Lead Opinion
OPINION
delivered the opinion of the Court
The State of Texas, acting through Craig Watkins, the elected District Attorney of Dallas County, filed a petition for a writ of mandamus and prohibition to require the trial judge in this pending retrial of a capital murder to vacate his order precluding the State from seeking the death penalty. Jonathan Bruce Reed, the defendant and real party in interest, filed a “Motion to Preclude the Death Penalty Because the Delay Caused by the State’s Misconduct has Made a Constitutionally Adequate Sentencing Investigation Impos
I.
A. The Trial
1. Facts
In 1979, a jury convicted Reed of capital murder by intentionally killing Wanda Wa-dle during a robbery or aggravated rape. The trial judge sentenced him to death, but then granted Reed’s motion for new trial without explanation. A second jury convicted him of capital murder in 1983, and once again he was sentenced to death.
The evidence from that second trial
Soon Reed opened the bedroom door. Kimberly saw him leaning through the doorway with one hand on the molding and snapping a knife sheath closed with the other. He said, “I’m with maintenance; I came to check and change the air conditioner filters,” and he pointed toward the bedroom ceiling. Kimberly looked into the bedroom and saw Wanda’s nude body protruding spread-eagle from beneath the bed. As she turned toward Reed, he grabbed her by the throat with both hands and threw her to the living room floor on her stomach, saying “Don’t move or I’ll break your f ... ing neck.”
Kimberly heard Reed rummaging through the bedroom and then he returned and gagged her with a Braniff uniform sash, tied her hands with a leather belt, and covered her head with an apron. He then asked her, “Do you have any money?” She indicated that she did, so he took $20 from her purse and rummaged through the apartment some more. Reed then returned to Kimberly, straddled her with his legs, and began choking her with both his hands. She feigned unconsciousness. He finally stopped choking her and left.
Kimberly then ran screaming out of the apartment to find help. One neighbor found Wanda lying naked on her back with her legs spread apart. The neighbor pulled Wanda out from under the bed, removed a plastic bag and belt from around her neck, and began CPR, but Wanda died nine days later without regaining consciousness. Two neighbors had seen Reed in the complex shortly before the attack, and a maintenance man, who had seen him after the attack, identified Reed, as did Kimberly.
Reed testified at trial and presented an alibi defense. At the punishment phase, Reed presented four types of mitigating
2. Jury Selection
During the 1983 trial, Reed’s counsel objected to the prosecutor exercising peremptory challenges against five African-Americans.
B. The Appeals: 1983-2009
After Reed was convicted and sentenced to death, he appealed to this Court. During the pendency of that appeal, the United States Supreme Court decided Batson v. Kentucky,
After this Court affirmed Reed’s conviction and sentence in 1995, the Supreme Court denied certiorari in 1996.
Later in 1999, Reed filed a petition for writ of habeas corpus in the federal district court. He included his Batson claim that the trial judge and this Court had previously rejected on direct appeal. The
Three years later, the Fifth Circuit concluded that, based upon Miller-El v. Dretke,
II.
In his pretrial motion, Reed complains that the State should not be allowed to seek the death penalty in the retrial because it was the State’s fault that it took thirty years for the appellate orbit to play itself out in his favor and, in the meantime, some potentially mitigating evidence has become unavailable. Some witnesses have died and some records from his childhood have been destroyed or lost. Reed argues that, “in the unique factual circumstances of this case, no verdict imposing a death sentence could satisfy the exacting standard of reliability imposed by the federal constitution.”
After several evidentiary hearings about the unavailability of certain witnesses and records, the trial judge granted Reed’s motion. He signed a fifty-two page order that concluded:
Applying all of the facts found by the Court to the legal conclusions above, the Court concludes that the Defendant’s defense team cannot conduct a constitutionally adequate mitigation investigation and that the State must therefore be precluded from seeking death in his trial.21
For legal authority, Reed relied upon a purported unpublished ruling by a Philadelphia trial court in Commonwealth of Pennsylvania v. Wilson. But Reed attached only the Pennsylvania defendant’s motion for reconsideration, which was apparently filed after the trial judge had originally denied the defense motion to preclude a capital-murder retrial. We are
The State argues that the trial judge lacked any legal authority to grant Reed’s motion to preclude the State from exercising its discretionary right to seek the death penalty in this retrial. The State also argues that this very same due-process claim was rejected in 2007 by the Fifth Circuit in one of Reed’s previous federal appeals.
Based upon the filings that are before us, we conditionally grant the State mandamus and prohibition relief because it has established both that (1) it has no other adequate legal remedy; and (2) it has a “clear right to the relief sought” and the merits of its legal position are “beyond dispute.”
