221 Mo. 227 | Mo. | 1909
Lead Opinion
This is an original proceeding in this court to obtain a writ of prohibition to prevent the respondent from further entertaining jurisdiction of a certain injunction suit now pending in the circuit court of the city of St. Louis, over which he presides, wherein the State of Missouri at the relation of Seebert Gr. Jones, circuit attorney of the city of St. Louis, is plaintiff, and the Missouri Pacific Railway Company, the Wabash Railway Company, the Missouri, Kansas & Texas Railway Company, the St. Louis and Western Railway Company, and various other railroads in the State of Missouri, are defendants.
The petition for injunction in the said case states in substance that the defendants are railroad corporations operating under the laws of the State of Missouri, and that each of them was prior to the-day of March, 1909, a competitor of each of the other defendants in the conduct and operation of railroad business in the city of St. Louis and State of Missouri, and that a number of said defendants owned and operated parallel and competing lines of railroad. The petion then contains a list of the railroad companies which it alleged are parallel and competing lines between Kansas City and St. Louis and in the city of St. Louis, and that the other railroads named therein own and operate parallel and competing lines of railroad with each other in the city of St. Louis and in other parts of the State; that under the Constitution and laws of this State, it is the duty of each railroad company to operate and conduct its business separate and distinct from the other railroads and to compete with each other in the rates fixed and charged for the transportation of persons and property (Sec. 11, article 12, Constitution of Missouri); that it is the duty of each of the railroad companies to see that its line of railroad is “run, operated and managed separately and by its own officers and agents, and is dependent for its support on its own earnings, and that the fácil
The amended petition then alleges that under the Constitution and laws of this State, defendants are required to transport passengers for fair and reasonable charges, and that three cents a mile and two and one-half cents a mile, which defendants propose to charge or exact, “are charges unfairly and unreasonably high and are more than sufficient to give said defendants a reasonable return upon the value of their property used in said business in this State.” That the action of the defendants in carrying out the agreement and combination will work irreparable injury to the people of St. Louis and Missouri- and the public welfare, and will result in defendants receiving many thousands of dollars to which they are not entitled, “but that the amount of such unlawful, unreasonable and discriminatory charges received and exacted by said defendants and each of them from each individual passenger will be comparatively small, and that such passenger will have no adequate remedy at law, and, unless enjoined and restrained by an order of this court from carrying out the provisions of such combinaiion and agreement, and enforcing the discriminations herein described, and exacting the unfair and unreasonable charges hereinbefore described, there will result a great multiplicity of suits by passengers upon said defendants’ lines of railroad against said defendants on account of said unlawful combination and agreement and said unlawful and discriminatory charges exacted and received from said passengers by said defendants.” The petition then alleges that the railroad companies, by reason of their being incorporated and licensed to do business in this State, agreed to comply with the laws of this State, and that if the defendants are permitted to carry out their alleged combination it will interfere with the commerce and
The application for prohibition in this case was presented to this court on April 30, 1909, and contains the above recited petition and amended petition in the said injunction proceedings, and also the orders made by the respondent, Judge Williams, in the said injunction case, to-wit: that upon the filing of the original petition on the 8th of April, 1909, the respondent as judge of the circuit court of the city of St. Louis made and issued a restraining order and set down the application for a temporary injunction for hearing on April 12, 1909, at ten o’clock. In the restraining order defendants were enjoined from charging, exacting or receiving three cents a mile for the transportation of passengers within the State of Missouri and from receiving a higher or greater amount than two cents a mile. It is then alleged that on the 12th of April, the hearing of the application for a temporary injunction was continued until the 23rd of April. That on the 23rd of April, 1909, the relators herein, the defendants in that injunction proceeding, filed their motions to annul and vacate said restraining order and orders, and for grounds thereof among others stated that the circuit attorney of the city of St. Louis, who brought the injunction suit, did not execute and file a bond with sufficient surety, or any bond, in favor of the defendants, as required by the statutes of Missouri; that the said circuit attorney had no authority to institute, prosecute or maintain the suit and that the said'court was without jurisdiction to entertain the cause. That the Act of 1907, approved March 19,
Upon the filing of the petition in this cause for the writ of prohibition a provisional rule was granted and made returnable on the 13th of May. On that day the respondent filed his motion to dismiss this cause upon the following grounds: First, because, as appears by the petition, the circuit court had and has jurisdiction in said cause pending before said circuit court. Second, because, as appears from the petition filed herein by relators, the circuit court of the city of St. Louis had and has jurisdiction in the said cause pending before said circuit court to entertain said suit and make all orders therein as were made and entered in said
'
The petition and the motion to dismiss, which will be treated in the nature of a demurrer for the purposes of this case, sufficiently present the facts and the contentions of the two parties to enable this court to determine whether the circuit court of the city of St. Louis over which respondent presides is proceeding without jurisdiction or is exceeding its lawful jurisdiction in the said injunction case pending before it.
