STATE of North Dakota ex rel. Wayne G. SANSTEAD, Relator and Petitioner, v. Senator Howard A. FREED, President Pro Tem of the North Dakota Senate, et al., Respondents.
Civ. No. 9308.
Supreme Court of North Dakota.
Feb. 21, 1977.
251 N.W.2d 898
Senator Howard A. Freed, President Pro Tempore, and Senator David E. Nething, Majority Floor Leader, of the North Dakota Senate, for respondents. Also present, Senior Law Student Carl Flagstad.
PAULSON, Judge.
The instant proceeding is a Petition for Original Prerogative Writ under
The Petitioner, Lieutenant Governor Wayne G. Sanstead, instituted the instant proceeding in response to action taken by
Before amendment, Senate Rule 26 read:
26. VOTE BY PRESIDENT
The President shall vote only in case of a tie (See Rule 55). [Senate and House Rules and Committees of the 44th Legislative Assembly of N.D., p. 13-S.R. (1975).]
Senate Rule 26 was amended to read:
26. VOTE BY PRESIDENT
The President shall vote only in case of a tie with respect to a procedural question. The President shall not vote on final disposition of any measure (See Rule 55). [Senate and House Rules and Committees of the 45th Legislative Assembly of N.D., p. 14-S.R. (1977).]
Before amendment, Senate Rule 55 read:
55. FINAL PASSAGE
No bill shall become a law except by a vote of the majority of the members-elect of each House, nor unless on its final passage, the vote be taken by ayes and nays and the names of those voting be entered in the journal; provided, however, that no measure enacted or approved by a vote of the electors shall be repealed or amended by the legislature, except by a two-thirds vote upon roll call of all members elected to each House. Ratification of amendments to the Constitution of the United States shall be by concurrent resolution approved by a majority, upon roll call vote, of the members elected to each House. [Senate and House Rules and Committees, 44th Legislative Assembly of N.D., p. 27-S.R. (1975).]
Senate Rule 55 was amended to read:
55. FINAL PASSAGE
No bill shall become a law except by a vote of the majority of the senators-elect and of the members-elect of the House of Representatives, nor unless on its final passage, the vote taken by ayes and nays and the names of those voting be entered in the journal; provided, however, that no measure enacted or approved by a vote of the electors shall be repealed or amended by the legislature, except by a two-thirds vote upon roll call of all members elected to each House. Ratification of amendments to the Constitution of the United States shall be by concurrent resolution approved by a majority, upon roll call vote, of the members elected to each House. [Senate and House Rules and Committees, 45th Legislative Assembly of N.D., p. 29-S.R. (1977).]
Lieutenant Governor Sanstead contends that the amendments to the Rules of the North Dakota Senate of the 45th Legislative Assembly violate and contravene
Section 77. The powers and duties of the lieutenant governor shall be to serve as president of the Senate, but he shall have no vote unless they be equally divided. . . .
In answering for the Senate, State Senator Howard A. Freed, President Pro Tempore of the North Dakota Senate, and State Senator David E. Nething, Majority Floor Leader of the North Dakota Senate, contend that Senate Rules 26 and 55 of the 45th Legislative Assembly, as amended, are not only constitutional, but are mandated by
Section 65. No bill shall become a law except by a vote of a majority of all the members-elect in each house, nor unless, on its final passage, the vote be taken by yeas and nays, and the names of those voting be entered on the journal.
I. JURISDICTION
Lieutenant Governor Sanstead asks that this Court exercise its original jurisdiction under
This Court has long held that proceedings before this Court must involve an actual controversy of a justiciable character, between parties having adverse interests, and that we may not decide abstract legal questions or render purely advisory opinions.
The question is merely an abstract one, and arises solely because there is a disagreement between two officers as to what rule of law shall apply when an actual transaction does arise. As we view the case, this court is asked to deliver an advisory opinion. This we may not do. The courts of this state are authorized only to determine questions of law as they arise in actual controversies, and may not properly decide abstract legal questions or render purely advisory opinions.
In Langer, supra 284 N.W. at 250, this Court, quoting Judge Cardozo in Self-Insurers Association et al. v. State Industrial Commission (In re Workmen‘s Comp. Fund), 224 N.Y. 13, 16, 119 N.E. 1027, 1028 (1918), stated:
The function of the courts is to determine controversies between litigants. [Citation of authorities.] They do not give advisory opinions. The giving of such opinions is not the exercise of the judicial function. * * * In the United States no such duty attaches to the judicial office in the absence of express provision of the Constitution. * * * In this state the Legislature is without power to charge the courts with the performance of nonjudicial duties.
