THE STATE OF KANSAS, еx rel., VERN MILLER, Attorney General of Kansas; THE STATE BOARD OF EDUCATION OF KANSAS, et al., Appellant, v. BOARD OF EDUCATION OF UNIFIED SCHOOL DISTRICT NO. 398, MARION COUNTY (PEABODY) KANSAS, Appellee.
No. 46,799
Supreme Court of Kansas
June 26, 1973
511 P.2d 705 | 212 Kan. 482
Erle W. Francis, assistant attorney general, argued the cause, and Vern Miller, attorney general, and John Johnson, assistant attorney general, were with him on the brief for the appellant.
Fred W. Rausch, Jr., of Topeka, argued the cause, and was on the brief for the appellee.
Ward D. Martin, of the firm of Crane, Martin, Claussen & Hamilton, of Topeka, was on the brief amicus curiae.
The opinion of the court was delivered by
FONTRON, J.: The issue to be decided in this appeal is whether a regulation adopted by the State Board of Education relating to school conduct is or is not valid. The trial court held the regulation to be void, and its ruling has been appealed.
On a date not shown by the record, the board promulgated K. A. R. 91-15-1, to become effective January 1, 1971. The rule reads as follows:
“The boards of education of every unified school district and boards of control of every area vocational-technical school in Kansas shall adopt rules which: (a) Govern the conduct of all persons employed by or attending such institutions, and (b) provide specific procedures for their enforcement.
“Each governing body shall submit such rules to its legal counsel for review to assure compliance with city ordinances, statutory and constitutional requirements.
“After the adoption of such rules, copies thereof and the approval of the board‘s legal counsel shall be filed with the state commissioner of education no later than March 31, 1970; and in subsequent years any amendments thereof with legal counsel‘s approval shall be filed with said commissioner immediately after adoption.”
The Board of Education of Unified School District No. 398, Marion County (Peabody), Kansas, took issue with the State Board
We shall refer to the State of Kansas as the state or plaintiff, to the State Board of Education as the state board, and to the Board of Education of Unified School District No. 398, Marion County (Peabody), Kansas, as the district board or defendant.
The state board contends that K. A. R. 91-15-1 is a proper exercise of its power of general supervision granted both by constitutional and statutory provisions. Resolution of this contention will require consideration of pertinent constitutional and statutory provisions. Before that task is undertaken, it may not be out of place to observe that, apparently, certain philosophical differences exist between the state board and district boards of education with respect to the proper relationship between the state and the public schools, particularly as to the powers, duties and functions appertaining to the state board on the one hand and local school boards on the other. We shall attempt to delineate their respective positions as we proceed with this opinion.
“The State Superintendent of Public Instruction shall have the general supervision of the common school funds and educational interests of the State, and perform such other duties as may be prescribed by law. . . .”
It will be noted that the state superintendent was not endowed by this section of the constitution with general supervision of the public schools.
The constitutional provisions relating to education remained stable and unchanged for many years and it was not until the constitution was amended by vote of the people, November 8, 1966, that the superintendent of public instruction was phased out of public life and the state board of education made its appearance. Since the 1966 amendment went into effect,
“§ 2. (a) The legislature shall provide for a state board of education which shall have general supervision of public schools, educational institutions and
all the educational interests of the state, except educational functions delegated by law to the state board of regents. The state board of education shall perform such other duties as may be provided by law. “(b) The legislature shall provide for a state board of regents and for its control and supervision of public institutions of higher education. Public institutions of higher education shall include universites and colleges granting baccalaureate or post-baccalaureate degrees and such other institutions and educational interests as may be provided by law. The state board of regents shall perform such other duties as may be prescribed by law.
“(c) Any municipal university shall be operated, supervised and controlled as provided by law.
“§ 5. Local public schools under the general supervision of the state board of education shall be maintained, developed and operated by locally elected boards. When authorized by law, such boards may make and carry out agreements for cooperative operation and administration of educational programs under the general supervision of the state board of education, but such agreements shall be subject to limitation, change or termination by the legislature.”
