STATE EX REL. SULLIVAN, Aрpellant, v. Boos, County Auditor of Milwaukee County, Respondent
Supreme Court of Wisconsin
January 6—March 6, 1964
23 Wis. (2d) 98 | 126 N.W. (2d) 556
For the respondent there was a brief by Robert P. Russell, corporation counsel of Milwaukee county, and C. Stanley Perry of Milwaukee, and oral argument by Mr. Perry.
FAIRCHILD, J. 1. The auditor‘s standing to question constitutionality. Relator argues that the county auditor is a ministerial officer, without authority to withhold his signature because of his doubts concerning the constitutionality of an ordinance or statute which appears on its face to require the particular disbursement. The ordinance in question, on its face, appears to require the payment demanded by relator.
Conceding the clarity of the auditor‘s duty to pay if we may look no further than the ordinance, or the statute, the question is whether the character of the auditor‘s official position and duty place him in the category of a public officer who is permitted to question the constitutionality of an ordinance or statute which appears to impose the duty.
In Fulton Foundation v. Department of Taxation1 we said:
“The general rule is that state agencies or public officers cannot question the constitutionality of a statute unless it is
their official duty to do so, or they will be personally affected if they fail to do so and the statute is held invalid.”
We also recognized that there is a further exception where the question raised is of great public concern, particularly where the circumstances are such that there is little likelihood that a taxpayer or other person whose interests are affected would take the steps required to get a determination of the quеstion.2
In deciding that a particular officer could raise the constitutional question, this court has readily found in statutory language an implication of duty to determine the lawfulness of the act or expenditure. Thus in mandamus actions to compel the state director of budget and accounts to make disbursements, the director was permitted to challenge constitutionality because his statutory duties were deemed to include passing on the legality of the purpose of the expenditure.3 A city treasurer directed by resolution to make a disbursement was held entitled to challenge, in a mandamus action, the lеgality of the payment because the resolution indicated that it was conditional upon the lawfulness of the payment.4 The state treasurer was entitled to challenge, in a mandamus action, the legality of an expenditure, because of a statute which required her to pay such sums only as are authorized by law to be so paid.5 A mayor was entitled, in mandamus, to challenge the validity of a resolution of the
Courts frequently permit an officer who controls the disbursement of public funds to challenge the validity of a statute or ordinance which appears to require payment, upon the theory that he has a personal interest to protect, in that he may be held liable if he permits the disbursement of public funds in what proves to be an unlawful manner.7
We have not overlooked the fact that this court has held, on occasion, that a particular officer may not defend against mandamus by challenging the validity of a statute, and has explained that the particular duty was ministerial and not discretionary, or ministerial and not quasi judicial. Thus the secretary of state was not permitted to defend against mandamus to compel him to publish a law by claiming that the governor‘s approval of it was not valid. It was said his duty was purely ministerial, but it was also stated that the secretary of state was not “in his official capacity or personally affected by it.”8 Where mandamus was brought to compel a city clerk to sign city bonds pursuant to an ordinance which was regularly adopted, it was held his duty was purely ministerial and not discretionary, and he could not raise the question of the validity of the ordinance in defending the mandamus action.9 It was hеld that a city clerk, required by resolution of the council to sign a conveyance, could not defend a mandamus action by questioning the validity of the
We must now look at the nature of the duty and responsibility of the auditor.
The office of county auditor in Milwaukee county is filled by appointment by the county board. He has general direction over the accounts of the county, and must file a bond.
“No payment shall be authorized or made and no obligation incurred against the county except in accordance with appropriations duly made. No payment shall be made or obligation incurred against any appropriation unless the county auditor first certifies that there is a sufficient unencumbered balance in the appropriation and that funds therefrom are available or will be available to make the payment or to meet the obligation concerned when it becomes due and payable....”
The subsection goes on to provide that every payment made in violation of
Although it might be possible to construe the auditor‘s duty under this language as only to enforce compliance with budget and appropriation procedure, we think that the tenor of these statutes, taken together, sufficiently suggests that the auditor has a high degree of responsibility for lawful expenditures, so that the term “appropriations duly made” in
We note that in 1959, Milwaukee county sought mandamus in an original action in this court to compel the present auditor to transfer certain funds to purchase office equipment for a county executive. The auditor demurred, and argued that the law providing for a county executive was invalid. We determined that it was valid in part and granted mandamus. Evidently it was assumed by all parties at that time that the auditor could properly challenge the constitutionality of a statute as a defense in mandamus.11
We conclude that the auditor has the standing in the instant action to challenge the validity of the ordinance whiсh increases the salaries, and of the statute which appears to authorize the ordinance.