As was pointed out during the North Dakota Constitutional Debates of 1889, at which Convention a proposed advisory opinion clause for our Constitution was considered and rejected:
. . . we will have in this State an officer designated as the Attorney General, whose peculiar business it will be to advise the State officers and the Legislature when called upon. . . . the Attorney General is the officer to advise the civil officers, and when questions come before the Supreme Court, that court is then untrammeled. Proceedings and Debates of the First Constitutional Convention of North Dakota (1889), pp. 230-231.
Thus, before this Court can find jurisdiction, we must determine that we would be performing more than an advisory function as was carried out by the Attorney General on February 19, 1945, and by the Attorney General on February 18, 1975, in their opinions on this subject.
We find the facts of the instant proceeding do constitute a justiciable controversy. The Lieutenant Governor instituted the present proceedings to challenge the restraint placed by the State Senate of the 45th Legislative Assembly upon his office as President of the Senate. Such controversy needs no further factual development for our analysis. There is a present and existing conflict between the Attorney General‘s opinion of February 18, 1975, that a lieutenant governor may cast the deciding vote on the final passage of a bill in the Senate1 and the present Senate Rules 26 and 55, which were amended during the December 1976 organizational session of the
We find the instant proceeding appropriate for the exercise of this Court‘s original jurisdiction pursuant to
Because
Section 48. Each house shall have the power to determine the rules of proceedings and punish its members or other persons for contempt or disorderly behavior in its presence . . . .
it might be argued that this Court‘s assumption of jurisdiction would produce a potentially embarrassing confrontation between equal and coordinate branches of our state government. We disagree. Rules governing proceedings in the State Senate must not violate or contravene the provisions of the Constitution of the State of North Dakota. It is the responsibility of this Court to act as the ultimate interpreter of the Constitution of the State of North Dakota. The United States Supreme Court, nearly one hundred years ago, in Kilbourn v. Thompson, 103 U.S. 168, 199 (1881), quoted with approval from the case of Burnham v. Morrissey, 14 Gray 226 (1859):
Especially is it competent and proper for this court to consider whether its proceedings are in conformity with the Constitution and laws, because, living under a written constitution, no branch or department of the government is supreme; and it is the province and duty of the judicial department to determine in cases
Our consideration of State Senate Rules 26 and 55 requires only that the Constitution of the State of North Dakota be interpreted, in the instant case. This determination falls squarely within the traditional role accorded this Court. Even a question of whether a matter has, in any manner, been committed by the Constitution to another branch of government, or whether the action of that branch exceeds whatever authority has been committed to it, is itself a delicate exercise in constitutional interpretation and is a responsibility of this Court as ultimate interpreter of the Constitution of the State of North Dakota. Verry v. Trenbeath, 148 N.W.2d 567, 570 (N.D.1967); see Powell v. McCormack, 395 U.S. 486, 514-521 (1969).
II. CONSTITUTIONAL INTERPRETATION
The ultimate question for our decision herein is whether Senate Rule 26 of the State Senate of the 45th Legislative Assembly which allows the Lieutenant Governor to cast a tie-breaking vote in the State Senate only in cases of a tie vote with respect to a procedural question—and prohibits his tie-breaking vote on the final disposition of any measure—is constitutional. The answer to that question depends on whether
Our examination of the constitutional provisions of other jurisdictions is of little help. We find that there are currently twenty-two States with some degree of conflict between their constitutional provisions giving a lieutenant governor a tie-breaking vote as the presiding officer of the senate, and their provisions requiring that a specific majority of the members-elect of the senate be necessary for the passage of a bill, constitutional amendment, joint resolution, or a monetary appropriation. Of such States, nine States employ language very similar to
This Court has long recognized that in the construction of constitutional provisions, it should undertake to ascribe to the words used the meaning which the people understood them to have when the constitutional provision was adopted. This was expressed in State ex rel. Linde v. Robinson et al., 35 N.D. 417, 421-422, 160 N.W. 514, 516-517 (1916), wherein this Court undertook to interpret the meaning of the constitutional provisions which provided for the commencement of the term of office of judges elected to the State Supreme Court. In deciding that question, this Court quoted from a recognized text on constitutional interpretation which emphasized reliance on contemporaneous and practical constitutional constructions that have been acquiesced in for a considerable period of time.
Before taking up a discussion of the several sections of the Constitution, it may be appropriate to refer to certain canons of construction which are so thoroughly settled as a part of the law of the land that their simple statement will be sufficient to show the elementary character they possess. The object of construction, as applied to a written Constitution, is to give effect to the intent of the people in adopting it. . . . And finally, as an elementary rule of construction, we note that which is drawn from contemporaneous and practical constructions, and where there has been a practical construction which has been acquiesced in for a considerable period, considerations in favor of adhering to this construction sometimes present themselves to the courts with a plausibility and force which it is not easy to resist. [The above quotations in our Court‘s opinion are taken from Cooley‘s Constitutional Limitations (7th Ed.) c. 4, beginning at page 70 and ending at page 123 thereof.]
