THE STATE OF WASHINGTON, on the Relation of John J. O‘Connell, as Attorney General, Respondent, v. STANLEY DUBUQUE et al., Appellants.
No. 38557
En Banc.
May 5, 1966.
Petition for rehearing denied August 2, 1966.
68 Wn. 2d 553 | 413 P.2d 972
Reported in 413 P.2d 972.
M. L. Borawick and Parker & Borawick, for appellant Hale.
Edward J. Lehan, pro se.
The Attorney General, Harold T. Hartinger and J. Richard Duggan, Assistants, for respondent.
The 39th Session of the Legislature of the State of Washington, in Extraordinary Session, enacted Laws of 1965, Ex. Ses., ch. 127, § 4, increasing the annual salaries of all legislators effective at the beginning of the term of office
May 4, 1965, to initiate a constitutional test of this statute, the House and Senate adopted Senate Concurrent Resolution No. 26, reciting therein a number of declarations of fact which, in paraphrase, include inter alia:
- A substantial number of members of the present legislature have a firm intention of filing for re-election to the legislature in July, 1966, for new terms commencing in January, 1967.
- A majority of members of each house are in doubt whether the salary increase renders the entire membership ineligible for (a) the increased salary, or (b) re-election, or (c) both.
- Unless these issues of eligibility for re-election and the amount of salary for the newly re-elected legislators are definitively adjudicated in advance of the July, 1966, period for filing declarations of candidacy for the September primary election, great confusion and uncertainty, will to the detriment of all the people, frustrate and thwart the orderly process of election.
The resolution concluded by requesting the Attorney General to take such action on behalf of the legislature as he deemed advisable for the purpose of obtaining answers to and resolution of the constitutional issues raised by the foregoing facts and events.
In addition to the legislative declarations of fact set forth in the resolution, the Attorney General alleged further basis for jurisdiction: to determine in what amount the fee for filing declarations of candidacy for nomination to the legislature shall be collected by county auditors and the Secretary of State for the primary elections of September, 1966, and primary elections thereafter.2 Filing fees are fixed at 1 per cent of the annual salary of the office to which the candidate seeks nomination.
From a summary judgment declaring in effect that (a) no member of the 39th Legislature is disqualified from seeking re-election by reason of the salary increase; (b) the increased compensation to $3,600 per annum shall take effect January 9, 1967, for all legislators whose terms commence on that date and on the second Monday in January,
Appellants attack the judgment on a wide front, first urging a fatal jurisdictional deficiency in subject matter, contending that neither the pleadings nor facts create a justiciable controversy cognizable under the Declaratory Judgments Act (
Do the pleadings and facts initiate a justiciable controversy under the Declaratory Judgments Act,
A person . . . whose rights, status or other legal relations are affected by a statute . . . may have determined any question of construction or validity arising under the . . . statute . . . and obtain a declaration of rights, status or other legal relations thereunder.
Although neither the constitution, nor
What are the principal elements of a justiciable controversy as contemplated by the Uniform Declaratory Judgments Act,
That the controversy is one of importance to incumbent legislators seeking re-election, other candidates for the 40th Legislature, and electors of the state alike is so evident as to require no further discussion. Questions of salary, tenure, and eligibility to stand for public office, all being matters directly affecting the freedom of choice in the election process are of as much moment to the voters as they are to the candidates, and make this controversy one of public importance.
Lastly, we cannot ignore the pressure of time. If the test must await the filing of a declaration of candidacy, if we should rule as appellants suggest that no justiciable controversy exists until incumbent legislators seeking re-election file in July for nomination in the September primary, the courts will undoubtedly be confronted with cases brought after filings close in July and before the September election. Pressing, indeed, will be the need for final determination of such cases by the Supreme Court in time to allow the auditors of the affected counties to make up, print and distribute the ballots. Sound considerations of public policy invite a solution of the controversy now, well in
The next question likewise concerns the problem of jurisdiction. Under the state constitution, do the courts have power to decide the eligibility of members of the legislature to file for nomination to succeeding terms?
Article 2, § 8, of the Washington State Constitution declares:
Each house shall be the judge of the election, returns and qualifications of its own members . . . .
