Case Information
*1 IN THE
S UPREME C OURT OF THE S TATE OF A RIZONA TATE OF A RIZONA ,
Appellee ,
v. A ARON B RIAN Appellant .
No. CR-13-0282-AP Filed September 1, 2016 Appeal from the Superior Court in Maricopa County The Honorable Joseph Kreamer, Judge No. CR2003-038541 AFFIRMED
COUNSEL:
Mark Brnovich, Arizona Attorney General, John R. Lopez IV, Solicitor General, Lacey Stover Gard, Chief Counsel, Capital Litigation Section, John Pressley Todd (argued), Special Assistant Attorney General, Phoenix, Attorneys for State of Arizona
Stephen J. Whelihan (argued), Deputy Public Advocate, Maricopa County Office of the Public Advocate, Phoenix; and Louise Stark, Deputy Public Defender, Maricopa County Office of the Public Defender, Phoenix, Attorneys for Aaron Brian Gunches
VICE CHIEF JUSTICE PELANDER authored the opinion of the Court, in which CHIEF JUSTICE BALES and JUSTICES BRUTINEL, TIMMER, and BOLICK joined.
VICE CHIEF JUSTICE PELANDER, opinion of the Court: ¶1 Aaron Brian Gunches was convicted of first degree murder and kidnapping and was sentenced to death. On appeal, we remanded for a new penalty phase trial on the murder conviction. State v. Gunches ( Gunches I ), 225 Ariz. 22, 27 ¶ 26, 234 P.3d 590, 595 (2010). A jury again returned a death verdict. This Court has jurisdiction over this automatic appeal pursuant to article 6, section 5(3), of the Arizona Constitution and A.R.S. §§ 13-755 and 13-4031. We affirm.
I. BACKGROUND Gunches was charged with the first degree murder and
kidnapping of Ted Price committed in late 2002. The State noticed its intent to seek the death penalty. After the trial court found Gunches competent to stand trial and to waive his right to counsel, Gunches chose to represent himself. He later pleaded guilty to both counts. During the aggravation phase, Gunches stipulated that he
had been convicted of a serious offense (attempted murder), which is an aggravating circumstance under A.R.S. § 13-751(F)(2). The jury also found as an aggravating circumstance under § 13-751(F)(6) that Gunches committed the murder in an especially heinous or depraved manner. Gunches presented virtually no mitigation evidence in the penalty phase, but he did request leniency in allocution. The jury determined that he should be sentenced to death. On direct appeal, this Court affirmed Gunches’s convictions
and the kidnapping sentence.
Gunches I
,
II. DISCUSSION
A. Self-Representation in the Penalty Phase Gunches argues that the trial court fundamentally erred in
allowing him to represent himself during the penalty phase on remand. We
are unpersuaded and find no error, let alone fundamental error.
See State
v. Henderson
, 210 Ariz. 561, 568 ¶ 23, 115 P.3d 601, 608 (2005) (under
fundamental error standard of review, defendant “must first prove error”).
The Sixth Amendment to the United States Constitution
states, “[i]n all criminal prosecutions, the accused shall enjoy the right . . .
to have the assistance of counsel for his defense.” Under both the federal
and Arizona constitutions, a defendant has a right to waive representation
by counsel.
State v. Dann
,
defendant’s Sixth Amendment right to self-representation during the
sentencing phase.
See, e.g.
,
State v. Dixon
,
voluntarily waived his right to counsel,” he may properly “represent[]
himself during the penalty phase.”
Bearup
,
granted his request to represent himself during the penalty phase. (Gunches has not challenged the trial court’s competency findings.) The court, however, expressed its concern that Gunches was not attempting to avoid the death penalty. Against the strong advice of the court and counsel, Gunches nonetheless insisted on representing himself. Gunches first argues that a capital case’s penalty phase is not
a “criminal prosecution,” and therefore the Sixth Amendment right to self-
representation does not apply during that phase. We disagree. The Sixth
Amendment right to counsel extends to all critical stages of the criminal
process.
Iowa v. Tovar
,
there, this Court narrowly and specifically held that the Sixth Amendment’s
Confrontation Clause does not apply to rebuttal testimony at a capital
sentencing hearing. 213 Ariz. 147, 158
59 ¶¶ 47-52, 140 P.3d 930, 941
42
(2006);
see Crawford v. Washington
, 541 U.S. 36 (2004) (interpreting the
‑
‑
Confrontation Clause). Our reasoning that “the penalty phase is not a
criminal prosecution,”
McGill
,
and reliability of the penalty phase precluded his self-representation. He argues “the independent societal interest in the fair administration of justice has been found to outweigh even the right of the accused to counsel of his choice enshrined in the Sixth Amendment,” citing Wheat v. United States , 486 U.S. 153 (1988). But Wheat dealt with a defendant’s attempt to circumvent a bright-line rule: he attempted to waive a conflict of interest in order to be represented by the same counsel who represented a co- defendant. Id. at 154–55. We have no such issue here. Additionally, Gunches argues the trial court granted his
motion on its mistaken belief that the reason for Gunches’s request to self-
represent was immaterial to the court’s exercise of discretion. In support,
he cites
State v. De Nistor
,
fundamental constitutional right to self-representation in capital sentencing
proceedings.
