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State Ex Rel. United Mine Workers of America, Local Union 1938 v. Waters
489 S.E.2d 266
W. Va.
1997
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*1 289 endanger human so as to an automobile drive inclined to reverse for would be life.29 We Virginia of West ex rel. UNITED evidence, STATE which would bar of sufficient lack AMERICA, MINE OF LO WORKERS jeopardy grounds, see on double retrial Bender, Dana States, CAL UNION V. 437 98 S.Ct. Burks v. U.S. United Dixon, Harris, Frazier, D. Dennis D. (1978); Clarence 1 v. 57 State L.Ed.2d Lloyd, Isner, Jerry (1979), A. Paul G. Donald D. op- 252 S.E.2d 162 W.Va. Payne, Larry evidence, Marco, Pigott, E. I. Mason posed weight Florida, Dwight Riegel, Samples, retrial, v. L. Jimmie G. not bar see Tibbs does Shiflett, 2211, 72 Ronald L. 102 S.Ct. L.Ed.2d James H. Thorne U.S. Wayne Woodall, Petitioners, except for the fact that the State A. opportunity to meet given adequate v. claim as we unconsciousness the defendant’s have outlined it above. WATERS, Judge The Honorable John L. weight of Finally, our conclusion about the County, of Barbour Circuit Court fact that the evidence is buttressed Energy Marketing Company, Inc., a presence of ad evidence of the alcohol was Virginia Corporation, Respon West though the trial court even con mitted dents. temporaneous tests indicated the de blood No. 23838. intoxicated, clearly not and the fendant was jury.30 trial court so instructed the Under Supreme Appeals Court circumstances, marginal relevance these Virginia. West may outweighed of alcohol use have been substantially by potential prejudice its Submitted Jan. 1997. may jury, see W.Va.R.Evid. jury’s On

have obscured the deliberations. Decided 1997. Feb. remand, the trial court should consider more Maynard Dissenting Opinion of Justice carefully balancing under factors 16, 1997. July Virginia and set West Rules Evidence balancing its of the eounterfactors on forth McGinnis,

the record. See State (1994); Arnoldt v. 455 S.E.2d Oil, Inc., 394, 412 Ashland

III. CONCLUSION foregoing, judgment of Based on the County is Court of Pleasants Circuit reversed, this case is remanded for

new trial.

Reversed and Remanded. symp- the accident.” This Court hoi at the time of had suffered from other 29. The defendant vision, he assignment dizziness and blurred but error initially toms such as had not hear this refused to previously experienced a blackout. present appeal. review of the record on Our assignment may have substantial indicates this jury instructed the 30. The trial court merit. influence of alco- defendant "was not under the *4 National Labor Relations

diction Board. parte preliminary in- find that the ex
We junction petitioners’ in violation of issued process rights due should vacated. Additionally, petitioners’ we hold that to set aside motion granted. have We also should been find proceedings record below does support the circuit court’s continued exercise grant in this of its case. We writ as moulded.

I. Background

Facts July 15, respondent Energy On Co., Marketing ('‘Energy Marketing”) Inc. complaint in the Circuit Court of filed *5 naming County, Barbour as defendants Local Mine of 1938 of the United Workers America (“Local 1938”) (the thirteen and individuals1 union local and the individuals collective- “petitioners”). ly referred to as hereinafter (1) alleged: complaint Energy that The Donnelly, Donnelly, & Charles F. Hostler (the below) was Marketing plaintiff in the Charleston, L.C., for Petitioners. process County mining of coal a Barbour Julian, Anderson, Anthony Charles Fair- purchased Marketing had Energy mine that mont, Respondents. for (“Rauer”) Corporation Rauer in a from Coal (the (2) sale; bankruptcy petitioners that the STARCHER, Justice: below) its were Local and defendants formerly employed by who were members prohibition a in which the This is writ Rauer; petitioners and had the and thirteen petitioners, a labor union local harassed, “stopped, and threatened coal members, respon- the prohibit seek to of its by Energy Marketing truck drivers ... hired exercising jurisdic- judge circuit from dent transport its coal to market ...” from ... arising dispute. a labor tion in a case out of mine. the former Rauer case, underlying respondent the In the complaint alleged Energy further preliminary re- The judge issued a remedy at Marketing a law to straining petitioners’ “picket-line” con- was “without the protect respondent its from the economic hard- request at the of the coal business duct of the any petition- ships by the caused the refusal truck company without notice to to fulfill the contracts due to threats judge the a de- drivers Subsequently entered ers. dates, times, places or for judgment against petitioners, the mak- violence.” No fault petitioners’ alleged were further injunction permanent adjudging and the conduct ing the complaint. complaint The damages; judge specified for the petitioners liable the Marketing’s by Energy petitioners’ motion to set had been verified denied the later 13,1996. juris- president July on judgment and to defer aside the default Shiflett, Dixon, Bender, Samples, Riegel, H. G. James V. Dennis D. L. Jimmie Dana Clarence D. 1. Harris, Isner, Lloyd, Jerry Wayne A. Paul G. Donald D. L. A. Woodall. Ronald Thome Marco, Piggott, Payne, Larry Dwight I. Mason E. complaint sought “Temporary July Three The union members were served on against petitioners day signed; Restraining Order” order five [sic]2 were 16; interfering day, July the next “enjoining them from with the served on one was 18; 19; July July transportation of coal served on one on [sic] extradition on one 22; Energy complaint July July 23; The on Marketing. August ...” one and one on 15,1996. money damages also a claim for made “in against petitioners adequate amounts 17, 1996, July petitioners On an filed plaintiff any compensate and all losses practice charge against Energy unfair labor occasion the actions the defen [sic] Marketing the National Labor Relations dants.” (“NLRB”), pursuant Board to the National Act, day complaint On the that the was Labor Relations same U.S.C. Sees. 151-169 15, 1996) Energy (July Marketing’s charge complained filed The [1988]. Taylor County Marketing counsel went cham- had “discriminated in terms respondent judge hiring bers against employees asked the former judge preliminary injunction Company, Rauer to issue Coal based on their con- activity against petitioners. Based on counsel’s certed status union mem- statements,4 respondent judge signed charge pending. bers.” This NLRB is Granting Request for “Order Plaintiff’s Tem- August On about without notice porary Injunction.” petitioners, Energy Marketing ten- July preliminary injunction respondent judge proposed The dered to the judgment order did not contain August was brief. order order.5 On law, respondent or findings signed of fact conclusions or state judge the order. any July its pre- reasons for issuance. The order As with preliminary injunc- liminarily enjoined petitioners order, from “ob- tion the default order did any any structing [Energy findings manner ... Mar- not contain of fact conclusions (other keting’s] property reciting to or from their ... nonappear- access law than interfering *6 petitioners with the [or] extradition and ance of the and the consequent [sic] transportation by of [Energy Energy Marketing coal ... Mar- of judg- entitlement to default.) keting] property by from its ... in any to and ment manner whatsoever.” The stated order that Using same wording July the as the no of required Energy bond would Mar- preliminary injunction order, the Au- keting, gave requiring but no for not reason gust default judgment order made a bond. permanent the petitioners on the restrictions