A. No Adequate Remedy at Law
Here, as in Lykos v. Fine, the State argues that it has no adequate remedy at law to correct what it contends is a legally erroneous and unauthorized pretrial advisory ruling precluding the State from seeking the death penalty in this case.
B. A Clear Right to Relief
As in Lykos v. Fine, the defendant in a pending capital-murder prosecution is attempting to prevent the State from seeking the death penalty via a pretrial eviden-tiary hearing and ruling.
The problem with Reed’s legal position is that the United States Supreme Court has not recognized a due-process claim that would preclude a retrial (or preclude the availability of a particular punishment) after a lengthy delay on appeal. The Fifth Circuit noted this lack of constitutional authority when it rejected Reed’s same claim in 2007. There, Reed claimed that “he was denied due process by the extended delay in the Texas Court of Criminal Appeals’ resolution of his direct appeal.”
Of course, if this Court had resolved his direct appeal earlier (say in 1985 before Batson was decided), then his Batson claim would have been rejected out of hand because that Supreme Court ruling had not yet made new constitutional law. And, if Reed’s direct appeal were not still pending at the time Batson was decided, he also could not have obtained relief via a later writ of habeas corpus.
Similarly, if this Court had resolved his direct appeal before the 1991 Supreme Court decision in Powers, which changed the underlying Batson rationale and focus from the defendant to the prospective jurors and allowed white defendants to assert a Batson claim when members of any distinct racial group are struck on the basis of race, Reed would not have been able to take advantage of that new aspect of Batson.
And finally, if Mr. Reed’s appeals had been completed before the Supreme Court decision in Miller-El in 2005, allowing federal reviewing courts to make a “comparative analysis” of all jurors even though the state trial judge was never asked to do so, he could not have ultimately obtained relief under that 2005 decision.
Mr. Reed’s trial and appellate attorneys should be commended for both their prescience and diligence over the long haul, but it is only because the United States Supreme Court changed the constitutional landscape over the almost thirty years that his conviction was on appeal that Mr. Reed ultimately obtained a new trial. Had the appellate process worked without delay, Mr. Reed would not be getting a second bite of the apple. In sum, this is not an instance in which the State intentionally ignored or flouted established law to obtain a conviction. This is not a case in which the trial judge ignored then-existing law. Indeed, the trial judge said that he did not have the legal authority to ask the prosecutor to explain the basis for his peremptory challenges (and he was legally correct in making that statement in 1983), but invited defense counsel to show him a case that gave him such authority.
But he is not entitled to more relief than a new trial. As the Fifth Circuit noted in rejecting Mr. Reed’s due-process claim, “there is no Supreme Court decision holding that excessive delay in a direct appeal is a violation of the Due Process Clause of the United States Constitution.”
Reed argues that (1) he has suffered a Sixth Amendment violation of his counsel’s investigative function because, despite their remarkable diligence, they have determined that some possibly mitigating evidence is no longer available; (2) his counsel’s inability to mount a complete defense based upon the present availability of all potential mitigating evidence violates the Eighth Amendment; and (3) the federal constitution demands consideration of mitigating evidence and without evidence of Reed’s childhood and youth no reliable sentencing verdict is possible.
The State argues that its writ petition “is not about Reed’s case in mitigation. It is about whether a trial court may preclude the death penalty for a death-eligible offense based upon a contingency.” That contingency is the assumption that Reed would be found guilty of capital murder, that a jury would find, beyond a reasonable doubt, that he would still be a future danger, and that, because some witnesses and records from his childhood and youth are unavailable, a hypothetical jury would not answer the mitigation question in his favor.
Both the State and Reed rely upon State v. Azania,
The Court noted that Azania’s claim appeared to be a “novel” one in capital litigation, but it noted that two other state courts had rejected similar claims with little discussion.
Azania, like Reed, claimed that the twenty-five-year delay had resulted in the unavailability of important mitigation witnesses.
Reed offered significant mitigation evidence in the 1983 trial and, if the witnesses who testified at that trial are presently unavailable, he may offer their former testimony.
The evidentiary hearings on Reed’s motion focused solely on evidence that Reed says he cannot now present, not on what evidence was still available or what evidence is now available that did not exist at the time of the 1983 trial. Nor did those hearings develop how certain “missing” primary evidence could be presented in another form or through other witnesses. To the extent that the trial judge’s factual findings are based on those evidentiary hearings, they are incomplete and largely hypothetical.
