STATE ex rel Ellen ROSENBLUM, Attorney General of Oregon, Petitioner, v. ERIC NISLEY, Respondent.
(SC S067690)
Supreme Court of Oregon
September 24, 2020
367 Or 78 | 473 P3d 46
Submitted on the briefs July 10, 2020
The state, on behalf of the Attorney General, filed a petition for writ of quo warranto, asking this court to determine whether the office of Wasco County District Attorney became vacant when respondent, the office holder, was temporarily suspended from the practice of law for an ethics violation. Held: The brief interruption in respondent‘s ability to practice law did not cause him to “cease[] to possess” a qualification for the office of Wasco County District Attorney within the meaning of that phrase in the vacancy statute,
Judgment to issue that respondent currently holds the office of Wasco County District Attorney.
En Banc
On petition for writ of quo warranto.
Paul L. Smith, Assistant Attorney General, Salem, submitted the brief for the petitioner. Also on the brief were Ellen F. Rosenblum, Attorney General, and Benjamin Gutman, Solicitor General.
Sharon A. Rudnick, Harrang Long Gary Rudnick PC, Eugene, submitted the brief for respondent. Also on the brief were William F. Gary, Eugene, and Susan D. Marmaduke, Portland.
FLYNN, J.
Judgment to issue that respondent currently holds the office of Wasco County District Attorney.
FLYNN,
This court has agreed to exercise its original jurisdiction in the nature of quo warranto to determine whether respondent, the lawyer who was elected to the office of Wasco County District Attorney in 2016, remains the lawful holder of that office. The dispute turns on whether a 60-day suspension from the practice of law caused respondent to “cease[] to possess” a qualification for holding office—thus creating a vacancy in the public office—as contemplated by
I. FACTS AND PROCEDURAL BACKGROUND
The following facts are undisputed. Respondent was elected to the office of Wasco County District Attorney and began serving a four-year term in January 2017. After respondent‘s election, the Oregon State Bar charged him with several violations of the Oregon Rules of Professional Conduct. This court ultimately reviewed the case against respondent, concluded that he had committed some of the charged violations, and imposed the sanction of a 60-day suspension from the practice of law—a suspension of respondent‘s active membership in the Oregon State Bar—commencing in February 2020. In re Nisley, 365 Or 793, 818, 453 P3d 529 (2019).
Following that decision, the Attorney General‘s office advised the Governor that respondent‘s impending suspension would render the office of the Wasco County District Attorney vacant within the meaning of
Meanwhile, respondent‘s lawyer sent a letter urging the Attorney General to permit respondent to continue serving as District Attorney during the period of his suspension, but to limit him to handling only administrative matters until the suspension ended. Respondent pointed out that he was not the first district attorney to be suspended while in office and that, in earlier cases, no vacancy in the office of district attorney had been declared and the office holders simply had resumed all district attorney duties at the end of the suspension period. The Attorney General rejected respondent‘s proposal and advised him that the Attorney General‘s office would discharge the duties of the Wasco County District Attorney beginning on the date of his suspension, as directed by the Governor.
When respondent‘s suspension expired, he secured reinstatement to active membership in the Oregon State Bar on April 15, 2020, and he claims the right to complete his term as Wasco County District Attorney. The Attorney General, however, insists that respondent is no longer the lawful Wasco County District Attorney because the office became vacant—and will remain vacant until respondent‘s successor is appointed or elected.
In an attempt to resolve that dispute, the state filed a petition for a writ of quo warranto on behalf of the Attorney General, in which it asked this court to determine that respondent is not the lawful holder of the office of Wasco County District Attorney, because the office became vacant upon his suspension. Respondent agrees that this court should exercise its jurisdiction to resolve the dispute, but he disagrees with the Attorney General‘s conclusion that he is no longer the lawful office holder.
II. ANALYSIS
A. The Nature of this Court‘s Jurisdiction
We begin by briefly describing the unusual nature of the proceedings in this court. The Oregon Constitution grants this court original jurisdiction over quo warranto proceedings.
B. Whether the Office of Wasco County District Attorney is Vacant
As is evident from the Attorney General‘s position, the dispute at the heart of this case revolves around whether respondent, although now reinstated to the active practice of law, is disqualified from serving the remainder of his term of office. Both parties agree that the answer to that question turns on whether the office became “vacant“—within the meaning of
“(1) An office shall become vacant before the expiration of the term if:
“*****
“(g) The incumbent ceases to possess any other qualification required for election or appointment to such office.”