Subsequently, Energy Marketing cop- preliminarily had which had been ordered. The preliminary injunction ies of judgment the order and default order also ruled that Ener- complaint personally upon gy the Marketing served the was to collect dam- entitled fees, complaint. ages, attorney union in the named members and court costs from the 4. Affidavits submitted 2. 3. The federal court This Federal Rules provide terminology. from those found in the Federal Rules of Civil Virginia counties. county 728, 732, only "preliminary injunctions." Compare Procedure.” Ashland Oil v. Court state that "West opinion respondent circuit for Rules Civil Procedure 65 Virginia’s injunction "temporaiy restraining system. will use the consisting Civil Procedure Energy Marketing’s judge presides West by the of Barbour correct Virginia Kaufman, respondents procedures (1989) West 65(b) over a two- law does not orders," [1960] and Unlike the Virginia counsel [1987]. to this Taylor differ West with but 5.It ly sel telling its contractual as to whether lence made to employees reprisal, rassed, ing circuit clerk complaint. made "irreparable showed also told appears default mine, an oral him and threatened coal truck drivers. Coun- and that had the that one or two that affidavits that the until Energy Marketing’s "proffer" employees harm” if the mine could not obligations. respondent judge judge stopped working there had been threats of vio- August piclceters that there was a likelihood were to the of supporting The record is silent 1996. the Energy Marketing had respondent judge, Energy counsel actual- filed with the out stopped, copy the of fear Market- request meet the ha- of voiding injunction of the the Lastly, required and petitioners. order set October judgment.7 damages hearing on the amount of for a by petitioners Energy to Market- owed Marketing suggested circuit Energy to the ing. any court that deficiencies in the court’s or- fact, including findings the lack of ders — 9, 1996, filed petitioners September On law, conclusions of statement of the counterclaim. The answer answer and an reasoning by or- court’s be cured —could allegations Energy Marketing’s all of denied making pro appropriate der nunc tunc find- threats, harassment, illegal interfer and ings (Energy Marketing’s conclusions. and transportation. petition The coal ence with response to the show cause order issued (1) in tortious ers’ counterclaims included: Energy Marketing that this Court stated had petitioners’ contractual terference petitioners preliminary not noticed the (2) Virginia violations the West rights; injunction application because of insufficient Act, W.Va.Code, et Rights 5-11-1 Human company’s only information —the counsel [1967]; and violations of federal labor seq. names, the union members’ counsel knew Energy Mar upon the refusal of law based petitioners did not know whether would be alleged bargaining to honor collective keting by the represented same counsel who had alia, Invoking, inter West Vir agreements. appeared for the union bank- the Rauer 60(b), ginia Civil Procedure Rules of earlier.) year ruptcy hearing a filed with their answer and coun petitioners hearing At the close of the on October Complaint a “Motion to terclaim Dismiss respondent judge ruled from Injunction Judgment.”6 and Vacate bench, petitioners’ denying the motion to dis- respondent judge On October complaint miss the and vacate the petitioners’ argument on motion heard judgment, summarily con- and default complaint and vacate the default dismiss the jurisdiction cluding that the circuit court’s petitioners’ judgment. The counsel asserted pre-empted The was not the NLRB. entirely petitioners’ picketing judge stayed proceedings court peaceful, argued the circuit court calculate and ascertain the amount of dam- NLRB, be- ages by petitioners should defer to the Market- owed pending charges pre-empt- NLRB ing petitioners appeal cause the to allow to this jurisdiction. peti- Upon petitioners’ for a application ed the circuit Court. alia, contended, granted prohibition, counsel also inter writ of a Rule to tioners’ petitioners of notice on October 1996. On No- the lack Show Cause *7 1996, 30, persons September petitioners threatening injuiy property. Ac- filed a to or 6. On the deferring pro- cordingly, administratively practice charge I am unfair labor with the second ceedings pending pro- the Board further charge Energy before Market- NLRB. This claimed that ceedings Virginia West before the courts. "unlawfully ing prosecuted had maintained and against court former em- a lawsuit in state the petitioners’ counsel also maintained that The Company, ployees Rauer Coal in retaliation 7. Marketing’s request judgment by Energy de- for activity concerted and status as union for their premature untimely, and because 5, 1996, fault had been On the National members.” December process on all of identi- service of the individuals regarding this sec- Labor Relations Board wrote complaint was not in the as union members fied charge, petitioners' ain letter to the ond NLRB 15, August petition- completed The until 1996. counsel: cited State ex rel. Glass Blowers ers’ counsel injunc- appears parte’ that the 'ex While it Silver, S.E.2d 151 W.Va. Association court, by pursuant the state to the tion issued (1967), in which this Court held that service may improperly Employer's lawsuit be read to process on a labor union should be accom- upon impinge jurisdiction of the exclusive plished by naming serving and individual union Board, sufficiently ambiguous also to it is so as representatives the union. Ener- members as may only proscribe Marketing argued be read to conduct one gy that service on all but state, properly regulated by by July completed such member had been Local 1938 23, ingress egress picketing days August blocking prior and and mass than 20 1966—more 1996; appears judiciary Energy Marketing that the state will inde- to dismiss ... it offered judgment against voluntarily the one pendently resolve the between the Na- the default tension August legit- until Labor Relations Act and the state’s union member who not served tional regulate conduct which is 1996. imate interest 15,1996, respondent judge adequately protect process vember issued rights the due reflecting parties a brief written order his enjoined.” earlier of the that are ruling; oral this order did not contain find- To adequate pro assure there is ings of fact or a statement of the court’s process rights tection of due in the issuance reasoning. preliminary injunctions, this Court stated in Ashland Oil: II. Although parte the effect of an ex order