Appellants contend that this provision makes the House of Representatives and the Senate the exclusive judges of the election, returns and qualifications of their own members respectively, and totally deprives the courts of jurisdiction to inquire into and pass judgment upon the eligibility of a candidate, nominee or elected member of either house. They describe this as a total want of jurisdiction extending to primary as well as to final general elections. Despite the superb scholarship and advocacy5 brought to bear on this
Early in the history of primary elections, we said that the courts have the power to rule upon questions of candidacy. In State ex rel. McAvoy v. Gilliam, 60 Wash. 420, 423, 111 Pac. 401 (1910), passing directly on whether the courts have jurisdiction to determine the qualifications of candidates in a primary election, this court said:
Under the constitution each house of the legislature shall be the final judge of the election returns and qualifications of its own members. Const., art. 2, § 8. But this does not prevent the legislature from providing a method of nominating and electing candidates for office.
We are therefore of the opinion that the court has jurisdiction both of the subject-matter and of the person of the relator. The writ must therefore be denied.
Later, on the authority of this very case, in a situation where the trial judge held he was without jurisdiction under the state constitution,
We are of the opinion that the court was in error in holding that it was without jurisdiction to decide whether the auditor had the authority to print the name of Orlyn Haws on the ballot. The jurisdiction of the court to determine such question is derived from
RCW 29.04.030 . The statute is a part of the legislation providing a method of nominating candidates for public office, to which § 8,Art. II, of the constitution does not apply. State ex rel. McAvoy v. Gilliam, 60 Wash. 420, 111 Pac. 401.
Then, in Defilipis v. Russell, 52 Wn.2d 745, 328 P.2d 904 (1958), although not discussing the question of jurisdiction, but proceeding directly to the substantive issues, this court definitively ruled on the matter of eligibility to file a declaration of candidacy in a primary election. That case held that a candidate for nomination to the office of State Representative at the primary election, although a resident of the legislative district, was not qualified to run for nomination because he was not a registered voter. Our affirmance sustained the decree which held the declaration of candidacy null and void and enjoined the county auditor from printing the candidate‘s name on the primary election ballot.
State ex rel. Boze v. Superior Court, 15 Wn.2d 147, 129 P.2d 776 (1942), does not seem to fall outside the rationale of the foregoing cases. There, relator challenged the candidacy for the State Senate of Major General David L. Stone, U.S. Army (Ret.), on the grounds that, being a retired army general, he was ineligible to membership in the legislature under
General Stone had already won the primary of September 8, 1942, and was entitled to formal notice of his nomination as the Democratic Party candidate at the November 3, 1942, general election. After the primary, on September 26, 1942, relator filed his amended petition to nullify the nomination. Thus, the primary election had been held when the plaintiff sought to prevent respondent from not only filing his declaration of candidacy, but also standing for nomination and running in the final election. Our affirmance did not mean that the courts may not inquire into primary elections but rather that, because relator had not brought his case in time
Nor should it be overlooked that, in the election code,
We therefore conclude that
This brings us to the merits. Are the members of the 39th Legislature by reason of the increase in legislative salaries barred from re-election to the legislature for the term next succeeding the term now being served by them because of
No member of the legislature, during the term for which he is elected, shall be appointed or elected to any civil office in the state, which shall have been created, or the emoluments of which shall have been increased, during the term for which he was elected.
Article 2, § 1, of the state constitution, creates the legislature, making it a bicameral body. Article 2, §§ 2, 4, 5 and 6 prescribe the size, composition, and the terms of the House and Senate respectively. Under the constitution, as originally adopted, art. 2, § 23, fixed compensation for legislators at $5 per day for each day of attendance and allowed reimbursement for travel at 10 cents per mile:
Each member of the legislature shall receive for his services five dollars for each day‘s attendance during the session, and ten cents for every mile he shall travel in going to and returning from the place of meeting of the legislature, on the most usual route.
Presumably the legislature could not constitutionally change this salary. In 1948, art. 28, the 20th Amendment, empowered the legislature to fix the compensation of all elected state officials, expressly amending art. 2, § 23, by way of the following language:
All elected state officials shall each severally receive such compensation as the legislature may direct. The compensation of any state officer shall not be increased or diminished during his term of office, except that the legislature, at its thirty-first regular session, may increase or diminish the compensation of all state officers whose terms exist on the Thursday after the second Monday in January, 1949.