Furthermore, not all mitigation evidence is created equal. While evidence of childhood difficulties, a turbulent upbringing, youthful crimes and psychiatric diagnoses are certainly relevant and admissible in
It is the State’s burden to prove that Reed would still constitute a future danger to society, and that would be a heavy burden under these circumstances. Neither Reed nor the State bear an evidentia-ry burden on the mitigation issue, and Reed may mount a most compelling case for mitigation as a sixty-year-old man who has overcome his prior problems and made some contribution to his society in the intervening years of reflection.
More importantly, the issue of the adequacy of Reed’s mitigation case is not ripe for review. The Supreme Court has held that the ripeness doctrine protects against “judicial interference until a[ ] ... decision has been formalized and its effects felt in a concrete way by the challenging parties.”
The issue of the adequacy of Reed’s mitigation case is not “fit” for judicial decision before it is presented. Here, a capi
A trial on the merits is “the main event” in our American system of justice in which the prosecution and defense present evidence and do battle to reach a presumptively accurate and reliable result in each particular case. At that trial on the merits “[i]f a criminal defendant thinks that an action of the state trial court is about to deprive him of a federal constitutional right there is every reason for his following state procedure in making known his objection.”58
Finally, the dissent argues that Reed’s due-process claim is analogous to that involving a pretrial challenge to an indictment based on a speedy-indictment claim. As Judge Keasler aptly points out in his concurring opinion, this situation is not analogous to that situation. In United States v. Marion,
[T]he Government concede[d] that the Due Process Clause of the Fifth Amendment would require dismissal of the indictment if it were shown at trial that the pre-indictment delay in this case caused substantial prejudice to appel-lees’ rights to a fair trial and that the delay was an intentional device to gain tactical advantage over the accused.60
That is a two-pronged test: First, the defense must show at trial that the delay did, in fact, cause substantial prejudice to his right to a fair trial;
In sum, Reed has failed to offer any legal precedent or lawful authority which would support a pretrial declaratory judgment that the State should be forbidden from seeking the death penalty in a capital-murder trial when some potentially useful records and witnesses are no longer available.
Therefore, the State has demonstrated a clear right to relief. We conditionally grant a writ of mandamus
Notes
. Tex.Code Crim. Proc. art 37.071, § 2(a)(1); Tex. Penal Code § 12.31.
. These facts are taken from this Court's opinion on direct appeal. Reed v. State, No. 69,-292 (Tex.Crim.App. March 29, 1995) (not designated for publication).
. These facts are taken from this Court's 1992 abatement order for a Batson hearing. Reed v. State, No. 69,292 (Tex.Crim.App. Nov. 18, 1992) (not designated for publication).
. This trial was in 1983, three years before the Supreme Court’s seminal Batson decision.
.
. Id. at 86,
.Id. at 97-98,
.
. Id. at408-12,
. See id.
. These facts are taken from this Court’s direct appeal opinion. Reed v. State, No. 69,-292 (Tex.Crim.App. March 29, 1995) (not designated for publication).
. In our direct appeal opinion, we stated: "When appellant called the trial court to the stand, the trial court admitted it did not read the entire record of the voir dire, that it had only reviewed the transcript of the voir dire of the five veniremembers in question.” Slip op. at 24. The defense did not ask the trial judge to read the rest of the voir dire record and did not ask him to make any comparative analysis of the reasons proffered by the prosecution. The defense did, however, make a supplemental post-abatement claim that the trial judge erred in failing to make a comparable analysis which this Court rejected as it was not preserved in the trial court. Id. at 26-27. However, this Court did note that the prosecutor "indicated that there were not single factors that stood alone in his, or [his fellow prosecutor's], decisions to exercise peremptory strikes on the five veniremembers. He explained it was the combination of beliefs and answers, including how far along he was in voir dire, that led him to exercise peremptory strikes. This mix of factors does not lend itself to simplistic disparate treatment analysis.” Id. at 29 n. 8.
. Reed v. Texas,
. Ex parte Reed, No. 38,174-01 (Tex.Crim. App. Sept. 16, 1998) (not designated for publication).
. Reed v. Texas,
.
. Reed v. Quarterman,
. Miller-El,
.Reed,
. Response in Opposition by Real Party in Interest at 20.
. Trial Court’s Findings of Fact and Conclusions of Law Regarding the Defendant’s Motions to Preclude the Death Penalty at 51.
. See Reed v. Quarterman,
.
. Lykos v. Fine,
. See id. at 913.
. Id.
. Id. at 914.
. Id. at 916.
.Id.
