MEMORANDUM AND ORDER
State Farm Mutual Automobile Insurance Company (“plaintiff’), as subrogee of Alexander Esposito (“plaintiffs subro-gor”), filed this civil action against the United States of America (“defendant”) under the Federal Torts Claims Act (“FTCA”), 28 U.S.C. §§ 1346, 2401(b), 2671 et seq. The defendant has moved to dismiss the complaint for lack of subject matter jurisdiction, pursuant to Federal Rule of Civil Procedure (“FRCP”) 12(b)(1). The plaintiff has filed a cross-motion seeking an enlargement of time to perfect process under FRCP 6(b)(2). For the following reasons, both motions are denied.
I. STANDARD OF REVIEW
When considering a motion to dismiss for lack of subject matter jurisdiction, the court accepts as true all material factual allegations in the complaint and refrains from drawing “argumentative inferences” in favor of the party contesting jurisdiction.
Atlantic Mut. Ins. Co. v. Balfour Maclaine Intern. Ltd.,
II. BACKGROUND
A. Factual and Procedural History
On August 21, 2000, the plaintiffs subro-gor was lawfully driving his motor vehicle across the Verrazano Bridge, in Kings County, New York. Plaintiffs Complaint (“Pl.Compl.”) at ¶ 3; Plaintiffs Memorandum of Law (“Pl.Br.”) at Exhibit (“Ex.”) A. The plaintiffs subrogor’s motor vehicle was negligently struck by a vehicle owned by the Navy and operated by an employee of the Navy acting within the scope of his employment. PI. Compl. at ¶ 4. The plaintiffs subrogor sustained property damage and personal injuries. PI. Br. at 4. On August 20, 2002, the plaintiff filed a “Notice of Claim” with a Tort Claim Administrator of the United States Department of Navy (“Navy”). PI. Br. at 4, Ex. B. In the Notice of Claim, the plaintiff included an accident report, the plaintiffs payout sheet to the plaintiffs subrogor, calculations of the plaintiffs subrogor’s lost wages, as well as the plaintiffs subrogor’s application for a no-fault insurance payment from the plaintiff. Id.
On September 24, 2002, the Navy denied the plaintiffs claim for recovery, indicating that the defendant could not be held liable under the New York State “no fault” automobile insurance statutes, because no corresponding Federal statute existed. Memorandum of Law in Support of Defendant’s Motion to Dismiss the Complaint (“Def. Br.”) at 2; Declaration of Gregory R. McCracken (“McCr. Deck”) at Ex. B. In its letter denying the plaintiffs claim, the Navy indicated that the plaintiff “may file suit in the appropriate Federal District
On January 10, 2003, the plaintiff filed a complaint in the United States District Court for the Eastern District of New York, seeking relief under the FTCA. PI. Br. at 5, Ex. E. On March 11, 2003, the Navy reversed its reconsideration of the plaintiffs claim, indicating that it did so because the plaintiff had filed suit. McCr. Decl. at Ex. E. On February 27, 2004, the defendant moved to dismiss the plaintiffs complaint for lack of subject matter jurisdiction.
B. The FTCA’s Jurisdictional Requirements
The United States of America, as sovereign, is immune from suit “save as it consents to be sued.”
United States v. Sherwood,
Under 28 U.S.C. § 2675(a), an action may not be instituted against the United States “unless the claimant shall have first presented the claim to the appropriate Federal agency and his claim shall have been finally denied by the agency in writing and sent by certified or registered mail.” Such a claim must be “presented in writing to the appropriate Federal agency within two years after such claim accrues.” 28 U.S.C. § 2401(b). The claim filed must include a request for damages that constitutes a “sum certain.”
Adams ex rel. Adams v. U.S. Dept. of Hous. and Urban Dev.,
III. Defendant’s Motion to Dismiss for Lack of Subject Matter Jurisdiction
A. Presentment Requirements
The defendant claims that the plaintiff failed to meet the presentment requirements of the FTCA. The requirements of presentment under 28 U.S.C. § 2675(a) demand that the plaintiff provide the Federal agency with (1) notice of his claim sufficient to enable the agency to investigate, and (2) a sum certain for his claim.