According to the Attorney General, active membership in the Oregon State Bar is a qualification for serving as a district attorney and, when respondent was suspended from practicing law, he “cease[d] to possess” a “qualification required for election or appointment” to the office of district attorney. Thus, the Attorney General contends, respondent‘s suspension triggered a vacancy by operation of law that the Governor is required to fill by appointment until the next election. See Fehl v. Jackson County, 177 Or 200, 211, 161 P2d 782 (1945) (construing the statutory predecessor to
Respondent offers alternative reasons for concluding that the office of Wasco County District Attorney did not become vacant and that he, therefore, remains the lawful office holder. First, respondent contends that an active bar membership is not a qualification for continuing to serve as an elected district attorney. Alternatively, he contends that he did not “cease to possess” that qualification within the meaning of the vacancy statute when he was briefly suspended from practicing law. As explained below, we reject respondent‘s contention that maintaining an active bar membership is not a qualification for serving as district attorney, but we agree with respondent that he did not “cease[] to possess” that qualification under the circumstances of this case.
1. The requirement of active membership in the Oregon State Bar
Both parties point to
“A person elected district attorney must, at the time of election, have been admitted to practice in the Supreme Court of Oregon. District attorneys shall possess the qualifications, have the powers, perform the duties and be subject to the restrictions provided by the Constitution for prosecuting attorneys, and by the laws of this state.”
The Attorney General understands the first sentence of
Respondent counters that the grammatical construction of the sentence refers to a circumstance—admission to practice—that must have occurred in the past and does not require district attorneys to maintain an active bar membership once elected to office. Thus, according to respondent, he meets that qualification because he “had been admitted” to the Oregon State Bar “at the time of election” in 2016 and did not lose that qualification when he was briefly suspended.
While respondent may be correct that the first sentence of
District attorneys in Oregon are state officers. State v. Clark, 291 Or 231, 245, 630 P2d 810, cert den, 454 US 1084 (1981). Those state officers previously were known as “prosecuting attorneys,” who were “elected by districts.” Their status was initially enshrined in the Oregon Constitution, which until 1910 provided—as
all actions, suits, or proceedings in any county in his district to which the state or such county may be a party“). A common thread running through all of those duties is that they require the district attorney to practice law in Oregon. And since 1935, the qualification that a person must possess to practice law in Oregon has been active membership in the Oregon State Bar.
membership in the Oregon State Bar is required for the practice of law in this state “as a general matter.” He nevertheless posits that the legislature may have intended to exempt district attorneys from that requirement as a “policy choice.” According to respondent, “[t]he legislature might just as well have intended that a district attorney is authorized to appear in court without being an active member of the Oregon State Bar because he or she is the district attorney.”
But statutory construction requires more than speculation, and the only support that respondent offers for his supposition is an inference from legislative inaction. Respondent contrasts the legislature‘s failure to expressly specify that district attorneys must maintain an active bar membership with later-enacted statutes in which the legislature has expressly specified that continuing bar membership is a requirement for holding certain offices of a judicial nature. See
Respondent‘s negative-inference argument is unpersuasive. First, as we have repeatedly emphasized, “negative inferences” from the legislature‘s failure to amend a statute “are often unhelpful in statutory interpretation,” because “legislative inaction can stem from a variety of causes, which may or may not relate to the legislature‘s intent as to a particular issue.” Lake Oswego Preservation Society v. City of Lake Oswego, 360 Or 115, 129, 379 P3d 462 (2016). Moreover, the lack of an explicit amendment to the requirements for holding a district attorney office is irrelevant. Whether directly through
2. The meaning of “ceases to possess”
We are more persuaded, however, by respondent‘s alternative argument—that his brief suspension from the practice of law did not create a vacancy in the office of Wasco County District Attorney. As set out above,
Resolution of this dispute boils down to what the legislature intended by the phrase “ceases to possess” in
Respondent argues that the legislature‘s intention to give “ceases” its ordinary meaning in
“An office shall become vacant before the expiration of the term if:
“(a) The incumbent dies, resigns or is removed.
“(b) The incumbent ceases to be an inhabitant of the district, county or city for which the incumbent was elected or appointed, or within which the duties of the office of the incumbent are required to be discharged.
“(c) The incumbent is convicted of an infamous crime, or any offense involving the violation of the oath of the incumbent.
“(d) The incumbent refuses or neglects to take the oath of office, or to give or renew the official bond of the incumbent, or to deposit such oath or bond within the time prescribed by law.
“(e) The election or appointment of the incumbent is declared void by a competent tribunal.
“(f) The incumbent is found to be a person with a mental illness by the decision of a competent tribunal.
“(g) The incumbent ceases to possess any other qualification required for election or appointment to such office.
“(h) Appointment of the incumbent is subject to Senate confirmation under section 4, Article III of the Oregon Constitution, and the appointment is not confirmed.”