On several occasions this Court has relied on contemporaneous interpretations of ambiguous provisions of our Constitution. State ex rel. Rausch v. Amerada Petroleum Corp., 78 N.D. 247, 49 N.W.2d 14, 21 (1951); State ex rel. Linde v. Hall, 35 N.D. 34, 159 N.W. 281, 285-286 (1916); State ex rel. Linde v. Packard, 35 N.D. 298, 160 N.W. 150 (1916); O‘Laughlin v. Carlson, 30 N.D. 213, 152 N.W. 675, 677 (1915); Barry v. Truax, 13 N.D. 139, 99 N.W. 769, 771 (1904). We find the constitutional provisions at issue in the present proceeding to be best interpreted with the application of contemporaneous interpretation. Neither contemporaneous nor long-continued legislative practice should be disregarded in determining the functions of the Lieutenant Governor as President of the Senate where there has been long acquiescence by the people in such construction. State ex rel. Linde v. Hall, supra; 16 C.J.S. Constitutional Law § 34, pp. 112-114.
The history of
Because we find no interpretive guide on this subject in the written record of the Debates of the First Constitutional Convention (1889), we will examine the history of the legislative application of
Our examination of the Senate Rules reveals that, prior to 1945, no Senate Rule existed relating to the tie-breaking power of the Lieutenant Governor which corresponded to present Senate Rule 26. Apparently, in 1945, when a tie vote did occur on the final consideration of a bill in the Senate, the then Attorney General was asked for his opinion on whether the Lieutenant Governor was authorized under the existing Senate Rules to cast a tie-breaking vote. The Attorney General answered such inquiry in the negative, basing his February 19, 1945, opinion on rules of constitutional construction—to the effect that the requirement of
Subsequent to the issuance of the February 19, 1945 opinion by the Attorney General, the State Senate, in 1947, amended its Rules to include Senate Rule 26, which read:
The President shall vote only in case of a tie.
Senate Rule 26 remained unchanged until 1961, at which time the parenthetical reference (See Rule 55.) was incorporated therein. Senate Rule 26 was not changed again until the State Senate of the 45th Legislative Assembly amended such Rule to its current form:
26. VOTE BY PRESIDENT
The President shall vote only in case of a tie with respect to a procedural question. The President shall not vote on final disposition of any measure (See Rule 55).
We note that Senate Rule 55, in pertinent part, has remained unaltered since Statehood until its amendment by the current State Senate during the 45th Legislative Assembly.
Our examination of the historical application of
In conformity with the Attorney General‘s opinion of February 19, 1945, no Lieutenant Governor attempted to cast a tie-breaking vote on the final consideration of a bill until after such opinion was reversed by the Attorney General‘s opinion of February 18, 1975. As one newspaper reported, following the defeat by a tie vote of an educational television funding bill:
Sanstead, a teacher who had testified in favor of the measure, said that precedent had kept the Senate‘s presiding officer from voting in such cases. Bismarck Tribune, February 13, 1975.
Since the issuance of the Attorney General‘s opinion of February 18, 1975, Lieutenant Governor Sanstead has attempted to cast a tie-breaking vote on every tie vote in the State Senate during the 1977 Session of the Legislature, whether such tie vote occurred on the final consideration of a bill or not—thus leading to the present controversy as a result of the State Senate having changed its Senate Rule 26 so as to prohibit the Lieutenant Governor from voting to break a tie except on procedural matters.
Based on the foregoing, it is this Court‘s opinion that this State established a long-standing practice not to allow the Lieutenant Governor, as President of the Senate, to cast a tie-breaking vote on the final consideration of a bill. We further note that such practice has gone unchallenged, even after the issuance of the Attorney General‘s opinion of February 19, 1945, until such opinion was reversed by the Attorney General‘s opinion of February 18, 1975. We choose not to reverse such a long-standing practice merely because two out of four other jurisdictions, with different historical legislative developments, adopted a contrary ruling for their jurisdictions.
With this historical background we now consider the two constitutional provisions involved here, namely
The original provision of
The legislative power shall be vested in a senate and house of representatives.
(This section has since been amended by adding a number of provisions, including that the people have reserved to themselves the power of the initiative and referendum.) The original provision did not imply that the Lieutenant Governor was a member of the State Senate.
In determining what constitutes the Senate, we go to
The senate shall be composed of not less than thirty nor more than fifty members.
(This section has been amended and, as amended, has been declared unconstitutional.) No mention is made of the Lieutenant Governor.
