*1 56,880 No. Stephan, Petitioner, T.
Stаte ex rel. Robert v. Kansas House of Senate, Representatives, Carlin, Governor Kansas John Kansas, Respondents. State of (687 622) P.2d *2 29,
Opinion August filed 1984. cause, Bieker, Robert attorney general, argued Rodney T. the assistant J. Biles, attorney general Stephan, attorney and Dan general, were with assistant petitioner. him the for respondent Griggs, Topeka, argued the the H. cause for Governor Arthur Carlin. John Coldsnow, Counsel, argued Legislative A. the cause for the Robert Kansas Representatives respondents and Kansas Senate. Kansas House by the court was delivered opinion The quo original in warranto This an Schroeder, C.J.: by attorney state on relation of the brought mandamus the respondents Representa- general against the Kansas House Governor, Carlin, tives, seeking Kansas Senate Kansas John constitutionality K.S.A. Supp. 1983 a determination 77-426(c) (d). provides legislature may This statute modify regulations by administrative rules and adopt, or revoke passed by legislature pres- without concurrent resolutions challenged being It is as governor. entment violative powers by authorizing constitutional doctrine usurp to administer legislature the executive argued procedures also the statute violates enforce laws. It is 14, 2, §§ in art. 20 of the Kansas concern- mandated Constitution proper laws. Concurrent ing the enactment of resolutions were legislature pursuant during to this statute adopted brought and 1984 sessions. This action is 1983 statute, validity challenge also to only to test the but legislature pursuant governor to the statute. The actions of necessary that respondent named a the stated reason it is was directing governor as to for this court to issue order govern- law to executed the executive branch proper ment. in its memorandum filed this court does attorney general of this case addressed
not brief merits Therefore, quo we shall warranto mandamus action. by the the issues raised its Motion to first address Dismiss, response. filed as its
47
immunity
sovereign
contends the doctrine of
lawsuit,
state,
stating
bars this
the familiar rule
being
subjected
sovereign power, cannot be
to suit in its own courts
except
given
See,
legislature.
where consent has been
e.g.,
Pipe
Sinclair
Line Co. v. State Commission Revenue &
Taxation,
(1957); Perry
Kan.
181
The the legislature’s argument with is that the cases liability money and authorities cited relate damages by private actions individuals other against govern- or entities entity. provide support mental These cases proposition no for the original seeking declaratory that an relief not be brought question authority on behalf the state legis- lative acts and the agencies of administrative to act regulations propounded by under the rules and legislation. such officials, recognized Courts have state distinguished as from the itself, state are not immune from actions restrain them from enforce, enforcing, attempting or state laws which violate the taking or constitution from unconstitutional action under color of law, seeking money damages state actions not therefore are Press, Kansas, See v. Supp. barred. Grove Inc. State 304 F. 383, (D. 1969). Moreover, 388 Kan. the mere existence of other quo actions heard this nature of warranto or 48 judicial branches the executive and against officers of
mandamus
immunity
protect gov-
sovereign
does not
makes it obvious
equitable
extraordinary
from actions for
entities
ernmental
Carlin,
Stephan v.
665,
ex
Kan.
630
e.g., State
rel.
See,
229
relief.
Bennett,
rel.
P.2d
State ex
(1981);
Kan.
P.2d 709
Bennett,
ex rel. v.
(1977);