. Reed v. Quarterman,
. See Teague v. Lane,
. The experienced trial judge told defense counsel: "I’m not aware of any Texas law or even Fifth Circuit law that permits me to make the State state its reasons for exercising a peremptory challenge ... There are Texas cases which indicate that the Defense can establish that the State is exercising its challenges in a discriminatory manner and it may be error — I didn’t read all of those cases but I did read a couple of them and, for whatever value it is, those appeared to involve a black defendant and excluding black jurors. If the record doesn’t show it, I think the evidence is that Mr. Reed is, of course, a white male.”
. The federal district judge, in rejecting Mr. Reed’s due process claim based on appellate delay, also noted that the delay had helped, not hindered, him in his Batson claims. See
. Id. The Fifth Circuit did note that several federal circuits have opined that “excessive appellate delay” could violate the Due Process Clause. Id. at 486. For example, in Cody v. Henderson,
The Supreme Court has not yet directly addressed the issue of whether the Constitution guarantees a speedy criminal appeal, once an opportunity for an appeal is provided. The lower federal courts, however, have grappled with the question, and it is now clear in this circuit that substantial delay in the state criminal appeal process is a sufficient ground to justify the exercise of federal habeas jurisdiction.
In Cody, the court found that the nine-year delay in the resolution of the state appeal (primarily because the court reporter failed to create a transcript of the trial) raised a cognizable claim in a federal habeas corpus proceeding. However, the normal remedy for such a due-process violation is an order requiring the state court to resolve the appeal expeditiously. Id. at 721.
. See Bell v. State,
. United States v. Loud Hawk,
. Courts that have considered a "speedy appeal” issue on a writ of habeas corpus have focused on whether the delay rendered the convicted person’s appeal nothing "more than a meaningless ritual.” See, e.g., Chatman v. Mancill,
.
. Id. at 996.
. Indiana law apparently permits such an interlocutory appeal by the State as the court simply stated that the case was before it "on the State’s appeal” without further discussion of its jurisdiction. Id. at 997. See also State v. Lewis,
. Id.
. Id. at 999 (citing Hitchcock v. State,
.Id. (quoting Barker v. Wingo,
. Id. at 1003.
. Id. at 1006. Azania's counsel noted that Azania's mother and his aunt had both died, as well as his prior spiritual advisor. "[M]any people with whom Mr. Anzania worked in the community around public interest issues prior to his arrest cannot be found. Even if they could, the value of their testimony concerning Mr. Azania’s achievements will be substantially reduced because of the passage of time.” Id. at 1008.
. Id. at 1009.
. Id. at 1010 (quoting United States v. Loud Hawk,
. Tex.R. Evid. 804(b)(1).
. There is no evidence in this case that the State intentionally destroyed these records in bad faith so that they would not be available to Reed. See Arizona v. Youngblood,
. See Valle v. State,
. Reed seems to assume that all of the presently unavailable evidence from his childhood and youth would be mitigating, but that is not necessarily so. Indeed, given his extensive criminal activities during his youth, it is quite possible that the unavailable evidence would, on balance, be aggravating rather than mitigating. Sometimes remembrance of things past is not all tea and madeleines.
. See Azania,
At a new penalty phase trial, we are confident, Azania will be able to assemble a highly credible presentation of those aspects of his upbringing and community involvement that are entitled to mitigating weight. If he elects to present this evidence, we believe that the jury will make an appropriate allowance for the fact that his mother, aunt, and prior spiritual advisor are no longer living. And, of course, Azania will have the opportunity of presenting evidence of remorse, and the testimony of any current spiritual advisor and others as to his accomplishments and contributions while incarcerated.
Id. (internal citations omitted).
. Abbott Laboratories v. Gardner,
. Id. at 149,
. See Lykos v. Fine,
. Id. at 917.
. See id. at 918-19 (noting that "[njeither trial judges nor judges on this Court sit as a moral authority over the appropriateness of the death penalty. We can determine only whether it has been constitutionally imposed by a jury after a specific conviction and sentence.”).
. Id. at 919 (quoting Wainwright v. Sykes,
.
. Id. at 324,
. In Marion, the Supreme Court denied relief in the pretrial setting, but noted that the defendants were not precluded from raising that claim post-trial. Id. at 326,
. Marion,
. Lovasco,
. See id. (“proof of prejudice is generally a necessary but not sufficient element of a due process claim, and ... the due process inquiry must consider the reasons for the delay as well as the prejudice to the accused.”); see also Crouch,
. See Crouch,
. Reed also cites United States v. Quinones,
.
. Because we conditionally grant a writ of mandamus, we dismiss the State's petition for a writ of prohibition.
Concurrence Opinion
concurring.
I write separately because, I believe, for different reasons from those of the majority, that the State has a clear right to the relief it seeks.
