State Ex Rel. Wilhoit v. WellsState Ex Rel. Wilhoit v. Wells
Wilhoit‘s suggestion for writ of prohibition urges that the trial court in this criminal case committed jurisdictional error (1) by rejecting Wilhoit‘s nolo contendere pleas, which the court previously accepted, and by reinstating Wilhoit‘s not guilty pleas without his consent and putting him to trial and so twice in jeopardy; (2) by failing to perform the court‘s agreement which induced Wilhoit‘s nolo contendere pleas, to the effect that adjudication of guilt would be withheld on three counts and probation would be granted on all four; and (3) by failing to grant Wilhoit a speedy trial as prescribed by
Two informations charge that Wilhoit, a Pensacola physician, sexually assaulted four women who were his patients and who were anesthetized or otherwise physically helpless; and that he later swore falsely to a grand jury that he had nоt had sexual intercourse with one of them. Three counts in the circuit court‘s case 77-1427 charged involuntary sexual battery, as did count one in case 77-1428; count two in number 77-1428 charged perjury. Wilhoit was taken into custody March 14, 1977 on an indictment which became number 77-1428 and so was entitled to trial on or before September 12, absent preventing circumstances; and he was taken into custody March 24, 1977 on an indictment which became 77-1427, and was entitled to trial on or before September 22, unless Rule 3.191 intervened.
The sexual battery charges were severed from the perjury charge and consolidated with each other for trial beginning Septembеr 6, 1977, within the 180-day period for speedy trial prescribed by
On the morning of September 6, before the scheduled proceedings in open court, the alleged victim mentioned in count one of case 77-1428 objected to the prosecutor that she “wanted the defendant to make an open court admission that he committed this sexual battery.” As a result, the anticipated nolo contendere plea was not entered, and the court stated that charge “will be set for trial necessarily at a later date because we excused the jury for this day.” Concerning the other counts of sexual battery and perjury, the prosecutor announced his understanding that pleas of nolo contendere would be entered and that, none of the victims having objected to a probationary sentence, the court would withhold adjudication on those counts and place Wilhoit on probation. The prosecutor recommended that Wilhoit be imprisoned for perjury but stated he understood that “the court is inclined to plaсe the defendant on probation on that count also but will at a later date determine ... whether he will be adjudicated guilty on that count.”
(f) No plea offer or negotiation is binding until it is accepted by the trial judge formally after making all the inquiries, advisements and determinations required by this Rule. Until that time, it may be withdrawn by either party without any necessary justification.
Inquiry satisfying
[T]he court is going to at this time determine that the plea has been freely and voluntarily entered, subject only to the agreement as has been stated by [the prosecutor] and that the defendant is intelligent and alert sufficient to understand the consequences of that plea and I‘m going to accept the pleas of nolo contendere at this time on the three sexual battery counts and the perjury count. At this time I‘m going to withhold adjudication of guilt on all of the counts to which the defendant has tendered a plea and I‘m going to order a presentence investigation and ... the transcript of all the testimony ... and also ... the state and the defense will submit a narrative report of their expert witnesses’ testimony and the court will also consider that in determining the acceptance of his plea also the sentence to be imposed.
Then, this colloquy:
DEFENSE: Your Honor, may I summarize that so that I make sure I have got
it. There will be a withheld adjudication of guilt [on the sexual battery charges in case 77-1427], and аcceptance of the plea of nolo contendere on all charges [except the sexual battery charge in case 77-1428, continued for trial]. COURT: At this time.
DEFENSE: At this time, yes, sir.
COURT: Right.
DEFENSE: And this will be probation, as well.
COURT: That‘s the understanding. The court would not be bound by that but then would give you an opportunity to withdraw your plea.
Immediately thereafter, in a reported hearing in chambers, the prosecutor expressed concern over the running of the speedy trial period on the remaining sexual battery count in case 77-1428. The prosecutor asked the court to extend the period for trial under
Wilhoit later filed a motion for “specific performance” of the unfulfilled September 2 agreement for disposition of the sexual battery charge in case 77-1428, and for discharge on that count because no trial was had within 180 days. The court on October 6, 1977 denied those motions and reconfirmed the trial date of October 24, 1977, solely for the sexual battery count in case 77-1428. Wilhoit then moved to continue the October 24 trial, in part because Wilhoit wished to seek a writ of prohibition in this court. That motion was granted.