Discussion granting preliminary injunction remains 53-5-8, § the same under W.Va.Code A. grant court shall only such an if Standard Review clearly appears it specific from facts shown briefly First we state the standard by by complaint affidavit or verified Findings of review. by of fact made loss, irreparable injury, immediate and or circuit clearly court reviewed under a damage will applicant result to the before standard; respect erroneous with to the con party attorney the adverse or his can be by court, clusions of law reached opposition. applicant’s heard in attor- review; apply we a de novo standard of ney certify efforts, must to the court the if issuance, respect scope to the and terms any, which give have been made to preliminary injunction, of a apply notice and the reasons supporting any standard of abuse discretion. State claim that given. notice should not be by through Imperial McGraw v. Syllabus Oil, Point Ashland Inc. v. Kauf Marketing, 196 W.Va. 472 S.E.2d man, (1989). 181 W.Va. denied, -U.S.-, cert. against foregoing Measured Ash- (1996). 117 S.Ct. 136 L.Ed.2d 307 With requirements, procedure land Oil used respect to a motion to judg vacate by Energy Marketing in seeking parte an ex ment, we review the circuit court’s decision preliminary injunction was inadequate, insuf standard, under an abuse of discretion but improper. ficient and presumption adjudica with a in favor of the upon tion of cases their merits. Evans v. Marketing explana- has no offered Holt, tion or excuse for its failure to adhere to the procedures mandated Ashland Oil—which mind, With these standards we examine required company, applied when it (1) following issues: did the circuit court parte injunction, ex certify respon- err in the parte prelimi- issuance of the ex judge dent why Energy the reasons Market- (2) nary injunction; did circuit court err ing give attempt did not give notice to refusing judgment; to vacate the default petitioners application. This error did the circuit continuing court err in procedure in the injunc- used to obtain the charges to exercise its after had tion is thus conceded. been filed with the NLRB? belatedly

The “reason” advanced Ener- gy Marketing for give prior its failure to B. *8 petitioners notice to the only it knew —that Preliminary Injunction The the picketers wholly “names” of the un- —is examine the pre issuance of the unpersuasive. president reasonable and We liminary injunction in light process of Energy the due of Marketing complaint verified the guarantees in Virginia days the West Energy and United two before Marketing’s counsel Therefore, States Constitutions.8 In Ashland Oil v. days filed the action. at least two 728, Kaufman, 731, 181 W.Va. approaching 384 S.E.2d before respondent the circuit 173, (1) 176 judge, this Court determined that Energy Marketing knew the iden- existing pertaining “[t]he rules tity to issuance of of the union local and full the names of preliminary injunctions Virginia members; West do the named individual union and Const., 3, 10; Const., § 8. W.Va. art. U.S. amend. XIV.