There can be little doubt that the 1966 amendment made significant changes in the area of public schools and educational institutions. A greater sense of obligation on the part of the state to participate in the support of public schools and in the general field of public education seems to be implicit in the language of
“The legislature shall provide for intellectual, educational, vocatiоnal and scientific improvement by establishing and maintaining public schools, educational institutions and related activities which may be organized and changed in such manner as may be provided by law.”
As we understand the general educational pattern contemplated by the 1966 amendment, the state board of education shall have general supervision over the public schools and educational interests of the state except functions delegated by law to the board of regents; the state board of regents is to exercise control and supervision over public institutions of higher education, as provided for by the legislature; municipal universities are to be operated, controlled and supervised as provided by the legislature; and local public schools are to be maintained, developed and operated by locally elected boards of education under supervision of the state board of education.
In Brickell v. Board of Education, 211 Kan. 905, 508 P. 2d 996 (1973), we recognized the constitutional mandate relating to the state board of education in these words:
“. . . [T]he adoption in 1966 of the amendment to
Article 6 of the Kansas Constitution bestowed broad supervisory powers in the State Board of Education . . . .” (p. 917).
The state board has taken the position in this case that the provisions of
At the trial level, the defendant district board prevailed. The trial court held (1) that
We turn to the point first raised by the plaintiff: Is
In State, ex rel., v. Deck, 106 Kan. 518, 521, 188 Pac. 238 (1920), this court defined a self-executing constitutional provision as “simply a provision which needs no supplementary legislation to make it effective.” This terse definition accords with that found in legal еncyclopedias. In 16 C. J. S., Constitutional Law, § 48, p. 143, the rule is expressed this way:
“A provision is self-executing when it can be given effect without the aid of legislation and there is nothing to indicate that legislation is contemplated in order to render it operative, . . . constitutional provisions are self-executing when there is a manifest intention that they should go into immediate effect, and no ancillary legislation is necessary to the enjoyment of a right given, or the enforcement of a duty imposed. . . .”
Similar language is found in 16 Am. Jur. 2d, Constitutional Law, § 94, p. 280:
“A constitutional provision is self-executing if no legislation is necessary to give effect to it, and if there is nothing to be done by the legislature to put it in operation. . . .”
A constitutional provision may be self-executing in part and not self-executing in another part. (16 Am. Jur. 2d, Constitutional Law, supra.) This principle was recognized in State, ex rel., v. Deck,
Intention has an important bearing when it comes to determining whether a constitutional provision is, or is not, self-executing. The role which intention plays in ascertaining if a provision of the constitution is self-executing in nature is well expressed in 16 C. J. S., Constitutional Law, § 48, pp. 146, 147, in this way:
“Whether or not a provision is self-executing depends on whether the language is addressed to the courts or to the legislature, — whether it indicates that it is intended as a present enactment, complete in itself as definitive legislation, or contemplates subsequent legislation to carry it into effect; and this requires a consideration both of the language used and of the intrinsic nature of the provision itself. The question is always one of intention and, in order to determine the intent, the general rule is that courts will consider the language used, the objects to be accomplished by the provision, and the surrounding circumstances. . . .”
In measuring the thrust of
We are aware of Woodworth v. Bowles, 61 Kan. 569, 60 Pac. 331 (1900), and State, ex rel., v. Deck, supra, both of which the defendant has cited in opposition to the state‘s contention. Even though this court
In arguing that
“The state board of education shall have the powers that it is specified to have in the constitution as such powers are more specifically described and defined by law.”
With respect to this statute the defendant says in its brief: “Nothing could be more clear than this declaration by the legislature that the ‘general supervisory’ powers of the state board of education found in Section 2 of Article 6 in the Kansas constitution are not self-executing and were meant to be implemented by statute.”
We do not place the same interpretation on the statute. The general rule, as we understand it to be, is that even when a constitutional provision is self-executing the legislature may enact legislation to facilitate or assist in its operation, but that whatever legislation is adopted must be in harmony with the provisions of the cоnstitution.