As respondent points out, the statute consists primarily of a list of specific circumstances that will create a vacancy in public office. In contrast, the reference in paragraph (g) to the office holder ceasing to possess “any other qualification” suggests that paragraph (g) is a catch-all provision, intended to cover situations that are not covered by the other provisions.
Given that structure, respondent urges us to employ the principle of ejusdem generis to
We agree with respondent that the structure of the statute as a whole suggests that the legislature intended the other circumstances listed in
As noted above, the legislature added the catch-all provision of paragraph (g) in 1969. Or Laws 1969, ch 669, § 3. With the exception of paragraphs (g) and (h), the provisions contained in
in 1870. Fehl, 177 Or at 205-06. We explained in Fehl that, “[m]anifestly, the 1870 act was not penal in nature“; rather “[i]ts purpose was the proper administration of the public business.” Id. at 206.9 Some of the paragraphs in
However, the determination when an incumbent “ceases” to reside in the district,
The context provided by other statutes, however, persuades us that the legislature intended the phrase “ceases to possess any other qualification” in
cause a vacancy in public office are events of sufficient significance that the office holder must be replaced. That is the result contemplated by both the constitution and the legislature when there is a vacancy in public office. See
Second, and particular to the question of what circumstances will cause a district attorney to “cease[] to possess” a qualification for office,
The Attorney General, nevertheless, offers one contextual counter-argument that we briefly address. She points to
3. The significance of respondent‘s suspension
Under the circumstances of this case, we conclude that respondent‘s 60-day suspension did not cause the office
of Wasco County District Attorney to become vacant. Our conclusion depends in significant part on the nature of respondent‘s suspension. In disciplinary cases generally, the potential sanction for an attorney who has violated the rules of professional conduct range from a public reprimand to disbarment and include a suspension as short as 30 days or as long as five years. BR 6.1. Some suspended attorneys must submit a formal application, or at
Considering all of the circumstances, we conclude that respondent‘s suspension did not create a vacancy. We emphasize: Respondent‘s change of status with respect to his ability to practice law was transient, because his right to be reinstated to active membership in the Oregon State Bar was assured, and the interruption of his ability to practice law was brief—not only in absolute duration but also in relation to the range of potential disciplinary suspensions.
Moreover, respondent‘s suspension was scheduled from the outset to end many months before the expiration of his term of office. Given the alternative mechanisms that the legislature has provided to accommodate that kind of limited interruption of a district attorney‘s ability to perform the duties of office, we are persuaded that respondent‘s brief and transient inability to practice law was not what the legislature intended to describe with the phrase “ceases to possess” a qualification for holding office, within the meaning of
Judgment to issue that respondent currently holds the office of Wasco County District Attorney.
Notes
“Every office shall become vacant on the occurring of either of the following events before the expiration of the term of such office:
“(1) The death of the incumbent.
“(2) His resignation.
“(3) His removal.
“(4) His ceasing to be an inhabitant of the district, county, city, town or village for which he shall have been elected or appointed, or within which the duties of his office are required to be discharged.
“(5) His conviction of any infamous crime, or of any offense involving a violation of his oath.
“(6) His refusal or neglect to take his oath of office, or to give or renew his official bond, or to deposit such oath or bond within the time prescribed by law.
“(7) The decision of a competent tribunal declaring void his election or appointment.”
“There shall be elected by districts comprised of one, or more counties, a sufficient number of prosecuting Attorneys, who shall be the law officers of the State, and of the counties within their respective districts, and shall perform such duties pertaining to the administration of Law, and general police as the Legislative Assembly may direct.”
Long before Oregon voters removed that constitutional provision, the legislature specified as a matter of statute that there would be an elected “district attorney” for each judicial district. The Codes and General Laws of Oregon, ch VII, title IV, § 2301 (Hill 1887).
“No person shall practice law in this state subsequent to December 31, 1935, unless he shall be an active member of the state bar[.]”
Oregon Code (1930), Supplement of 1935, title XXXII, ch I, § 32-132. The 1937 Legislative Assembly added the prohibition that those without an active bar membership also may not represent themselves as qualified to practice law in Oregon:
“[I]t shall be unlawful for any person to practice law or to represent himself as qualified to practice law after the taking effect of this act, unless he shall be an active member of the Oregon state bar[.]”
Or Laws 1937, ch 343, § 1.
“A person elected district attorney must, at the time of his election have been admitted to practice in the Supreme Court of Oregon. District attorneys shall possess the qualifications, have the powers, perform the duties and be subject to the restrictions provided by the Constitution for prosecuting attorneys, and by the laws of this state.”
The second sentence of
“shall possess the same qualifications, have the same powers, perform the same duties and be subject to the same restrictions as are now provided by the constitution and laws of this State relating to prosecuting and District Attorneys.”
General Laws of Oregon (1913), ch 343, § 4.