See Romulus v. United States,
The defendant appears not to contend that the “sum certain” component of the presentment requirements was not met. In the instant case, the plaintiff provided the Navy with a notice of claim that included a sum certain. PI. Br. at Ex. B. The agency was given notice that the defendant’s employee negligently struck the plaintiffs subrogor and that the plaintiff was seeking $14,817.49 in damages. Id. The defendant does, however, contest the sufficiency of the notice received. Specifically, the defendant claims that the plaintiff “failed to provide the Navy with information to permit the agency to conduct an investigation and estimate the claim’s worth.” Def. Br. at 8, citing McCr. Decl. at ¶ 7. The defendant urges the court to dismiss the complaint for lack of subject matter jurisdiction due to this alleged lack of notice. Def. Br. at 7.
To properly consider this argument, the court must look at the distinction that has been commonly drawn between the presentment requirements of 28 U.S.C. § 2675(a) and the settlement regulations promulgated under 28 U.S.C. § 2672.
See Romulus,
Whether or not these requirements are jurisdictional in nature, meeting them can help to provide an agency with the notice required under 28 U.S.C. § 2675. This is because the adequacy of notice to an agency is dependent upon the sufficiency of information provided by the plaintiff. Sometimes, if the information is vague, or suggestive of a vast array of possible claims, the information provided by the
The Second Circuit has not determined whether a failure to provide further information — beyond a notice of claim and a sum certain — is fatal to a court’s jurisdiction. This court must, therefore, determine whether the plaintiff provided the Navy with sufficient information about the claim to constitute adequate notice required for jurisdiction. For its part, the defendant cites cases in this circuit that found a failure of notice.
See
Def. Br. at 7. In
Schunk v. United States,
The defendant’s reliance on these cases is misplaced. The plaintiffs claim to the agency was relatively simple: a motor accident caused by the negligence of the Navy’s employee, injuries sustained by the plaintiffs subrogor, and a request for a specific sum of damages. This case does not present a vast array of factual and legal possibilities or a vague claim by the plaintiff without any suggestion of a tort claim. As the parties’ affidavits reveal, the Navy began an investigation into the plaintiffs claim for $14,817.49.
See
Pl. Br. at Ex. Br; McCr. Decl. at Ex. C, D. This case is unlike
Romulus,
in which “none of the relevant information that would provide
The defendant claims that the Navy lacked sufficient evidence regarding the lost wages claim in particular.
Id.
The presentment requirements, however, demand only that the plaintiff provide notice of his claim and a sum certain. They do not require that the plaintiff provide full substantiation of his claim according to the more exacting settlement regulations.
Cf. Sweeney v. American Registry of Pathology,
While the defendant now argues that the plaintiff failed to provide adequate information, that does not appear to be the reason why the Navy denied the plaintiffs claim. The Navy’s initial denial, which gave rise to this complaint, does not indicate that a lack of information was the reason for its denial. McCr. Decl. at Ex. B. The Navy apparently denied the plaintiffs claim because of its interpretation of the law respecting New York’s no-fault auto insurance statute. This suggests that the Navy did not actually lack the information it needed to evaluate the plaintiffs claim. Id. On this point, the Ninth Circuit has reasoned:
Section 2675 was not intended to allow an agency to insist on proof of a claim to its satisfaction before the claimant becomes entitled to a day in court. To so hold would permit federal defendants to be judge in their own cause by the initial determination of a claim’s insufficiency. The result would not be consistent with the congressional purpose of providing for more fair and equitable treatment of private individuals and claimants when they deal with the Government.
Avery v. United States,
Further, the plaintiff did not refuse to cooperate with the Navy’s investigation. While the cited decisions consider the settlements regulations to be non-jurisdictional in nature, they do not condone a plaintiffs flat refusal to cooperate with an agency’s effort to investigate.
See e.g.
For the foregoing reasons, in light of the purposes and requirements of the presentment requirements of 28 U.S.C. § 2675(a), the court rejects the defendant’s claim that the plaintiff failed to comply with the presentment requirements of the FTCA. The Navy had sufficient information to constitute notice under 28 U.S.C. § 2675(a).
B. Filing an Untimely Claim
The defendant next argues that the plaintiffs claim should be dismissed because it was filed before the appropriate filing time began, and cannot be re-filed because the appropriate filing time has now passed. 1 See Def. Br. at 9, 11. The plaintiff filed this claim on January 10, 2003, within six months of a denial letter from the Navy, dated September 24, 2002. Def. Br. at 2. The defendant claims that the Navy’s final denial did not actually occur until it sent a letter dated March 11, 2003. Def. Br. at 12. Construing the date as dispositive for the six-month limit would make the plaintiffs complaint premature.