In the meantime, the agreement for disposition of the other counts on nolo contendere pleas also began to unravel. In the aftermath of the September 6 change of pleas in open court, of which photographs and stories were featured in the press, the other three complaining witnesses reflected on thе events and told the prosecutor that they too objected to the agreed disposition of the cases. One signed an affidavit stating she had no objection to a probationary sentence of fifteen years, “but only if he pleads guilty and is adjudged guilty.” Another‘s affidavit stated that Wilhoit should spend at least one year in jail for each victim and that she previously did not object to probation because “I thought he was going to admit his guilt.” The third expressed the same view, adding that Wilhoit should go to prison for five years and never again practice medicine. The prosecutor filed those affidavits with a motion “to allow the defendant the opportunity to withdraw pleas of nolo contendere.” That motion recounted all the antecedent circumstances, as understood by the prosecutor, and represented that the state “can no longer go along” with the court‘s previously intended disposition of the sexual battery cases.
On October 17, 1977, the court entered an order rejecting all previously tendered nolo contendere pleas, reinstating Wilhoit‘s not guilty pleas, and setting all cases for trial December 19, 1977. The order recited that “because of the nature of these charges and the positions taken by opposing counsel the ends of justice could best be served by submitting this case to a jury trial.”
Before the scheduled December trial date, Wilhoit filed this suggestion for writ of prohibition. As stated at the outset, the issues are whether the trial court exceeded its jurisdiction by rejecting Wilhoit‘s nolo contendere pleas on October 17, 1977; or by refusing to perform the agreement for disposition of these cases; or by failing to provide a speedy trial.
The trial court lacked power to reject the nolo contendere pleas accepted September 6, 1977.
We are concerned first with whether the trial court had power to reject Wilhoit‘s nolo contendere pleas over his objection, as the court did on October 17, 1977. That issue controls the court‘s power to proceed
On September 6, 1977, the trial court formally accepted Wilhoit‘s tendered nolo contendere pleas to three counts of sexual battery and one count of perjury. The court first satisfied the
Following those words of formal acceptance, there were other words of ambiguity, condition, or equivocation. The court stated it would consider the pre-sentence submissions in “determining the acceptance of his plea, also the sentence to be imposed,” and the subsequent exchange with defense counsel, quoted above, may be interpreted as implying that the pleas would be considered acceptable and accepted “at this time” but perhaps not later. However, the ambiguous language may also be interpreted as reserving only the power to impose a different sentence than that agreed on — a matter also drawn into question here, but on different grounds — and we rеgard the court‘s words as intending only that effect. We will not presume that the trial court undertook to “accept” Wilhoit‘s nolo contendere plea for purposes of binding Wilhoit to it, yet sought to qualify the court‘s own responsibilities concerning that accepted plea.
Under former practice, conditional acceptance of a nolo contendere plea was improper if not impossible. See Annot., 152 A.L.R. 253, 269-70 (1944): “If the court accepts the plea, it must do it unqualifiedly. It cannot do so subject to the right to consider and determine the facts and any questions of law.” Florida‘s present rules are morе explicitly to the same effect. Acceptance of a nolo contendere plea is a matter wholly within the court‘s sole discretion, but when that discretion is exercised by formal pronouncement that the plea is accepted, as prescribed by
In Reyes v. Kelly, 224 So.2d 303 (Fla. 1969), cert. denied, 397 U.S. 958, 90 S.Ct. 961, 25 L.Ed.2d 142 (1970), the Supreme Court held that acceptance of a tendered guilty plea places the accused in jeopardy and bars a subsequent trial after rejection of his plea, without legal cause. Reyes and this case are in some notable respects different; Reyes held the right to plead guilty is “nо less sacred” than the right to plead not guilty, 224 So.2d at 306, which cannot be said of a nolo contendere plea; and, under prior practice, Reyes held the guilty plea was impliedly accepted by the court‘s examination into the facts of the case, whereas
We note in passing the scant authority that a court has power to set aside a nolo
Here it is evident that on October 17, 1977, the trial court rejected Wilhoit‘s previously accepted nolo contendere pleas because the complaining witnesses changed their minds or found they misunderstood the consequences of the September 2 agreement concerning the acceptability of nolo contendere pleas. Whatever the effect those developments may have had on the court‘s sentencing plans, we hold, without laboring the point, that a change of mind by the court, or by the prosecutor, or by the complaining witnesses, or by all of them, is not legal cause to set aside a nolo contendere plea which previously was accepted. Wilhoit‘s pleas are therefore pending still and Wilhoit cannot again be placed in jeopardy, by trial or otherwise, while they are pending. The pleas are binding on Wilhoit, the prosecutor and the court unless they are withdrawn by Wilhoit, with consent of the court, оr are set aside by the court for legal cause not here shown. See Reyes, 224 So.2d at 306.
The trial court is not bound by the September 2 agreement for withheld adjudication and probationary sentences
Wilhoit‘s pleas of nolo contendere on September 6 were unquestionably induced by his expectation that the court would withhold adjudication of guilt on the sexual battery counts and would grant probation on those counts and the perjury count. Wilhoit‘s expectation was based on the trial court‘s clear commitment, evidenced by the appended excerpts of the September 2 conference between the trial judge, the prosecutor, and defense counsel.
