*1 can waive a constitutional whether one punishment Nunley did here. so whether Mr. opin- sum, agree principal with the that, can waive a constitutional
ion one if of the facts determination before that Nunley’s then Mr. recognized,
has been brief, post- in his in his
concession hearing Judge before
conviction
O’Malley establish is sufficient so, that, Halbert, under
did but I believe before could occur
such waiver recognized. Anthony ex rel. Michael
STATE
TAYLOR, Petitioner,
Troy STEELE, Warden, Respondent.
No. SC 90925. Missouri,
Supreme Court
En Banc.
May July Denied
Rehearing *2 Office, Angeles, Los
al Public Defender’s LoBue, P. Robert Adam Blumenkrantz *3 Faridi, Patterson, and Muhammad Belk- LLP, York, Tyler & New nap, Webb for Taylor. Hawke, Attorney
Stephen D. General’s Office, for the State. City, Jefferson LLP, Arnold, Mark G. Husch Blackwell Louis, Judges of Retired and Group St. Prosecutors, who as a filed brief friend the Court. RUSSELL, Judge.
MARY R. pleaded guilty Anthony Taylor Michael rape, and kidnapping, to the murder young girl. He twice was sentenced for the After multiple to death murder.1 attempts unsuccessful to have his sentence overturned, he seeks a writ of habeas now corpus, arguing that his death sentence should be He contends that his vacated. by imposed unlawfully death sentence was judge, jury, rather he than and asserts that his sentence violates his con- rights. stitutional relief This Court that habeas is not finds and vacate warranted refuses to sentence.2 death Background I.
Ann Harrison
old
years
was 15
when she
died of stab
in the trunk of car in
wounds
1991, Taylor
1989. In
admitted under oath
stop,
kidnapping
rap-
Ann from her bus
Lundt,
her,
ing
stabbing
repeatedly
Robert W.
Public Defender’s Of-
and
her
with
Louis,
Larsen,
fice,
knife.3
pleaded guilty
St.
Matthew B.
Feder-
a kitchen
He
writ,
procedural
corpus
original
2.
remedial
1.In addition to
histo-
Habeas
is an
tortuous
jurisdiction pursuant
this Court
and
has
ry
opinion,
of this case
this
further
detailed in
Const,
V,
art.
Mo.
sec.
grue-
Taylor's
in the
details of
involvement
killing
some
can be found in this Court's
death
accomplice
in Ann’s
is the
previous opinion Taylor’s
appeal
direct
and
subject
opinion
released concurrent to
post-conviction appeal, State v.
Rule 24.035
opinion,
Nunley,
Taylor challenged his sentence in a Rule escape by Taylor. Taylor presented miti- post-conviction 24.035 motion alleging gation through evidence 13 witnesses. See alco- was under influence of id. at 224. Ultimately, Judge Coburn hol A during sentencing proceedings. beyond a found reasonable six doubt statu- Dierker, special judge, Judge assigned was tory aggravating circumstances and three Taylor’s post-conviction decide motion. non-statutory aggravating circumstances Judge Taylor post-convic- Dierker denied of support the death penalty, and he hearing, lengthy tion relief issuing after a only found one mitigating circumstance. findings in 1992 that discussed propri- Judge Id. at 222. imposed Coburn ety Taylor’s of plea sentences. concluding death sentence after Taylor appealed this Court. the mitigating circumstance did not out- summary order this Court vacated weigh the aggravating circumstances.4 Id. his sentences for a and remanded his case at 215. “new penalty hearing, sen- imposition of Taylor sought post-convic- Rule tence, 24.035 of v. entry judgment.” State tion from the (June judgment relief entered after 1993); Taylor, SC74220, Order two-day hearing remand. A was held on see Taylor, also State v. 929 S.W.2d Judge front of (Mo. 1996) I) motion Messina. {Taylor banc (explaining of scope hearing this Rule 24.035 re- case). procedural history Taylor’s Taylor’s] previous plea, lated “not but [to remand, assigned On Taylor’s case was procedure.” rather second sentencing Judge Taylor to a new judge, Coburn. Judge post- Messina overruled 29.07(d) filed Rule motion to withdraw conviction motion. I, guilty plea. Taylor his S.W.2d arguments Taylor again in his appealed Included was to this Court. only appeal sought proportional- to be His mandatory consented sentenced Judge Randall, 565.035.5, judge. ity not the new Id. at under section review RSMo permitted 215-16. He with- and review of the overrul- decisions given draw nor guilty plea, ing plea his was he his motion to withdraw and his his action, years years 1994 sentences included death for for criminal armed Ann’s kidnapping, rape. murder and consecutive terms and life for proceedings. corpus and habeas I ad- conviction Taylor motion. post-conviction (Mo. State, Tay- Taylor See collectively propriety dressed 2008). imposed on remand banc lor’s death post- subsequent and the denial Now, years after admitted motion. conviction Ann, murdering kidnapping, raping, and I established seeking relief before this Court again he is consequences “informed of the sufficiently from his death sentence. that he “under- in 1991 and plea”
of his
voluntarily
en-
consequences
stood the
Taylor’s Arguments
II.
at 216.
plea.” Id.
[his]
tered
for Habeas Relief
there was no error
also established
he is entitled to habe-
Taylor claims that
withdraw
allow him to later
refusal to
to life
reducing his death sentence
as relief
was remanded.5
after his case
reasons.
imprisonment for two
that there
Taylor I concluded
at 215-18.
*5
First,
relief
he maintains that habeas
in
and
errors
his case
no reversible
were
because,
this
af-
issue
after
Court
should
I be-
Taylor
his death sentence.
affirmed
I,
Taylor
in
firmed his death sentence
mandate in the case
final when the
came
that a death
subsequent case law indicated
17, 1996. At that
September
issued
by judge,
imposed
could not be
time,
was set for Janu-
Taylor’s execution
highlights that
by jury.
than
He
rather
3, 1997,
date was
but that execution
ary
Ring
Supreme
States
Court
the United
relief in the federal
sought
when he
stayed
584, 589,
Arizona,
S.Ct.
v.
U.S.
date scheduled
A later execution
courts.
(2002),
2428,
provided
516-17
banc
(providing that a
claim that the
2003,
sentence exceeded what was
In
in Whitfield,
applied
this Court
permitted by law a
cognizable
is claim
in
Ring
retroactively7 and set
aside
defen-
proceedings
habeas
even if
argument
the
dant’s death sentence that had been previ-
raised,
was
raised,
or should have been
in ously affirmed on appeal
Ring
before
was
an earlier proceeding).
Taylor,
But
that,
as the
decided.
held
Ring,
under
Whitfield
corpus petitioner,
habeas
has the
the
burden
defendant was entitled
to have a
of proof to show that he is entitled to make the “factual determinations on which
relief. State ex rel.
Jaynes,
Nixon v.
eligibility
his
for the death sentence was
(Mo.
2002).
S.W.3d
banc
predicated.” Whitfield,
Blakely states: plea when his entered he If are appropriate procured, waivers consequence understood that a of his may offer judicial States continue to guilt was that he not have all factfinding as a matter course to by sentence The jury.10 determined rec- guilty. who plead defendants Even understanding ord demonstrates his may who defendant stands trial consent guilty plea being would lead to him en- judicial factfinding sentenced a judge, not-guilty whereas a hancements, which well may be in his plea being would lead to him sentenced interest if relevant would prej- evidence Moreover, the record makes clear udice him at trial. do not We under- knew the judge would be Apprendi possibly stand how can work considering the State’s recommendation of free, to the detriment of who are if those penalty. testimo- following benefits, they outweigh think its costs its ny Taylor willingly illuminates that de- it inapplicable. render jury’s clined a involvement his sentenc- ing: the plea hearing transcript From Y. Is Not Entitled To Sixth added): pages 8-9 (emphasis Jury Sentencing Amendment Q. you Do also understand that if you plead guilty up it will be to the Jury Sentencing A. Waived judge to decide the sentence on all Blakely, Tay Pursuant whether charges? rights lor waived his to Sixth Amendment A. Yes. jury sentencing is an important consider *8 Q. can you And the maximum that
ation in determining judge-imposed if his get charges, you all of un- on these do Considering authorized. Judge you give derstand that the can case, the facts of his 1991 decision ? the death sentence to plead guilty and sentenced be precludes than A. Yes. judge, by jury, rather
ability now to claim the Sixth Amendment plea hearing transcript From the at jury sentencing. entitles him to pages 9-10: Q. you guilty, un- plead you If do I established that you go derstand guilty plea and waiver not invali- trial? dated after this Court remanded his case hearing.
for a new sentencing See 929 A. Yes. such, Taylor pleaded guilty, then-ap- guilty plea 10. When the trial. As foreclosed plicable statutory having having him his sen- scheme intertwined from determine guilt punishment phases for the tence. Judge impose could sentence and guilty, there plead you And if Q. death. a trial. be would Yes, I do. A. Yes.