In reviewing and by comparing these provisions and analyzing them, it can be readily seen that the Lieutenant Governor is not, and was never intended to be, a member of the Senate, but was considered a member of the executive branch of government who was assigned the duty of presiding over the Senate.
There is no language in the North Dakota Constitution which suggests that any other member of the executive branch of government, except the Governor, has any substantive authority over bills—as to whether or not they should become law. In
In construing constitutional provisions, we must make every effort to take into account the entire Constitution. State ex rel. City of Minot v. Gronna, 79 N.D. 673, 59 N.W.2d 514 (1953). Generally, principles of construction applicable to statutes are also applicable to constitutional provisions. Northwestern Bell Telephone Co. v. Wentz, 103 N.W.2d 245 (N.D.1960); 16 C.J.S. Constitutional Law § 15; State ex rel. Walker v. Link, 232 N.W.2d 823 (N.D.1976).
In construing and interpreting the Constitution we must give effect and meaning to every provision and reconcile, if possible, apparently inconsistent provisions. State v. Sherman, 63 N.D. 9, 245 N.W. 877 (1932).
This principle has been restated in 16 C.J.S. Constitutional Law § 23, pages 91-96:
In ascertaining both the intent and general purpose, as well as the meaning, of a constitution or a part thereof, it should be construed as a whole. As far as possible, each provision should be construed so as to harmonize with all the others, with a view to giving effect to each and every provision in so far as it shall be consistent with a construction of the instrument as a whole.
All constitutional provisions have equal dignity. The presumption and legal intendment is that each and every clause in a written constitution has been inserted for some useful purpose, and courts should avoid a construction which would render any portion of the constitution meaningless. Different sections, amendments, or provisions relating to the same subject, or of the same matter so that they can be said to be in pari materia, are to be construed together and read in the light of each other.
See also, 16 Am.Jur.2d Constitutional Law §§ 66 and 67, pages 242, 243.
On this topic, 16 Am.Jur.2d Constitutional Law § 60, pages 232-233, states:
Constitutions do not change with the varying tides of public opinion and desire. The will of the people therein recorded is the same inflexible law until changed by their own deliberative action. Thus, a cardinal rule in dealing with constitutions is that they should receive a consistent and uniform interpretation, so that they shall not be taken to mean one thing at one time and another thing at another time, even though the circumstances may have so changed as to make a different rule seem desirable. In accordance with this principle, a court should not allow the facts of the particular case to influence its decision on a question of constitutional law, nor should a statute be construed as constitutional in some cases and unconstitutional in others involving like circumstances and conditions. Moreover, the courts should never allow a change in public sentiment to influence them in giving a construction to a written constitution not warranted by the intention of its founders.
In addition to the foregoing, we have also compared our constitutional provisions relating to the Lieutenant Governor and the Senate with those of the United States Constitution relating to the Vice President and the Senate, and find that the United States Constitution,
We therefore may not rely upon the practices prevailing in the United States Senate and any argument that the Vice President is permitted to vote on all ties in the United States Senate is not persuasive as applying
We have also analyzed the argument that a necessity exists to break a tie. Such an argument is not persuasive because a tie-breaking vote could be either a yes or no vote, and if the tie is not broken it would be the equivalent of a no vote because the bill would fail because of the lack of a majority.
In applying the foregoing principles of law, and by harmonizing
Having thus determined our State‘s historical resolution of the apparent conflict between
The word means a draft of an act of the legislature before it becomes a law; a proposed or projected law. A draft of an act presented to the legislature, but not enacted. . . .
Further, we note that pertinent cases cited in Words and Phrases, Vol 5, Bill, pp. 630-634 (1968), base their determination of whether a measure is a bill upon whether, when passed by both Houses of the Legislature and signed by the Governor, it has the full force of law.
As joint or concurrent resolutions neither proposing amendments to the State Constitution nor proposing or ratifying amendments to the Federal Constitution do not have the full force of law—they cannot be considered bills within the language of
Resolutions proposing amendments to the State Constitution are subject to the provision of
Any amendment or amendments to the constitution of the state may be proposed in either house of the legislature, and if the same shall be agreed to upon roll call by a majority of the members elected to each house, it shall be submitted to the electors and if a majority of the votes cast thereon are affirmative, such amendment shall be a part of this constitution. [Emphasis added.]
As the language of
Resolutions proposing amendments or ratifying amendments to the United States Constitution are subject to
The Congress, whenever two thirds of both Houses shall deem it necessary, shall propose Amendments to this Constitution,
or, on the Application of the Legislatures of two thirds of the several States, shall call a Convention for proposing Amendments, which, in either Case, shall be valid to all Intents and Purposes, as Part of this Constitution, when ratified by the Legislatures of three fourths of the several States . . . . [Emphasis added.]
