STATE EX REL. Monroe SWAN, Petitioner, v. ELECTIONS BOARD, an independent agency of the State of Wisconsin, Gary J.N. Aamodt, in his official capacity as Chairman of the Elections Board, and Kevin Kennedy, in his official capacity as Executive Director of the Elections Board, Respondents-Petitioners.
Nos. 84-1344-W, 84-1345-W
Supreme Court
October 16, 1986
394 N.W.2d 732
87
A response to the petition for review was filed by Mark F. Borns and Richard B. Jacobson, Madison, on behalf of Monroe Swan.
Amicus curiae brief was filed by David L. Walther, Patricia L. Grove and Walther & Halling, Milwaukee.
This action was commenced in the court of appeals by Swan utilizing the procedure for commencing original actions in this court. The petition on behalf of Swan described a dispute between Swan and the staff of the Elections Board, which had denied certification of Swan as a candidate entitled to have his name placed on the ballot. The petition asked the court of appeals to exercise original jurisdiction because the matter was publici juris. The relief sought was a declaration that
After the petition for original jurisdiction had been filed in the court of appeals, but before it had been ruled on, Swan petitioned this court for bypass of the court of appeals. Bypass was denied. The court of appeals then reached its decision purporting to exercise original jurisdiction and finding
When the board‘s petition for review of the decision of the court of appeals was filed, we raised sua sponte the question whether the court of appeals had jurisdiction of an original action and ordered the parties to brief the point. Our order of August 20, 1984, noted that the court of appeals had not been granted supervisory jurisdiction over the Elections Board and had not been granted direct appellate jurisdiction over the decisions of the board.
The parties briefed the jurisdictional issue pursuant to our order, and a brief amicus curiae was filed. The parties and the amicus curiae argued that the court of appeals had jurisdiction over this action. We are not persuaded.
The appeals court shall have such appellate jurisdiction in the district, including jurisdiction to
review administrative proceedings, as the legislature may provide by law, but shall have no original jurisdiction other than by prerogative writ. The appeals court may issue all writs necessary in aid of its jurisdiction and shall have supervisory authority over all actions and proceedings in the courts in the district.
This provision grants the court of appeals supervisory jurisdiction over actions and proceedings in the circuit courts. It does not grant supervisory jurisdiction over matters pending before administrative bodies. In fact, the court of appeals has held in a well reasoned opinion that it has no supervisory jurisdiction over the chief judge of a judicial administrative district acting in his administrative capacity. State ex rel. Gilboy v. Circuit Court for Waukesha County, 119 Wis. 2d 27, 349 N.W. 2d 712 (Ct. App. 1984).
The question is whether
The reference to prerogative writs in
Being ambiguous, the language of
It is significant that the constitutional grant of power to the court of appeals is phrased differently than the grant to the supreme court. The supreme court‘s jurisdiction is clearly plenary, while the grant to the court of appeals is on its face something less: The appeals court... shall have no original jurisdiction other than by prerogative writ. This limitation is reflected in
It should also be noted that the jurisdictional section,
Looking to our constitutional structure, it is apparent the supreme court is intended to have a different function from that of the court of appeals. The court of appeals is intended to be a high-volume, error-correcting court, having a close relationship to the circuit courts in respect to the superintending control of circuit court functions. On the other hand, this court, under our constitutional structure, is intended to make final determinations affecting state law, to supervise the development of the common law, and to assure uniformity of precedent throughout the state. The supreme
It is also significant that Robert J. Martineau, reporter for the Judicial Council‘s Committee on Appellate Practice and Procedure, and Richard R. Malmgren, executive director of the Judicial Council, both of whom were instrumental in the drafting of the 1977 constitutional revisions of the court system which established the court of appeals, wrote, in respect to the effect of
The distinction between the original jurisdiction to issue prerogative writs and supervisory jurisdiction is susceptible of being interpreted to mean that the Court of Appeals, like the Supreme Court under prior constitutional provisions, has two types of jurisdiction, original jurisdiction and supervisory jurisdiction. The difference between the two in the
Supreme Court was set out in Petition of Heil, 230 Wis. 428, 284 N.W. 42 (1939). This opinion makes it clear that the power of the Supreme Court to take original jurisdiction of a case is unique because of its position as the state‘s highest tribunal. The same is obviously not true of the Court of Appeals and thus the reference to the power in the Court of Appeals to issue prerogative writs should not be construed to mean it can take original jurisdiction of cases which are publici juris.