The provisions of sections 14, 16, 17, 19, 20, 21, and 22 of Article III and section 23 of Article II in so far as they are inconsistent herewith, are hereby repealed.
The people of the state, in the exercise of their sovereign power to amend the constitution, thus vested in the legislature the authority to fix salaries of all elected state officials, including members of the House and Senate. In exercising this power granted them by the 20th Amendment, did the members of the legislature, including those who may have
Appellants, under the language of
In Pennick, supra, six judges of this court held that Blanche Pennick, having been a member of the 29th Session of the Washington State Legislature for a term expiring the second Monday in January, 1947, was not eligible for election to the office of Auditor of Grays Harbor County for a new term beginning the second Monday in January, 1947, on the grounds that the 29th Legislature of which Mrs. Pennick had been a member had increased the salaries of county auditors from $2,400 to $3,600, commencing with the new term on the second Monday in January, 1947. Two judges dissented, but all agreed that the courts had jurisdiction to decide the question.
Subsequently, we had occasion to take another look at the problem in State ex rel. Carroll v. Munro, supra, and, despite a number of rather subtle distinctions-some so fine as to be nearly imperceptible-came to what seems in principle to be an opposite conclusion. In Munro, supra, Mr. Ed Munro had been a member of the 35th Session of the Washington State Legislature, which had increased the salaries
I dissent to that portion of the majority opinion which holds that Mr. Munro is not eligible for the office by virtue of Art. II, § 13, of the constitution. The unexpired term of Commissioner Sears, deceased, does not carry with it the increased emoluments which the constitution forbids Mr. Munro to receive. He will not receive the increased emoluments unless he is re-elected for the term commencing in 1961. By authority of our previous decisions of State ex rel. Todd v. Reeves, 196 Wash. 145, 82 P. (2d) 173, 118 A.L.R. 177 (1938), and State ex rel. Pennick v. Hall, 26 Wn. (2d) 172, 173 P. (2d) 153 (1946), Mr. Munro is eligible to hold the office.
A strong public policy exists in favor of eligibility for public office, and the constitution, where the language and context allows, should be construed so as to preserve this eligibility. State ex rel. Weston v. Schragg, 158 Wash. 74, 291 Pac. 321 (1930). The Munro decision applied this principle; Pennick ignored it. Munro carried out a policy favoring eligibility while, at the same time, reserving to the voters their final decision at the polls whether Mr. Munro should receive the increased salary. Mr. Munro would not receive the increased salary during the term for which he was appointed county commissioner; nor would he receive the increase thereafter during any part of the term for which he had been elected to the legislature. His right to receive the increase depended entirely upon his
Of the two cases, Munro, when considered in the light of the twice-used language of
Article 2, § 13, of the state constitution, is designed in part to prevent a member of the legislature from increasing the salaries of public officials and then, during the term for which he was elected legislator, maneuvering to obtain the increased salary without an intervening election. But the words of limitation describe only the legislator‘s term of office. If the office be elective, then the legislator should have the right to stand for election to it in common with all other citizens of the state when the term receiving the increased salary does not substantially overlap the legislative term. One of the main purposes of the constitutional provision will be assured, in the case of elected officials, if the electorate have an opportunity to pass upon the legislator‘s actions in increasing public salaries and to exercise their judgment upon him at the polls. The provision has other purposes too, as is so clearly expressed by Mr. Justice Story, Story on the Constitution § 867 (1891), and referred to in the dissenting opinion of Connelly, J., in State ex rel. Pennick v. Hall, supra, and the partly concurring and partly dissenting opinion per Rosellini, J., in State ex rel. Carroll v. Munro, supra, as follows:
The reasons for excluding persons from offices who have been concerned in creating them, or increasing their emoluments, are to take away, as far as possible, any improper bias in the vote of the representative, and to secure to the constituents some solemn pledge of his disinterestedness. The actual provision, however, does not go to the extent of the principle, for his appointment is restricted only “during the time for which he was elected,” thus leaving in full force every influence upon his mind, if the
period of his election is short or the duration of it is approaching its natural termination. (Italics ours.)