Citing Santobello v. New York, 404 U.S. 257, 92 S.Ct. 495, 30 L.Ed.2d 427 (1971), and Gutierrez, supra, Wilhoit urges his entitlement to performance of the September 2 agreement for disposition of the charges to which he pleaded nolo contendere on September 6. Plainly, he is not entitled to that relief concerning the sexual battery count in case 77-1428, concerning which Wilhoit withheld his nolo contendere plea when the complaining witness objected to the proposed disposition of that case.
Santobello held that a prosecutor could not properly recommend imprisonment when the defendant‘s plea had been induced by an agreement that the prosecutor would make no recommendation. Guiterrez held that an accepted plea of nolo contendere could not be set aside, on recommendation of a prosecutor, after it had been entered with the agreement of another prosecutor. This case is different from Santobello and Gutierrez in important respects: here the inducement for Wilhoit‘s pleas was the court‘s agreement, not the prosecutor‘s; here a misunderstanding or change of heart by the complaining witnesses accounted for the dissolution of the plea agreement; here there does not appear to have been any fault or lack of diligence by the prosecutor.
The fundamental distinction that separates this case from Santobello and Gutierrez is that Wilhoit claims entitlement to a particular disposition on the merits: withheld adjudication and probation. We conceive
[The trial judge] may ... indicate to the prosecuting attorney and defense counsel whether he will concur in the proposed disposition if the information in thе presentence report is consistent with the representations made to him. If the trial judge concurs, but later decides that the final disposition should not include the charge or sentence concessions contemplated by the plea agreement, he shall so advise the defendant and then call upon the defendant to either affirm or withdraw his plea of guilty or nolo contendere.
Speedy trial considerations
Wilhoit urges speedy trial considerations as alternative grounds for prohibition of a trial on the pending charges. As we have stated, Wilhoit‘s pleas of nolo contendere to three counts of sexual battery and one of рerjury still stand, and the trial court is now bound to act on those pleas. If the trial court determines to withhold adjudication and to sentence Wilhoit in accordance with the September 2, 1977 discussion and agreement, the speedy trial issues disappear except in respect to count one of 77-1428. If the trial court determines not to act on Wilhoit‘s nolo contendere pleas in the manner previously contemplated, but intends rather to impose a more severe disposition, the court will grant Wilhoit an opportunity to withdraw his nolo contendere pleas and reinstate his not guilty plea. In that event, Wilhoit will have become available for trial on those charges for the first time since September 6, 1977; and the trial court will immediately set a date for trial within a reasonable time. Further consideration of the speedy trial issues is necessary only in respect to the sexual battery charge in case 77-1428.
On September 6, 1977, the trial court found that exceptional circumstances required extending the period for Wilhoit‘s trial on count one of case 77-1428. The September 6 trial has been postponed as a result of the negotiated plea agreement on September 2, and the alleged victim‘s objection on September 6 had intercepted the anticipated plea of nolo contendere. We have no hesitation in agreeing that those events presented exceptional circumstances justifying an extension of the time for trial.
The more difficult question is whether the trial court entered a recognizable order complying with
An order extending the speedy trial period due to exceptional circumstancеs must be entered before the speedy trial period has run. State ex rel. Smith v. Rudd, 347 So.2d 813 (Fla. 1st DCA 1977). Here there was no “order” in the sense of a contemporaneous written disposition bearing the style and number of the case and
The order did not extend the speedy trial period for a stated number of days. That was not error. The rule does not require that the trial court extend the speedy trial period for a certain period and then reschedule the trial within that period. The rule states only that, when “an extension of time or continuance” is granted, the court “may set a new trial date within a reasonable time.” Here the trial court reset the trial date for October 24, 1977, which was within a reasonable time under the circumstances. We need not consider whether and on what grounds the trial court might thereafter have reset the trial date still later over objection by the accused, for in this case Wilhoit moved for and obtained a continuance of the October 24 trial date in order to seek relief in this court. The speedy trial period was thereby extended for a reasonable time which, considering the purpose for which the continuance was sought, has not yet expired. State v. Kelly, 322 So.2d 581 (Fla. 1st DCA 1975).
Wilhoit is not entitled to discharge from any count in the pending informations for violations of the speedy trial requirements of
The prayer of the suggestion for writ of prohibition is GRANTED insofar as it seeks to prevent a trial in case 77-1427 and on count two of case 77-1428, while Wilhoit‘s nolo contendere pleas, previously accepted, remain pending before the trial court. The relief requested by Wilhoit is otherwise DENIED.
MILLS, Acting C.J., and ERVIN, J., concur.