2. The constitutional questions. Three constitutional provisions control the setting of compensation for circuit judges. They are as follows:
Sec. 7, art. VII : “... Every circuit judge shall ... receive such compensation as the legislature shall prescribe.”
Sec. 10, art. VII : “Each of the judges of the supreme and circuit courts shall receive a salary, ... they shall receive no fees of office, or other compensation than their salary. ...”
Sec. 26, art. IV : “... [N]or shall the compensation of any public officer be increased or diminished during his term of office. ...”
The last-named provision is found in the article dealing with the legislature. The term “public officer” as there used has been interpreted by this court as including only “such officers as receive a fixed salary payable out of the public treasury of the state.”12 As stated in a 1915 decision,13 “... it is beyond question that he [a circuit judge] was a public officer.” In Milwaukee County v. Halsey13a this court said that if an expense allowance granted by the legislature to all circuit judges then in office be deemed “compensation,” the act would be invalid on its face by reason of
For more than sixty years, the compensation received by circuit judges of the second circuit (Milwaukee county) has consisted of two portions. One is the salary prescribed by the legislature to be paid out of the state treasury to every circuit judge in the state. The other portion is paid out of the county treasury.
After Judge SULLIVAN began his term in 1960, he received a salary from the state at the rate of $15,000 per year, since that term began after June 1, 1959.15
Judge SULLIVAN received a salary from the county at the rate of $4,000 per year. This salary stemmed from three statutory sources:
(1) $1,000 which Milwaukee county only is required to pay. Sec. 252.016 (3), Stats. - (2) $1,000 which can be paid by Milwaukee county only, originally optional, but which cannot be repealed without action by the legislature.
Sec. 252.016 (3), Stats. 16 - (3) $2,000 pursuant to
sec. 252.071, Stats. This statute gives every county in the state authority to pay each circuit judge in the circuit such annual salary as the county board may determine, except that it shall not excеed $3,000 in the aggregate for the entire circuit.Sec. 252.071 was originally created by ch. 217, Laws of 1925, was not applicable to Milwaukee county, and contained a population standard which apparently could then have been met only by two other counties.17 By ch. 507, Laws of 1947, it was amended to authorize such action by any county, and to limit the aggregate salary in any circuit to $2,000. The limit was raised to $3,000 by ch. 252, Laws of 1957. The ordinance involved in this case was an exercise of the $1,000 additional authority given in 1957.
In Milwaukee County v. Halsey in 191218 this court considered and upheld the forerunner of that part of
The additional $1,000 which
The county claimed that the statute, in giving authority to the county to choose to pay additional compensation to circuit judges violated
This court upheld the statute, against these claims, on the theory that it was a valid option law which did not vest legislative power in the сounty board. The court further held that in the absence of express authority in the statute to rescind the option, once exercised, it could not be rescinded.
Although this court, in Breidenbach, upheld that legislative grant of authority to the county board of Milwаukee county, the opinion clearly implied that a statute delegating a substantially greater degree of discretion to a county board with respect to a county salary for a circuit judge would be invalid because of the requirement of
One of the questions raised by the auditor in the present case is whether
We deem it unnecessary, however, in order to dispose of the present case, to decide whether
Relator argues that there were sufficient standards implied in
We think this view is erroneous. It appears from the decisions on the subject22 and particularly Board of Supervisors v. Hackett23 that the limitation of the meaning of “public officer” in
The attorney general noted that in Columbia County v. Wisconsin Retirement Fund24 we said: “The Wisconsin constitution,
By the Court.—Judgment affirmed.
GORDON and BEILFUSS, JJ., took no part.
DIETERICH, J. (dissenting). Although I agree that Robert E. Boos, county auditor of Milwaukee county, has stand-
This court has held that the purpose of the constitutional provision prohibiting increase in salary during the term of office is “to protect the public against the evil of letting a public official use his official power and influence to augment his own salary.” State ex rel. Zimmerman v. Dammann (1930), 201 Wis. 84, 96, 228 N. W. 593. If this be true, it is indeed difficult to see how such restrictions may be logically applied to members of the judiciary—a body which is nonpartisan by its very nature, and which is divorced from the political and policy-making spheres of state government.