A. Now, you you plead guilty, do Q. if understand you Do Q. would left that all that be understand twelve of a in front would be do would be to sen- people? you? tence Yes, I A. do. A. Yes. have would people the twelve
Q. And in their verdict? be unanimous Michael, understand, Q. you ... [D]o Yes. A. be a there would still words, would all twelve other Q. present- state will be hearing where the agree. have to behalf[,] evidence, we, your ing A. Yes. presenting evidence to will be have to be people would Q. The twelve propose Judge what sentence to as to a reasonable doubt beyond convinced charge murder ? on the you’re guilty. state that A. Yes. A. Yes. Judge actually the can enter- Q. And charge, on each that would be Q. And charges. evidence on all tain counts; that? you do understand all four A. I understand. Yes. I do. A. hearing plea transcript From the transcript at plea hearing From the added): (emphasis page 28 added): (emphasis page 13 Q. you there understand that And do Michael, if you Q. do understand sentencing proceeding yet to will be a trial? there won’t be a plead guilty you Judge? front of the occur in Yes, A. I do. Yes, A. I do. essence, giv- be you, in Q. And hearing transcript From the rights. youDo understand ing up those pages 3 n -36 added): (emphasis that? you ... Q. you understand that Do Yes, I do. A. trials, is, might entitled to two Q. waive. we use the word Sometimes where the would decide one trial you waiving you plead guilty, are If degree then murder in the first by jury. right to a trial they you guilty if found Yes, I understand. A. degree.... you Do murder the first that? understand to a trial. Q. A. Yes. Yes, I understand.
A. *9 hearing transcript at
From the added): (emphasis guaranteed you 19-21 what pages Q. No one has you’re going to receive? sentence anyone any promises to Q. Has made to turn out if going how this is A. No. you about you plead guilty? you Q. have been made to promises No to re- No, you’re going what they haven’t. as to sentence A. ceive. guilty you plead know that if Q. You No, going they A. haven’t. for a death
the state is to ask Q. anyone you Q. Has told what sentence You would to confront you’re witnesses, likely witnesses, receive? to subpoena subpoena witnesses in. you Do under- No, A. they haven’t. stand that? Q. you you’re What sentence do think A. Yes. I,
going to receive as to Count murder in Q. The court would then instruct degree? first jury, attorneys argue, would A. What do I think? sentence then they deliberate, would the jury Q. Yes. would deliberate. Do you understand A. know. don’t that? Q. Judge you Do understand that the A. Yes. might you very well sentence to the Q. deliberations, During their all penalty in this case ? find, twelve jurors must beyond a rea- Yes, A. I do. doubt, sonable at least aggravating one Q. you by pleading Do know that you Do circumstance. that? understand today here instead of A. Yes. people deciding, only twelve there will Q. they And if don’t find at least one person deciding, Judge; be one do circumstance, aggravating they then you that? understand must you parole. life without Yes, A. I do. youDo understand that? Q. counts, Judge As to the other A. Yes. you minimum, could sentence to the Q. Now, state has notice of filed may very you well sentence to the circumstances, aggravating nine statuto- maximum on each of the other counts ry you aggravating circumstances. Do charged; you do understand that? understand that? A. Yes. A. Yes. From the plea hearing transcript at Q. you Have talked about those with added): pages (emphasis your attorney; you have those? seen Q. your Have attorneys gone over with A. I’m seeing not real familiar with you the different occur stages that at a them, but I talked have with them about murder in the first degree trial? them. A. Yes. Q. When I say must find one,
at they least must find least one Now, Q. phase the second would be statutory If aggravating circumstance. separate they don’t, front of the same life it’s without Do parole. jury, if do they you guilty you find of mur- that? understand degree. you der in the first Do under- A. Yes.
stand that? Q. they statutory If do find least one Yes, A. I do. circumstance, they aggravating then can any non-statutory determine if there are Q. It be like a would trial. There you un- aggravating circumstances. Do opening would be statements. state derstand that? evidence, present you could *10 present you evidence. Do understand A. Yes.
that? notice, Q. And the has I state filed A. Yes, I do. believe, [25] or [26] non-statutory ag- outweigh aggravating the you Are stances do circumstances.
gravating they still are not circumstances that? aware of death; you obliged you do A. Yes. that? understand jury would determine if Q. the And A. Yes. statutory ayyravating circum- the Q. aggravating nonstatutory cir- The final decision would rest with stances jury. you Do that? in the understand and the evidence cumstances case, they the death whether warrant A. Fes. you
penalty. that ? Do understand Q. again will But in this case it all A. up you Yes. Do understand to one man. unanimously that? Q. they must find And penalty. they do warrant death A. Yes.
youDo understand that? Q. you that what want? Is A. Yes. Yes, A. it is. don’t,
Q. they then it’s life with- And if Taylor’s Jury B. Waiver Was you Do understand that? parole. out Purposeful, Not Collateral Yes, A. I do. Guilty To His Plea find Q. they then if that there are And post- Taylor’s statements at initial circumstances aggravating sufficient hearing Dierker in death, Judge conviction before they consider warrant then must 1992 illuminate what understood mitigating there circum- whether are pleaded guilty when he intended you that? stances. Do understand hearing, 1991. At that defense Yes, A. I do. counsel testified that State’s case Q. attorney supplied has your And me strongest against Taylor was “one statutory with mitigating notice of five cases ever encountered” [that he] had presented circumstances that would be possi- “concentrate on led a decision to jury; you understand that? do penalty phase ble evidence” after A. Yes. record pleaded guilty. The reflects Q. then consider And the attorneys with discussions mitigating those circum- whether prospects having about his case stances, case, in the evidence led to a heard versus outweighs aggravating whether strategy seeking purposeful defense they circumstances. And if found that He his coun- judge-imposed sentence. outweigh the mitigating circumstances hope thought sel that his best to avoid the circumstances, then aggravating was have Randall penalty Judge they to life you must sentence without sentence him. parole. youDo that? understand Taylor’s testimony on cross-examination A. Yes. hearing at the post-conviction included: Q. you that when And do understand Well, Q. you your did think that they mitigating circum- consider the getting chances of not death were all unani- they stances that don’t have to good jury? real front of mously mitigating find the same circum- go stances; A. I knew that I didn’t want to you that? do understand of a front A. Yes. that, Q. why Mr. Taylor? And
Q. you And do understand that even if they admitting my guilt. circum- A. mitigating find Because *11 Taylor’s Jury the Q. talking Sentencing I’m not about issue of Of C. Waiver guilt. talking I’m about issue of Remains Valid to punishment. you go Did want Taylor 1. I Did Not Invalidate a jury front of for them to decide Taylor’s Jury Waiver Of you or die? whether would live Sentencing A. but Not then now I do. Taylor unpersuasively argues that PCR Tr. 622-23. Taylor I declared that his guilty plea together testimony, own with not did include a waiver of sentencing during post- other evidence adduced prevented because section 565.006.2 him hearing, conviction convinces this Court having from trial on punishment Taylor guilty intended to at all plead pleaded guilty.12 Contrary after he to the during underlying times case and had dissent, however, assertions of nothing whatsoever to trial on go any desire to Taylor any I or other case has invalidat jury. Taylor issue before the understood Taylor’s purposeful, strategic ed choice in agreed and that the facts of his case com- have his sentence imposed pelled adoption strategy pleading of the not judge, by jury. guilty, sentencing by with a judge rather Taylor rejected Taylor’s I assertions by jury. than trial that he should have been to with- allowed 565.006.2, section Although RSMo plea.13 his It specifically rejected draw 1986,11 Taylor, was not with discussed arguments insufficiently that he was in- counsel concentrated on strategy the best guilty formed when pleaded because his to avoid a death sentence. A counsel had to inform failed him about the viewed as almost certain to recommend possibility jury sentencing pursuant death in of all light the facts case. section 565.006.2. 929 217. S.W.2d at To Taylor was aware of and coun- understood end, Taylor I held: agreed sel’s thinking trial Taylor argues plea also was not should be avoided at all hope costs—his knowingly made because he was not in- lay with a to a who plea might formed a could him.... mercy. inclined to 565.006.2,]jury [Under section sentenc- ing plea record shows with unmistakable after a guilty [was] clarity purposefully waive, and strate- for the defendant rather a gically sought jury sentencing privilege avoid be- State grant.