219 Kan.
appoint owned and a receiver state, pending proceedings conducting company unlawfully in its business this 184, Syl. quo warranto to oust it.” 76 Kan. in state the government the of this legislative branch of and functions of that are addressed in art. 2 of powers branch the say lеgislative legal Constitution. To the Kansas branch not a entity process saying which can be served with is tantamount may brought legislature the never be this court in an before original power. challenging alleged action its abuse of As the out, correctly effectively points destroys this petitioner the au- thority power by of this court to check abuses of the other two government. legislature actions branches Prior the indicate legislature recognized entity may the itself has it is a legal which litigation participate in the before courts of state. K.S.A. legislative 46-1222 establishes the office of powers counsel. The legislative 46-1224, and duties of counsel are set in K.S.A. forth provides, part: in legislative coordinating council, legislative “As the directed the counsel represent legislature, thereof, any shall the house or either in cause or matter. In quo legislative the cases warranto mandamus counsel shall have the same standing any county attorney in all courts this state as or district attorney county supreme attorney has in his or her in the or court and as the any session, general legislature has in court. When the is in either house thereof resolution, may both houses concurrent or resolution the authorize legislative coordinating legislativе bring council to direct the counsel or participate any by representing legislature in cause or action the or either house legislative any coordinating thereof or the council court of this state or session, legislative coordinating United States. not in When legislative bring participate any council direct counsel cause by representing legislative or either house thereof or the coordinating any council this state or of the United States in accord- ance with of said directions council.” 46-1201(c), As established in K.S.A. legislative coordinating comprised Senate, council of the President of the Speaker Representatives, Speaker House of Pro Tem Representatives, Majority Senate, House of Leader Majority Representatives, Minority Leader House Senate, Minority Leader of the and the Leader of the House Representatives. provides K.S.A. 46-1202 coordi- nating represent council shall legisla- when the prior ture session. cases before this court counsel, representative on of the legislature behalf or its council, legislative coordinating party intervened as a or as See, e.g., Buildings, Hurley, amicus curiae. Manhattan Inc. v. (1982); Bennett, Kan. P.2d State ex rel. v. 285;
12; Bennett, Kan. State ex rel. State Brown Wichita Kan. 2. University, 219 *5 by which is created the constitution government of
As a branch participates its own counsel intercedes represented state, only the of this it stands to reason courts litigation before comprises legal entity which is body as a a legislature the that this original proceeding before process service of in an subject to its actions. challenging court may subjected jurisdic- it be to the legislature contends
The process upon only of each its this service of tion of §2, the Kansas Constitution no art. of members. Under process may during served with the the member of upon made in case process Service was this legislative session. of Hayden the Mike and President of the Senate Speaker House of 2,May when this case was filed Doyen on or about Ross compliance Appellate Courts. In with art. with the Clerk the § made after the process also on service June adjournment legislature. sine die the process object of service of is to principal purpose The or against him so notify proceedings the that he a defendant of claim; it prepare charge himself to properly answer opportunity appear to before means which he afforded gives the court heard the court. It is notice and be 2d, § jurisdiсtion Am. 2. proceed. See 62 Process Jur. opportu- guaranty process means “The constitutional due law notice competent jurisdic- nity tribunal vested with be heard and to defend before cause; subject it is therefore to the exercise of tion matter of essential general ap- voluntary jurisdiction, where the defendant does not enter that pearance process, process giving notice otherwise waive service of issue 2d, § rights Am. 3. whose will be affected.” 62 Process those interests Jur. upon presiding the two process officers of Service concept purpose satisfies houses of requirements process. legisla- process and due meets officers, provided body, through presiding its notice of tive thereby against this court and is original proceedings before respond opportunity prepare defense afforded attorney require general, To in an petitioner’s claims. branch, personal to execute original against upon would process each member of service of unnecessary purpose and onerous burden. constitute accomplished upon presiding service object process is legisla- notice each of the members further officers and unnecessarily duplicative. would be ture *6 legislature quo The contends the remedies of mandamus and inappropriate legislature in this warranto are matter. The first general principle the authority cites authorities for the of the discretionary legislature act in its subject to function is not to judiciary. the This is such interference true whether action legislature disregard clearly the is in its imposed of constitu- duty See, tional the enactment an or is of unconstitutional law. City e.g., Alpers County Francisco, San 32 F. of (N.D. 1887); 2d, §§ 16 Am. Cal. Constitutional Law Jur. However, out, petitioner points 316. as the this action does not legislature the preclude exercising seek to from its discretion to law, an stop enact unconstitutional but rather seeks legis- to the acting lature from under the of an unconstitutional requested relief require enactment. The not therefore does the legislature’s court to interfere with the constitutional to function, its preclude exercise but legislature to the an executive function. The exercising from petitioner argues that legislature empowered because the the “agency” to act under 77-426, this action is no different an against than action agency body administrative or other law seeking enforcement prevent the enforcement an invalid enactment. argues
The the quo remedies of mandamus proper persons are the warranto not because are who affected legislature’s plain actions under 77-426 a adequate have remedy challenge of law constitutionality available these actions. The attention court directed seq., of K.S.A. 60-1701 et provisions and K.S.A. 77-434. K.S.A. 60-1701 authorizes courts of record in this state issue declara- tory judgments controversy. in cases actual K.S.A. 77-434 provides declaratory judgment may brought be purpose court determining district validity, con- or application struction regulations. of administrative rules and (now superseded by provisions K.S.A. 77-434 contained in L. 338) provides: ch. validity, application any regulation may “The construction or rule and be declaratory judgment' an action for determined thereon addressed county plaintiff place principal in which the district court resides or has a business, county, alleged or in district Shawnee when it that the regulation application impairs rule and or threatened interferes with or or impair legal interest, rights, privileges with threatens to interfere or or declaratory party agency to the action. The plaintiff. shall made The requested agency plaintiff has first
judgment
until the
be rendered
questiоn.
validity
regulation
shall
The court
pass upon
the rule and
regulation
that it
constitutional
or
invalid if it finds
violates
the rule
declare
statutory authority
agency,
statutory provisions,
exceeds
procedures.”
statutory rule-making
compliance
adopted
without substantial
provisions
appro-
that under these
more
argues
parties
the real
granted
will be
because
effective relief
priate and
actually
interest,
i.e.,
affected
the enforce-
persons
those
adopted by
regulations
the rules and
ment of
77-426,
the courts.
will be before
jurisdiction
pro-
granted original
Supreme
Court
*7
3, §
by
quo
art.
mandamus
and
warranto
ceedings
mandamus
as “a
K.S.A. 60-801 defines
Constitution.