297 (2) clearly record that legal papers seeking an Because the shows the prepared had Moreover, petitioners were their fundamental injunction petitioners. the denied against by rights of an day complaint that the was constitutional the issuance ex the on same injunction parte against injunction preliminary them preliminary the filed —but after heard, an opportunity without notice or to be complaint and the signed order was —the compliance the petitioners on three of the and without with established order were served (and requirements safeguards and for the petitioners the on the issuance on five more of injunction parte of where such inescapable an ex notice following day.) The conclusion is opportunity given, is not we hold Marketing given the that Energy could have injunction may the not be enforced and petitioners they notice to which were the Oil, entitled, should be vacated.9 See Ashland 181 not to do but chose so. (1989). 728, 384 S.E.2d 173 W.Va. procedural of “The most basic the by process safeguards guaranteed the due C.

provisions of our state and federal constitu Judgment The Default opportunity to be tions are notice and the heard, essential which are next We address court’s any pending proceeding.” the court judg not to set the default decision aside Co., & H. Inc. v. International P.G. Coal issue, addressing ment. this we do not Union, America, Mine Workers United petitioners decide whether service on the 569, 579, 551, 561 390 W.Va. S.E.2d 23, 1996, by July complete complete or not (1988) quoting (McHugh, concurring), J. August therefore wheth until 1996—and Chesapeake System and Ohio Federation Marketing’s request er for a default Hash, 96, 101 170 W.Va. 294 S.E.2d judgment premature. was or was not We Corp. v. Eastern Associated Coal Cf. arguendo judgment that the default assume Doe, 2, 220 207 n. John prematurely; and we was not entered hold (1975) (Failure give 678 n. applying principles of law settled opportunity may deprive notice and defend grant should nevertheless circuit court have jurisdiction); but court of Anderson cf. petitioners’ motion to vacate de ed Latimer, Contractors, Inc. v. Anderson judgment. fault (1979) (Miller, J., W.Va. 257 S.E.2d delay “A motion to vacate concurring) (questioning whether alone sound jurisdiction). judgment is addressed to the discre- can result in a loss (1) prelimi- injunctions that the contend at Petitioners also contend: 9. Petitioners also that the nary injunction is invalid because no motion they issue case are flawed lack in this because complaint, Virginia accompanied citing West terms, description specificity in their and lack [1988]; (2) 7(b)(1) Civil Procedure Rules of sought act or acts to be re in detail of the injunctions are invalid because circuit Oil, strained, required by Ashland did set bond or state reasons not court setting not at 178. We decline to decide 384 S.E.2d [1923]; one, W.Va.Code, (3) citing 53-5-9 issue, ruling. necessary this as it is not to our August filing supporting affidavits on that the However, by language that the used observe entry of the default after prohibiting court “interference” circuit order, requirements Virginia West violated any coal ... what [I960]; the "extradition of manner 55(2) Procedure Rules Civil added) specific (emphasis may soever ..." not be preliminary injunction did not contain that the “findings of fact conclusions of law enough pass muster. on its face to constitutional grounds of its action....” which constitute injunction language probably what This in the is required Virginia Rules West which referring to December the NLRB was in its 52(a). injunction Because the Procedure Civil letter, stated that the circuit grounds, we do vacated on other not must be "ambiguous” is and could in this case address these contentions. prohibit protected conduct read to court did that the circuit We also note Relations Act. See Consolidation National Labor *9 engaged it in the "bal- that or how had indicate Va.,W. Coal v. Disabled Miners Southern Co. of considering part ancing” should of a be denied, (4th Cir.1971), 404 442 F.2d 1261 cert. preliminary injunctive See request relief. for Jef- 228, (1971) 911, 30 184 U.S. 92 S.Ct. L.Ed.2d County v. Board Education Jefferson of ferson ("In 15, 24, Ass’n, any language is County other manner” W.Va. Education 183 393 653, (1990). protected speech.) 662 on overbroad restriction 298 ruling

tion of the court and the court’s on determining judg- whether a default appeal motion will not on such be disturbed ment should be entered in the face of a 6(b) an showing unless there is abuse of such upon Rule motion10 or vacated a Rule Holt, 60(b)11 Evans v. Syllabus motion, Point discretion.” the trial court should con- (1) (1995). It degree prejudice W.Va. is a sider: suffered policy by by plaintiff basic established this Court delay from the in answer- (2) merits, ing; presence cases should be decided on their and of material issues of (3) consequently judgments defenses; default fact are not fa- and meritorious sig- (4) stake; vored and a liberal construction should be nificance of the interests at and 60(b) degree accorded a Rule motion to intransigence part vacate a on the Parsons Consoli- judgment party default order. the defaulting in origi- [footnotes not Supply Corp., dated Gas nal]. W.Va. (1979).