cause he the guilt did want either did not waive be- portions the sentencing only of his case to be cause he obtain jury could sentenc- presented ing agreed if the it. State The State statutory guilty plea following All references are RSMo withdraw for the unless otherwise indicated. reasons: “he did not receive the benefit of his plea bargain, personally the court failed to provided: 12. Section 565.006.2 "No defen- 24.02, required by admonish him as Rule guilty pleads dant who to a homicide offense plea knowingly voluntarily was not made or who is found aof homicide offense was not the ele- informed of after trial to the court without a shall be first-degree possibil- ments of murder and the permitted by jury a trial issue of on the ity juiy sentencing, there was insufficient except by agree- imposed, to be support plea, factual basis to ment of the state.” was offered to a defective information.” 929 rejected claims in includ- S.W.2d at 215. permitted ed that he should have been
646 by a therefore, jury had no wish to be sentenced there was agree;
did not guilty plea he that his him. A that understood which to inform nothing of strategic acquiescence to be voluntary plea represented not does knowing and by rather than be told irrele- sentenced details defendant require record leaves no doubt that at Failure the decision hand.... vant to section Taylor’s knowledge 565.006.2 Taylor possibility to inform as his impact plea, his had on his aim was jury did not render sentencing unknowing involuntary. jury sentencing.15 to avoid guilty plea Subsequent 2. Law Did Case I in confined was This discussion Taylor’s Not Invalidate Taylor’s challenge that addressing Jury Waiver involuntary plea because was Taylor’s Jury a. Waiver Remains Val- provisions of sec- fully informed about Though id Even It Preceded The Sixth that would have allowed tion 565.006.2 Jury Sentencing Amendment Cases provide him sentenc- agree State to assertions, Taylor’s ing.14 negate Contrary the numer- did 1991 jury sentencing facts waiver of is not underlying showing ous co-defendant, Taylor’s analysis Nunley, mirror this Taylor's 14. has chal- case must Nunley. from validity lenged the constitutional of section Nunley, this Court concludes 565.006.2. Taylor’s arguments 15. as to his counsel’s fail- post- is 565.006.2 constitutional that section ure inform him about section 565.006.2 Ring, *13 it preceded capacity case law the to think at logically invalidated the time he counsel.” outlining right jury a Sixth Amendment waived Id. at 859. to sentencing. determining whether a When jury When waived sentencing as requisite understanding defendant has the part plea of his did not matter an knowing, to render “affirmative volun- right jury whether his sentencing at waiver,” and not tary intelligent courts do time stemmed from the constitution a defendant to know if the require source or a statute.16 The source of right of the is the being waived constitu- right by to be sentenced a was irrele- Instead, or a statute. the tion relevant strategic vant to his choice avoid the un- assessment is whether defendant sentencing. The record clear that Tay- is consequences right derstood the consequence lor understood that a of his gave when he it up. plea and waiver in 1991 was he would by be sentenced a judge, by a Hunter, In State v. opined: His jury by waiver was not motivated the determining test for if the is The waiver source his right by to be sentenced a by intelligently knowingly strategic made and de- but his choice to avoid jury sentencing potential cir- pends particular facts and because of above, case, consequences. harsh surrounding cumstances in- As discussed simply an waiver was not cluding adverse background, experience, and consequence collateral of his plea. conduct of the accused. Defendant’s Instead, his waiver of jury participation in knowledge relevant of all facts need purposeful strategy a to attempt was in the trial record to a appear support to avoid death penalty. When finding that the waiver ... proper. was pleaded guilty and waived involve- limit inquiry To the focus what ment in his case in he received what just a defendant said before the waiver he at that did wanted time—he not want permitted of counsel was would forbid jury, no matter under what stat- inquiry necessary the broad fair to a face ute or provision constitutional assessment of whether knew defendant jury sentencing existed. appreciated doing and what he was when he waived to counsel. supports finding The record that Tay- knowing, voluntary, lor and made a intelli- (Mo. 1992) (dis- 840 S.W.2d banc gent He the judge’s waiver. understood cussing that a waiver of defendant’s coun- waiver, inquiries plea about his and he (internal knowing intelligent) sel and understood that his case would not be omitted). quotations and citations presented jury, is argu- and there no finding the defendant’s waiver was incapable ment that the time of sufficiently and knowing intelligent choosing thinking logically strategical- and Hunter, ly this Court noted that “the defen- forego participation his case. judge, right being dant understood the acknowledged promises He were waived, made, being guilty, pleaded choices made to him when he plead probably tegic tion to secured a different waiver invalidated resounding retroactively by Ring. Nunley, outcome. ... answer is a See " ("The Ring provided ‘No!’ Dierker Memorandum at 61-62. fact that an additional source of sentenc- [the Comparatively, opinion ing] Nunley pled guilty does this Court’s re- after not make co-defendant, garding Taylor’s sentencing] Nunley, Nunley’s like- waiver [of 'unknow- ”). rejects ing.' wise the notion that a stra- defendant’s It S.Ct. consider- clauses.
he knew that
him
rejected Michigan’s argument
to sentence
to death.
de-
ing whether
appointed
had waived his
fendant
ac-
strategic
purposeful,
by entering
counsel
appellate
judge,
be sentenced
quiescence to
contendere, finding: “At the time [the
nolo
evaporate in
jury,
did not
instead of
[he], in com-
plea,
entered his
*14
defendant]
that clarified a
case law
light of future
on
mon with other defendants convicted
capital
for
right
defen-
Sixth Amendment
recognized right
pleas, had no
their
by jury.
be sentenced
dants to
counsel he could elect
appointed appellate
Taylor’s
the
arguments,
Contrary to
623,125
Id.
S.Ct. 2582. Hal
forgo.”
in
Supreme
opinion
Court’s
United States
not
noted that
the trial court had
bert
Michigan,
125
545 U.S.
Halbert
defendant, “simply
the
and di
informed
(2005),
2582,
wrongly
finding
denied
that Mich-
clearly
igan’s
providing
violat-
Because
record
shows
practice
counsel
Equal
Taylor strategically
ed the
Process
waived
sentenc-
Due
and
Protection
Similarly, Taylor’s
distinguish-
right
privilege,
quished
also is
a known
or
when
case
right
privilege
Yeager,
able
Smith v.
393 U.S.
was
exis-
from
of doubtful
(1968).
S.Ct.
in-
supposed
L.Ed.2d 246
Smith
at the time
waiver.
tence
volved a case which a defendant's constitu-
(emphasis
U.S. at
S.Ct. 277
add-
ed).
tional
but
been waived
the defen-
however,
case,
dant’s counsel was
whether
Taylor's
unsure
there
there was
important:
such a
and did not believe it
of his
issue about
doubtful existence
jury sentencing causing his
counsel confu-
Whatever counsel’s reasons
this obscure
sion,
strategically
gesture
oblige
Taylor purposefully
waiving the
and
[in
of noblesse
judge sentencing
hearing],
and declined
sen-
defendant’s
we cannot
chose
tencing.
presume
intentionally
...
relin-
ing after
the costs and
weighing
Similarly,
benefits
also
instruc-
Whitfield
tive in
facing
jury,
case is
case. In
distinguishable
Whitfield,
Ring,
Whitfield, Court held
Apprendi,
Blakely,
principles
from
articulated
in Ring applied retroactively to a defen-
progeny.18
Taylor,
and their
Unlike
dant who did not
waive a
other
and
defendants in these
cases did not
whose sentence
imposed by
a judge
knowingly
strategically plead guilty
after
during
deadlocked
penal-
jury sentencing
waive
based
be-
ty phase. Whitfield,
Similarly, in
States v.
United
retroactively only
rules
new constitutional
announced its conclusion
Eighth Circuit
at
or if a
if a substantive law is
issue
apply retroactively
Blakely
that
does
(1)
law is at issue that either
procedural
or sen-
on collateral review of a conviction
primary, private
of
places “certain kinds
Fed.Appx.
final. 149
tence that
is
beyond
power
of the
individual conduct
Cir.2005)
(8th
that the
(noting
568-69
also
law-making authority
pro
criminal
Eighth
previously
Circuit
held
(2)
“watershed rules
scribe” or
establishes
retroactively
Apprendi
apply
does not
“implicate
procedure”
of criminal
The defendant
proceedings).
collateral
fairness of the trial” and
fundamental
here,
Stoltz,
like
was before
an accu
which the likelihood of
“without
a Blake-
petition raising
court on a habeas
seriously
is
diminished.”
rate conviction
“[although a
ly issue. Stoltz noted that
(1989)
311-13,
“[wjhere
final,
a matter of state
rule
For these
is
the new
a conviction
law,
adopt
not to
chooses
if
a substan-
only
is retroactive
it is either
Thus, only
analysis but
Teague
instead chooses
those few Missouri death
applying
penalty
longer
continue
the Linkletter
[v.
cases
are
on
Walker,
1731, 14
381 U.S.
85 S.Ct.
appeal
direct
and in which the
(1965)
Denno,
L.Ed.2d 601
]-Stovall [v.
was unable to reach a verdict and the
U.S.
S.Ct.