Kansas
perform speci-
a
person
.
.
.
compel some
proceeding to
office,
trust,
the
or official
duty,
duty results
from
which
fied
directed,
the
or from
party
the
to whom
order
station of
appropriate
held mandamus
is an
law.” It
been
operation of
compelling
public
a
purpose
designed for
proceeding
by
clearly
duty,
imposed
law and
a
defined
one
perform
officer
Buildings,
Manhattan
involving the exercise of discretion.
20, Syl.
prior
¶
Hurley,
2. Numerous
decisions
v.
231 Kan.
Inc.
remedy
es-
proper
mandamus
is a
where the
recognized
have
purpose
proceeding
is to obtain
authoritative
sential
public
guidance
law for the
officials
interpretation
business, notwithstanding
public
their administration
remedy
20,
adequate
at law. 231 Kan.
exists an
fact that there also
4;
Corporation
McHenry,
v.
200 Kan.
Syl. ¶
Oil
Mobil
petition
(1968),
cited therein. Where a
and cases
436 P.2d
public importance
presents
great
an issue
mandamus
may
original jurisdiction in man-
concern,
exercise its
the court
Chipman, 232 Kan.
question.
settle the
Berst
damus and
(1982).
P.2d 107
may
in this
quo
brought
warranto
be
court
actions in
Original
unlawfully
usurp,
into or
hold or
“any person shall
intrude
when
60-1202(1).
any
This court has
public office.” K.S.A.
exercise
proper
original
in a
case an
recognized on several occasions
procedure
question
appropriate
quo warranto is an
action in
Stephan v.
E.g., State ex rel.
constitutionality
a statute.
1,¶
Martin,
Syl.
Relief
the nature of
warranto and mandamus
is discre-
Stephan
Carlin,
State
rel.
ex
tionary.
54 Dismiss ad- thrust in its Motion to primary legislature’s
The
legislators
suit
immunity
state
from
the common-law
dresses
functions,
legitimate legislative
performance arising
out of
§2, 22
Clause in art.
Speech
or Debate
which is embodied
have been no cases
Although there
the Kansas Constitution.
clause,
the United
construing this
Kansas courts
decided
upon in numerous cases to
has been called
Supreme Court
States
equivalent
applicability of the federal
scope and
determine
I,
6,§
United States Constitution.
cl. 1 of the
in art.
contained
367,
1019,
Brandhove,
71 S.Ct.
U.S.
95 L.Ed.
Tenney
341
enjoy
legislators
state
com-
(1951),
recognized that
it was
783
immunity
origin
and rationale to
that is similar
mon-law
Speech or Debate
under
the federal
congressmen
accorded
Union, 446 U.S.
Va. v. Consumers
Supreme Court
Clause.
(1980).
Supreme
641,
100 S.Ct.
64 L.Ed.2d
legislative privilege is
in dicta that the state
stated
Court has also
Speech
privilege
federal
with the similar
parity
aon
169,
Johnson,
383 U.S.
United States
Clause. See
Debate
(1966); Supreme
Va. v.
Court
The doctrine of
Supreme
Court
was summarized
Debate Clause
Union,
55 preserve legislative Ibid. To independently of outside interference. without fear ‘legislators engaged sphere independence, have concluded that “in the we Brandhove, legislative activity,” Tenney (1951)], v. legitimate U.S. [341 protected only consequences litigation’s from the results but should be Eastland, v. defending themselves.’ Dombrowski also from the burden of (1967).” U.S. pointed out that no distinction has been The court also made damages prospective actions for and those for or de- between relief, involved, claratory stating: as here action, recognized private elsewhere that ‘a civil “[W]e have whether for an injunction damages, [legislators] or creates a distraction and forces to divert their
time, energy,
legislative
litigation.’
their
tasks
and attention from
to defend the
Fund, [421 U.S.]
v. United States Servicemen’s
Eastland
at 503.”
described in Eastland v. United States Servicemen’s
491, 502-03,
(1975),
U.S.