The office of a writ of prohibition has been defined so often in this jurisdiction that no time or space need be allotted to it, at this time, further than to say that we are required by the application for the writ and the motion to dismiss, to determine whether the circuit court of the city of St. Louis, presided over by respondent, Judge Williams, in retaining and asserting its right to make and enforce the restraining orders, already noted, against the defendants and in asserting its rights to grant perpetual injunctions in said cause, is keeping within the bounds of the jurisdiction prescribed for it by the laws of this State, for it is now the settled doctrine that the writ lies as well to prevent an excessive or unauthorized application of
I. In the natural order of things, the objection presented in the third ground of the motion to dismiss should be first disposed of. It is, that this application to this court is premature because the respondent had not passed upon the motions filed by the relators or plaintiffs in the circuit court.
This contention was answered by this court in State ex rel. v. Aloe, 152 Mo. l. c. 484, in these words: “It is said by an eminent law-writer that, before the writ of prohibition should issue, it ought to appear that the party applying for it has applied in vain to the inferior tribunal for relief (High on Ex. Legal Rem., sec. 765), and that author cites in support of the proposition a decision of the Supreme Court of Arkansas which does so declare (State ex rel. v. Williams, 48 Ark. 227); but whilst we agree to that general rule, we do not apply it as the counsel who invoke it here insist. It is not a jurisdictional requirement, it is not essential like a motion for a new trial before appeal.” To a like effect is State ex rel. v. Eby, 170 Mo. 518, 521; 19 Am. and Eng. Ency. Law, 273 (note); Shortt on Prohibition, 459; Keough v. Grime, 53 N. E. 135; Havemeyer v. Superior Court, 84 Cal. 327.
But the proposition is without force in this case, for the reason that the relators here, the defendants in the injunction suit in the circuit court, did challenge the proceedings in that court, and the respondent, after overruling the motion to vacate the restraining order for the failure of plaintiff to give bond, continued the hearing on said motions over the objections of the relators, for twenty days, and that respondent is of opinion that he has jurisdiction and intends to assert it is established by the first ground of his motion to dismiss in this court in which he asserts “the circuit court had and has jurisdiction in the said cause
II. Among other averments of the petition there is one which sets forth at length that heretofore there were pending in the United States Circuit Court for the Western Division of the Western District of Missouri, suits in equity instituted severally by the relators herein and similar suits by each of the other railroad companies named as defendants in the suit instituted in the circuit court of the city of St. Louis, hereinafter mentioned, which said several suits were entitled,’ each respectively, Railroad v. Herbert S. Hadley, Attorney-General of the State of Missouri, John A. Knott, Joseph P. Rice and Frank Wightman, Railroad Commissioners of the State of Mo., et al. (the other defendants being various prosecuting attorneys and citizens of the State of Missouri), and one of the objects and purposes of said suits in equity was to have declared null and void the statute of the State of Missouri enacted by the General Assembly of said State and approved February 27th, 1907, which act repealed section 1191 and 1192 of chapter 12 of article 4 of the Revised Statutes of Missouri, and enacted three new sections to be known as sections 1191 and 1192 and 1192a, in lieu thereof, which said act amended section 1192, Revised Statutes 1899, which limited railroad companies in class A to a charge of not exceeding three cents a mile for transportation of passengers, so as to limit railroad companies in classes A, B C to a charge not exceeding two cents a mile for the transportation of passengers, and provided that any railroad company which should violate any of the provisions of said new section 1192 should be deem
The suit which this court is asked to prohibit is one brought by Mr. Jones, the circuit attorney of the city of St. Louis, against these same relators, in which it is alleged that they had combined to charge three cents a mile for passengers transported by them on their roads, and prays that the defendants therein, relators herein, be temporarily and permanently enjoined and restrained from carrying out said agreement and combination, and that they and each of them be enjoined and restrained from exacting and receiving a charge of three cents a mile for the transportation of passengers in the city of St. Louis and wholly within the State of Missouri, in accordance with said combination and agreement; and that they and each of them be enjoined and restrained from charging any passengers upon their said lines of railroad a higher or greater amount than they propose and intend to exact from any other passengers upon their said lines of railroad in this State, to-wit, the sum of two cents a mile, etc.