Also, consistent with what we have said herein, we hold that the Lieutenant Governor, not being a member of the State Senate, may not vote on the final disposition of such resolutions.
For the reasons stated herein, we hold that Senate Rule 26 of the 45th Legislative Assembly, as Senate Rule 26 applies to the final disposition of a bill is constitutional. Senate Rule 26 is also constitutional as to votes on final disposition of resolutions proposing amendments to the State Constitution and to votes on final disposition of resolutions proposing or ratifying amendments to the United States Constitution. Senate Rule 26 is not constitutional as to other resolutions.
The writ is denied insofar as we have found the rule constitutional, and granted to the extent that we have found it unconstitutional.
ERICKSTAD, C. J., and SAND, J., concur.
VOGEL, Justice, dissenting in part and concurring in part.
I dissent, for reasons which a mere reading of the majority opinion should make evident. Part I of that opinion says correctly, in my view, that it is our duty to decide the question involved in this case (especially since the tie-votes anticipated at the time of submission have since occurred). But Part II abdicates our responsibility and tells the Legislature it can keep on doing what it has been doing because it has been doing it. To let a shifting legislative majority decide constitutional issues is nothing but an abdication of this Court‘s duty to decide those issues.
Furthermore, it is not even logical to say that the Legislature has had a consistent practice through the years. If the Lieutenant Governor has declined to break ties nine times out of ten in the last 88 years, that fact does not necessarily mean what the majority here thinks it does. If the Lieutenant Governor is faced with a tie-vote, he has three choices, not two. He may vote aye, in which case the bill passes. He may vote nay, in which case it is lost. Or he may pass his vote, in which case, again, it is lost. Thus, if he wants the bill to lose, he may either vote nay or pass his vote. Either way, the result will be the same. To say that passing his vote is a recognition that he has no power to vote is simply not correct. It may mean simply that he wanted the bill to die, and chose one of the two available alternative methods to kill it.
I will return to the majority opinion under Point X, below. First, I will discuss (as the majority refuses to do) the interpretation of the constitutional provisions involved in this case.
I
The Vice President of the United States shall be President of the Senate, but shall have no Vote, unless they be equally divided.
The pertinent part of
The lieutenant governor shall be president of the senate, but shall have no vote unless they be equally divided. . . .
An amendment to
The powers and duties of the lieutenant governor shall be to serve as president of the Senate, but he shall have no vote unless they be equally divided. . . . [New language italicized.]
The Constitution of the United States was adopted in 1789, and from then until now, the Vice President has broken tie-
The power of the Vice President to break ties was understood when the United States Constitution was adopted. In The Federalist, No. 68, Alexander Hamilton gave as a reason for having an outside person, not a Senator, act as presiding officer:
. . . To secure at all times the possibility of a definite resolution of the body [the Senate], it is necessary that the president should have only a casting vote.1
II
The use by the North Dakota Constitutional Convention of the language of the United States Constitution was intentional, not inadvertent. The first draft of the North Dakota Constitution provided that the Lieutenant Governor would have a casting vote, which has the same meaning as the language ultimately adopted. See fn. 1, supra; Journal, Constitutional Convention, p. 90. Nevertheless, the Committee on Revision and Adjustment of the convention recommended striking the words only a casting vote and adding but shall have no vote unless they be equally divided. Journal, p. 228. This change was adopted by the entire membership of the convention. Journal, p. 281.
III
Coming now to the supposed conflict between
IV
If there is a conflict between
V
An additional reason for holding that
VI
The conflict between
This construction is supported by language elsewhere in the Constitution, indicating that the Lieutenant Governor is a member of the Senate for some purposes.
All impeachments shall be tried by the senate. . . . No person shall be convicted without the concurrence of two-thirds of the members elected. . . .
On trial for impeachment against the governor, the lieutenant governor shall not act as a member of the court. [Emphasis supplied.]
Thus the Lieutenant Governor is a member of the Senate, acting as court of impeachment, and I believe he is a member-elect of the Senate for the purpose of breaking ties.
VII
Coming now to the case law from other States, I submit that it favors the interpretation that the presiding officer may break all ties. There are four decisions from other States, two each way. Opinion of Justices, 225 A.2d 481 (Del.1966); State ex rel. Easbey v. Highway Patrol Board, 140 Mont. 383, 372 P.2d 930 (1962); Coleman v. Miller, 146 Kan. 390, 71 P.2d 518 (1937); Kelley v. Secretary of State, 149 Mich. 343, 112 N.W. 978 (1907). The two older cases hold that the Lieutenant Governor may not break ties, while the two more recent cases hold that he may.
More important, the two later cases, Delaware and Montana, discuss the issues judiciously and completely, while the two older cases, Kansas and Michigan, do not. The Montana case points out that the Michigan case was decided without any citation of authority and after little consideration. The opinion was issued the second day after submission. 112 N.W., at 978.