256 S.E.2d Syllabus Parsons v. Consolidated Point Supply Corp., supra, Gas 163 W.Va. at “The Rules of Civil Procedure (1979). 256 S.E.2d at 758 pertaining setting to the aside of default judgments liberally be should construed in The record does not reflect provide order to relief from the onerous con reasoning for refusing to set aside the sequences judgments.” Syllabus of default judgment. Reviewing de novo a mat- default McCoy, Parsons v. Point ter application which calls for the of law to any If facts, S.E.2d 632 doubt undisputed exists as apply the four factors granted, to whether relief should be Parsons to the such enumerated petition- above doubt setting should be resolved favor of ers’ motion to judgment vacate the default judgment aside the order that the entered in favor Energy Marketing. All Parsons, may case on heard the merits. weigh four factors in favor of setting aside at S.E.2d at 637. judgment. the default Virginia 6(b) 10. West newly Rules Civil Procedure by discovered evidence which due dili- [1978] states: gence could not have been discovered in time (3) 59(b); to move for a new trial under Rule Enlargement. by by When these rules or (whether fraud heretofore denominated intrin- given by notice thereunder or order of court an extrinsic), misrepresentation, sic or or other required act is or allowed to be done at or (4) party; judg- misconduct of an adverse time, specified parties within a all the void; (5) judgment ment is has been satis- action, by stipulation written filed with the fied, released, discharged, prior judg- or aor court, may agree any at time to a different upon ment which it is based has been reversed period, may or the court for cause shown vacated, longer or equita- otherwise or it is no (1) any time in its discretion with or without judgment ble that prospective should have period enlarged motion or notice order the request if (6) application; any justifying or other reason expiration therefor is made before the operation judgment. relief from the period originally prescribed of the of the or as ex- order, by (2) motion shall time, previous tended be made within a upon or reasonable motion (1), (2), (3), expiration specified peri- made and for reasons after permit eight od judgment, the act to be done where more than order, months the failure after the to act neglect; proceeding was the result of excusable but or was entered or taken. A may it taking any (b) not extend the time for motion under this subdivision does not 50(b), 52(b), 59(b), (d) action under Rules finality judgment suspend affect the of a or its (e), 60(b), except to the extent and under operation. power This Rule does not limit the the conditions stated in them. independent of a court to entertain an action party judgment, to relieve a from a order or Virginia 60(b) 11. West Rules Civil Procedure proceeding, grant statutory toor relief in the [1960] states: same action to a defendant not served with a action, Mistakes; Inadvertence; summons in that or to set aside a Neglect; Excusable Cause; judgment upon vobis, for fraud Newly court. Writs of Unavoidable dence; Fraud, Discovered Evi- nobis, petitions coram coram upon etc. for rehear- On motion and such ing, just, may terms as bills of review and party are the court bills in the nature of a relieve a review, abolished, legal representative or judg- procedure his bill of from a final ment, order, proceeding obtaining any following for the relief from a shall (1) mistake, inadvertence, surprise, prescribed reasons: be motion as in these rules or cause; (2) neglect, excusable independent or unavoidable action.

299 First, Energy Marketing has not claimed Since all of the factors to be considered any prejudice resulting delay by from the weigh on setting behalf of aside the default petitioners responding complaint. to the judgment, the circuit court was constrained any prejudice apparent Nor is from the rec- under the facts applicable of the ease and the ord. legal grant petitioners’ standards to mo- tion to judgment; set aside the consequently, Second, petitioners have fac- contested the the court’s decision not to set aside the de- legal tual of Energy Marketing’s bases judgment fault was an abuse of claims, discretion. have made counterclaims. There juncture is no reason to at conclude this petitioners’ defenses are not meritorious. D. Moreover, D., as discussed at Sec. III. infra disputed factual matters in the case call into Jurisdiction question the fundamental issue of the circuit argue Petitioners the circuit court jurisdiction. should have dismissed the entire action Third, the interests at stake include a brought by Energy Marketing for lack of

judgment against petitioners as-yet unde- jurisdiction practice after unfair labor damages, attorney termined fees and costs. charges arising out of the same matters at Additionally, statutory substantial and consti- issue in the circuit court case had been filed rights may tutional be at stake. These are by petitioners NLRB, with the pre-empting significant interests. jurisdiction. the circuit court’s Petitioners Fourth, petitioners were not intransi- also contend before the circuit court gent. They good-faith advanced colorable properly could injunc- issue or maintain an filing reasons for not their answer and coun- against petitioners, tion the court was terclaim and prior defensive motions required first to find the existence of vio- judgment’s entry. default petitioners lence, picketing, mass or overt threats of (eleven timely in a days acted fashion from physical violence. issuance) judgment’s the default to seek re- Energy responds Marketing that the initial

lief from judgment. the default In Evans v. allegations of Holt, threats of violence and intimi- 587, 193 at W.Va. 457 at S.E.2d dation which were made when the case period was of one month to file a motion to set permitted jurisdiction filed the exercise of judgment aside a learning after of it court, juris- and that the court’s was held to be reasonable. In v. Parsons subsequently pre-empted by diction was not Supply Corp., Consolidated Gas 163 atW.Va. filing charges 256 with the NLRB. S.E.2d a one and one-half delay month in answering accepted recently This Court addressed the neglect.

excusable issue of the of a circuit court over Additionally, inasmuch as the fore pickets dispute conduct of in a labor going essentially factors equitable con charge when a has been filed with the NLRB cerns, it is relevant that Marketing, Markets, in Riesbeck Food Inc. v. United beneficiary judgment, the default had Workers, Food and Commercial Local Un “unclean it disregarded hands” —because es ion mandatory tablished legal procedures in ob denied, cert. U.S. S.Ct. taining parte preliminary injunction. the ex Riesbeck, L.Ed.2d 132 after a equity A court of should be reluctant lengthy importance discussion of the of def permanent enshrine as obtained policy erence to federal labor and to the process violation of established due safe procedures national administrative estab guards simply party’s because of a brief de govern lished to of labor conduct dis lay responding “Law, to a claim. it should putes, we stated: remembered, properly game is not Berryman, forfeits!” A may enjoin pickets White state court from obstructive, (Neely, engaging disruptive, in- J., dissenting.) timidating behavior. Such conduct is not