See supra
, ¶ 7. Recognizing and honoring that right, this Court
has upheld a capital defendant’s waiver of counsel even when, as here, the
defendant “presented no mitigating evidence.”
State v. Cook
,
B. Waiver of Mitigation Evidence Gunches argues the trial court erred by permitting him to
waive the presentation of mitigation evidence. We review this claim for
fundamental error and find none.
Henderson
,
and the prosecutor, Gunches chose to not call any witnesses or present any mitigation evidence. In his closing argument, Gunches acknowledged that he had pleaded guilty in this case, had a prior felony conviction for “attempted murder on a cop,” and did not “have any mitigation.” He asked the jury only to base its decision on the evidence presented, follow the court’s instructions, and not delay in reaching a verdict. “A defendant may waive mitigation if he is competent and
makes the decision knowingly, intelligently, and voluntarily.”
State v.
Hausner
, 230 Ariz. 60, 84 ¶ 116, 280 P.3d 604, 628 (2012);
see also State v.
Goudeau
,
no mitigation evidence during the penalty phase” at his first trial,
Gunches
I
,
consequences of Gunches’s failure to inform the jurors (either in Gunches’s
closing arguments or by objecting to the prosecutor’s statement in closing
that there was no mitigation) that his earlier guilty plea in this case could
be deemed mitigation evidence. Nonetheless, the retrial jury was aware of
Gunches’s prior guilty plea, inasmuch as the prosecutor told the jurors in
his opening statement that Gunches had pleaded guilty, a fact Gunches
acknowledged in his closing argument.
In addition, the Juror
Questionnaire given to each potential juror before trial stated that, “[i]n this
case, the Defendant has pled guilty to the crime of First Degree Murder.”
Gunches essentially asks us to revisit and overturn our prior
decisions permitting competent capital defendants to knowingly and
voluntarily waive or otherwise control the presentation of mitigation.
See,
e.g.
,
Goudeau
,
C. Legal Sufficiency of the (F)(2) Aggravator After murdering the victim in November 2002, Gunches was
arrested in La Paz County for shooting at a Department of Public Safety (“DPS”) officer in January 2003. A year later, before the first trial in this case, Gunches pleaded no contest to the charge of attempted murder in the La Paz case (the “La Paz conviction”). In the aggravation phase of the first trial in this case, Gunches stipulated that he had previously been convicted of a serious offense (the La Paz conviction), which the jury then found to be an aggravating circumstance under § 13-751(F)(2). Gunches first raised the issue concerning the legal sufficiency
of his prior conviction as an (F)(2) aggravator before the resentencing proceeding ordered in Gunches I began. On remand, before Gunches waived his right to counsel, his then-counsel moved to strike the State’s allegation that Gunches had been previously convicted of a serious offense, arguing that the La Paz no contest plea was obtained in violation of Gunches’s constitutional rights. In an affidavit supporting the motion, the attorney who represented Gunches in the La Paz case averred that when advising Gunches on the proposed plea agreement, he incorrectly told Gunches that the State would not be able to use a conviction in that case to render him eligible for the death penalty in this case. The trial court denied Gunches’s motion to strike, reasoning
that although a defendant may attack the validity of a prior conviction, he must do so in the action that resulted in the allegedly infirm conviction, not via collateral attack in a separate case. The court of appeals declined jurisdiction over Gunches’s special action petition challenging that ruling. After waiving counsel and representing himself in the penalty phase retrial, Gunches again stipulated to his La Paz conviction as an (F)(2) aggravating factor. The prosecutor told the jurors, without objection, that the parties had stipulated to the (F)(2) aggravator, and a trial exhibit confirmed that stipulation.
¶24 Gunches argues that the trial court erred in refusing to address his challenge to the legal sufficiency of the (F)(2) aggravating circumstance found by the jury in his first trial, the sole aggravator (after Gunches I ) that rendered him eligible for the death sentence. For several reasons, we find no error. First, this issue is procedurally defaulted. Gunches did not
challenge or otherwise object to the validity of the La Paz conviction before
or during his first trial; in fact, he stipulated to it.
Gunches I
,
to strike the noticed (F)(2) aggravator did not negate Gunches’s prior
stipulation. And after waiving counsel on remand, Gunches again
stipulated to the prior conviction without challenging its validity.
See State
v. Sorrell
, 109 Ariz. 171, 173, 506 P.2d 1065, 1067 (1973) (noting that
stipulations are binding on the parties);
cf. State v. Allen
,
not help Gunches. There, this Court recognized the longstanding principle
that constitutionally infirm convictions cannot be used to enhance charges
or sentences in later proceedings.
Id.
at 334,
¶31
that “a rebuttable presumption of regularity attaches to prior convictions
used to enhance a sentence or as an element of a crime.”
the (F)(2) aggravator is consistent with Cropper , Cornell , and Rule 13.5(c). The court did not err in that ruling.