The Kansas decision is really dictum, so far as our question is concerned. It was decided primarily on the point that ratification of a constitutional amendment is a Federal function, not the passage of a bill or joint resolution, and therefore there was no question as to the Lieutenant Governor‘s right to vote. The rest of the opinion is unnecessary dictum.
Furthermore, the Montana and Delaware courts gave consideration to the older cases
We have considered Kelley v. Secretary of State, 149 Mich. 343, 112 N.W. 978 (1907) and Coleman v. Miller, 146 Kan. 390, 71 P.2d 518 (1937). We find those cases unpersuasive.
The Montana court said that the Michigan opinion was arrived at by strained and unwarranted construction. 372 P.2d 930, at 944. I agree.
VIII
The Attorney General of North Dakota also finds the older cases unpersuasive. On February 18, 1975, he gave an opinion to the Lieutenant Governor, reversing a previous opinion, and concluding with these three paragraphs:
Although we are reluctant to withdraw a previous opinion of this office, in our opinion appellate court holdings since the 1945 opinion are persuasive and require, under these specific circumstances, a contrary opinion. Two such cases are illustrative of court interpretation of this difficult issue since the February 19, 1945 opinion. They are State ex rel. Easbey v. The Highway Patrol Board, 140 Mont. 383, 372 P.2d 930 (1962), and Opinion of the Justices (Supreme Court of Delaware), 225 A.2d 481 (1966).
Both of these cases considered the precise issue at hand under constitutional language substantially the same if not precisely the same as contained in the North Dakota Constitution. Both decisions were unanimous by the highest appellate courts of Montana and Delaware. Both cases held that the lieutenant governor has the power to vote on bills when the Senate is equally divided.
While there are some cases that indicate a contrary holding, they were decided prior to the two cases cited herein and considered unpersuasive by the Montana and Delaware Courts. We believe the recent decisions by the Montana and Delaware Courts are indicative of the current judicial attitude on the question. Accordingly in direct answer to your question, it is our opinion that the lieutenant governor may cast the deciding vote on the final passage of a bill.
IX
The argument made by the respondents that the Lieutenant Governor is a member of the executive branch of government, not the legislative branch, is really irrelevant. I mention in passing that nowhere in the North Dakota Constitution is there a statement that the three branches of government are separate or independent. Even aside from that fact, however, and recognizing that for most purposes they are distinct, we still realize that the Constitution provides that many functions are to be performed by representatives of two or more of the three branches of government. There are many areas of overlapping powers of those three branches.2 A few examples will suffice to prove this point:
The Governor has a veto power [
X
I return now to the majority opinion. As I pointed out in the introduction, it abdicates our responsibility. It decides the case almost exclusively on one basis alone: the
Long-continued interpretation is not a rule of construction; it is an aid to interpretation and can be overriden by other more compelling considerations. 2A Sands’ Sutherland Statutory Construction, Sec. 49.07, p. 252. For other possible aids to construction or canons of construction, see Karl N. Llewellyn, The Common Law Tradition/Deciding Appeals (Boston, Toronto: Little, Brown and Company, 1960), Appendix C, p. 521, for a list of 45 Canons of Construction which are often contradictory. Included in the list is the canon cited by the majority, and with it the contrary rule that The court is not bound by an administrative construction, citing Burnet v. Chicago Portrait Co., 285 U.S. 1, 16, 52 S.Ct. 275, 281, 76 L.Ed. 587 (1932).
Of course, this Court has used the canon of long-continued interpretation as an aid to construction in the past. The majority opinion cites several such cases. But a reading of them shows that the canon was used as an aid, along with other analyses, in arriving at a decision. The present case is the first, so far as I can tell, to rely almost entirely upon the canon in reaching a decision. It is also the first time that the Legislature‘s (or the Lieutenant Governor‘s) acts interpreting the extent of the Senate‘s powers has been held solely determinative of those powers.
This Court has also refused to follow the same canon in other cases. If long-continued interpretation were as sacrosanct as the majority opinion makes it, we would have had to decide differently such cases as Kuhn v. Beede, 249 N.W.2d 230 (N.D.1976), where the previous judicial construction was that absent voters ballots not initialed and stamped would be counted [see my dissent]; and Kitto v. Minot Park District, 224 N.W.2d 795 (N.D.1974), where previous judicial and legislative interpretation was that governmental subdivisions were immune from tort liability. The list could be extended indefinitely.
The very paragraph quoted by the majority from 16 C.J.S. Constitutional Law § 34, gives as a reason for the consideration given to continued interpretation:
The injustice that would inevitably result by the disturbing of such constructions after a long period of acquiescence therein, during which many rights will necessarily have been acquired, is a very strong argument against it. 16 C.J.S. p. 113.