300 not to to the NLRB. The defer the National Labor Rela- determination under

protected circuit court’s exer- challenge instant Act, clearly subject to state is tions by of instance, jurisdiction brought is a writ cise of its even in the first court control prohibi- traditional rule prohibition. Our Labor Relations the National though trial will lie where the tion is that the writ prac- unfair labor considering an Board is having jurisdiction, or court does not have arising union out of charge by filed a tice powers. legitimate jurisdiction exceeds its the same incident. Starcher, 174 v. Monongahela Power Co. Riesbeck, 2, supra. Syllabus Point 593, A 200 writ 328 S.E.2d W.Va. However, that —aside Riesbeck also held prohibit enforce- prohibition will lie to prevent exercising jurisdiction its from injunction the trial court ment of an where obstructive, intimidating con disruptive or its jurisdiction have or exceeded did not to the circuit court should “defer duct —a jurisdiction. proper Meadows on Behalf of jurisdiction the Na primary and exclusive Virginia Employees West Professional Relations Board to determine tional Labor 75, Hey, v. 184 399 S.E.2d Educ. Ass’n W.Va. pro arising of activities out all contentions 434, (1990); Casey, v. 175 W.Va. 657 Hechler prohibited 7 or Section tected Section (1985); Dingess, 799 see Smoot v. 333 S.E.2d Act Relations] [29 Labor [National 8 of 558, (Miller, 236 S.E.2d 468 160 W.Va. Riesbeck, 185 [1988]].” 151-169 U.S.C. J., concurring). 14, 404 at S.E.2d at 406. W.Va. However, ordinarily to the defer we Riesbeck, voided for lack of In this Court factual issues de circuit court’s resolution of jurisdiction portion of a circuit court’s jurisdiction. Thus in of its terminative prohibited argu- permanent Lazzelle, 102 136 S.E. Downs v. W.Va. picketing, ably trespassory peaceful but (1926), grounds, overruled on other Stew 195 charge a with the the union had filed where Virgi Road West art v. State Commission of pre- a (after the circuit court issued NLRB (1936), nia, this 117 185 S.E. 567 W.Va. injunction) claiming that the state liminary “[pro Syllabus at Point 1 that Court stated against the union trespass proceeding court court against will not lie an inferior hibition the National rights protected under violated deprive right him judge thereof to of the or Thus, the facts in Ries- Labor Relations Act. pass upon the extrinsic facts determinative to the events in the quite similar beck Zirk v. jurisdiction.” In State ex rel. instant case. 878, 894, 122 Muntzing, 146 W.Va. S.E.2d Riesbeck, the circuit court In we instructed (1961), ... “[W]here 860 we stated: except jurisdiction, to defer to NLRB’s depends upon jurisdiction of the circuit court disruptive, necessary prevent obstruc- fact, disputed questions of that court has Riesbeck, tive, intimidating conduct. jurisdiction from right to its own determine 19-20, at 411-412. 404 S.E.2d See W.Va. it, prohibition will not be the facts before Co., Inc., Mfg. v. Maintenance and United prevent doing.” granted to it from so And Am., Steelworkers W.Va. United Narick, v. 164 W.Va. State ex rel. Williams (1974) (state injunction in court 204 S.E.2d 76 specifically dispute must be directed labor principle, where there general stated: “As a accomplish designed to an to acts or conduct competent evidence before the court is some illegal purpose). support ruling] ... which will [the guide proper as a Riesbeck With subject It ruling will not be to attack. is scope jurisdiction a circuit court’s over only in a case where there has been.no jurisdiction dispute picketing when the labor prohibition lie.” evidence ... will invoked, NLRB has been we turn to Doe, Corp. Associated Coal Eastern case the circuit court’s determination this 672, 679 220 S.E.2d jurisdiction after to continue to exercise its case, (1975), pre-Ashland Oil we discussed charges were filed with the NLRB. initially exer- of when a court can the issue parte grant an ex its permissi A is the cise threshold issue picketing injunction respecting preliminary scope of our review of the circuit court’s ble charges Contractors, dispute. in a labor NLRB were not Anderson and Anderson Inc. v. Latimer, issue in Eastern Associated. We stated: (1979) (Miller, J., concurring) (questioning juris- requirement subject matter [T]he delay whether alone can result a loss of 1) initially is met if: the court *12 diction has jurisdiction). power grant type general the to the circumstances; any relief demanded under Applying principles the set forth in 2) pleadings the demonstrate that a set of preceding case, the cases to the instant it is may arguably facts exist which could in- apparent Energy Marketing’s initial al 3) jurisdiction; the voke court’s and the legations, bare-bones, although “demon allegations regard both to the facts may that a set of facts exist which strate® applicable and the law are of sufficient arguably could jurisdiction invoke the court’s make, require substance to the court to in Associated, [under ]....” Riesbeck Eastern adversary proceeding, a reasoned deter- at 220 S.E.2d at 679. There jurisdiction. mination its own (leaving analysis fore for our aside the other contempt pro- Eastern Associated involved in preliminary errors the issuance of the ceedings parte for the violation of an ex injunction), based on Marketing’s ini injunction preliminary prohibiting picketing. allegations, tial the circuit court did not err picketers they claimed that were not initially determining in that it had colorable guilty contempt underlying because the subject jurisdiction matter to consider issu injunction parte was issued ex and because ing preliminary injunction. a injunction speech violated their free However, upon filing of NLRB Therefore, rights. picketers argued, charges, Riesbeck teaches that circuit jurisdiction circuit court exceeded its in issu- court’s jurisdiction continued exercise of its injunction, injunction ing making un- picketers largely over turns on the factual enforceable. issue of injunctive the need for state court Associated, In Eastern we noted that violent, prevent disruptive, relief to obstruc “[cjomplex issues often make the determina- Riesbeck, intimidating tive or conduct. difficult, subject jurisdiction tion of matter atW.Va. 404 S.E.2d at 412. example, justiciability, ripeness, for moot- ness, standing, controversy, polit- respect jurisdiction- case or and With this Associated, issue, questions.” ical Eastern 159 determinative the circuit court in the empha- any W.Va. at 220 S.E.2d at 678. We instant case not make did factual find in although ings supported sized Eastern Associated that its decision not to defer may initially parte jurisdiction prelimi- court issue an ex to the NLRB.12In the absence nary injunction upon court, showing findings by a of colorable such the trial we are not jurisdiction, “adequate customary there must be and constrained our to a deference orderly effective remedies ... for circuit court’s determinations on factual mat prompt upon challenge going jurisdiction examining review ...” a ters to its from Associated, jurisdiction. court’s Eastern 159 the circuit court’s decision not to defer to the W.Va. at at 680. But NLRB. cf. thereto, offered, opposition except