L.Ed.2d
required
made the
factual deter-
(1967) approach
to the issue of
]
imposed
pen-
minations and
the death
retroactivity
approach
of Ring, an
alty
by
will be affected
the retroactive
comports better
-with
legal
Missouri’s
application
Ring.
result,
As a
Applying
analysis
tradition.
set out
of application Ring
effect
to cases on
here,
in Linkletter-Stovall
this Court
collateral review will not
disloca-
cause
(1)
purpose
must
to be
consider
judicial
tion of the
or prosecutorial sys-
(2)
rule,
served
the new
the extent
tem. This
preliminary
Court’s
review of
reliance
law enforcement on the old
only
poten-
its records has identified
five
(3)
rule,
the effect
the adminis
tial such cases.
justice
applica
tration of
of retroactive
Whitfield, 107
(listing
S.W.3d
268-69
tion
new
standards.
identified,
the five cases
which did not
Whitfield,
and its proportionali- retrospective not undertake retroactively holding, limited field’s v. sentences. See State review of death ty than further compelled go (order Decem- entered Clay, No. SC78373 pro- Supreme Court States the United 2010) will (reflecting that this Court ber sentencing Amendment vide Sixth proportionality not undertake retroactive Taylor. light of State of death sentences review VI.Taylor’s Death Sentence 2010) (Mo. Deck, banc v. 303 S.W.3d Be Not Vacated
Should (Stith, Dorsey, concurring), and State J. (Mo. 2010)). As banc 318 S.W.3d above, Taylor addressed For the reasons pro- such, entitled to a new Taylor is not strategic decision by his bound remains of his death sentence. review portionality by a imposed have his sentence 1991 to particularly by jury. This is judge, not VIII.Conclusion judge sen- he believed
true because
enti-
him. He is not
benefit
tencing would
previous
bound
Taylor remains
and waive
strategically plead guilty
tled to
sentencing, even
forego jury
choice to
judge
sentencing and then claim
in the
preceded changes
choice
though his
constitutional
violated his
hindsight
him in
might have led
law that
argument
such an
approve
To
rights.
As this Court has
course.
seek different
in criminal cases.
game-play
would solicit
before, “[fjinality
litigation
occu-
noted
encourage a defendant
essentially would
It
criminal
important place
pies an
his chances
jury rights, take
waive his
[,
point
...
some
justice process
and] [a]t
then,
if he does not
with
Thompson,
State v.
must cease.”
litigation
expected
from the
leniency
receive the
1983).
(Mo.
Tay-
banc
having
feign confusion about
judge, later
justly
have been
proceedings
lor’s criminal
jury sentencing so he
waived
point
have reached this
resolved and
again
before a
take his chances
could
been re-
repeatedly
His case
has
finality.
errors,
continues
and this Court
viewed for
VII.Taylor
Have
Is Not Entitled To
was made in his case
to find that no error
Reduced To
*18
His Death Sentence
him to relief from his
that would entitle
Imprisonment
Life
sentences.
he is
also contends that
reasons, Taylor’s peti-
foregoing
For the
death
habeas relief because his
entitled to
corpus
a writ of habeas
is denied.
tion for
equal
process
violates due
treated
because he has been
protection
C.J.,
PRICE,
BRECKENRIDGE and
10 other defendants whose
differently from
FISCHER, JJ., concur.
judge-found
facts”
“based
sentences
to life without
from death
were reduced
STITH, J.,
separate opinion
dissents
other defendants differ
parole. But these
WOLFF, JJ.,
filed;
TEITELMAN
jury
they did not waive
from him because
STITH,
J.
opinion
concur in
sentencing.
STITH, Judge.
DENVER
LAURA
that habeas
argues
further
8,
February
On
respectfully
dissent.
because his death sen
relief should issue
1991,
Taylor pleaded guilty to
Michael A.
comparison
disproportionate
tence is
judge,
Thereafter
first-degree murder.
imposed on similar
with the life sentences
fact-finder in
Court,
jury,
acted as
how-
rather than
This
ly situated defendants.
punishment phase
trial. The judge
authorities,
Based on these
determined that
the facts warranted the
seeks a writ of
corpus
habeas
arguing that
imposition of a death sentence under sec- his death sentence is unconstitutional be-
565.030.4,
1994,
tion
RSMo 1986. In
after
cause the
necessary
facts
impose
a sen-
vacated,
that sentence was
a different
tence of death were
found
a judge
judge, after a
punishment-phase
second
rather
than a
I agree with Mr.
trial, again found that the facts warranted
Taylor that the principles set out in Ring,
the imposition of a death sentence.
In Blakely and
apply here. This
Whitfield
Arizona,
Ring
584, 609,
v.
536 U.S.
Court held on Mr.
prior appeal
2428,
(2002),
S.Ct.
as a factual February he a murder. On gree have had know he could even waive or County cir- the issue of sen- the Jackson appeared trial on before jury a right to guilty to transcript plea shows entered a guilty plea cuit court and tence. by pleading he knew that court and on merely charge open murder jury now, trial time, not be afforded a he would section guilty At that the record. affirmatively 565.006.2, not that he punishment, provided “No defen- on RSMo punishment trial on to avoid of- guilty wanted to a homicide pleads who dant requested have that he could by jury knew permitted or ... fense shall punishment. trial on to be im- issue of the on the of the state.” except by agreement posed, Moreover, reli- principal opinion’s Mr. guilty plea hearing, At the Taylor’s testimony Mr. excerpts of ance on consequence of legal about this questioned hearing is mis- motion post-conviction at a plea: context, because, in it is evident placed stating that he wanted Taylor was that Mr. you that if Q: you Do also understand and realized guilt trial on to avoid up Judge it will be to the plead guilty not be enti- meant that he would that this charges? on all to decide the sentence not that punishment, trial on tled A: Yes. to avoid a affirmatively wished opin- principal as the punishment, trial on by pleading Q: you Do know that counsel’s erroneously infers.1 As his ion of 12 today here instead confirms, simply there testimony only there will be one people deciding, prior plea issue of that discussion sentence], deciding this person [on trial. punishment-phase that? Judge: you do understand thereby testimony demon- Taylor’s Mr. Yes, I do. A: indepen- not make an strated that he did knowledge waiver of reaffirmed his dent affirmative Mr. plead choice to him as a result knowing he made the that a would sentence when reasons, I believe of additional times For all these of his a number guilty. knowing. set pleaded guilty sentence must be so Mr. and that he Indeed, undisputed, for a new point the case sent back as this is aside and punishment-phase jury majority’s trial. decision only purpose length pages pages quoting spend AND I. FACTUAL PROCEDURAL statutory this transcript from the to show BACKGROUND emphasize point waiver must be effect, many for nowhere in those 22, 1989, just for Michael A. On March separate abducted, Mr. told he has raped pages companion and a trial, nor is he Harrison, 15-year-old constitutional Ann murdered he wishes to waive asked whether The details of high school student. permitted if he were or would do so opinion crime out in this Court’s are set trial on guilty and also plead 929 to prior appeal, Taylor, *20 punishment. S.W.2d 209. jury trial of that if he waived a sel all believed testimony, Mr. stated that his
1. In that light they agreed in guilt, all he should do as with him whether it counsel did not discuss confession, automatically lost then he judge jury of his or deter- would be better to have a punishment. jury a trial on to punishment. and his coun- mine Mr. because, surprising This is not without discuss issue this with him. His counsel prohibited Missouri statutes a question, basically testimony. confirmed his Taylor, such a Mr. who said he person Mr. Taylor’s post-conviction testimony plead guilty desired to rather than have a issue, full, on this is as follows: trial jury guilt, having jury on from a trial Q: your your discussions with attor- punishment facts to on or the neys you go did the way jury over a § punishment. impose 565.006.2. As this look would at the evidence against appeal noted on prior Taylor, Court this you? jury he had to a on means trial No, my A. I attorneys and went over punishment once he waived a on trial possibility trial, going guilt. Taylor, S.W.2d at 217-19. I which told them I didn’t want to Thereafter, the circuit court conducted a go to trial. trial punishment phase with the court you Q. go And didn’t want to to trial serving as fact-fínder. The circuit court your opinion because was that sentenced Mr. to death after mak- really evidence this would make a findings the factual re- ing statutorily jury mad? quired impose punishment.