44 L.Ed.2d
tution allocates to “ Speech ‘The immunities Debate Clause were not written into the simply personal private for the Constitution benefit of Members of Con- gress, protect integrity legislative process by insuring but to Brewster, independence legislators.’ United States of individual [408 U.S. [(1972)]. at] 507 system reinforcing In our ‘the clause serves the additional function of deliberately the Founders.’ United States so established Johnson, [(1966)]. [383 at] U.S. Thompson, product English experience. Kilbourn v. “The Clause is a
56 supra, (1881)]; Johnson, 168, at 177-179. Due to that v. United States U.S. [103 ‘prevent the Clause
heritage
it
that the ‘central role’ of
cases make
clear
our
possible
accountability
by
legislators
and
before
the Executive
intimidation
(1966),’
Johnson,
181
Gravel v.
judiciary,
383 U.S.
States v.
United
hostile
[(1972)].
States,
That role is not the sole function
617
[408
at]
U.S.
United
totally
history
Clause, however,
English
the reach of the
does not
define
experience,
Rather,
interpreted
light
the American
it ‘must be
Clause.
government.
.
.
.’
scheme of
American constitutional
in the context
that,
Brewster,
long
supra,
Thus we have
held
when
at 508.
States v.
United
actions,
against
provides protection
civil as well as criminal
applies, the Clause
by
brought by private
against
as well as those initiated
individuals
actions
added.)
(Emphasis
omitted.]”
[Citations
Branch.
the Executive
legislative privilege
is to
Finally,
recognized
it has also been
purpose.
Eastland
United
broadly
effectuate
read
501;
Fund,
421 U.S. at
United States
States Servicemen’s
Johnson,
Under the
defending
upon
lawsuits based
acts
burden of
immune from the
activity.”
sphere
legitimate
within “the
done
Fund,
at
421 U.S.
503-
v. United States Servicemen’s
Eastland
by
stating;
this
the court defined
speech
particular
determining
than
or
activities other
literal
“In
whether
sphere’
‘legitimate legislative
we look to see whether the
within the
debate fall
by
place
the House
оne of its members
relation to
‘in a session of
activities took
U.S.,
specifi-
We come then to the
whether
the enactment of the
passing
statute
of the
concurrent
resolutions does not fall
sphere
legitimate
legislative activity,
within the
as
peti-
Tenney,
“[legislatures may
tioner contends.
the court noted
acquire power by
not of course
an unwarranted
extension of
privilege.
.
.
. This
hesitated
to sustain the
private
rights
Congress
acting
individuals when
found
legislative
outside its
role.”
Judiciary
or the Executive.”
U.S. at 378.
argument by
pointing
counters
to the
statuteyis
constitutionality
presumed;
rule that the
of a
familiar
validity;
must be
in favor ofbits
that all doubts
resolved
clearly appear
statute
be stricken it must
that the
before a
Stephan Martin,
the constitution. State ex rel.
statute violates
therefore,
It is clear that if this case challenged the constitution- ality ground of the statute on the that it violated the doctrine the would have to be dismissed from grounds legislative the suit on the immunity. absolute How- ever, the enactment petitioner rules and argues here regulations pursuant legislative to the statute constitutes usur- pation exclusively vested the executive. If this is function so, this lawsuit would not be barred on basis of immunity Speech or Debate Clause. hesitate, however, precedent
We
to establish as
at this time the
validity
attorney
of an
such as this
general
on behalf
directly against
legislature.
state
Cases in the United
Supreme
giving
States
Couit
upon
sanction to an attack
a legis
exceeding
lative enactment
bounds of
power,
obviously
usurpation
where
there was a
of functions vested in
judicial
government,
or executive branches of
brought
were
rights
individuals whose
were
affected
unconstitutional
part
action on the
e.g., Tenney v. Brand
legislature. See,
*12
hove,
Chadha,
INS v.
367;
341 U.S.
The respondent as a quo Many and mandamus warranto action. state actions on relation of attorney general against governor of the state have been See, e.g., recognized Stephan State ex rel. this court. v. Carlin, 665; Bennett, State v. ex rel. 12; 229 Kan. 222 Kan. State Bennett, ex rel. v. 219 Kan. Accordingly, 285. proceed we determine presented. the merits of the action Mandamus is a proper remedy purpose where the essential proceeding interpretation to obtain an authoritative guid- law for the governor ance of the in his public administration of the business state. argued provisions It is Supp. 77-426, of K.S.A. 1983 modify, reject, allow the or revoke administrative regulations resolution, rules and concurrent constitute
59 usurpation power unlawful of the executive to administer laws, thereby violating enforce constitutional doctrine of separation powers. States,
Like the Constitution of the United
the Kansas Consti-
express provision
tution contains no
establishing the doctrine of
separation
However,
of powers.
recognized
has been
that the
very
system
structure of the
government
three-branch
gives
Greenlee,
rise to the doctrine. State v.