There is no conflict among us as to whether the State has an adequate remedy at law; it does not. But I believe that the State has a clear right to the relief sought here because the trial judge lacked the authority to enter a ruling precluding the State from seeking the death penalty on retrial. The Supreme Court of the United States has recognized that due process would “require the dismissal of the indictment if it were shown at trial that the pre-indictment delay in th[e] case caused substantial prejudice to [the defendant’s] rights to a fair trial and that the delay was an intentional device to gain tactical advantage over the accused.”
Applying this analytical framework here, the trial judge here had no discretion to hold that the State was precluded from seeking the death penalty when retrying Jonathan Bruce Reed for capital murder. As a matter of law, there has been no intentional or purposeful misconduct by the State, and in the absence of any such misconduct, the applicability of the death penalty was not ripe for consideration.
Some of the majority’s reasoning appears strikingly similar to what I have said here.
Finally, it is important to point out that Reed is in the same situation as any other individual tried later in life for capital murder where the State seeks the death penalty. It is highly likely that those individuals will confront the same problems cited by Reed — the loss or destruction of potential mitigating evidence from childhood due to the passage of time. But such realities have never been used to bar the State from pursuing a sentence of death. Thus, under the circumstances here, I cannot conclude that Reed would be prevented from receiving a fair sentencing hearing.
Based on the foregoing, the State has a clear right to conditional mandamus relief.
. United States v. Marion,
. United States v. Lovasco,
. See id. ("proof of prejudice is generally necessary but not a sufficiency element of a due process claim, and ... the due process inquiry must consider the reasons for the delay as well as the prejudice to the accused.”).
. See id.; Arizona v. Youngblood,
.
.
.
. See Ante, Maj. Op. at 505-06.
. See generally, id. at 503-06.
Dissenting Opinion
dissenting
In State ex rel. Lykos v. Fine,
In Fine, the real party in interest was John Edward Green, Jr., a capital defendant in Harris County. In a pretrial motion, he raised a purported “as applied” challenge to the validity of Article 37.071, Section 2. He argued that, under that provision, “innocent people have been and will be” executed in Texas.
The real party in interest here is Jonathan Bruce Reed, another capital defendant. He does not purport to challenge the constitutionality of Article 37.071 in any way, shape or form. Instead, he argues that the passage of twenty-seven years from the time he was most recently convicted and sentenced to death until his presently scheduled retrial after relief in federal post-conviction habeas proceedings has prejudiced his ability to investigate and present substantial mitigating evidence that once existed that would be relevant to persuade a jury to impose a life sentence. In essence, he asserts that the delay in retrying him, which he maintains is attributable to the State for aggressively opposing his Batson claim
It seems to me that Reed’s claim is almost perfectly analogous to a defendant’s pretrial challenge to an indictment on the basis that delay caused by the State’s failure to timely investigate and initiate the charges against him prejudiced his ability to mount an effective defense, in violation of his rights under the Due Process Clause of the Fourteenth Amendment.
Today the Court confidently asserts, as if these propositions were self-evident, that “[t]he adequacy and efficacy of Reed’s mitigation case cannot be judged unless he has actually been convicted of capital murder and sentenced to death[,]” and that “[a]ny pretrial determination of that mitigation case is necessarily hypothetical and unlikely to fairly reflect reality as it plays out in an actual trial.”
In order to obtain mandamus/prohibition relief, the State must meet two requirements. First, it must demonstrate that it has no adequate remedy at law.
.
. Id. at 919.
. Tex.Code Crim. Proc. art. 37.071, § 2.
. State ex rel. Lykos v. Fine, supra, at 906.
. Id. at 912.
. Id. at 919.
. Batson v. Kentucky,
. U.S. Const. amend. XIV, § 1. See generally George E. Dix & John M. Schmolesky, 42 Texas Practice: Criminal Practice and Procedure §§ 28:33 through 28:38 (3d ed.2011).
. See United States v. Marion,
. See Spence v. State,
. United States v. Lovasco, supra, at 788 n. 7,
. United States v. Crouch,
. Majority opinion, at 505.
. United States v. Crouch, supra.
. Majority opinion, at 506.
. E.g., State ex rel. Young v. Sixth Judicial District Court of Appeals,
. State ex rel. Lykos v. Fine, supra, at 912-16.
. State ex rel. Young v. Sixth Judicial District Court of Appeals, supra; Simon v. Levario, supra.
. The Court is mistaken to suggest that Judge Creuzot’s judicial determination was necessarily dictated or circumscribed by the Fifth Circuit’s opinion in Reed v. Quarterman,
. State ex rel. Young v. Sixth Judicial District Court of Appeals, supra (quoting State ex rel. Curry v. Gray,