When the effects of applying such a restriction to the judiciary, as well as to members of the other branches of government, are considered, the results are ludicrous. A state legislator—an official at the very zenith of state policy making—may vote himself a raise in pay during a session, and succeed to the increased salary less than two years later in the case of an assemblyman, and four years in the case of a senator, assuming they are re-elected. Yet members of the judiciary, who play no active part in policy making, are prohibited by the majority‘s decision in the instant action from taking any increase in salary whatsoever throughout their entire terms—which are six years for county and circuit judges and ten years for justices of the supreme court.
This court has recognized that the placing of the restriction against salary changes in the article dealing with the legislature (
“Here [
art. VII ] we have the office, the term of office, the incident of office, to wit, the salary and the exclusion from every field of official life outside of the judicial field during such term, to wit, the elective term. All that, is in the article especially devoted to the judiciary.“Turning now to
art. IV , devoted to the legislature and its powers, we find that it creates an absolute disability of the lawmaking body to change, in any way, either by increasing or decreasing, any public officеr‘s compensation ‘during his term of office.’ There is no prohibition in those parts of the constitution dealing with the different classes of state officials or their terms of office on the subject of increase or decrease of compensation, as in the other states to which we have referred.“... If the section which relates to the salary contained a prohibition as to the increase or decrease, as in other state constitutions, there would be less difficulty in reaching a conclusion.
“From what has been said, it is quite clear that the meaning of ‘his term of office’ in
art. IV of the constitution is far from being free of ambiguity. Even if it were used in an appropriate section inart. VII , dealing with the office of justice of this court, the term of office, and the compensation, it would still be, as an original matter, far from being free from obscurity. That is well illustrated by the decisions of the different courts which have defined it, only by resort to rules for judicial construction. It will be seen by an examination of the decisions ... that in every one of them the term under discussion, or some similar term, was treated as involving obscurity of meaning.”
The inequity wrought by application of
The majority opinion cites cases holding that state judges are “officers” within the meaning of
“Inherent in the common law is a dynamic principle which allows it to grow and to tailor itself to meet changing needs within the doctrine of stare decisis, which, if correctly understood, was not static and did not forever prevent the courts from reversing themselves or frоm applying principles of common law to new situations as the need arose. If this were not so, we must succumb to a rule that a judge should let others ‘long dead and unaware of the problems of the age in which he lives, do his thinking for him.’ ”
In Holytz v. Milwaukee (1962), 17 Wis. (2d) 26, 30, 115 N. W. (2d) 618, we abolished the rule of sovereign immunity, a doctrine which had its origins in James I‘s concept of the divine right of kings, and wound its way up through the English common law into the common law of Wisconsin. The long-standing immunity of charitable corporations from tort liability was similarly abolished because of the changing economy in Kojis v. Doctors Hospital (1961), 12 Wis. (2d) 367, 372, 107 N. W. (2d) 131, 107 N. W. (2d) 292. Wisconsin again departed from the great weight of long-standing authority in this country in Goller v. White (1963), 20 Wis. (2d) 402, 122 N. W. (2d) 193, wherein this court аbrogated the doctrine of parental immunity in tort cases because it felt that a change was necessary in the interests of justice. In recent years we have also overturned prior interpretations of legislative enactments. See State v. Esser (1962), 16 Wis. (2d) 567, 115 N. W. (2d) 505 (defense of insanity), and State v. Hoyt (1963), 21 Wis. (2d) 284, 124 N. W. (2d) 47 (definition of manslaughter). See also
“In approaching this problem, we cannot turn the clock back to 1868 when the [Fourteenth] Amendment was adopted, or even to 1896 when Plessy v. Ferguson was written. Wе must consider public education in the light of its full development and its present place in American life throughout the Nation.”
It follows that there is nothing standing in the way of a change in the interpretation of the phrase “public officer” as contained in
I am of the opinion that the ambiguity discussed in State ex rel. Bashford v. Frear, supra, should finally be dispelled by a ruling from this court to the effect that the restrictive provisions of