712,
228
Kan.
620
Bennett,
(1980);
State ex rel. v.
P.2d
287;
1132
v.
219 Kan. at
Leek
Theis,
Van
(1975);
Kan.
The fact that
may
of one
overlap department’s
powers
another
long
recognized
been a
fact.
pragmatic,
Recent
cases have taken a
flexible
and practical
doctrine,
approach
recognition
giving
the fact there
degree
blending
be a certain
or admixture of
powers
the three
government
and that
separation
powers
impos-
absolute
Greenlee,
Theis,
715-16;
State
Leek v.
sible.
228 Kan. at
Hurley,
Manhattan Buildings, Inc. v.
805-06;
Kan. at
appear
Leek v.
the
violates the
statute
constitution.
Leek
(1957).
by
significant
“(3)
powers
there is
interference
usurpation
exists when
A
State,
rel, Bennett,
department.
ex
v.
department
operations of another
one
219 Kan.
547 P.2d
powers
usurpation
determining
exists a
should
“(4)
whether or not
exercised; (b)
degree
being
power
(a)
the
of the
nature
the essential
consider
another;
sought
by
(e)
objective
attained
by
department
over
one
control
powers
by
blending
(d)
as
practical
shown
legislature;
result
Bennett,
State,
rel.,
period
ex
v.
Secondly, we procedure Under the over the executive branch. has total and absolute con- 77-426 the established in any regulations rules or reject revoke modify, trol allowing pres- provision is no for There concurrent resolution.. legislature’s approval branch entment the executive agencies involved such, the executive branch actions. As legis- taken over actions whatsoever have no control regard. lature in this objective require us to look at the factors
The third and fourth practical apparent result. Here the and the obtained sought to be actually accomplished the control objective and result regulations admin- of rules and adoption legislature over the participation the exec- the exclusion agencies istrative area. utive branch in this all the facts before us and of these factors
A consideration *14 77-426(c) (d) that Supp. leads to conclusion K.S.A. 1983 and significant legislative a interference branch with the usurpation executive branch and constitutes an unconstitutional powers. of Several recent federal and state holding decisions legislative oversight similar mechanisms to be unconstitutional support this conclusion. Chadha, U.S. Supreme
In INS
Court struck
separation
powers
a
of the doctrine of
of
down as
violation
a
Immigration
Nationality
and
Act
provision
allowing
either
Congress
to
suspension
depor-
house of
veto
resolution a
attorney
granted by
tation
general.
Immigration
Service ruled
Naturalization
Chadha could remain in the United
though
deportable.
States even
he was
The House vetoed this
decision and the I.N.S.
issued a final order
deportation.
petitioned
appellate
Chadha
for
review. The court held the
passage
essentially
resolution
Act
legislative
this
was
purpose
because
had the
and effect
altering
the legal rights,
duties and
persons,
including
relations of
attorney general,
officials,
Chadha,
executive branch
all
legislative
outside the
branch.
the President.
must abide
until
delegation
legislatively
altered or
revoked.’’
S.Ct. at 2786.
The court
legislative
concluded that such
subject
action was
express
I, §
procedures
contained in art.
passage by majority
action:
of both houses
presentment
the President.
Consumer
Council
et
(1983), a one-house viоlating the challenged as doctrine of Policy Act of 1978 requirement bicameralism §I, the United States Consti-. in art. 7 of contained presentment *15 rulings of the provision allowed certain challenged tution. only take effect if to Energy Regulatory Commission Federal days a resolution Congress adopted within neither house of Representatives voted its The House of disapproving such rules. held the F.E.R.C/s rules. court disapproval of one of the I, § by depriving the President of violated art. one-house veto of violating requirement the bicameralism power and his veto Congress. The only one house of legislative action permitting congressio- of a question that the effect “there is no court stated agency’s In this scope is the the discretion. nal to alter veto the discretion case, practical probably was to withdraw the effect of the rules 469. The held the veto altogether.” 673 F.2d at scope by altering effectively changed law the the regu- valid preventing one otherwise F.E.R.C.’s discretion concurrence taking Accordingly, Senate’s lation from effect. necessary prerequisites were presentation the President disapproval resolution. 673 F.2d at to the effectiveness contravened veto also held one-house 465. The court legisla- it principle because authorized powers separation of by the two properly other powers share exercised ture to branches, stating: substantially rulemaking Supreme is has held that function of “The Court such, may enforcing public Congress administering law. As not create a it, houses, agency rulemaking. Congress’ enabling of its to control
device
or one
revising
power
duty
agency
with its ultimate
to oversee
connected
congressional
agency operates.