12. We note that 29 U.S.C. Sec. 107 sets forth if after prerequisites that must be satisfied before a fed- findings of fact the court.... may jurisdiction eral court temporary restraining exercise to issue a prerequisites, These federal court while not preliminary order or in- courts, binding upon important state are an indi- junction dispute. prerequisites in a These labor policy, pro- cation of our labor and can federal requirement include the that: guidance considering vide to circuit courts a No court of the United States shall have request preliminary injunction for in labor temporary permanent or issue Oil, dispute. Ashland Cf. injunction any involving growing case or out (Adherence procedures S.E.2d at 179 to certain dispute, chapter, aof labor as defined in this preliminary injunctions temporary re- except testimony hearing after of witnesses straining orders contained in Federal Rule of (with open opportunity in amination) court for cross-ex- adequately Civil Procedure 65 will more assure support allegations of a process.) due oath, complaint testimony made under upon evidence and after a fair statements substantial From parties, hearing hearing on for all that there is a need transcript of the October prevent vio- motion to the com for a circuit court petitioners’ dismiss lent, obstructive, intimidating judgment, disruptive vacate the default it plaint and solely the circuit court relied appears conduct. upon Energy Marketing’s allega initial determination, Lacking any such upon the assumed conclusive ef tions —and prohibi grant are constrained to the writ of judgment as to the truth of fect of the default However, if tion as moulded. grounds sufficient allegations those —as finds, upon court based substantial evidence petitioners’ claim of to consider refuse hearing parties, and after a fair for all preemption. NLRB *13 injunction an as authorized Ri is needed question to address the of We do not need violent, prevent disruptive, esbeck to obstruc judgment may

whether or when a default tive, intimidating or conduct in connection jurisdictional a conclusive effect as to have dispute, may circuit with the labor the court a allegations or bar the consideration of claim legitimate jurisdiction in exercise its accord have pre-emption of because we concluded principles with the enunciated herein.14 in this that the default issued ease judg- have been vacated. The default should III. support the circuit ment therefore cannot to to the NLRB. court’s decision not defer Conclusion reasons, judg foregoing grant For the the Leaving aside the default ment, prohibition writ of as possible supporting the moulded. the sole basis Energy Marketing’s court’s decision is circuit As Writ Granted Moulded. However, allegations. initial Riesbeck and simply teach that “look Eastern Associated MAYNARD, Justice, dissenting: allegations in ing again” at the initial made (Filed 1997) July “reasoned determination the case is not the original prohibition proceed- This an Associated, is jurisdiction,” Eastern of its own ing appeal. is an it not an (1975), Since is at 679 220 S.E.2d —it appeal, type normally the of record filed with required upon of the circuit court a which is appeal an has not been filed with this Court. jurisdiction challenge such nonetheless, majority, outwardly The while par by petitioners.13 Upon the one made a acknowledging prohibition that the case is a ty’s pre-emption juris court claim of state appeal proceeding, has treated it like an in by proceedings diction before the National Board, order to reach the conclusion which it seeks a circuit court should Labor Relations view, point reach. From that I I feel evidentiary hearing and make conduct must dissent. findings of fact and conclusions of law to is a determine whether there need for the prohibition This has that Court stated lies jurisdiction, court continued exercise state in two situations. The first is where a lower or the circuit court should defer to whether jurisdiction tribunal does not have jurisdiction of the NLRB. it; subject matter of the case before The us contains no is where a lower tribunal exceeds its record before reasoned second court, legitimate powers acting regard determination based Miners, past 13. Consolidation Coal Co. v. Disabled months should not be in itself automatic Cf. (4th Cir.1971), 442 F.2d 1261 cert. denied 404 grounds injunction, for issuance of an because U.S. 92 S.Ct. 30 L.Ed.2d 184 purpose injunction prevent the misconduct, of an is to future (due process requires that court’s find a district preliminary injunction and a should ings support preliminary injunction must be only upon showing granted of need and upon something based more than a one-sided applicable consideration of all other factors. See evidence.) presentation of the County Board Education v. Jefferson Jefferson Ass'n, County Education 183 W.Va. disruptive, 14. The mere existence obstructive many intimidating picketing conduct at a time subject County matter. My McDowell ultimate conclusion is that this Court Stephens, Board Education v. 191 W.Va. should have dismissed the petition relators’ (1994), ex they State rel. Reed because have faüed to estabhsh the Douglass, predicates S.E.2d 751 fundamental prohibition rehef. many pres- other cases. I am not certain majority that the actually majority ent case the states: circuit seriously “[T]he ever or appropriately considered initiaDy court did not err in determining that possibility prohibition does not lie. subject it jurisdiction had colorable matter prominent to The section on standards of re- issuing preliminary injunction.” consider majority opinion view cites —which thus, majority, in essence appeal has conceded standards of suggests that at review — prohibition princi- does not he very under the majority least was confused ple that jurisdiction the Court did not have about what was happening in this case. subject Further, matter Again the case. say, I this appeal is not an and we are case, nothing there is in the majority and the “reviewing” not the Court. original We have points nothing, demonstrates in this case.

