220 N.W. 951 | Minn. | 1928
On the surface of things, the contest is between the Board of Regents and the Commission of Administration and Finance, hereinafter mentioned only as the commission. But the real issue is between the regents and the governor, made for them by L. 1925, p. 756, c. 426, "An act in relation to the organization of the state government." The purpose of the law is to centralize administrative responsibility in the governor. He appoints the commission with the advice and consent of the senate. But by art. III, § 15, of the act all orders and rulings of the commission are subject to review by him; and it is provided in art. III, § 2, that he may remove any member of the commission at any time without cause.
The commission, with entire candor, "claims authority to supervise and control the expenditure of any and all moneys" by or for the university; "the making of all contracts" by the several officers, departments, and agencies of the state government, including the university and the Board of Regents; and that the latter cannot lawfully expend any money, from whatever source derived, for university support and administration "for any purpose or object which has been disapproved" by the commission or incur financial obligation for such purpose or object. The right so to control university finances is the power to dictate academic policy and direct every institutional activity. So, in sum, the claim for appellant is that the act of 1925 has subordinated the Board of Regents to the commission and has made the latter, under the governor, the final arbiter of all university affairs. The policy of such a law, whether it grants the autocratic power frankly claimed by the commission, or whether (as argued but not now considered) it extends beyond constitutional limits the veto power over appropriations, is not for us. *262
1. Our first problem is whether the commission's position is tenable as a matter of statutory construction. Art. I of the law establishes specified "departments and agencies of the state government." Neither the university nor the Board of Regents is among those thereby established. But the article concludes with this sweeping sentence: "All of said departments and all officials and agencies of the state government shall be subject to * * * this act." The railroad and warehouse commission, although not one of the departments created by this act, is expressly subject thereto as an agency of state government. State ex rel. Yapp v. Chase,
That the university is a state institution, in the legal as well as the colloquial sense, admits of no doubt. In Regents v. Hart,
"Words in a constitution, as well as words in a statute, are always to be given the meaning they have in common use, unless there are very strong reasons to the contrary." Tennessee v. Whitworth,
2. So we must determine whether under the constitutional provision about to be considered the legislature may deprive the regents of the whole or any part of the management of the university. Its original charter was Laws of the Territory for 1851, p. 9, c. 3. The title, "An Act to incorporate the University of Minnesota, at the Falls of St. Anthony," shows that the central purpose was to create a corporation. Section 4 declared that "the government of this University shall be vested in a Board of twelve Regents" to be elected by the legislature. The first board was divided into three classes, four regents in each, their terms of office respectively two, four and six years. "Biennially," § 5 proceeds, "thereafter there shall be elected in Joint Convention of both branches of the Legislature, four members to supply the vacancies made by the provisions of this section, and who shall hold their offices for six years respectively." Section 7 provides that "the Regents of the University and their successors in office, shall constitute a body corporate, with the name and style of the 'Regents of the University of Minnesota,' with the right as such, of suing and being sued, of contracting and being contracted with, of making and using a common seal." Section 9 gave the regents power and made it their duty "to enact laws for the government of the University" and provided for their appointment of professors, tutors and officers of the institution. *265 Section 20 reserved to the legislative assembly the right at any time to alter, amend, or repeal the act.
So the regents were made a "body corporate" with power togovern. That is the power to control. 4 Wd. Phr. (1 ser.) 3139. As applied to corporations, it is the power of management. The university continued under the act of 1851 until the coming of statehood in 1858. Art. 8, § 4, of the constitution then adopted, after confirming its location "as established by existing laws," proceeded: "and said institution is hereby declared to be the 'University of the State of Minnesota.' All the rights, immunities, franchises and endowments heretofore granted or conferred are herebyperpetuated unto the said university; and all lands which may be granted hereafter by Congress, or other donations for said university purposes, shall vest in the institution referred to in this section."
That a corporation was created by the act of 1851 and "perpetuated" by the constitution with "all the rights, immunities, franchises and endowments" which it then possessed is plain. Of that corporation the regents were both the sole members and the governing board. They were the corporation in which were perpetuated the things covered by the constitutional confirmation. The language has a definite legal import; the terms are those of confirmation in perpetuity of a prior grant of corporate rights. So the university, in respect to its corporate status and government, was put beyond the power of the legislature by paramount law, the right to amend or repeal which exists only in the people themselves. The result was a "constitutional corporation," said to be the "highest form of juristic person known to the law," Board of Regents v. Auditor General,
The ingenious argument contra is that the things "perpetuated" were confirmed to the university as a mere "institution" and not as a corporation. What is so meant by "institution" is not altogether clear. But it is enough that the intention is to exclude the corporation as a legal entity. Yet the body corporate was the *266 only "institution" legally or intrinsically capable of being the grantee of the "rights, immunities, franchises and endowments," and so the only holder in which they could be confirmed in perpetuity or at all. Such grants of sovereign rights are not made to any "institution" in the sense of a combination of campus, buildings, faculty and students, possible only as a sentimental hypothesis. They can go to an institution only in the sense that it is a corporate, legal entity and so endowed with capacity to take the grant and accomplish its purpose. The original grant was not and could not have been to any "institution" other than the corporation. Therefore it could not have been confirmed in any other "institution."