What then is the non-appellate jurisdiction of the Court of Appeals? Is it only supervisory? If so, is the grant of power to issue prerogative writs redundant? One obvious reason for referring to the prerogative writs is to insure that the Court of Appeals can utilize the writs to enforce the Court‘s supervisory jurisdiction. The prerogative writs can also be used to test the legality of an action by a lower court by addressing the writ to the person or body which is carrying out the order of the lower court. Examples of this are the writ of habeas corpus addressed to a sheriff in custody of the petitioner to test the legality of his confinement under an order of a court, or the writ of prohibition, mandamus, or injunction to test the legality of a trial court order directing a public official or body to do or not to do some act. The action in the Court of Appeals is original in that it is not an appeal from the lower court order, but it is not original in the sense of the original jurisdiction of the Supreme Court.... Martineau & Malmgren, Wisconsin Appellate Practice, p. 18 (1978).
The foregoing considerations persuade us that the court of appeals is a court of limited, rather than general, writ jurisdiction. The references in the constitution to appellate and supervisory jurisdiction limit and define the power of the court of appeals to issue prerog-
Our decision does not conflict with
As we construe the amendment to
We conclude that the court of appeals does not have jurisdiction to entertain an original action unrelated to its supervisory or appellate authority over the circuit court. Original jurisdiction in the sense intended by the petition of Monroe Swan for the determination ab initio of a matter publici juris under the constitution lies only in the circuit court or in this court.
By order of this court on August 29, 1984, the decision of the court of appeals has been vacated and the petition for review has been dismissed.
WILLIAM A. BABLITCH, J., took no part.
SHIRLEY S. ABRAHAMSON, J. (dissenting). This opinion explains my reasons for dissenting to the order filed on August 29, 1984.
The order answers only the question of whether
I am persuaded that the majority has erroneously interpreted the Wisconsin Constitution. Furthermore, I believe that by eliminating the court of appeals’ original jurisdiction, the majority unnecessarily curtails the public‘s access to the courts, increases the costs of litigation, and contributes to court delay.
I.
- appellate jurisdiction in the district, including jurisdiction to review administrative proceedings as the legislature may provide by law;
- no original jurisdiction other than by prerogative writ;
- supervisory authority over all actions and proceedings in the courts of the district.
The constitution further provides that the appeals court may issue all writs necessary in aid of its jurisdiction. Thus the constitution empowers the court of appeals to issue all writs, including prerogative writs, in aid of its appellate and supervisory jurisdiction, and to
An obvious, reasonable reading of the constitution is that the court of appeals has prerogative writ original jurisdiction in addition to its appellate and supervisory jurisdiction. The court of appeals has so interpreted its own jurisdiction. See State ex rel. McCaffrey v. Shanks, 124 Wis. 2d 216, 219, 369 N.W. 2d 216 (Ct. App. 1984). Had the legislature and people intended to curtail the prerogative writs to the court of appeals’ appellate or supervisory jurisdiction, as the majority concludes, they could have expressly said so.3
The majority, however, characterizes
The majority takes pains to point out that the grant of original jurisdiction to the court of appeals is hedged about with qualifications not found in the grant of original jurisdiction to the circuit courts and the supreme court. At p. 93. Subsequently, the majority points out that the original jurisdiction of the court of appeals is something less than that of the supreme court. At p. 93. That the court of appeals’ original jurisdiction is more limited than the supreme court‘s, however, does not justify the majority‘s eliminating that original jurisdiction.
The majority‘s interpretation stems, I believe, from a false premise: that original jurisdiction by prerogative writ, when not used to exercise appellate or supervisory authority, is coextensive with publici juris original jurisdiction. See majority opinion at pages 92-94, 96 and 97. Arguing from this premise and the premise that jurisdiction over matters of publici juris are reserved to the supreme court and the circuit courts, the majority concludes that the court of appeals has no original jurisdiction apart from appellate and supervisory powers. This analysis ignores the history of this court‘s interpretation of the Wisconsin constitutional grant of original
Prior to the creation of the court of appeals in the 1978 constitutional amendments, the state constitution empowered the supreme court to issue writs of habeas corpus, mandamus, injunction, quo warranto, certiorari, and other original and remedial writs, and to hear and determine the same.6 The supreme court interpreted this constitutional provision as granting this court original jurisdiction distinct from the constitutional grants of appellate and superintending jurisdiction. The court said of the writs, Being original in their character, and jurisdiction of them being given fully and amply, nega-
Whereas the court in Blossom found a grant of original jurisdiction implicit in the power to issue prerogative writs, the majority in this case finds an explicit grant of original jurisdiction to issue prerogative writs insufficient to vest the court of appeals with the authority to issue prerogative writs where it has no basis for exercising its supervisory or appellate powers. The majority reaches this result without finding the negative or restrictive words which the Blossom court thought necessary to limit the use of prerogative writs to appellate jurisdiction.