In short the situation presented to this court by the pleadings is that on the 8th of April, 1909, the United States Circuit Court within and for the Western Division of the Western District of Missouri, with
But it is urged by the respondent, Judge Williams, that the parties to the said suits are not the same. In determining who are the real parties to these actions, the purposes of the two suits must be kept in view. In a general sense in this controversy over the rates that the railroads may charge, the carriers are the parties on one side and the shippers and passengers are the parties on the other side. The officials of the State who, are requird to or who assume to conduct such litigation, represent the shippers and passengers whose interests and rights are being litigated. This is true whether the suit be brought by the carrier against public officials to enjoin the enforcement of some law claimed to be invalid or whether it be brought by the officers of the State against the carriers to enforce some law. In Reagan v. Loan & Trust Co., 154 U. S. l. c. 388, 389, it was pointed out that an action or suit like that brought by these relators against the Attorney-General and Railroad Commissioners did not infringe the constitutional right of a State to be exempt from suit without its consent. Judge Brewer, speaking for the United States Supreme Court, said: “The other class is where a suit is brought against defendants who claim to act as officers of the State and under the color of an unconstitutional statute commit acts of wrong or injury to the rights and property of the. plaintiff acquired under a contract with the State. Such suit whether brought to recover money or property in the hands of such defendants unlawfully taken by them in behalf of the State or for compensa
In Covell v. Heyman, 111 U. S. 176, it was said by the Supreme Court of the United States: “The forbearance which courts of co-ordinate jurisdiction, administered under a single system, exercise towards each other, whereby conflicts are avoided, by avoiding interference with the process of each other, is a principle of comity, with perhaps no higher sanction than the utility which came from concord; but between State courts and those of the United States, it is something more. It is a principle of right and of law, and therefore, of necessity. It leaves nothing to discretion or mere convenience. These courts do not belong to the same system so far as their jurisdiction is concurrent; and although they co-exist in the same space, they are independent, and have no common superior. They exercise jurisdiction, it is true, within the same territory, but not in the same plane; and when one takes into its jurisdiction a specific thing, that res is as much withdrawn from the judicial power of the other, as if it had been carried physically into a different territorial sovereignty. To attempt to seize it by a foreign process is futile and void. The regulation of process, and the decision of questions relating to it, are part of the jurisdiction of the court from which it issues.” This is but a statement of the general doctrine where the res is brought within the custody or control of a court of one system by the levy of process, either mesne or final.