§ 565.030.4. A. I don’t know what would have I made mad. knew it post-conviction Mr. moved re- murder, a confessing was I was pursuant lief 24.035 challenging Rule I did it and I didn’t want to plea guilty and sentence. He asked to be go to trial. We didn’t discuss permitted to withdraw his and that in a debate. guilt sentencing trial on and you Q. Did discuss the likelihood of sentencing judge because con- had receiving a death if you sentence sumed alcohol at imposing lunch before went front of a jury? and because of other errors in his sentencing. allega- Because of these A. Yes. tions, the entire bench Jackson your Q. opinion to the And likeli- County Circuit recused from Court itself receiving hood of a death sentence post-conviction litigation and very high? was would be appointed a special judge. really A. I couldn’t answer that. post-conviction Tay- In his hearing, Mr. Well, Q. you your did think that lor was asked in detail about he whether getting chances of not death were pleaded guilty he trying was good jury? real in front of a to avoid a he go A. I knew that I didn’t want to judge might believed more lenient. of a front case; said He this was not the that he Q. why that, Taylor? And was confessed, pleaded guilty because he had my admitting A. Because trial; there point
so was no guilt. feared a would hold his con- Q. against talking fession him I’m not about issue of if he phase guilt, talking first forced the issue of I’m guilt about the issue you punishment. trial. But he said he not afraid Did want to go did not know whether a in front of for them you give more decide whether would live or likely have been sentence, attorneys him death nor did his die? *21 neys likelihood of re- about now I do. then but
A. Not jury? ceiving death in front of you Q. why then? didn’t want to And A. No. my admitting guilt. I was A. Because you’re tell- recall and Q. You don’t any that under Q. you Do understand ing in front of this us under oath hap- matter what no circumstances any you Judge don’t recall that nothing can take in this case pens the death discussions about real videotaped confession away that at all? penalty likelihood to? you’ve that admitted the issues concern- A. We discussed A. Yes. Degree Murder ing the First you happens matter what Q. So no parole and charge life without already your guilt, do have admitted penalty. death possibility of the that? you understand discussing what I But as far as A. Yes. get going probably would why you it that you, me ask is Q. So let really jury, that. we didn’t discuss your decision avoided Q. Why you plead decide to did you when decided you made Why you did Judge? front of a Judge Randall? in front plead Judge in front of plead want you it that were afraid of What was Meyers? jury? in front of my videotaped state- A. Because just afraid, I was A. It wasn’t that ment. preferred go not to didn’t —I Judge that the Q. you Did think jury trial. likely give more or less Q. you any your have Did doubt jury? penalty than a that a would sentence mind know. really A. I don’t you death? any- Q. you just really didn’t know So any didn’t A. Did I have doubt? I thing about this? know. Yes, that I ad- A. I did. I knew Q. opinion, have an You didn’t mitting my guilt. oath, you’re telling what us under Well, Q. accepted I think we’ve —ev- as to what a would do? accepted you’re erybody’s I’m A. I can’t answer that because Degree, Murder First guilty of mean, I would Action, Kidnapping Armed Criminal they hope would understand punishment. Rape. The issue is willingness accepting my me discussions, opin- — had no You admit that I committed this crime to the relative benefits be- ion as mercy. and have Judge punish- tween a ment, you’re telling what Q. way you Is the were raised that is that you us? you get if commit a crime and it,” caught you say, “I did A. Yes.' punishment? that erases added). complete (emphasis As above No, A. not. it’s Taylor’s testimony dem- quotation of context, onstrates, Okay. your testimony considered in Q. And before when purposely you imply that he Judge is that don’t recall comments did any your trial of but attor- avoided a discussions with *22 guilt She, too, it was a trial of Co-counsel was Leslie fact showed that Delk. avoid; not even wanted to he was confirmed that because “the he evidence clearly of a option good,” that there was an was not she Taylor aware told Mr. plead punishment. guilty Meyers of before Judge trial and But, Judge later Randall. while she was they that Mr. counsel confirmed of aware section 565.006 due to the post- with possibility had not discussed him the litigation, conviction she did discuss punish- he of that could seek trial Taylor with Mr. gave section 565.006 pleaded guilty. even if he Counsel ment plead guilty defendant and Martin McLain testified that he was un- ask prosecutor then the agree the gave aware section 565.006 State sentencing. say She could not what she option punish- of agree an trial would have done she known of this pleaded guilty, even if ment defendant and of possibility. Some the same factors that he Mr. Taylor so never told there was a led her to recommend Mr. Taylor option third complete either plead guilty would have led her to recom- a complete judge pleading guilty trial — But, judge sentencing. mend there were then seeking jury sentencing. and Mr. other factors that favored sentencing, “memory McClain’s was the choice was particularly Mr. remorse and his pleading guilty between the and and family support, which both would having the Judge sentence.” Mr. McClain strong mitigators. Ms. Delk failed to dis- going said that he recommended to trial any of with cuss him and testified that Judge Meyers or Randall Judge before as obligation she failed in her to advise him of Taylor thought he Mr. had a better chance options. of his all judge particu- with a than with a jury. lar, Mr. Mr. Tay- McClain “discussed with may These failures counsel be ex- lor that believed that videotaped [he] the plained by the fact that Delk Ms. was be very damaging confession would at a required public the sys- leave defender phase guilt proceeding.” They concentrat- after guilty plea tem short time and on how a jury ed would react if he contest- only before and rep- continued trial, guilt in light ed and went to and resenting appoint- Mr. court facts, publicity, ment, and his confession prior plea, and that to the Mr. they thought “jury him” would convict if quit McClain to take another job went consequence to trial and that as a Florida, working on case from while likely “a death sentence was than more extremely they ill. Both admitted did not not.” on the spend they time case only other person assigned wished. The Mr. “was with McClain concerned how a paralegal case was who had been bad the a jury confession would look to employed by public system, defender twelve and how bad it look only her job, first for six months. None [they] were contesting guilt when he them with Mr. an op- discussed had made that confession.” Mr. McClain of pleading guilty trying punish- tion “not of a familiar case where someone ment to a nonetheless they guilty went and said were post-conviction denied relief. leniency any asked kind of a sentencing proceeding.” brought Mr. did then to this Court a learn from him that there was a appeal challenging chance consolidated plead guilty that he could plea, imposition penalty and then ask for of the death jury sentencing. overruling and the of the Rule 24.035 mo- *23 24.035, challenging guilty plea 29, Rule relief. On June post-conviction
tion for
sentencing pro-
challenging his second
briefed
had been
1993,
appeal
after the
The circuit
of death.
ceeding and sentence
not issue an
did
this Court
argued,
motion in an order
overruled the
any of
court
merits of
considering the
opinion
fact and con-
findings of
accompanied with
its order
rather issued
rulings but
these
below,
clusions of law.
stating:
judgment
the
vacating
for
remanded
vacated. Cause
“Judgment
a consolidated
Taylor
brought
then
Mr.
sen-
imposition of
hearing,
penalty
new
mandatory
to this Court’s
appeal limited
tence,
judgment.”
new
entry of
565.035.5,
review, §
RSMo
proportionality
of the
overruling
and review
remand,
judge was as-
new trial
On
and the denial of
to withdraw
punish-
the
motion
retrial of
hear the
signed relief. This
affirmed
Thereafter,
January
post-conviction
on
phase.
ment
209. This Court
Taylor,
in in
filed a motion
Taylor again
Mr.
that
Taylor’s argument
Mr.
rejected
there
guilty plea.
to withdraw
trial court
the
to but was denied
right
Mr.
he had a
overruled.
again was
This motion
on re-
punishment
the issue of
trial on
that a
be the
requested
Taylor also
trial,
doing, this Court stated
mand.
In so
phase
punishment
in the
fact-finder
previously
right
had
“where a defendant
Mr.
was denied.
request
but the
sentence,
impose
section
May
to have a
began
trial
phase
punishment
second
565.035.5(3)
jury’ to be
trial,
does allow ‘a new
the trial
the
Following
imposing
of
sen-
findings
purposes
selected for
written
oral and
court made
But,
Id.
at 219.
“section
statutory aggra-
tence.”
six
proved
the state
565.035.5(3)
a defendant a
provide
does not
beyond a reasonable
vating circumstances
imposition
on the
trial
non-statutory ag-
as three
doubt as well
did not exist
where such
judge
The
sentence
circumstances.
gravating
remand.”3
mitigating
prior
cir-.
of one
the existence
found
others of-
cumstance,
several
rejecting
propriety
therefore made
and found that the
Taylor,
Mr.
fered
judge
rather than a
deter-
allowing
outweigh
did not
circumstance
mitigating
punishment
the facts
for
mine
The
circumstances.
aggravating
dependent
Mr.
second
cir-
aggravating
then concluded
to have a
Mr.
had a
whether
sentence.2
a death
cumstances warranted
sentencing fact-finding at the
jury conduct
his initial trial.
stated
filed a
time of
In September
States
Court’s
pursuant
relief
under
United
post-conviction
motion for
terms
Taylor also received consecutive
2. Mr.
action,
(3)
years for armed criminal
aside and remand
of 50
Set
imprisonment
years
kidnapping and life
punishment hearing.
for
retrial of the
case for
rape.
may
be selected or a
A new
shall
by agreement
parties and
waived
of both
565.035.5(3),
(emphasis
RSMo 2000
3. Section
proceed in
then the
trial shall
added), states:
chapter, with the ex-
with this
accordance
include in its
supreme
court shall
ception
the evidence of the
ver-
cases
a reference to those similar
decision
new trial
be admissible
dict shall
into consideration.
In addi-
which it took
any
together
transcript
with
official
regarding
authority
correction of
tion to its
properly admitted
testimony and evidence
court,
errors,
regard
supreme
with
original
stage
trial where
in each
sentences,
author-
shall be
review of
punishment.
determine
relevant to
ized to:
Florida,
Spaziano
decision in
U.S.
II.
MR. TAYLOR IS ENTITLED TO
447, 460,
104 S.Ct.
there was
of which
Apprendi
to inform
held that under
the Sixth
him.
Amendment,
applied
states
the
under
Amendment, any fact,
the Fourteenth
ex-
Taylor,
at
929 S.W.2d
217
add
(emphasis
conviction,
cept
prior
the fact of
that in-
ed).
concluded that
“section
penalty
beyond
creases the
for a crime
565.035.5(3)
does not entitle
to ‘a
by
maximum allowed
by
the facts found
jury1
new
imposition
punishment
for
of
also must be
to the jury
submitted
possessed
because
never obtained nor
beyond
and proven
a reasonable doubt.
imposition
for
punish
of
120
2348.
prior
Ring
ment
U.S.