APPENDIX
EXCERPTS OF TRANSCRIPT HEARING SEPTEMBER 2, 1977 PROSECUTOR: I, personally, am opposed to the nolo contendere plea but in this case I‘ll accept it . . . so that it couldn‘t be used against the Doctor in any civil proceedings. I have talked with all the complaining witnesses, the victims in the sexual battery cases. None of them are opposed to probation. Some of them are not really sure what they would like done with him. All of them agree that they don‘t want him practicing any more medicine, which I feel by entering his plea that that would by takеn care of. On the perjury count, the State personally feels that the Defendant should receive some time of incarceration. The [defense counsel] are opposed to that and they feel because of certain mitigating circumstances that he should be placed on probation for that offense also. . . . . . DEFENSE COUNSEL: ... [W]e would like, if we can work it out and if the Court would be so inclined, to enter pleas of nolo to all of these sexual battery charges and the perjury count and get probation and withhold adjudication of guilt ...COURT: ... [A]s I understand the situation today, you [the prosecutor] are agreeable to the entry of the nolo contendere pleas and you are agreeable to the sexual battery count but you are recommending — are you in the position that you would recommend incarceration on the perjury? PROSECUTOR: If the Court wants to know my feelings that would be my recommendation. . . . . . COURT: When he gives up, is forced to give up, by virtue of his plea, a medical practice that represents not only a substantial income to him but also a lot of prestige in the community for himself and his family and he‘s, he‘s had a pretty hard sentence in that in and of itself. PROSECUTOR: I agree with you, Judge, and when you impose your sentence I think you should probably, if that is your deсision, I think you should maybe say that for the interest of the community. Because they always think — COURT: Right — PROSECUTOR: The, the wealthy people get off — COURT: Right — PROSECUTOR: They get off easy — COURT: Right — PROSECUTOR: And he got off easy because he didn‘t have to go to jail. But really he did suffer. . . . . . DEFENSE COUNSEL: ... I think this relates to the overall punishment. We‘ve got, we‘ve got three sure malpractice suits filed against us, we‘ll be taking depositions on the 19th ... COURT: ... Is it your [defense counsel‘s] position here today that you want the Court at this time to commit as to what sentence would be imposed on all counts as a condition of your entry of a plea? DEFENSE COUNSEL: Yes sir. We could not agree, under any circumstances, to allow Doctor Wilhoit tо go to jail... . . . . . . COURT: Would ya‘ll be agreeable for the Court to indicate that I would accept the plea and agree to put him on probation and reserve judgment on whether or not to adjudge him guilty on the perjury charge? DEFENSE COUNSEL: Yes sir. . . . . . COURT: ... I would go for probation based on the position of the victims that you‘ve outlined here. The ... punishment that Doctor Wilhoit has already been subjected to in the loss of his position, and the embarrassment and holding out in the community, the punishment that he will continue to suffer in the form of reduced income and loss of his medical practice and those things... . . . . . . PROSECUTOR: But don‘t you think this is a proper case, Judge, where someone should receive time for the perjury to set an example for the other people in the community who [are] going to be taking an oath? COURT: ... No I don‘t, I don‘t know that it is. Because I‘m not sure that this is a typical case of perjury... . . . . . . DEFENSE COUNSEL: Judge, ... I would suggest that we have the . . sealed depositions and all of the transcript hearings, if necessary, delivered to you Tuesday. COURT: Okay. DEFENSE COUNSEL: Now, Judge, now here‘s the practical point of view and that is; now these jurors ... ought to be stopped. The press is going to want to know something about the disposition of this case and I think we ought to have your guidance with respect to just how you feel would be the way to handle it... . . . . . . COURT: Well ... of course [the prosecutor] sure doesn‘t like this word “plea bargaining” I‘m sure of that, but — well, maybe we could say it this way. The defense has tendered a plea of nolo contendere to the charges, all charges, conditioned on the — I hate to say the defendant‘s going to get probation because that would be — DEFENSE COUNSEL: Well, I think you could just say they‘ve tendered the plea and the court‘s going to consider the evidence ... including the presentence investigation — COURT: I think that would be the best way to put it. ... PROSECUTOR: Couldn‘t we just say that he is going to enter a plea of nolo to all charges and there is a recommendation, or at least no objection, on behalf of all the victims? COURT: No, I‘m not going to say — PROSECUTOR: Now, Judge, he‘s pled nolo contendere as charged. There‘s no objection on behalf of the victims that he receive probation... . There‘s a recommendation on behalf of the State that he be incarcerated on the perjury count. The Court commended himself to probation on all five counts, will withhold adjudication on the four sexual battery counts and will reserve ruling until time of sentence as to whether or not he‘ll be adjudicated guilty on the perjury count, is that correct? DEFENSE COUNSEL: That‘s stated concisely and correctly. . . . . . PROSECUTOR: That‘s what I am going to say when I announce the plea arraignment on Tuesday mor