the circuit court legitimate pow- exceeded its I have other reasons for dissenting from issuing ers in involved this majority’s the' decision in this case. The case. majority predicates its conclusion that *14 recently

This Court has recognized also circuit court granting erred in prelimi- prohibition that may be nary injunction used a discretion on ground that the circuit ary manner when a lower acting court is not preliminary court issued the injunction even jurisdiction, in excess of its but though this use of Energy Marketing Company, Inc. prohibition appropriate is only gave to correct no notice to the relators that it was legal substantial clear-cut errors that seeking temporary injunction. previ- As plainly in statutory indicated, contravention of clear ously recognized and as by the constitutional or common law mandate. majority, Energy Marketing Company, Inc. disputes involving such errors must be re did assert a reason giving prior for not independently solvable any disputed facts company notice. The prior asserted that prohibition only because can be used in filing petition, this its it did not know who the way in cases in high proba was, which there is a attorney inferentially relators’ did bility that the trial ruhng wDl be not know precisely give where to notice. completely reversed if error is not majority argues corrected The that because the com- Amy advance. State ex rel. M. v. plaint was fihng verified before the Kauf man, (1996). action, 196 W.Va. given and that notice was some also, Black, See Hinkle v. 164 W.Va. 262 day the relators on the same fihng as the (1979). S.E.2d 744 petition, but filing complet- after the ed, Energy Marketing Company must have ease, present relators, In the caDedthe give known how prior or where to the notice “petitioners” by majority, conceded, have fihng majority of the action. The majority arid the acknowledged, has that En- states: “The inescapable conclusion is ergy Marketing Company, Inc., asserted rea- Energy Marketing given peti- could have giving prior sons for not notice of the fact tioners the notice to they which were enti- seeking preliminary injunction. that it was tled, but chose not to do so.” I find this Nonetheless, majority says that the rea- majority’s absurd. The view is not at aU not, fact, view, sons were my valid. “inescapable” very plausible alternative to —a disputed there was thus a critical fact in this “inescapable” alternative is that disputed ease. That fact was whether Ener- Marketing really did not know where to gy Marketing Company, Inc. did or did not prior serve the fihng notice of its giving prior have a vahd reason for not notice petition, but did learn where to serve the to the relators. Where there is such a dis- day, notice the fihng. same but after the fact, puted Amy Kaufman, State ex rel. M. v. id., “discretionary” prohibition indicates that Frankly, I am at a loss to understand how does not he. judgment injunctive we have a default in an

304 on, below, but, majority going proceeding 281 489 S.E.2d the default resolve proceeds to DEPARTMENT OF WEST VIRGINIA pre-emption basis of the on the question AND HUMAN RESOURCES HEALTH large body of law this There is issue. WRIGHT, Brenda Social Service ex rel. prohibition does indicates State Below, Appellee Worker, Petitioner should not errors and to correct mere not lie appeal, of an usurp the function be used v. Cook, 252 S.E.2d 162 W.Va.

Handley v. J., Respondents and Amanda SCOTT C. Casey 156 (1979), rel. v. Wood ex State Below, Appellants (1972), ex State 193 S.E.2d W.Va. 878, 122 Muntzing, 146 W.Va. rel. Zirk v. J., J., C., J., Brenda Tina Homer Leslie Arnold, (1962), Brown v. S.E.2d 851 Any C., and Putative Father of Scott (1943), Taylor v. 26 S.E.2d W.Va. C., Putative Father Scott Unknown Stevenson, 97 S.E. Below, Appellees. Respondents Court, 7 Judge the Circuit and Buskirk No. 24007. majori- case the But in this just that. ty attempted to do Appeals Supreme Court have in this case could Everything involved Virginia. West majority if the by appeal, and been handled 3, 1997. June Submitted prosecuted, as appeal insisted that had might have the outcome requires, our law 11, 1997. June Decided from the outcome very different been outcome, as majority. That

reached indicated, on a based its decision previously manifest, of fact “inescapable” determination *15 actually occurred. than on what

rather very real my opinion, courts have In individuals, organiza- protect obligation to violence, tions, from society as a whole of the protect them in the exercise and to Often, by the law. rights given to them in labor dis- preliminary injunction questions in the heat of violent putes must be resolved disorder, threatening crisis. such in a situations, policy needed to I feel that society outweighs the need protect pursuit every “i” in the judiciary to dot Here, believe, I formality. perfect legal “i’s,” dotting along majority turned vehicle, the “INES- the use of that new CAPABLE,” findings make the factual it support conclusion which needed legal personally I am wanted to reach. party and do not wish contortionist law, from twisting of the and I dissent such majority has what the done.

Case Details

Case Name: State Ex Rel. United Mine Workers of America, Local Union 1938 v. Waters
Court Name: West Virginia Supreme Court
Date Published: Jul 16, 1997
Citation: 489 S.E.2d 266
Docket Number: 23838
Court Abbreviation: W. Va.
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