S.Ct.
to this Court’s remand order.”
made
in
capital
Id. at 219.
clear
case this
This Court affirmed
means, “Capital
death sentence.
entitled
defendants are
determination of
on
any fact which
Mr. Taylor
petitions
now
for
re-
habeas
legislature
conditions an increase
that,
lief arguing
under cases decided since
their
punishment.”
maximum
U.S.
this Court
his appeal
denied
and motion
589,
preme
expressly
judge
639, 649,
Arizona,
imposition
110 S.Ct.
the death
497 U.S.
sues
(1990),
finding
which had
after
penalty
L.Edüd
Whitfield
no Sixth Amendment
first-degree
held that
there is
mur-
Whitfield
aggrava
finds an
der,
violation where a
unable
reach a verdict
aggravating
are
ting factor because
factors
phase.
punish-
In the
considerations, not “ele
mere
im-
required
ment
phase,
capital
murder.”
the offense
ment[s]
three
pose a life sentence unless it made
beyond
specific findings
a reasonable
*25
reaf
The United States
Court
(1)
statutory aggrava-
at least one
doubt:
v.
Ring Blakely Washington,
in
firmed
ting
present
was
in the defendant’s
factor
2531,
296,
A
after
Court set aside S.WÜd
514-15
banc
(which
1, 2
Joseph
required
Whitfield’s death sentence
it
out
and 3
statute set
findings
before
the
must make to
appeal
Ring
had affirmed on
factual
decided)
judge
impose
any
“because the
rather
than
death. In the absence of
one of
findings,
impose
the factual
these
the
life.
made
determinations
must
such,
gives
on which
for the
As
eligibility
death sen-
the statute
no discretion
4. Even if
specific
presently
made these three
version of the statute that
in ef-
is
565.030.4,
findings,
pen-
it
Supp.2010.
could decide to recommend a life
RSMo
The
fect.
alty
procedure
if
under
ver-
phase
sentence
all the circum-
under the current
"decide[d]
punish-
stances not
and declare
to assess
sion of section 565.030.4 still calls for
565.030.4(4),
statutory ag-
§
ment of
death.”
RSMo 1994.
fact-finder to find
least one
jury’s
gravator
mitigating
mercy pursu-
discretion to exercise
and to decide whether the
565.030.4(4)
outweighs
aggravating
ant to
is
section
not considered
evidence
evidence
(it
565.030.4(4)
Ring.
mercy
find
a "fact” that a
must
the section
under
also retains
565.030.4, originally
provision)
requirement
Section
contained in
but it added a
to de-
amended,
mentally
mostly
RSMo
cosmeti-
termine whether the defendant
cally,
jury’s obligation
H.B. 562.
1993. 1993
This is the
retarded and abolished the
aggravating
version of the statute at issue
whether the
factor or
decide
imposing
case. Section 565.030.4 was amended once
warrant
the death sentence.
factors
more in
2001 S.B.
this is the
must
a life
impose
also determined that the Sixth
Whitfield
—it
it makes each of these factual
Amendment right
unless
find-
to have a
determine
the facts
ings
impose
in favor of the state.
Id. For
all
punish-
this
decision,
recognized
ment
reason,
Apprendi,
Ring
its 2003
Whitfield
Blakely would apply retroactively
held it
to cases
“clearly
require-
violated
on collateral review under the three-part
Ring that
rather
ment of
than
retroactivity
Linkletter-Stovall
analysis
determine
facts on which
long used in
Whitfield,
Missouri.
penalty
Whitfield,
the death
is based.”
266, 268,
State,
S.W.3d at
citing, Spidle v.
262; accord,
People
v.
(Mo.1969);
reliance
here,
the admin-
that, where,
the effect on
unable
rule was small
the new rule
applying
justice
istration
and the record
agree
minimal,
of affect-
as the number
jury found all facts
to show that the
fails
small,
“in
because Mis-
would be
ed cases
death,
a sentence of
necessary
impose
the decision
always made
juries have
souri
authority was to
only
trial court’s
ex-
penalty
the death
impose
whether
imprisonment
a sentence of life
enter
in which
in those few cases
cept
pa-
possibility
probation
without
a verdict.”
Whit-
unable to reach
role.
cases
five such
itself identified
field
Id. at 491.6
recognized that a
but
addition Whitfield
pres-
that he
Taylor correctly
*27
Apprendi-Ring-
impose punishment.
pick and choose to
tively, the state cannot
applied to each
Blakely analysis has been
or in which fact situa-
which defendants
them,
As this
required
as
Whitfield.
retroactively ap-
be
right
tions that
will
applying
in
principle
described the
Court
violating equal protection
plied without
Baker v. Ken
in State ex rel.
Whitfield
principles.
(Mo.
2004),
drick,
banc
136 S.W.Sd 491
Indeed,
in
agree.
the state concedes
at the time that Whit
pending
which was
“[tjhere
dispute
that
its brief that
is
was decided:
field
retroactively
...
to Missouri
Ring
applies
was tried after the
Because this case
v.
...”. The
cases under State
decided
States
Court
United
Whitfield
evident.
Arizona,
584,
reason for
this concession is
122
Ring v.
536 U.S.
S.Ct.
(2002),
jury
in
deadlock was not
2428,
his case a
princi-
The
different
above ret-
cases,
roactivity
is
in all
analysis
applied
is irrelevant because the
which
similar
different,
not be
but
legitimate legislation,
facts
this case are
that Mr.
would
arbitrary
did not
to death
be such an
mandate as
get sentenced
after
unclear;
parties
agree
thington
7. The
seem to
that there
is
district
are
federal
only two other cases in which a death sen-
holding
Worthington’s
that Mr.
court’s
imposed
judge
tence was
based on facts
set
sentence should be
aside on ineffective
guilty plea,
v.
found
after a
State
grounds, Worthington
v.
assistance
counsel
(Mo.
1996),
Nunley,
banc
is not within (other one affording person from state ments. vehi- whose case is the litigant than rule) of a new promulgation cle for Baker, S.W.2d v. 524 Similarly, in State ruling on a benefit of a the retroactive 1975), (Mo. held that a this Court banc impartial to an constitution’s state sen- consecutive mandated statute it another. denying while two convicted of defendants tences for (9th Ylst, 417, 421 yet v. 897 F.2d Cir. only they Myers if had not crimes, so but did 1990). crime, violated for either sentenced been chronological equal protection McCarthy, v. Similarly in LaRue they were sentenced in which order (9th Cir.1987), the Ninth Circuit F.2d 140 why reasons a consecu- to the immaterial pick could held that California For appropriate. be might tive sentence retroactively it would those to whom chose reason, purposes, equal protection for felony prohibited basing rule that apply a similarly situated and must they were Rather, charges on child abuse. murder treated, “Equal protection for similarly retroactively rule apply must its the state persons all be dealt require does “once a in none because in all cases or require that a identically, but does
with rule it must be established a state has relevance to made have some distinction evenhandedly.” citing, Id. at applied which the classification purpose Arizona, 1352, 1354 v. 462 F.2d Johnson made.” Id. at 129. (9th Cir.1972). Ari- had held that Johnson State, S.W.2d v. As noted Smith apply striking a decision zona could not v. citing State (Mo.App.1984), retroactively sentences down determinant Brown, (Mo.App.1977), violating all without in some cases but not applied Baker retroac- “[sjubsequent cases Id. at 1354. equal protection principles. sen- that all defendants tively required Hill v. Rob courts ai'e accord. Other must be resen- guidelines under its tenced (D.Ks.1992), erts, stated F.Supp. 1044 Davis, also State tenced.” See whether to that a is free to choose state (Mo. 1989) (equal 605-06 banc S.W.2d many rules retroac apply constitutional equal treatment of protection requires But, it tively. said: similarly situated and discrimination those clearly equal protection clause wholly irrelevant to ground “upon based affording per- from one prohibits a state legislative objec- the achievement *29 ruling benefit of a son the retroactive principles). equal protection tive” violates it another who is similar- denying to plead guilty, who To allow defendants ly situated. Taylor, singled to be out and such Mr. as contrary, “once a state 1046. To jury right to determination deprived of rule, applied it must be establishes a new is based of on which the facts evenhandedly.” Id. Hill found equal principle this basic runs afoul of only new rule to applied state had its has stat- treatment. As the Ninth Circuit therefore, and, had not vio- pending cases holding ed the in that the California point equal protection clause. lated the equal would violate Court Hill, ap- Here, in this Court has unlike protection gave if it one class clause retroactively to cases its new rule plied the benefit of persons but not another at the time of the pending that were not providing of its rule application retroactive to now choose not new rule. It cannot impartial jury: to an right defendants a retroactively to some not other to apply impose punishment. it but It its instead bases which in that Sixth Amendment cases position Taylor’s that Mr. death sentence right particular was violated. While the should not set aside on the assertion Taylor that Mr. reasons and Mr. Whitfield any that Mr. waived statutory right jury sentencing plea were guilty denied —a jury sentencing by to pleading guilty in hung to a be differ- opposed jury may— in doing 1991 and that so he should be held ent, they are similarly situated insofar as also to waived any have constitutional jury Amendment de- right the Sixth to a right reason, jury sentencing. to For this punish- termination of the facts on which quotes the majority length from the based is ment is concerned. guilty hearing plea transcript to show Mr. Ring, Apprendi, Blakely and Whitfield Taylor knew that pleading guilty situations, very all involved different fact jury a would not receive trial on the facts because, reached the same but all result necessary impose punishment. to That is- relevant only respect, all were identi- doubt; however, sue is not in simply each cal—in the defendant denied a question. not the relevant jury necessary determination of the facts punishment. Ring allowing states that agree the. State with that a defendant a rather than a jury to find facts may make a knowing, voluntary choose to necessary to a impose death defen- violates waiver of intelligent his constitutional right dant’s Sixth Amendment to trial. right to a determination of the facts says that Blakely principle this extends to necessary impose sentence, just to aas plead- situations which a defendant has may knowing, defendant choose to make a Even in guilty. plea ed the case of voluntary intelligent waiver of his therefore, agreement, vio- state cannot right trial guilt. on legal This late the defendant’s Sixth Amendment by any issue is not controverted nor party, right necessary trial on all facts Further, could it be. nothing has been impose a sentence. cited a trial requires court to accept Here, Mr. did not receive therefore, guilty plea; nothing there is punishment, trial although on he had a appears prohibit a court from re- determination of facts fusing plea such a accept from a defen- impose the death As penalty. dant jury sentencing. who has demanded this noted on the prior appeal But, case, Mr. discussing statutory right case trial, where “a previously punishment defendant an denied based on sentence, jury impose had a to have a knowing, voluntary affirmative and intelli- 565.035.5(3) jury’ section does allow ‘a new gent Mr. waiver of Sixth Amend- to be for purposes imposing selected ment fact-finding. Neither Taylor, sentence.” at 219. S.W.2d court accept did the trial refuse to Mr. was denied this here. Taylor’s because Mr. *30 Taylor Right Mr. Did Not A trial on
C. wanted a the facts on which Waive a Jury to Have Determine the Nec- Facts punishment would based. To the con- essary Pleading Guilty to Punishment By trary, Taylor Mr. was denied a trial solely on the fact that based section disagree Ring
The State does not him a being 565.006.2barred from allowed apply retroactively and would Whitfield punishment trial on because he plead- Taylor here if Mr. had asked but been for necessary a trial on the guilty. denied facts ed
666 relinquishment “an intentional acknowledged Waiver agrees that Taylor
Mr.