There has been no suggestion that any rights have been acquired by the nonvoting of the Lieutenant Governor.
The same paragraph also says that such construction is not controlling [pp. 113-114]; that plain, direct, and unambiguous provisions of a constitution cannot be modified or amended by practice or custom, no matter how long continued; and that the weight of the interpretation depends in part on the number of instances in the execution of the law in which opportunity for objection in the courts or elsewhere is afforded. Nine times in 88 years is not many.
Furthermore, as the majority opinion shows, the first time the Senate ever had a rule forbidding the Lieutenant Governor to vote on all but procedural matters was during the current (45th) Legislative Assembly. Thus the present challenge by Lieutenant Governor Sanstead was the first possible challenge to a Senate rule on constitutional grounds. Contemporaneous construction of former ambiguous rules has no bearing on the constitutionality of a subsequent rule, mandatory in terms.
What all of this means, of course, is that we have a duty to consider all the aids to construction, including the history of the constitutional provision, the help we can get from other courts which have been faced with the same question, the opinion of the Attorney General (by which the Legislature should have been bound while this appeal was pending, but which it ignored), and every other aid to an intelligent and reason-
The Formal Style is characterized, says Llewellyn, by opinions which run in deductive form with an air or expression of single-line inevitability. ‘Principle’ is a generalization producing order which can and should be used to prune away those ‘anomalous’ cases or rules which do not fit, such cases or rules having no function except, in places where the supposed ‘principle’ does not work well, to accomplish sense—but sense is no concern of a formal-style court. The Common Law Tradition, supra, p. 38.
The result of this approach is what Llewellyn, paraphrasing Pound and Parke, describes as one in which by the employment of pure legal reasoning one arrived inescapably at a conclusion which no layman could possibly have foreseen. The Common Law Tradition, supra, n. 31, p. 39.
The majority opinion in the present case starts with the principle that continued interpretation by a legislature is controlling, and from that faulty premise inexorably arrives at the conclusion which no laymen (and few lawyers) could possibly have foreseen: that a Lieutenant Governor cannot break ties, even though he is also president of the Senate.
Finally, on the question of what weight, if any, should be given to the canon of contemporaneous construction, I mention the fact that none of the four other Supreme Courts which have been faced with the same question [see VII, above] considered the canon of construction important enough to mention, and certainly did not rely on it. Neither should this Court.
CONCLUSION
If there is a conflict between
For all of the reasons I have given in this dissenting opinion, I believe the majority is in error and that the Lieutenant Governor has now, and always has had since the Constitution was adopted in 1889, the power to break all ties, whether substantive or procedural, in the Senate of North Dakota.
PEDERSON, Justice (dissenting).
This Court can give the Senate neither a binding nor advisory opinion.
In State v. Blaisdell, 22 N.D. 86, 132 N.W. 769 (1911), syllabus 1, this Court said:
The people, through the Constitution of this state, have created three departments of government, each supreme in its own sphere.
Later, in City of Carrington v. Foster County, 166 N.W.2d 377, 382 (N.D.1969), the Court explained that * * * there is an implied exclusion of each branch from the exercise of the functions of the others. That ought to settle the question of whether the Senate would have to change its rules just because the Supreme Court said so—obviously our opinion would not be binding. The majority opinion correctly concludes that the record of the First Constitutional Convention discloses that a proposal that the Supreme Court render advisory opinions was specifically rejected.
In State ex rel. Olson v. Thompson, 248 N.W.2d 347 (N.D.1976), we prevented a district judge from interfering in a legislative function. It is true that the majority did not decide to do that because of the doctrine of separation of powers. That is why I couldn‘t concur in anything but the results in that case.
Kuhn v. Beede, 249 N.W.2d 230 (N.D. 1976), involved the same basic dispute as Olson v. Thompson, supra, and resulted in a judicial determination of a question specifically reserved to the Legislature (who shall be seated) even though there were three objecting justices. Only two of the objections related to jurisdiction.
It is not uncommon to find yourself on the minority side when you believe that the judiciary cannot and should not attempt to settle every dispute that arises. See, for example, the following dissents: Justice Murphy in State ex rel. Palmer v. Perpich, 289 Minn. 149, 182 N.W.2d 182 (1971), a case which happened to also involve voting rights of the lieutenant governor; Justice Stewart in Powell v. McCormack, 395 U.S. 486, 559 (1969); and Justice Sand in Kuhn v. Beede, supra.
Has the U.S. become a nation run by its courts rather than its legislators? Many experts think so, and the result is a legal quagmire. Newsweek, January 10, 1977.