A good many years ago an Oklahoma court speaking on this subject in Nowakowski v. State, 6 Ok. Cr. 123, 116 Pac. 351 (1911), stated:
“It is not every self-executing provision of a Constitution which exhausts legislative power upon the subject with which it deals. There are many such where legislation in aid of or in addition to the provision is both permissible and desirable. Certainly the Legislature can enact nothing in derogation of the constitutional provision; but unless such provision, in addition to being self-executing, is also a limitation upon the power of the Legislature, it may enact laws in aid of and in addition to the provision and extending its terms. . . .” (p. 129.)
Later cases express a similar view. Speaking in Roberts v. Spray, 71 Ariz. 60, 223 P. 2d 808 (1950), the Arizona court said:
“. . . The fact that a constitutional provision is self-executing does not necessarily exhaust legislative power on the subject but such legislation must be in harmony with the spirit of the constitution. . . .” (p. 69.)
In a California case, People v. Western Air Lines, Inc., 42 C. 2d 621; 268 P. 2d 723 (1954), the Supreme Court of that state expressed itself in these words:
“Although a constitutional provision may be self-executing the Legislature
(See, also, 16 Am. Jur. 2d, Constitutional Law, § 95, p. 280; Gherna v. State, 16 Ariz. 344, 146 Pac. 494 (1915).)
We do not see
In our opinion the statutes of this state, as well as the constitution, endow the state board with authority to supervise the public schools and to adopt regulations for that purpose.
It will pay us to look at a few of those statutes.
“The state board is hereby authorized to adopt rules and regulations not in conflict with law on any and all matters within its jurisdiction, except as is otherwise specifically provided by law.”
“In general, but not by way of limitation, consonant with other applicable statutory provisions, the state board of education shall:
“(a) Adopt and maintain standards, criteria, guidelines or rules and regulations for the following:
“(1) School libraries and textbooks and other educational materials;
“(2) Courses of study and curriculum;
“(3) Accredit schools including elementary, secondary and junior colleges, public and nonpublic;
“(4) Certification of administrators, teachers, counselors and supervisors of school districts and of the state department of education and of teachers and administrators of nonpublic schools;
“(5) Have general supervision of school nurses.
“(b) Administer the laws of this state concerning the matters named in this section and all other matters relating to the general supervision of the public schools and institutions under supervision of the state board of education.” (Emphasis supplied.)
“. . . Except as otherwise provided in the unification acts the [unified district] board [of education] shall have and may exercise the same powers and authorities as were immediately prior to this act conferred uniformly upon boards of education in cities of the first class, and, in addition thereto, the powers and authority expressly conferred by law. The [unified district] board [of education] shall have authority to prescribe courses of study for each year of the school program and provide rules and regulations for teaching in the unified district and general government thereof, and to approve and adopt suit-
able textbooks and study material for use therein subject to the plans, methods, rules and regulations formulated and recommended by the state board of education. . . .” (Emphasis supplied.)
“Thе board [of education in cities of first and second class] shall establish and maintain a system of free public schools for all children residing in the city school district and may make all necessary rules and regulations for the government and conduct of such schools, consistent with the laws of the state. . . .” (Emphasis supplied.)
Construing the provisions of
It appears that the present statutory pattern, quite aside from constitutional provisions, is one of entrusting the operation of local public schools to local boards of education subject to the general supervision of the state board of education, such supervision being restricted, however, by the limitations which inhere in the nature of supervision.
We see no flaw in the statutory pattern by reason of the legislature having listed in
The question remains: Did the state board exceed the scope of its general supervisory authority in adopting K. A. R. 91-15-1? We find little legal authority to assist us in determining what is comprised within the term “supervision.” In common parlance we sup-
In Continental Casualty Company v. Borthwick, 177 So. 2d 687, 689 (Fla. App. 1965), the court stated;
“A reference to recognized lexicographies reveals that the word ‘supervision’ is capable of definition — that is, by the use of general, comprehensive words. For example, in Webster‘s Collegiate Dictionary, the definition of supervision is two-fold: namely, as ‘Act of supervising’ and as ‘The direction and critical evaluation of instruction, esp. in public schools.‘”
In Commonwealth of Pennsylvania v. Brown, 260 F. Supp. 323, 348 (E.D. Pa. 1966), the federal court speaks of supervision as importing regulation.