right
privi-
of a knoum
effect of or abandonment
this was the
his awareness
Zerbst,
458,
v.
304 U.S.
and, so,
lege.” Johnson
by pleading
565.006.2
section
(1938)
1019,
464,
1461
82 L.Ed.
58 S.Ct.
try
punish-
he knew he
added).
a
A waiver of constitu-
(emphasis
not a
judge,
phase before
ment
“knowingly and
must be made
right
effect
tional
knew this was the
also
His counsel
California,
intelligently.” Faretta
plea.
his
835,
2525,
806,
45 L.Ed.2d
S.Ct.
U.S.
But,
agree
not
Taylor says,
Mr.
he did
(1975).
“indulge in ev
Courts are to
there
any
right, for
waive
such
legally
against waiv
ery
presumption
reasonable
section
statutory right under
Zerbst,
at
After this Court’s
permissible.
that such a waiver is
held that
Supreme
United States
122, 89 S.Ct.
Yeager,
Smith v.
393 U.S.
independent,
have an
Sixth
defendants do
(1968),
involving
21 L.Ed.2d
jury fact-finding
Amendment
evidentiary
an
prisoner’s right
penalty
for a
state
any fact that increases
for federal habeas
may hearing
petition
the maximum a
beyond
crime
rejects
very
argument.
similar
corpus,
admitted
solely
based
on the facts
impose
sought
first
petitioner
At
the time the
guilty plea.
Blake-
by the defendant
But,
corpus in
Brown v.
federal habeas
ly, 542
667
745,
293,
(1963),
83
668 Supreme the Moreover, basis of J., paramount as dissenting).
(Thomas,
decision,
whether
which turned on
“Whether Court’s
recognized,
Thomas
even Justice
have,
right
a
one does
one can waive
such counsel
provides for
Michigan law
consequences,
knowledge of the
not lack of
a defendant
whether
says nothing about
waive)
makes clear. Id.
(and
the Halbert dissent
a federal
hence can
possesses
612-14, 623,125
2582.
effect. That
S.Ct.
to that
right
constitutional
law, prohib-
of state
as a matter
Michigan,
very
similar issue
faced
Colorado
ap-
receiving appointed
from
ited Halbert
(Colo.
Montour,
669
case,
Supreme
right
place.
the South Dakota
Court
the
in the
language
first
The
interpreted
penalty procedure
its death
of the statute expressly limits the fact-
providing
as
for a
hear-
statute
role to
in
finding
judge
the
non-jury cases
ing
at
a
pres-
which
determines the
...
judges
the
... had no authority to
alleged aggravating
ence or absence of
offer
sentencing.”
Much more is 218-219. Court has held that relevant where, here, shown defen- dissenting opinion Piper, which that the have adopted approach prior dant did taken Court Taylor, stating, re-sentencing, “the waiver a sub- to reversal and remand for 565.035.5(3) right presupposes stantive then allow existence “section does ‘a pleads guilty. Ill.Dec. 788 N.E.2d fourth case cited defendant by (2003) to, State, Downs, prior decided and are South Carolina v. —were with, (2004), Blakely, simply odds which United States S.C. 604 S.E.2d that, and, explicitly held on the to the relied other cases cited even contrary, though is a there constitutional handed a few after down months fact-finding Ring applies Blakely, distinguish even when a does not cite to or it. State, benefit); with of defendant’s Smulls purposes jur/
new selected (Mo. 2002); banc State imposing sentence.” *34 (Mo. Deck, 527, banc S.W.3d 545 v. 303 argues that law implicitly majority The 2010) (both princi- law of the case applying apply not here of the case does benefit). to state’s ples appeal in Mr. first holding the rejecting of Mr. in the context was made course, the exceptions Of there are to rights his were Taylor’s argument that Appellate courts law of the case doctrine. told he he was not that could violated when the the doctrine apply will not law of case agreed sentencing if the state to have based a mis- if “the first decision was on of But, point, is course. To it. that injustice in taken fact or resulted manifest this Court reject Taylor’s argument, Mr. change in the law intervened or where a Taylor right to that Mr. never had held Deck, appeals.” between the 303 S.W.3d Missouri sentencing under statutes 545, City Berkeley, v. citing Walton of and, therefore, he had no place the first (Mo. 2007); 126, banc ac 223 S.W.3d 130 Tay- waive. Now that Mr. right he could cord, State, 259 Cross v. holding, majority this lor embraces of (refusing apply to law (Mo.App.2000) opposite takes the would have this Court raising case to defendant from preclude view, that could and did waive stating he law between first and changed issue where But, legal point right to trial. Similarly, a will appeals). second court no so right, is the was there same—there if it law of the case doctrine apply not courts alter- was waiver. The cannot no ret that a new rule with recog- “determine^] recognizing nate and not between nizing right depending on the issue roactive effect contradicts law of such consequences State, of such before it and the 122 Bejarano case.” v. Nev. right be recognition. There cannot “no to (2006); accord, Tippins 271 P.3d addressing waive” whether counsel when State, (Fl.App.2001) So.2d his rights failed inform him of but then (court not law the case apply question when “a to waive” changed because law had and sentence changes unrecog- he chose to waive to did by law, making of that allowed excess majority certainly nized cites rights. The exception injustice applicable). for manifest its conclusion authority support case, however, noted, In Mr. as inconsistency in holding there is no its The exceptions these work in his favor. response made in simply because was only has change the law been to question, a different factual when basis benefit —the States United factually was a of decision—whether there has a Sixth Amendment recognized waiver—is the same. on jury fact-finding the issue authority, holding Missouri Under just punishment, guilt, not and Whit- Taylor waive deter- Mr. did not recognized right applies has field is law of the case. mination For rea- retroactively in these Missouri. doctrine is a neutral law of case sons, precluded claiming the State is from that can inure the benefit of principle sen- waived the or the either the defendant State. Com tencing guilty plea hearing. at his Under Graham, pare State v. S.W.3d case, the the doctrine of the law of the (Mo. 2000); Calvin, Ex Parte banc decided; already there was issue has been (Tex.Crim.App.1985) 462-63 S.W.2d (both the case no waiver. applying principles law of E. Mr. Did not context, Affirmatively the State waiver. as to Mr. Sentencing Jury Determination Waive clearly states that he wanted to a Factual Matter. already plead guilty because he had con- fessed and believed that a on guilt trial reasons, For all of the above made little in light sense of his confession. legally could held to have waived asked, the prosecutor When “So let me ask constitutional you, why you is it that avoided a yet recognized, and even could he do *35 your you you decision that when made so, prior this that there holding Court’s plead Judge to decided front of Randall? was no such waiver is law of case. you was it What that were afraid of in Tay- Even were it to Mr. correct review front of a jury,” exchange proceeded as prior lor’s statements to see whether he follows: he affirmatively knowingly stated waived a afraid, A. It wasn’t that I it just necessary to trial facts preferred go didn’t—I not to a punishment, guilty he not do so. The did jury trial. hearing transcript without shows that question plead Q. he wanted to you any Did have in your doubt by doing and that he knew that so he a jury you mind that would sentence not have a to a trial on would to death? uses the “waiver” punishment. It word any A. Did I I have doubt? didn’t once, only only in and the context of ac- know. knowledging that because he wanted to Q. You opinion, didn’t have an is what guilty, knew he plead he therefore would oath, you’re telling us under as to course, getting be trial. Of what a would do? time, discussed, that as he had no constitu- A. I can’t answer that because I’m not tional to a trial on mean, I hope I would guilty, he pleaded just once so this was they me accept- would understand of fact. He never that he statement said willingness ing my to admit that I —
independently desired that a not be this crime have mer- committed permitted to determine the facts cy- punishment. to fill majority try state and the this Q. your testimony And Okay. before by gap citing testimony made Mr. Judge you is that don’t recall post-conviction hearing, his first any attorneys with your discussions course, in detail above. discussed Of about receiving the likelihood of question is relevant not what Mr. jury? death front retroactively have might previously said he A. No. thought or would have thought he
