
resolve a choice
549 P.2d
583-84
in this case.
tion as to the
Alco-
Durand v. New Mexico Comm’n on
holism,
(Ct.App.
89 N.M.
553 P.2d
in a crimi-
The Government’s
substantive,
as
nal case could be characterized
course,
appeals
parts
jurisdiction may
stat-
particular
of state
afford to the
Of
some
since a
by
might
compliance
against multiple
the
greater protection
utes
federal court with all their
be framed so
defendant
trials than is
provisions
required by
would be
the minimum dictates
(e. g., specifying
jeopardy
impossible
district or
which
clause.
of the fifth amendment double
explored
problem
the other
state,
1441(a)(1) re-
raised
this
Committee
cases,
apply the
However,
case,
“the Federal Courts
moval
case.
the
having examined
State,
but follow
substantive law of
I
conclude not
there
Advisory
procedure.”
Federal
Notes of
tion,
judgment ought
but
to be
Rules,
54(b)(1).
Fed.R.Crim.P.
Committee on
reversed.
Having proposed two alternative bases
I turn first to a consideration of whether
jurisdiction,
under some cir-
I realize that
ruling favorable to the
appellate
cumstances, specifically where the state has
put
jeopardy
the defendant
twice in
would
state,
appeals by the
it will
provided
law,
barring
thus
as a matter of federal
theory is
make a difference which
relied on.
argument
I think the
must
appeal.4
case, however,
In this
I need not decide
against
resolved
the defendant based on a
between the theories because I conclude
previous decision of
court and more
provide
appeals
that Arizona
does
Supreme
recent decisions of the
Court of
the state.
The entry
judg-
United States.
of a
Superior
ex
State
rel. Dawson
acquittal,
jury
ment of
after
has re-
Court,
112 Ariz.
enters a
acquittal
an
granted
request
the new trial is
at the
permitted.
In that
situation
conclu-
defendant,
has been no bad
and there
sion
judg-
court that the
prosecutor,
judge
faith conduct
acquittal
ment
improper
does not
jeopardy
there is
bar. United
no double
require a criminal defendant to submit to
Dinitz,
trial;
a second
error can
corrected 1075,
Here the de-
entry
on remand
of a
might
pursue
fendant
still
the motion for a
the verdict.” 420
U.S. at
S.Ct. at
trial, based,
new
apparently, on his desire to
Despite
heavy empha-
the Court’s
might
raise the Clifton defense. That
be a
acquittal
sis on the finality of an
in Mar- proper request, but since it would be at his
tin Linen and Sanabria v. United
instance double
concerns are not
explicitly
. neither
repu-
decision
implicated.
assumption.
diates this
I turn now to the merits of the district
2194^2195,
S.Ct. at
n. 7
matter,
ruling.
court’s
As an initial
(citation omitted).
analysis
This
is consist-
argues
judge
that the
lacked
ent with the result our court reached in
tion to enter
acquittal
be-
Rojas.
cause, contrary
*8
requirements
of Rule
The
language
29(c),
defendant focuses on
proper
defendant failed to file a
Sanabria, emphasizing the differences be-
days
motion within seven
of the verdict.
acquittals
tween
and dismissals of the in- At least two circuits have held that unless a
dictment. The
acquittals
filed,
reference to
in timely
judge
juris-
motion is
lacks
case, however,
the Sanabria
is directed to diction
judgment
acquittal.
to enter a
Johnson,
the instance in which a defendant necessari- United
487 F.2d
States v.
denied,
Cir.),
right of
(5th
cert.
other to the
the trail.
All three of
powder
S.Ct.
Rowlette
smell
them had the
of fresh
on
Cir.
explanation
them. The defendant had no
Homer,
also United States v.
being
together.
for the
so
shells
close
He
F.Supp.
(W.D.Pa.),
aff’d
on testified that
the accidental shots were
(3rd
grounds,
1976),
other
ing subject to a Government did most, open.
not have the duty to At
defendant entitled to a new so trial
he may advantage have the of the Clifton preparing
case in his defense. WILLIAMS, Plaintiff-Appellant, J. D. Moreover, I think the evidence introduced may permitted the first trial have SCISSON, INC., FENIX & reasonable inference that the defendant Defendant-Appellee. executing faith, was not duties in good his No. 76-1452. acquit- and therefore that the tal improper. theory The defendant’s Appeals, States Court of gun was that his went off by twice accident Ninth Circuit. coincidentally hit victim at a dis- Sept. tance 120feet. victim was hit multiple back by pellets from at least two twelve-gauge
shells. shotgun Three shells eight
were found within inches of one an- in cases where to state law.1 Notes pose allowing removal Appeals analysis See the debates on the first Criminal 1. The of whether the Act, Sisson, procedural governed, 399 608 discussed in United States v. substantive or strict is not sense, principles Erie U.S. (1970). 26 L.Ed.2d R.R. hand, Tompkins, it cannot be doubt- 304 U.S. 82 L.Ed. On the other see, assigning (1938), progeny, g., Congress and its Hanna has an interest e. ed the between federal trial and courts which Plumer, questions responsibility ruling of law 380 U.S. courts, L.Ed.2d 8 court because of in federal for this case is not diversity jurisdiction. operate con- under different state, instant case concerns the actions of an officer in his federal straints than do concerns seem to be making and such those of a capacity procedural stat- in nature. the removal ute, 1442(a)(1), substantive-procedural Congress made determina- has tion, balancing impor- implicit suits are ones would think that declaration such implicat- arising policies under the laws of United States. tance of the state and federal (9 Wheat.) significant inquiry. Osbom v. be a in the ed would factor Davis, Erie, Ely, Irrepressible Myth L.Ed. 738 Tennessee Cf. There is no L.Ed. Harv.L.Rev. Phillips, 717 n. 130 Redish &