In the past the courts made special effort to decline jurisdiction in the area of legislative deliberations. Kerr v. Trego, 47 Penn. St. Rep. 292 (Wright 11) (Philadelphia 1864), involved a dispute between two groups, each of which organized a Common Council of the City of Philadelphia. The Supreme Court of Pennsylvania granted a preliminary injunction because of the immense importance of the case which required the speedy determination of a very unpleasant difficulty in order to prevent a great detriment of the public interest.
That opinion, written by Chief Justice Lowrie, pointed out that not all wrongs can be redressed by the courts and that * * * all bodies, except the supreme legislature, are under law * * *.
The courts can never apply it [the test of laws, custom and usage] to division in the supreme legislature, because that body is subject to no judicial authority, and cannot be. Kerr v. Trego, supra.
Justice Nelson, concurring specially in State v. Essling, 268 Minn. 151, 128 N.W.2d 307, 319 (1964), while discussing parliamentary rules, said: They may be waived or disregarded by the legislative body, and courts have no concern with their observance.
A rule of parliamentary law is a rule created and adopted by the legislative or deliberative body it is intended to govern. It is different from a provision of the constitution, which the people have set up as defining and limiting the powers and duties of the legislature. 67 C.J.S. Parliamentary Law, § 1.
* * * the fact that it [the Legislature] violates one of the rules so adopted may not invalidate a measure passed in compliance with statute. 67 C.J.S. Parliamentary Law, § 3(b).
The courts will not disturb the ruling on a parliamentary question made by a deliberative body having all the necessary authority to make rules for its governance and acting within the scope of its powers. 67 C.J.S. Parliamentary Law, § 6.
The question here is whether more than a dispute over parliamentary matters has been raised. As matters stood at four o‘clock in the afternoon of January 28, 1977, when this case was presented to us, there was no question of great public interest pending other than a great curiosity over which party would win the political dispute. The sovereignty of the State was not threatened nor were the franchises, prerogatives, or liberties of the people of North Dakota threatened. These are the rules for determining jurisdiction. See State ex rel. Steel v. Fabrick, 17 N.D. 532, 117 N.W. 860 (1908), and The Prerogative Jurisdiction of the Supreme Court by former Chief Justice Thomas J. Burke, 32 N.D. Law Review 199.
We are apparently asked to determine that the public has such a vested interest in every bill that is introduced by the legislators which would warrant examination by this Court into matters such as how and why any bill may fail to become law, if that is its fate. The lieutenant governor does not assure us that he will vote aye on all tie votes. On those bills that become law by virtue of his tie-breaking vote, if there be any, we can test their validity when a proper case is brought in the courts.
The majority opinion gives great emphasis to events which have occurred subsequent to the presentation of this case to us. Additionally, at the eleventh hour, the attorney general urges that we be sure to take note of the turn of events, which raises great concern in his office. Because he has issued an advisory opinion which the Senate refuses to abide by, he wants the Court to issue an advisory opinion (which, in my opinion, the Senate can also ignore).
I do not intend to create an impression that under no circumstances should the Court intervene in the internal affairs of the legislative assembly or of the executive branch. It would, however, require a concern of momentous proportion. The federal courts’ experience with the Nixon Tape cases (D.C., 360 F.Supp. 1; 159 U.S.App. D.C. 58, 487 F.2d 700; 418 U.S. 683, 94 S.Ct. 3090, 41 L.Ed.2d 1039), illustrates the power of the court when the threat to government is great. In the absence of that kind of threat, the Court should exercise utmost deference. See U. S. v. Burr, 25 Fed.Cas. No. 14,694, p. 187.
The writ in this case should properly be denied, but without the advisory opinion.
Because the majority opinion, without saying so, apparently concludes that there is no jurisdictional question worthy of note, I am compelled to comment on the reasoning on the merits. The reliance upon contemporaneous and practical construction, almost to the exclusion of all other rules of interpretation, is faulty.
In Kuhn v. Beede, supra, the majority applied the rule that mandatory language takes precedence over directory language. We have often said that we would give deference to attorney general‘s opinions which are based upon sound reasoning.
If the question presented is of such significance as to warrant the exercise of this Court‘s prerogative jurisdiction, then the question should be examined from every possible approach. The parties rushed the question to us without comprehensive research and analysis. They were pressured, as is this Court, to act quickly, before something catastrophic occurs. Apparently the worst that could happen has now happened—the Lieutenant Governor has violated Senate Rule 26. The Senators sought the advice (again) of the attorney general. This would appear to be their proper course of action. If this case were merely dismissed, the attorney general could prescribe a course to be followed. If it is an emergency situation, the attorney general is as qualified to give an off-the-cuff advisory opinion as is the Court. If a considered, long-range solution is necessary, Senator Holmberg‘s proposal that the voters be allowed to decide upon a constitutional amendment is the proper course.