been offered a trial on Q. you’re You don’t recall telling punishment, but whether he in fact was us oath in front this Judge under offered one and waived it at the time of his you recall real any don’t discus- guilty plea. He was not not. and did sions about the death likeli- penalty hood at all? basically,
Even more Mr. assuming Tay- A. concerning We discussed the issues post-conviction pro- lor’s statements in his ceeding Degree charge statutory right about his First Murder issue, were transcript parole the relevant life possibility without penalty. does contain the admissions claimed the death But as far as because, testified, Mr. McClain I would it was
discussing probably what videotaped he “believed confession really we didn’t going jury, get phase very damaging guilt be at a would that. discuss and, thus, guilt a trial of proceeding” plead in you did decide to Q. Why rs? like jury might before a look Mr. issues you Why did Judge? front of trying out of his admis- Taylor was to back Judge plead in front of want sions, likely inflame the fact- which would Meye that he finder. McClain testified “was videotaped state my A. Becauseof with bad the confession concerned how ment. how would look to a of twelve and bad Judge you think that the Did O’ [they] contesting look were it would give likely more or less guilt when had made confes- penalty jury? than a Mr. McClain was not aware wheth- sion.” <¡ really don’t know. *36 to trial before a go er a defendant could discussions, opin- ... no You had no O he had jury guilt, but then confess never benefits be- ion as the relative and did possibility heard of such not punish- Judge jury tween a or for Taylor. it or it with Mr. consider discuss ment, telling you’re is that what us? “memory Mr. McClain testified that his Yes. jury was the choice was between the pleading guilty having Judge sen- say pleaded Mr. does not tence.” a jury to waive determination of as the contends was the punishment, thought state a choice Had she there was of Rather, he he did that not try punishment judge case. said to a whether or go want to trial before a initially Delk was jury, Ms. testified that she not recommended, so there was because he confessed no what she have sure would trial and that point guilt of his detriments for she saw benefits and not with him whether a counsel did discuss better un- approach. judge might each A him with a judge provide history, or would Mr. criminal but derstand penal- avoiding chance for the death better to Ms. that according may Delk factors have been ty a discussion would have made a were “the re- favorable —such course, opportu- pointless, of as he had well Taylor] [Mr. morse that felt” as punishment situation, trial of nity family family support, “the guilty. He plead mitigation once he decided to did of I think would type also not know which trier of fact have jury.” well to a Because Missouri law go avoiding him a chance at given better permit punishment did not trial sentence; however, did not question death pleaded guilty, where defendant issue his counsel up come and was not an Mr. counsel’s advice once took with him guilty, discussed Ms. Delk testified that she plead option an once he not discuss him these did not with factors plead guilty. decided to toward after a tending Ms. Delk this re- plea. admitted they did Counsel confirmed dis- duty failed in inform him gard she her Mr. it would be cuss with whether options. all his better to have a decide the waiver, pleaded providing he should once he Far from evidence of receive testimony Certainly they original believed and from the PCR hear- guilty. ad- guilty, ing him that he but confirms Mr. did waive plead vised should to have determination imposition the facts penalty.
Ill CONCLUSION above, Tay-
For set the reasons out
lor’s death sentence is in excess of that law in imposed
authorized that it
violation of Sixth Amendment as it was upon judge,
based facts found not a majority with agree that this knowingly can and intelligently
waived, but because there was no valid case,
waiver I believe that Mr.
Taylor is entitled to habeas relief and that imposed
the death sentence va- should be
cated. *37 COMPANY,
ARBOR INVESTMENT
LLC, al., Appellants, et HERMANN, Respondent.
CITY OF
No. SC 91109. Missouri,
Supreme Court of
En Banc.
May
Rehearing
July
Denied
notes
565.030.4,
(the
sec.
RSMo 1994
tion.” See
findings
imposing
for
factual
applicable when
death sen-
statute
(1)
sentence,
included:
at least
which
remand).
imposed
tence was
after
present
statutory aggravating
one
factor
case; (2)
aggravating evidence war-
in the
Second,
argues
that he is entitled to
Subsequent
IY. Case Law
To
habeas relief because his death sentence
Apprendi
Ring
A.
&
equal protection
violates
process
and due
In Apprendi v. New Jersey,
similarly
situated defendants have
United States
Court held that
been sentenced to life imprisonment rather
the Sixth Amendment
permit
does not
than sentenced to death.
defendant to
“expose[d]
...
to a penal
ty exceeding the maximum he would re
III.
Standards
Review
ceive if punished according to the facts
“Habeas corpus
judi
is the last
reflected
verdict alone.” 530
cial inquiry
validity
into the
of a criminal
466, 483,
U.S.
120 S.Ct.
147 L.Ed.2d
conviction and serves as ‘a bulwark against
(2000).
Under Apprendi, “[o]ther
convictions that violate fundamental fair
conviction,
than the fact of a prior
any fact
”
ness.’
Roper,
Amrine v.
that increases the penalty for a crime be
(Mo.
2003)
banc
(quoting Engle v. yond
prescribed
statutory maximum
Isaac,
107, 126,
456 U.S.
102 S.Ct.
71 must be
jury,
submitted to a
proved
(1982)).
L.Ed.2d 783
proceedings,
Habeas
beyond a
reasonable doubt.” Id. at
authorized under Rule
are limited to
Notes
notes other courts have This Court post-convic- first were examined in his initial pleas guilty and waivers remain held that Judge proceedings tion before Dierker. sentencing underlying if the valid even Judge findings included: Dierker’s “The dead they “explicitly are scheme on which based large letter of 565.006.2 looms [section] precludes unequivocally the defendant that, case, for the sole reason in hind- receiving Nunley, 341 sentence.” from sight, thing apparently the one is (quoting Piper, 709 S.W.3d State v. [Taylor] completely counsel for overlooked.” (S.D.2006)); citing Col N.W.2d also Judge Dierker at 59. Memorandum Dierker State, 118 Nev. 59 P.3d well v. had noted that section 565.006.2 not been (2003) statutory (upholding Nevada law and never construed case before unequivocally eliminated the scheme that County. been in Jackson And he invoked sentencing the de- to a because noted that the statute conferred no on guilty validly pleaded waived his fendant empanel jury, gave but rather trial); State, Moore v. authority sentencing. State the to choose (Ind.2002) (upholding Indiana N.E.2d Dierker at 59-60. Memorandum He found unequivocally statutes that foreclosed counsel were not ineffective for guilty plea; after a 565.006.2, overlooking particularly section guilty plea defendant’s waived finding that the [Taylor’s] because the “facts of case were argue statutory that the his entitlement entirely such that it was reasonable for coun- unconstitutional it de scheme was because juiy altogether.” sel to eschew involvement prived of a determination the defendant rejected- Dierker He Memorandum circumstances). aggravating Taylor's contention that his involun- Nunley declares that tary knowledge also section 565.006.2 of lack of about sec- because applied 565.006.2, Nunley is constitutional concluding knowledge tion [pursu- claim that the bearing [now] he "cannot State the statute had no desire deprived sentencing. 565.006.2] him of a ant to section to avoid See Dierker Memo- strategically pled jury, Judge when he order randum at 60-62. Dierker wrote: whether, sentencing.” Nunley, question to avoid "The at the time of the Any pleas, whether awareness of [section] S.W.3d assessment of an 565.006.2 changed applied constitutionally counsel's recommenda- section 565.006.2 was have
notes might cases of other similar number small cases in which a yet ents another of these that the retroactivi- be identified and later than a determined judge rather necessarily ap- also would be analysis ty necessary impose facts death Id. at 269. plied to them. Appren- entitled under and that he too is years, a number of addi- ensuing In the to have his di-Ring-Blakely-Whitfield cases, and some no pending some tional that, argues He sentence set aside. review, or on collateral longer pending having determined Whitfield rath- in which a have been identified the facts to have a determine necessary to found the facts er than punishment applies retroac-