The foregoing receives the definite confirmation of context. Art. 8, § 4, of the constitution concludes to the effect that all lands or other donations for university purposes should vest in the "institution referred to in this section." They could vest in the institution only in the sense that it was a corporation. So, all else aside, the corporation must have been the holder referred to in the next preceding provision perpetuating things theretofore granted. "The institution, as distinguished from the corporation, has no being, and is incapable of owning property." County of Nobles v. Hamline University,
The constitution added nothing to the quantity of the grant but did add the new quality of perpetuity. The grant was not merely confirmed — it was "perpetuated." So we find the people of the state, speaking through their constitution, have invested the regents with a power of management of which no legislature may deprive them. That is not saying that they are the rulers of an independent province or beyond the lawmaking power of the legislature. But it does mean that the whole executive power of the university having been put in the regents by the people, no part of it can be exercised or put elsewhere by the legislature. In consequence, so far as L. 1925, p. 756, c. 426, attempts to give the commission any power of supervision or control over university finances, it is in violation of art. 8, § 4, of the state constitution and therefore inoperative. It follows that the commission had no concern with the proposed *267 expenditure of university funds, their veto of which caused the auditor to refuse payment of the item now in question, and that mandamus was properly allowed to compel the payment.
3. Generally, the distinction between the jurisdiction of the legislature and that of the regents is that between legislative and executive power. "Legislative power, as distinguished from executive power, is the authority to make laws, but not to enforce them or appoint the agents charged with the duty of such enforcement." Springer v. Philippine Islands, ___ U.S. ___,
"The great ordinances of the Constitution do not establish and divide fields of black and white. Even the more specific of them are found to terminate in a penumbra shading gradually from one extreme to the other. * * * We do not and cannot carry out the distinction between legislative and executive action with mathematical precision and divide the branches into watertight compartments, were it ever so desirable to do so."
It has taken 70 years to raise this first issue of power between regents and legislature. That makes safe the assumption (very comforting to the characteristic judicial aversion to issues between departments or officers of government) that, with this broad indication of their respective fields of power, their mutual regard for each other's constitutional provinces will make unnecessary any further judicial attempt to mark the precise line dividing their respective jurisdictions. It is characteristic of our government that all its officers, "from the highest to the lowest, are equally subjected to legal restraint." Ex parte Gilchrist v. Collector, 5 Hughes, 1, 4. And notwithstanding the tendency of power in human hands to expand itself, there has been on the part of officialdom in the United States a high regard for the limits of proper departmental action. The transgressions have been in the main inadvertent and largely in fields theretofore untrod by official action where the line had not been blazed by experience or mapped by studied consideration. Once they recognize even the general location of *268 their limits, legislature and executive are alike careful not to come even near an encroachment on each other's domain. And if one takes place, it is likely to be suffered in silence in order to avoid open conflict. Especially is that so when the usurper is the legislative power. The executive is ordinarily too dependent upon the legislature for appropriations, and too desirous of generosity therein, to risk the disfavor of the money distributors by resisting their invasions of executive domain. In consequence, the executive policy of nonresistance may be patient and endure much — as will appear from the legislative history of the university soon to be narrated briefly.
Fortunately for us, this case does not require the boundary to be run between the province of the general lawmaking power of the legislature and that of the special managerial function of the regents in respect to the university. It is enough to hold, as we do, without going farther, that the legislature cannot transfer any of their constitutionally confirmed power from the regents to any other board, commission, or officer whatsoever. Their appointment by the territorial legislature as sole members and directors of the university corporation was confirmed by the constitution. That put them in a position somewhat analogous to that of the governing board of the ordinary corporation. In the absence of special rule contra, "all authority in respect to the business of the corporation is lodged in the board of directors." 2 Thompson, Corp. (3 ed.) § 1278. The people were the "corporators of this institution of learning" and "by their Constitution, conferred the entire control and management of its affairs and property" upon the Board of Regents. Weinberg v. Regents,
Oklahoma, Idaho, and Michigan have each had a similar problem. The constitution of Oklahoma [art. VI, § 31] made the board of agriculture ex officio the board of regents of all state agricultural and mechanical colleges. That provision vested in the board the powers exercised by a similar board at the time the constitution was adopted. So it was beyond the constitutional power of the legislature to confer upon another board the authority to contract for and erect buildings for the state agricultural and mechanical college. Trapp, State Auditor, v. Cook Const. Co.