“The principle that a court which has rightfully taken jurisdiction over a subject-matter of litigation,
Under this writ of prohibition, it is not the province of this court to pass upon and review the judgment of the circuit court of the United States in the cases wherein the relators were the complainants and the Railroad and Warehouse Commissioners and the Attorney-General and other officers of this State were the defendants. It is enough for us at this time to know that that court had jurisdiction both of the par
The Act of the General Assembly of Missouri of February 23rd, 1907, was assailed in the United States Circuit Court as unconstitutional. In Ex Parte Young, 209 U. S. l. c. 159, 164, the Supreme Court of the United States said: “The act to be enforced is alleged to be unconstitutional and if it be so, the use of the name of the State to enforce an unconstitutional act to the injury of complainant is a proceeding without the authority of and one which does not affect the State in its sovereign or governmental capacity. It
The proceeding by the circuit attorney in this ease is of the same character as that pursued by the Attorney-General of Minnesota in that case. A Federal circuit court had in each case obtained jurisdiction and the Attorney-General in that ease assumed the right to proceed to enforce the enjoined State statute on the theory that the State was independent of the decrees of the Federal court, but he was cited for contempt and held to have been guilty of contempt in violating the injunction, and the Supreme Court of the United States affirmed the judgment of contempt. Reduced to its last practical analysis, this is the purpose of the circuit attorney in the injunction case in the circuit court of the city of St. Louis. It is a defiance of the decree of the United States Circuit Court, and if permitted to go on can be productive of no good, but may be of infinite harm, to say nothing of the annoyance of multiplied litigation. If the State of Missouri deems the decree of the United States Circuit Court erroneous and oppressive, it doubtless will appeal to the proper appellate court of the United States, and that court being the final arbiter where Federal questions are involved, every officer and good citizen must yield obedience. The United States Circuit Court having found the Act of the Missouri Legislature of February 23rd, 1907, unconstitutional and void and confiscatory, and that court having first obtained jurisdiction of that question, the orderly and proper way to settle that question finally is to appeal that case to the Federal appellate court and not by a multiplicity of other suits and prosecutions involving the same
III. Whether the writ of prohibition should be awarded in this case also involves the important question, is the State a party to the injunction suit pending in respondent’s court “in its own behalf ¶
Section 3637, Revised Statutes 1899; provides:
“No injunction, unless on final hearing or judgment, shall issue in any case except in suits instituted by the State in its own behalf, until the plaintiff, or some responsible person for him, shall have executed a bond with sufficient surety or sureties to the other party, in such sum as the court or judge shall deem sufficient,” etc. The respondent, Judge Williams, not only granted the restraining and injunctive order without requiring a bond, but refused to set the same aside when moved to do so, on the ground that the State was a party to the injunction suit, and by the express language of the statute was relieved from giving the bond, and upon this position, issue is joined and the solution is full of difficulties, in view of the decisions of this court and of the Supreme Court of the United States. In State ex rel. Circuit Attorney v. Saline County Court, 51 Mo. 350, it was ruled after exhaustive discussion that the Attorney-General, and in a proper case the circuit attorney, could institute and prosecute proceedings in the name of the State to restrain public and private corporations from exercising powers not granted, and from abuse of those granted, and the decision was supported by many English decisions and is the accepted law of this State to-day, but while the*261 Attorney-General may nse the name of the State in any county of the State, in a proper case, it hy no means follows that the circuit attorney of St. Louis or a prosecuting attorney or all prosecuting attorneys may use the name of the State in enjoining or restraining corporate delinquencies or abuses outside of their respective counties or city, or that they may use the name of the State to avoid giving bond, in any case.
The duties of the Attorney-General are defined hy statute and so are those of the prosecuting attorneys and a careful reading of sections 4943 and 4950, Revised Statutes 1899, will, we think, demonstrate that the law-making power charged the Attorney-General with the duty of conducting all litigation on behalf of the State, as distinguished from a county or some municipality, and that it was the obvious purpose to restrict the circuit attorney of St. Louis, and the various prosecuting attorneys of the counties of the State, to those matters which arise in their respective counties or city and which affect the interests of their respective local jurisdictions. It will not he seriously asserted, we think, hy any lawyer, that the circuit attorney of St. Louis has authority to prosecute a crime committed outside of the corporate limits of St. Louis, and yet the duties and powers of prosecuting attorneys are conferred hy the same section which limits such duties and powers to action in their respective counties. It appears that this was the view of the pleader who drew the hill in said injunction case because care is taken to allege that the relators are operating railroads and carrying on their business as common carriers not only in Missouri but in the city of St. Louis. However, it is perfectly obvious that the subject-matter of the action is not something that pertains solely to the city of St. Louis, hut is intended to enjoin railroads that do not approach the said city from any direction and are many miles distant therefrom.