The creation of further
laws
power
Constitution.”
participate prospectively
.
.
.
law “en-
in the
delegation
authority by
pursuant
to a
Con-
acted”
executive branch
oversight,
gress.’
effect, Congress
expand its
from
is able to
role
one of
an
revision,
eye
one of shared administration. This overall
increase
congressional
power
purpose of the
contravenes
the fundamental
unilaterally,
ability
Congress gains
indeed
direct
doctrine.
unicamerallv,
agency
specific
discretion in
manner сonsidered
the exercise of
enabling
only
passed.
when the
statute was first
Not
undesirable or unachievable
congressional
power,
expand
expand
it
but
also
does this
total
power.
veto,
agency
rulemaking
given greater
national
Because
might
normally
Congress
delegate,
Congress
than
otherwise
will let
clearly
so
that a
rules take effect unless
undesirable
veto
deemed warranted.”
attempt
delegated
power.
retain direct
control over
administrative
Congress may provide detailed rules of conduct
administered without
officers,
may provide
policy guidance
discretion
administrative
broad
exercising
the details to be filled in
administrative
leave
officers
substantial
however,
may not,
one
as
discretion.
It
insert
of its houses
an effective adminis-
trative decisionmaker.”
In
(Alaska
v. (1981). 349 A.2d Pac, Conn. analysis law in this state and a persuaded our
We are
legislative
that the
veto
decisions
the above-discussed
review of
(d)
(c) and
of K.S.A. 1983
in subsections
contained
mechanism
only
tire
doctrine
77-426 violates not
Supp.
§2,
requirement
art.
14 of
presentment
contained
but also
Chadha,
made clear
constitution. As
our state
essentially
legal
where it affects the
resolution
persons
regulations of
outside
rights,
duties
comply
provi
with the enactment
must
and therefore
branch
The fact that 2, § 14 our provisions of art. state constitution ance with the veto it opportunity had the does render governor the statute constitu subsequent acts of pass an act allows to viólate tional. The cannot Jersey Assembly State New the constitution. General V.E. by the court in State A.L.I. Byrne, 90 N.J. at 391. As stated Voluntary, 606 P.2d at 779: words, by approved governor, virtue enactment “In other of one itself, instances, of the constitutional constraints can free certain impermissibly govern its actions. Such an enactment would that would otherwise *17 power possessed periods preserve legislative at one instant time for future incapable acting legislature might of the be of because when the otherwise away safeguards with the of II veto. It would also do formal article executive law-making. requirements accompany of the meant constitution which are in this not be eliminated fashion.” following the New with the conclusion stated agree
We Assembly State New General Jersey Supreme Court of Byrne, Jersey at 395-96: 90 N.J. separation Legislative Oversight is It violates the “The Act unconstitutional. impede powers giving Legislature Executive in its excessive Further, faithfully permits law. Act execute the constitutional mandate to effectively Legislature repeal existing participation amend laws without Foreclosing law-making process the Governor. the Governor from the offends and the Presentment Clause. This exercise legislative power Constitution forbids.” foregoing opinion, In accordance with the the motion of the against sustained; for dismissal of the (c) (d) sections Supp. of K.S.A. 1983 adjudged 77-426 are unconstitutional; following adopted by be and the resolutions legislature during the course its 1983 and 1984 sessions are adjudged invalid: House Concurrent Resolution Nos. 5094; Senate Concurrent Resolution Nos.
1648, 1652, 1654, 1655, 1656 and 1657. The respondent precluded Governor Carlin from act- John ing resolutions, of the above invalid ordered regulations to enforce administrative rules as adopted agencies executive and as filed with the Revisor of modified, rejected Statutes and not as or revoked concurrent legislature. resolutions of the applied various rules application to determine the future
of the law in a declared decision of this nature were discussed Vaughn Murray, and considered
P.2d 262 We think the rule retroactive effect which will officials, lawyers, litigants, governmental best serve the govern- agencies mental and the courts of this state is as follows: The law declared herein will given retroactive governing effect herein, rights parties pending to other cases when this decision is filed with Appellate the Clerk Courts and all cases, future but limited so new govern law will not rights pai'ties to cases a judgment terminated or verdict opinion befox-e this is filed.
Holmes, J., not participating.