If, however,
Common sense indicates that, when the people, through the 20th Amendment, imposed on the legislature the duty to fix state salaries, they did not intend to substantially erase the legislator‘s eligibility to stand for re-election. They intended merely that, if the legislator‘s term of office and the term for which the greater salary will be received coincide or substantially overlap, then the legislator would be ineligible. But if the term drawing the increased salary begins at the end of the legislator‘s term, then the salary will not have been increased during the term for which he was elected to the legislature. Expressed another way, where the salary increase does not take effect during the term for which the legislator was elected to the legislature, he is not ineligible to stand for election to and serve in an office at a higher salary commencing with the expiration of his elected term as legislator, because no part of the increase will be earned during the legislator‘s incumbent term of office.
We favor an interpretation tending to unfetter the process of election as more in keeping with democratic ideals than a construction which inclines to curtail the freedom to stand for office. Despite the criticism and com-
State ex rel. Pennick v. Hall, supra, although adhered to on the point involving jurisdiction is, as to the holding which denied relator eligibility, accordingly, overruled.
We therefore conclude that members of the House of Representatives and the Senate of the State of Washington whose present terms of office expire in January, 1967, are not disqualified from filing declarations of candidacy in July, 1966, for nomination and election to the 40th Session of the Washington State Legislature, and all members of the Senate whose present terms expire in January, 1969, are not disqualified from filing declarations of candidacy in July, 1968, for nomination and election to the 41st Session by reason of Laws of 1965, Ex. Ses., ch. 127, and
We have considered the other assignments of error, and they appear to be without merit. In accordance with the views expressed herein, the judgment is affirmed.
ROSELLINI, C. J., FINLEY, OTT, HUNTER, and HAMILTON, JJ., concur.
DONWORTH and WEAVER, JJ., concur in the result.
HILL, J. (dissenting)-I dissent. The majority and I both start with the same constitutional provision for construction:
No member of the legislature, during the term for which he is elected, shall be appointed or elected to any civil office in the state, which shall have been created, or the emoluments of which shall have been increased, during the term for which he was elected. Const. art. 2, § 13.
We arrive at widely disparate results.
I am in accord with much that is said in the course of the elaborate argument7 by which the majority arrives at its construction.
I agree with the majority that there is a justiciable controversy which we ought to decide now. I agree with the
remains the single most democratic organ of constitutional government yet devised, reflecting with greater clarity and frequency probably than any of our institutions-save possibly the public schools-the will and aspirations of a free people. From this academy of free representative government have come some of our greatest presidents, ablest jurists, most capable members of the Congress, and outstanding statesmen. Perhaps no greater school exists for the training of men to leadership in a democracy than service in a state legislature.
And frankly, I see no harm or injury to our society, and no dangers rushing in to imperil the state, if the members of the legislature which increased legislative salaries are permitted to be candidates for re-election during the term in which they increased the emoluments of the office.8 The whole point is, despite all that has been said in the majority opinion, that the quoted constitutional provision says the members of the legislature shall not be elected or appointed to a civil office during the term for which they have been elected, the emoluments of which they have increased during the term for which they have been elected.
The 39th Legislature raised the salary to be paid members of the legislature from $1,200 to $3,600 a year, and if § 13, art. 2 of the constitution does not prohibit the members of that legislature from being elected to the legislature in 1966 (or 1968, in the case of hold-over Senators), i.e., during the term for which they were elected, it does not prohibit anything, and makes of it a choice bit of nonsense. Whether it was a wise provision when adopted, or whether it is a
No member of the legislature, during the term for which he is elected, shall be appointed or elected to any civil office in the state, which shall have been created, or the emoluments of which shall have been increased, during the term for which he was elected. Const. art. 2, § 13.
On page 568 of the majority opinion, it is said:
But if the term drawing the increased salary begins at the end of the legislator‘s term, then the salary will not have been increased during the term for which he was elected to the legislature. (Emphasis by the majority.)
This is a play on words. No one can say, “Look the 39th Legislature didn‘t increase the salaries because the increase didn‘t take effect during the term for which they were elected.” If the 39th Legislature did not increase the salary, what legislature did-the 38th or the 40th?
Further it seems to me to miss the point entirely. True it satisfies the requirement of
The 39th Legislature increased the emoluments for legislators. Any member of the 39th Legislature, except a holdover Senator, who seeks to be a member of the 40th Legislature must be elected in 1966. Any such member elected in 1966 would necessarily be elected during his term of office as a member of the 39th Legislature.
August 2, 1966. Petition for rehearing denied.