The statutory filing requirements of 28 U.S.C. § 2401 demand, in pertinent part, that the plaintiff must file suit within six months of the agency’s written, final denial of the plaintiffs claim. A court may not entertain jurisdiction over a claim if the plaintiff has not complied with this requirement.
See McNeil,
Upon the timely filing of a request for reconsideration the agency shall have 6 months from the date of filing in which to make a final disposition of the claim and the claimant’s option under 28 U.S.C. § 2675(a) shall not accrue until 6 months after the filing of a request for reconsideration.
The court must consider whether failure to comply with this regulation can deprive the court of jurisdiction to hear the plaintiffs claim, which was filed before the end of the “reconsideration period” of 28 C.F.R. § 14.9.
The defendant’s argument again raises the issue of how to interpret the regulations promulgated by the Attorney General pursuant to 28 U.S.C. § 2672. If the court reads 28 C.F.R. § 14.9 as jurisdictional, failure to comply with this regulation would require the court to dismiss the plaintiffs claim. If the court does not view the regulation as jurisdictional, failure to comply does not itself deprive this court of jurisdiction. As discussed above, the court will consider the regulations pro
In
Bond v. United States,
The reasoning of
Bond
is particularly persuasive. First, the court reasoned that, “[i]f Congress intended to authorize the promulgation of jurisdictional regulations, it would have created that authority directly. Congress has never delegated such authority under section 2675(a).”
Id.
(citing
Warren,
Congress in § 2672 allowed for administrative regulations to be enacted to facilitate settlement, but it never expressed an intent to repose jurisdictional gate-keeping to the Attorney General by way of regulatory enactment — either by way of raising or lowering jurisdictional hurdles.
Id. These arguments strongly support the conclusion that 28 C.F.R. § 14.9 should not be considered jurisdictional in nature.
The reasoning in
Bond
is consonant with the approach taken by at least one court within this circuit,
see Romulus,
Finally, the defendant argues that the Navy’s denial of September 24, 2002 was not a final denial by the agency. Reply Memorandum of Law in Further Support of Defendant’s Motion (“Def.Rep.Br.”) at 6. This argument is unpersuasive. The letter sent by the Navy on September 24, 2002 functioned as the final denial under 28 U.S.C. § 2675. The reconsideration period itself does not compromise the finality of this denial for the purpose of the jurisdictional requirements of 28 U.S.C. § 2675.
See Bond,
Further, it is pertinent that the letter sent by the Navy states that, if the plaintiff does not agree with the denial, the plaintiff “may file suit in the appropriate Federal District Court not later than six months after the date of the mailing of this notification.” McCr. Decl. at Ex. B. This direct reference to the language of the FTCA indicates that this is the final denial for the purpose of filing suit under § 2675. It would be unfair to punish a plaintiff for relying on the agency’s own clear statement that its written denial triggers the “window of opportunity” to file suit.
The argument that this letter was not sufficiently final to meet the requirements of 28 U.S.C. § 2675 is unpersuasive. Accordingly, the court holds that the plaintiff received a final denial on September 24, 2002 and timely filed a complaint in this court within six months, satisfying the statutory prerequisites. 28 U.S.C. §§ 2401(b), 2675(a). It is unnecessary for the plaintiff to file a new complaint in this court, since the court has jurisdiction to hear the plaintiffs original complaint.
IV. Plaintiffs Cross-Motion to Enlarge Time to Perfect Service
The plaintiff requests that, if the plaintiff has not met the jurisdictional preconditions to suit, then “plaintiff should be granted enlargement of time to perfect process based on excusable neglect.” PI. Br. at 10. As this court holds that the plaintiff has met the jurisdictional requirements, there is no reason to reach the plaintiffs motion. As a result, it is denied as moot.
V. CONCLUSION
For the reasons set forth above, the defendant’s motion to dismiss for lack of subject matter jurisdiction pursuant to FRCP 12(b)(1) is DENIED, and the plaintiffs motion seeking an enlargement of time to perfect process under FRCP 6(b)(2) judgment on the pleadings is also DENIED as moot. The plaintiff is directed to contact Magistrate Judge Go to schedule a status conference on this matter.
SO ORDERED.
Notes
. This court does not rule on the latter claim as it is not currently before this court.
See Sparrow v. U.S.P.S.,
. The defendant, cites
Clark v. United States,