Whatever may he the duties of the railroad com-
In our opinion there is no good reason why the circuit attorney should not have been required to file a bond as required by the statute, because in our opinion this was not and is not a suit instituted by the State in ité own behalf.
What then is the result of the failure of the court to require a bond before granting the restraining order or temporary injunction?
In his lucid and admirable style, Commissioner Martin, in City of St. Louis v. St. Louis Gaslight Co., 82 Mo. l. c. 353, pointed out the reason and origin of our statutory law requiring a bond as a condition precedent to obtaining an injunction. He said: “The matter in issue involves a question of equity practice and. jurisdiction as affected by our statutes relating to such questions. For a proper understanding of the issues it will be necessary to allude to the jurisdiction and practice of courts of equity in respect to damages consequent upon the dissolution of injunctions as it
Similar statutes to our section 3637, Revised Statutes 1899, are found in many other States and construed by their highest appellate courts. Thus in Nebraska it is provided that “no injunction, unless provided by special statute, shall operate until the bond required by said section has been filed and approved;” in State ex rel. v. Greene, 48 Neb. 327, the Supreme Court, among other things, said: “The order granted by Judge Sinclair, although purporting to be a temporary injunction, required no bond to be given by the relator, nor was one in fact thereafter
In Kansas the statute is in all substantial respects like the section just quoted from Nebraska. In State ex rel. Bradford, Att’y-Gen’l. v. Lippert, 10 Pac. l. c. 539, Horton, C. J., said: “Said order of injunction, even if properly issued, is no obstacle to the granting of the elections because the statute provides that an injunction shall not operate until the party obtaining the same shall furnish an undertaking executed by one or more sufficient sureties. No proper undertaking was given prior to the commencement of the action.” It is significant this suit was brought by the Attorney-General in the name of the State.
In Ex Parte Miller, 129 Ala. 130, 87 Am. St. Rep. 49, it was ruled there can be no injunction in Alabama and consequently no contempt for its violation, until a bond has been given. “Such an order is conditional in its nature, and there can be no injunction until the bond is given. [2 High on Injunctions, sec. 1429; 1 Beach on Injunctions, sec. 269; Winslow v. Nayson, 113 Mass. 411.]”
In view of the reason of the statute exacting a bond as a condition precedent to the granting of an injunction, we are of the opinion that the requirement of it goes to the very jurisdiction of the court and that an injunction under the statute without requiring the bond and its execution and approval before the issuing of the injunction is and would be in excess of the jurisdiction of the circuit court; that, notwithstanding its general equity powers, the statute must control and be held to modify and regulate its jurisdiction, and when the consequences to a defendant are considered the statute is a wise and salutary one and should be
SEPARATE OPINION.
CONCURRING- IN PART AND DISSENTING IN PART.
Concurrence Opinion
I concur in paragraphs one and two of the opinion of my Brother Gantt and dissent as to the others.
(1) The admissions inferable from the form of submission under the pleadings warrant the conclusion that relators have sufficiently tested their rights below before applying here for a writ of prohibition.