Prager, J., concurring dissenting: respectfully I dissent syllabus ¶ poxtions corresponding opinion fx-om and the which hold that the Kansas should be dismissed from majority opinion correctly this action. The points out that against brought body, action has been aas rather against legislatui'e, than individual members for the legis- exclusively usuxpation lative of a funсtion vested in the execu- department. my judgment, attorney general tive a *18 bring protect action to the Constitu- this
proper party plaintiff to legislature. the from unconstitutional of Kansas tion controversy case between the clearly an actual There is Supreme in the branches. Court and executive legislative jurisdiction may properly assume judicial power of the exercise public significance. important great issue of an and determine judgment opinion with of the I concur the respects, all other court. majority of the part:
Herd,
concurring
part
dissenting in
I concur in
J.,
legal entity which
opinion
the
is a
majority’s
that
the
upon
process;
process
service
the
of
can be served
satisfy
is
of
two houses
sufficient
due
presiding officers
the
the
should be dismissed from this
process; and that
dissent, however,
immunity.
legislative
I
upon
suit based
majority’s opinion.
remainder of
ruling
important case in
law. In
This is an
constitutional
us,
powers
usurping
executive
legislature, which
not before
violating
separation
powers,
this court
in violation of
advisory
against giving
opinions,
prohibition
constitutional
function,
separation
and thus
itself
violation of the
executive
powers.
majority
dangers
opinion
makes much of
While
separation
powers doctrine between the exec-
of the
violation
branches,
judiciary
danger
utive and
legislative powers
usurping
is more destructive.
executive
cited the evils of a violation of the
Montesquieu
Spirit
Laws,
judiciary
Montesquieu,
I
XI,
VI, p.
(1873):
ch.
Book
“[Tjhere
liberty,
judiciary
separated
if the
be not
from
is no
joined
legislative,
liberty
with the
life and
executive. Were
control;
arbitrary
judge
subject
exposed
would be'then
would
might
power,
judge
joined
legislator.
executive
behave with
Were it
to the
oppression.”
violence and
subject
it has also been stated:
On this
wary
constantly
upon
prerogatives
to trench
are
“American courts
any
powers,
government
arrogate
departments
themselves
undue
other
principle
greatly
they
power;
and this
contributed
lest
the balance of
disturb
strength
system government and to the
the American
the success of
2d,
§
pp.
judiciary
829-30.
16 Am.
Law
itself.” See
Constitutional
Jur.
fast
held
to the idea that “the
years
In recent
this court has
*19
powers
an
separation
integral
inherent
doctrine
.
.
.
Van
republican
government
of the
form of
element
Shanahan,
justiciable controversy plaintiff legal where is in as to his doubt 2d, rights Declaratory Judgments p. § . . . .” 22 Am. 836. Jur. declaratory agency an judgment against party A action head regulation threatened enforcement of a modified provide an legislature, legisla- would allowable review of the judiciary. majority argues ture’s action it need not impose adequate remedy rule since action the court in lawsuits, provide case guidance this would avoid numerous important question, and agencies, resolve an deal with mat- appeal eventually. which the “expe- ter would arise on This is justifies the end means” and is the diency” on “the test based law. this rationale all the rule of Under consti- greatest threat process, can be will due abolished if it principles, even tutional questions lawsuits, important provide guidance, resolve avoid appeal eventually. will matter which arise on and resolve a year many upon govern- filed There are actions each individuals, agencies, as vast Wait for well as numbers mental court in to know how to act. Avoidance of this order decisions of this this a sufficient reason for unusual lawsuits not so, If were this cоurt should examine each state statute court. by one, express opinion subject in order to on one important litigation. public The fact avoid future demanding present question resolution does case presented judicial procedure. Most cases to this avoidance of *20 strong public importance; speak issues there are in on many Finally, important presented than that here. fact more majority’s be decided argument that issue should now since eventually appeal thoroughly arise without merit. it will on appeals year, taken Considering the number of each this court argument support ruling improper that in an could never use manner. hand,
Mandamus, remedy much on is a harsher than other declaratory writ, judgment. Mandamus is viewed as a “drastic extraordinary character.” It sometimes referred to “as the an . judicial writ law . . .” It is highest known an “ex- traordinary remedy only which is in cases in which the available powerless procedure are usual forms of to afford relief.” “[cjourts proceed great the writ caution” and it is granting resort, cases, only “rare as a causes granted in last for that are 2d, §§ extraordinary.” 4-5, really pp. See 52 Am. Mandamus Jur. purpose rights 333-34. The of a mandamus action is “to enforce established, already rights rather than establish or declare the every proceeds upon assumption parties. It case complete legal right an applicant immediate and to the “ 2d, 4,§ . . thing p. . . 52 Am. demanded Mandamus Jur. 333. extraordinary It
Quo warranto also of nature. has been upon made the state some described as “a demand individual they corporation right show what exercise fran- or some which, appertaining according the state privilege chise or
69 land, they legally laws cannot exercise and the constitution grant from the state.” 65 Am. except by virtue of Jur. 1, cautiously § 2d, p. 230. It is “administered Quo Warranto principles.” with certain well-defined 65 Am. in accordance Jur. 5, p. § 2d, Warranto 233. Quo Thus, quo with which a mandamus or warranto the carefulness only posed preserved for those action must be actions rights dispute, abrogated by are without has been which the majority weighing in this case. There has not been a careful rights, declaratory judg- which results from a determination brought and heard in the lower ment action courts then appealed. majority’s controversy next is that there is case error no controversy jurisdiction. we have
in this case. Absent a case or
no
constitutionality
with the
Courts do not deal
statute as a
hypothetical
question,
questions
cаn constitutional
nor
be dealt
with as abstractions
or as academic discussions. See United
Raines,
17,
524,
(1960);
U.S.