D. Response to Jury Question During Deliberations During its penalty phase deliberations, the jury sent the
following question to the trial court:
If the two cases were tried in reverse order, i.e., the Ted Price murder first, then the attempted murder of the DPS officer, would the state still be seeking the death penalty?
Without objection, the trial court answered that the order of the cases has no legal significance. Gunches argues that the trial court fundamentally erred by
responding to the jurors’ question with an incorrect statement of the law
that prohibited them from considering a circumstance that was a valid basis
for leniency. Gunches has not established error, let alone fundamental
error.
Henderson
,
aggravating factor that rendered Gunches eligible for the death penalty. He argues that the trial court’s response to the jury’s question was legally incorrect because the State could not have sought the death penalty under § 13-751(F)(2) had this case been tried before his conviction in the La Paz case, that is, had the cases been tried in the chronological order of the charged offenses in each case. The trial court’s answer, although somewhat unresponsive to
the jury’s question, did not misstate the law. The order of the cases was not legally relevant because, at the time of the penalty phase, Gunches had stipulated to the La Paz conviction. The jury’s question necessarily required the trial court to either reject it as irrelevant (as the court did), or entertain a hypothetical scenario (a reversal of the order of the cases) that was factually incorrect and could not come to pass. Thus, the court correctly answered that the order of the cases was not relevant, as the inquiry should not have factored into the jury’s deliberations. In addition, to the extent the jurors’ question implicitly inquired whether the State would have sought the death penalty absent the La Paz conviction, that too was irrelevant and would have called for speculation. Even if the trial court’s response misstated the law, however,
it would not be grounds to vacate Gunches’s death sentence because he has not shown prejudice. Henderson , 210 Ariz. at 567 ¶ 20, 115 P.3d at 607 (defendant asserting fundamental error must establish that error “caused him prejudice”). The jurors were not prohibited from considering as a mitigating factor the order of the offenses in determining an appropriate sentence. The court instructed the jury:
In reaching a reasoned, moral judgment about which sentence is justified and appropriate, you must decide how compelling or persuasive the totality of the mitigation is when compared against the totality of the aggravating factor and the facts and circumstances of the case. This assessment is not a mathematical one, but instead must be made in light of each juror’s individual, qualitative evaluation of the facts of the case, the severity of the aggravating factor, and the quality of the mitigating factors found by each juror.
In sum, Gunches has not carried his burden of establishing that the trial court’s response to the jurors’ question resulted in fundamental error. E. Prosecutorial Misconduct In his closing argument, Gunches told the jury, “I don’t have
any mitigation. I am not going to present any.” The prosecutor then told the jury in his closing:
You know also from your instructions the burden to prove the existence of mitigating circumstances is the defendant’s. There has been no mitigation presented to you. There’s no mitigation as to the defendant’s character, propensity, history, record and there is certainly no mitigation in the awful and ugly circumstances of Ted Price’s death.
Gunches’s rebuttal closing argument did not suggest any mitigation. Later, when discussing (outside of the jury’s presence) his failure to tell the jurors that they could consider his guilty plea as evidence that he accepted responsibility, Gunches told the court, “I don’t feel it [the guilty plea] is a mitigating factor. . . . I didn’t do it as a mitigating factor but it has been considered as a mitigating factor.” Gunches argues that his guilty plea is evidence of acceptance
of responsibility, a recognized mitigating circumstance, and therefore the
prosecutor’s assertion during closing argument constituted a misstatement
of law,
Busso-Estopellan v. Mroz
, 238 Ariz. 553, 554 ¶ 6, 364 P.3d 472, 473
(2015), and fundamental error as it deprived Gunches of a fair trial. “A prosecutor may make arguments and may draw
inferences that are reasonably supported by the evidence.”
State v. Burns
III. ABUSE OF DISCRETION REVIEW Because Gunches committed the murder after August 1, 2002,
we must review the jury’s finding of aggravating circumstances and the
imposition of a death sentence for abuse of discretion, A.R.S. § 13-756(A),
viewing the facts in the light most favorable to sustaining the verdict,
State
v. Naranjo
, 234 Ariz. 233, 249 ¶ 81, 321 P.3d 398, 414 (2014). We must
conduct this review even if, as here, the defendant does not argue that the
jury‘s verdict was an abuse of discretion. S
tate v. Morris
,
IV. CONCLUSION We affirm Gunches’s death sentence. [2]
Notes
[1] Gunches is represented by counsel in this automatic appeal from his
death sentence. Although some of counsel’s arguments are inconsistent
with the positions Gunches took in the trial court, we are statutorily
obligated to review the death sentence by considering the arguments now
made in this Court.
See
A.R.S. § 13-755(A) (“The supreme court shall review
all death sentences.”);
cf. State v. Brewer
,
[2] Stating that he wishes to preserve certain issues for federal review, Gunches lists twenty-six constitutional claims and previous decisions rejecting them. We decline to revisit those claims.