The University of Michigan is the beneficiary of a similar grant of independent power. For a long time the regents resisted the will of the legislature that instruction in homeopathic medicine be given in the medical department of the institution. People ex rel. Regents v. Auditor-General,
The principle of our decision of this case, as well as of those we have just cited, is that which attends every constitutional grant of power to any official or department of government. "A constitution being the paramount law of a state, designed to separate the powers of government and to define their extent and limit their exercise by the several departments, * * * no other instrument is of equal significance. * * * when the people have *271
declared by it that certain powers shall be possessed and duties performed by a particular officer or department, their exercise and discharge by any other officer or department, are forbidden by a necessary and unavoidable implication. Every positive delegation of power to one officer or department implies a negation of its exercise by any other officer, department or person. If it did not, the whole constitutional fabric might be undermined and destroyed." State ex rel. Crawford v. Hastings,
4. The argument of practical construction, opposed to this decision, has so much factual basis that it deserves special attention. It is true, as urged by the attorney general, that the legislature, beginning as early as 1860, has taken all manner of liberties with university management and that such invasions of their prerogatives have not been resisted by the regents. It is complimentary to both that there has been little if any resulting friction or retardation of university progress.
By L. 1860, p. 264, c. 80, the legislature reorganized the university and purported to repeal expressly, notwithstanding its constitutional confirmation, L. 1851, p. 9, c. 3. That repeal being necessary to the operation of the new law but unconstitutional, the whole act doubtless was equally so. By L. 1864, p. 61, c. 18, the legislature appointed O. C. Merriman, John S. Pillsbury, and John Nicols the sole regents of the university for a term of two years. This was an emergency measure. University affairs had come to such a pass that a compact, executive committee of men of outstanding competence was needed to put the institution on its feet. The result justified the means as a practical expedient. By L. 1866, p. 33, c. 11, the terms of Pillsbury and his associates were continued for another two years. L. 1868, p. 1, c. 1, was another law for the stated purpose of reorganizing and providing for the government and regulation of the university. (The agricultural college was established under this act.) The board of three regents was dissolved and a new one of nine substituted. The governor and superintendent of public instruction were made ex officio members. The other seven were to be appointed by the governor with the advice and consent *272 of the senate — two for one year, two for two years, and three for three years, their successors to serve for three years. Other laws, said with good reason to project legislative control over university administration, are L. 1872, p. 55, c. 10; L. 1889, p. 459, c. 266; L. 1895, p. 136, c. 15; L. 1907, p. 116, c. 105; L. 1923, p. 640, c. 429. Others, too numerous for profitable present mention, are referred to in appellant's brief. The present board is appointed under L. 1923, p. 640, c. 429. It consists of the governor, the commissioner of education, the president of the university, and one member for each congressional district appointed by the governor with the advice and consent of the senate. L. 1901, p. 128, c. 122, is stressed because it is the law creating the board of control and purporting to give it full authority in the financial affairs of the university, particularly as to construction of buildings and purchase of supplies and equipment. L. 1905, p. 148, c. 119, withdrew the university from the operation of that act, except as to the purchase of fuel and the erection of buildings.
There is thus abundant ammunition for the argument of practical construction. But the case furnishes it no target. We cannot even adopt it as a buttress for a conclusion already reached, as is sometimes done. State ex rel. Hilton v. Sword,
Where the controlling words have a definite meaning and involve no absurdity or self-contradiction, "then that meaning apparent upon the face of the instrument is the one which alone we are at liberty to say was intended to be conveyed. In such a case there is no room for construction. * * * Neither courts nor legislatures have the right to add or to take away from that meaning. * * * It must be very plain, nay, absolutely certain, that the people did not intend what the language they have employed, in its natural signification, imports, before a court will feel itself at liberty to depart from the plain reading of a constitutional provision." State ex rel. Childs v. Sutton,
We find it unnecessary to discuss the argument based upon the debates in the state constitutional conventions. They show nothing opposed to our conclusions. They are but another aid to be resorted to only in case of doubt. To us, the language of art.
With the policy we have nothing to do — except that, recognizing the mandate of the constitution, we must give it effect as litigation before us furnishes the occasion and imposes the duty of deciding which of two conflicting laws we must enforce, the paramount rule of the constitution or the subordinate law of the legislature. The constitution of the state has declared, in effect, that the management of the university shall be, until the people themselves say otherwise, in a relatively small, slowly changing board, chosen for their special fitness for and interest in the work. The early working of the plan did not justify it. The board was considered so large as to be cumbersome and the method of its election "a most pernicious one." Forty Years of the University of Minnesota, Johnson, p. 26. But whatever or howsoever just the criticism, the purpose of the constitution remains clear. It was to put the management of the greatest state educational institution beyond the *275
dangers of vacillating policy, ill informed or careless meddling and partisan ambition that would be possible in the case of management by either legislature or executive, chosen at frequent intervals and for functions and because of qualities and activities vastly different from those which qualify for the management of an institution of higher education. Sterling v. Regents,
Judgment affirmed.
HILTON, J. took no part. *276