4 L.Ed.2d
S.Ct.
States v.
519
Windsor,
364,
Employees v.
353 U.S.
Government
L.Ed.2d
(1957);
Coney,
290 U.S.
S.Ct. 838
Hicklin
The
agree is
As
parties
where all
not overstated.
a case such as this
in his discussion of the
pointed
Fatzer
out
Justice
rel.,
State,
Fadely,
dissent
ex
powers in his
(1957):
669,
reason. The law, dismissed from this case. been unconstitutional writ, therefore, the chief executive officer of is directed to *22 state, statutes, governor. The mandamus seq. 60-801 et K.S.A. state mandamus is: proceeding compel court, tribunal, board, “a to corporation some inferior or some person perform specified duty, duty office, to a trust, results from the party direсted, official station of the to operation whom the order is or from
law.” K.S.A. 60-801. governor The in this case has been directed to refrain “from acting of the resolutions, above invalid ... to enforce regulations administrative rules and as adopted agencies executive and as filed with the Revisor of modified, rejected Statutes and as not or revoked concurrent legislature.” resolutions of the quote That injunc- describes tion, not mandamus. This is not an compel order to governor perform specified duty to a required by as Rather, statute. “[t]he writ of mandamus personal seeks to enforce the obligation of the addressed; individual it whom is upon rests the averred and assumed fact that the respondent defendant or has neglected or perform refused personal duty a . . . .” 2d, 52 Am. Jur. 8,§ p. Mandamus 336. The chief executive has not refused to perform duty. In fact governor perform wants to according petitioner’s request to the and this court’s order. It is the legis- lature which thus, has acted improperly; only the legislature may compelled to act under the writ of mandamus. Since the legislature has party, been removed as there is no one left to command and the writ this court improper. therefore Finally, necessary it is point out the error thе reasoning of majority opinion as to the violation legislature of the doctrine powers. of the government branch granted the authority representative to make laws as the people of the state. This is the nature Kansas Constitution. The is the representative people and it power has all pass legisla- prohibited by tion not Theis, the constitution. See Leek v.
Kan.
legislature may delegate not law-making power its to another government. branch of We have held: legislature may delegate “The to make laws but enact a law general upon terms which confers an officer or board administrative duties to apply law, and, accomplish end, enforce and to ascertain the existence *23 fact, which the or board some event condition officer nonexistence or future ascertain; but, prescribe reasonably required the statute must clear stan- duty operate by the statute will do so those vested with the make dards which rel., Fadely; State, 652, Syl. ¶ 7. ex o. 180 Kan. in the intended.” manner Giddings City Pittsburg, 421 P.2d
See also of § C.J.S., Law 141. (1966); Constitutional seq. 77-415 et legislature granted the executive K.S.A. power to make their own rules and the state the agencies of implement interpret lеgislation. rules regulations Those given the law. K.S.A. 1983 were also effect of See regulations 77-415(4). specific guidelines Supp. provided are no There rely in upon agencies the executive can which making. authority granted merely is not their enforce- rule court, authority, as but factfinding allowed our ment and authority. impermissible grant This an of actual branch, is of legislative power to executive exclusive Thus, powers. separation course a violation the doctrine such, any rule-making is itself unconstitutional. As statute are agencies pursuant to this statute rules made executive Thus, granting invalid. statute
modify regulations impermissible rules and was not agency branch, executive since into the encroachment invalid regulations it modified were and void ab rules and majority’s opinion only fails to the full consider initio. The argument, implications but also statute, unconstitutionality rule-making overlooks seq. et giving advisory opinions are Since we now K.S.A. 77-415 gov- appropriate that we the other branches of advise seems problem. ernment of
I, therefore, majority. rule set dissent from the oflaw out principles and majority violates established constitutional advisory pro- opinion continued violation as such invites hibition. join J., concurring dissenting: I in the con-
McFarland, Herd dissenting opinion except curring and Justice therein relative to the constitu- gratuitous comments contained seq. K.S.A. 77-415 et tionality J., joins concurring dissenting opinion
Lockett, Herd. Justice