After Blossom the supreme court in a series of cases expanded its original jurisdiction beyond the prerogative jurisdiction described in Blossom to include important questions affecting the people at large for which the relief available in the circuit court was inadequate, even if such publici juris cases did not qualify as prerogative cases. Professor Martineau and Attorney Malmgren may have in mind this historical distinction between
This case involving the constitutionality of a law relating to public officers comes within the traditional prerogative original jurisdiction. See State ex rel. Rinder v. Goff, 129 Wis. 668, 109 N.W. 628 (1906).
My final reason for concluding that the majority has erroneously interpreted
In State ex rel. LeFebre v. Abrahamson, 103 Wis. 2d 197, 307 N.W.2d 186 (1981), over the objections of a prisoner who contended that the court of appeals had no jurisdiction to entertain an original action by application for habeas corpus, this court certified the prisoner‘s application to the court of appeals. The supreme court concluded that the court of appeals has concurrent jurisdiction with the supreme court over applications for a writ of habeas corpus. This court has certified numerous applications for writs to the court of appeals in reliance on the LeFebre case.
The majority opinion is inconsistent with the LeFebre opinion. The majority now says that the court of appeals does not have concurrent jurisdiction with the supreme court to entertain applications for habeas corpus. The court of appeals has no jurisdiction to issue an original prerogative writ in cases where there are no proceedings pending in the circuit court, because in such cases there is no basis for its exercising supervisory or appellate authority over a circuit court. See majority opinion at pages 92, 96. Unfortunately, the majority opinion does not attempt to clarify the confusion it has caused regarding the continuing validity of LeFebre. The majority opinion also casts doubt on our decision in bin-Rilla v. Israel, 113 Wis. 2d 514, 523, 335 N.W.2d 384 (1983), which recognizes the court of appeals’ original jurisdiction and sets forth standards for its exercise.
Furthermore, the majority‘s interpretation is inconsistent with the views of Martineau and Malmgren, Wisconsin Appellate Practice, p. 18 (1978), whom the majority quotes in part at pp. 94, 95, but whose interpretation of
For the reasons set forth, I conclude that the court of appeals had original jurisdiction by prerogative writ in this case. Because the majority has curtailed the use of prerogative writs by the court of appeals to its appellate and supervisory jurisdiction, the majority opinion will unnecessarily spawn numerous cases exploring the boundaries of the court of appeals’ supervisory jurisdiction, a concept less easily defined and more open textured than appellate jurisdiction. See Wickhem, The Power of Superintending Control of the Wisconsin Supreme Court, 1941 Wis. L. Rev. 153. I would interpret the original jurisdiction of the court of appeals broadly to avoid making the original jurisdiction of the court of appeals an issue for extensive litigation and to avoid making this jurisdictional issue a trap for litigants and their lawyers.
II.
Finally, I cannot join the majority opinion because it tends to foster delay and cause litigants additional expense.
While the majority allows litigants in cases like this one to have their case heard once by a single court, namely the supreme court, by their requesting the supreme court to take original jurisdiction, the litigants have no assurance that the supreme court, which has totally discretionary jurisdiction, will agree to take the case. In this instance, the supreme court refused to take the case on a petition to bypass or on a petition for
The majority supports its narrow interpretation of the court of appeals’ jurisdiction by implying that its interpretation preserves the institutional functions of the supreme court and court of appeals thereby promoting the public interest. At pp. 93-94. I believe that the majority‘s concern that granting the court of appeals’ original jurisdiction by prerogative writ impinges on this court‘s role in the development of the law is groundless.
Under
Nor is the institutional role of the court of appeals changed by granting the court of appeals original jurisdiction by prerogative writ. The circuit court, not the
Interpreting the constitution as granting the court of appeals original jurisdiction by prerogative writ would not infringe on the institutional functions of this court, the court of appeals or the circuit courts but would relieve the circuit courts of the burden of hearing certain cases and would reduce the amount of money and time that some litigants must spend on resolving their disputes in the judicial system.
I conclude that it serves the public interest in avoiding delay and expense to permit the court of appeals to accept jurisdiction over this case and to allow this case (and similar ones) to be heard first in the court of appeals. This case involves a prerogative writ and a prerogative cause; an election was scheduled, time was of the essence, and an appeal from any circuit court
For the reasons set forth, I dissent from the majority opinion which eliminates the original jurisdiction of the court of appeals by curtailing the use of prerogative writs to the supervisory and appellate jurisdiction of the court of appeals.