(2) Furthermore, while the petition for injunction in Judge Williams’ court makes allegations that the present relators, defendants there,' have violated our statutes relating to pools, combinations and trusts in restraint of trade, competition, etc., yet I think those allegations are somewhat by way of coloring matter, or explanatory of the heart of the bill, and are made not otherwise than by way of inducement. They do not constitute a cause of action to themselves. The life of the bill was injunctive relief, to restrain putting in operation a three-cent fare. The naked question, then, stripped of all explanatory and extraneous matter, is whether a State court may assume jurisdiction in a matter or thing on which a Federal court has laid its hands and of which it has drawn to-itself jurisdiction — upon which it has adjudicated and whose decree is appealable (not here, but) to the only court
That my Brother Gantt has reasoned soundly on that proposition is clear. This is a government of law. In final analysis the law is what the lawmaker says, plus the courts’ interpretation, plus what they say about its constitutionality. That Federal Courts have jurisdiction to declare a State statute void as in conflict with provisions of the Constitution of the United States ought not to be denied at this day— either directly or by way of inference or argument. Nor ought there to be any hostility shown by State courts to the esercise of such power, because it is imbedded in principle and is part and parcel of our form of government. It requires little prophetic vision to see the confusion, the bitterness and civil strife resulting from conflicts in jurisdiction, from armed squabbles between sheriffs acting under orders of State courts and marshals acting tmder orders of circuit courts of the United States, if any other view be allowed. To be respected courts must respect each other. Should courts, whether Federal or State 'under a bounden duty to proceed in administering justice with calmness and dignity, set out on the road inevitably leading up to such conflicts of jurisdiction? Is jurisdiction a mere matter of power or caprice? If the Federal court assume it in the first instance (as here) may the State court take it away directly if it has the might? Or circumscribe it, baffle it or whittle it away by ingenious indirection? Or may two courts proceed on contrary theories at the selfsame time and grind a litigant between the upper and nether mill stones of jurisdiction? The one saying aye and the other nay and each speaking an imperative voice?
“The good old rule
Sufficeth them — the simple plan,
That they should take who have the power,
And they should keep who can.”
Such “simple plan” has no place in jurisprudence when applied to jurisdiction. So, what a State court may not seize with power, directly, it may not take in a roundabout way by “inching” over on the edges, or getting the same result by indirection.
I think the rule should go to keep the circuit court of St. Louis within the orbit of its proper jurisdiction as a State court. The decree of the Federal Court in the rate case until reversed or modified must be acquiesced in by the judicial powers of the State.
(3) But I do not agree that a prosecuting attorney of a county, suing in the name of the State for a violation of State laws in a matter affecting the whole State in the enforcement of law, may not sue out a temporary writ of injunction without giving bond. And I do not agree that the Attorney-General has power different in quality in that behalf than a prosecuting attorney. Doubtless the court ought not to grant such temporary writ where the interests of justice may be subserved by issuing but one writ and that a final one after a full hearing. To construe the statute in any other way invites violation of law. No adequate relief in the form of enjoining a violation of law and in recompense for damages to the general public could be attained, in inflamed instances, if a writ of injunction was withheld until a final hearing, unless bond is given. To exact a bond in all cases before a temporary writ issued to restrain a flagrant violation of the anti-trust law paralyzes the law. This because we ought to take judicial notice of that fact that pro
(4) I doubt too the construction put by my brother upon.our statute leveled at unlawful pools and trusts having for their purpose the restraint of trade and the destruction of competition. As I gather it his view is that the laws invoked here are not leveled at combinations relating to passenger rates. It seems to me that construction is not a necessary one, that it unnecessarily establishes a great defect in the law which an allowable construction will prevent.
(5) Nor am I willing for a final writ to go in behalf of one of the relators, the Missouri, Kansas and Texas Railway Company. We have been informed by a pleading in the nature of a supplemental return that that individual relator is in contempt of the writ of injunction issued by Judge Williams. We know that relator came here asking for prohibition on the theory that it was bound hand-and-foot by the writ of injunction. Its plea charges a great wrong was done it by tying its hands and robbing it of the relief granted by the Federal decree. The discretionary power of this court was invoked to issue the extraordinary writ of prohibition in order that the decree it had won might be carried out. We were urged to an immediate hearing and an immediate determination in order to grant relief from a situation said to be intolerable. Now how did the act of that relator keep pace with its plea? Not content to await our final determination of its right to relief, that relator took the law into its own hands and proceeded to violate the injunction and do-as it pleased to do. Therefore, as long as we have a
What I say in this regard should go with this explanation, vis., learned counsel representing the Missouri, Kansas and Texas Railway Company in this court is acquit of all blame for the violation of the injunction; for the presumption must be indulged that he would not advise such irregular, defiant and demoralizing course, and that the contempt of that relator for the State’s injunction could not have sprung from him, an officer of this court in the very act of appealing here for relief in the name of the law itself.