Perhaps the case most helpful in getting at the problem is Great Northern R. Co. v. Snohomish County, 48 Wash. 478, 93 Pac. 924 (1908), where the Washington Supreme Court said:
“What is meant by general supervision? Counsel for respondents contend that it means, to confer with, to advise, and that the board acts in an advisory capacity only. We cannot believe that the legislature went through the idle formality of creating a board thus impotent. Defining the term ‘general supervision’ in Vantongeren v. Heffernan, 5 Dak. 180, 38 N. W. 52 (1888), the court said:
‘The secretary of the interior, and, under his direction, the commissioner of the general land office has a general “supervision over all public business relating to the public lands.” What is meant by “supervision?” Webster says supervision means “To ovеrsee for direction; to superintend; to inspect; as to supervise the press for correction.” And, used in its general and accepted meaning, the secretary has the power to oversee all the acts of the local officers for their direction; or as illustrated by Mr. Webster, he has the power to supervise their acts for the purpose of correcting the same; and the same power is exercised by the commissioner under the secretary of the interior. It is clear, then, that a fair construction of the statute gives the secretary of the interior, and, under his direction, the commissioner of the general land office the power to review all the acts of the local officers, and to correct, or direct a correction of, any errors committed by them. Any less power than this would make the “supervision” an idle act, — a mere overlooking without power of correction or suggestion.’
“Defining the like term in State v. Fremont etc. R. Co., 22 Neb. 313, 35 N. W. 118 (1887), the court said:
‘Webster defines the word “supervision” to be “The act of overseeing; inspection; superintendence.” The board therefore, is clothed with the power of overseeing, inspecting and superintending the railways within the state, for the purpose of carrying into effect the provisions of this act, and they are clothed with the power to prevent unjust discriminations against either persons or places.’
“It seems to us that the term ‘general supervision’ is correctly defined in these cases. . . .” (pp. 484, 485.)
Considering the frame of reference in which the term appears both in the constitution and the statutes, we believe “supervision” means something more than to advise but something less than to control. The board of rеgents has such control over institutions of higher learning as the legislature shall ordain, but not so the board of education over public schools; its authority is to supervise. While the line of demarcation lies somewhere between advice and control, we cannot draw the line with fine precision at this point; we merely conclude that the regulation which is the bone of contention between the state and district boards in this case falls within the supervisory power of the state board of education.
As forcefully pointed out in the brief of amicus, the regulation makes no attempt to prescribe what the rules of conduct shall be or what procedures are to be adopted for enforcing compliance with the rules adopted. As is stated in the brief, “The content of such rules and regulations was left entirely to the discretion of the local boаrd.”
Conditions existing on many campuses during recent years have illustrated only too well the needs for rules of conduct within educational systems, as well as procedures to insure compliance therewith. The rules of conduct and procedures which are adopted must not offend against public laws or violate constitutional rights. To insure that codes comply with local, state and federal laws it is not unreasonable to require they be submitted to legal counsel before being filed with the state board.
Grave fear is voiced by the defendant that the regulation in question is but the forerunner of efforts by the state board to encroach upon the constitutional powers entrusted to local boards by
We will not impute future bad faith to the state board of education. There is room enough for every person, every group, every public agency interested in the education of our young people to have a significant and meaningful role in this vital area of national concern.
The people of this state, by constitutional fiat, have placed the maintenance, development and operation of local public schools with locally elected school boards, subject to the general super-
The judgment of the lower court is reversed.
FROMME, J., dissenting. The majority have quietly and effectively removed any vestige of authority from local school boards. The constitutional provision (
The constitutional provision which directs the legislature to provide for a state board of education with general supervision over public schools is not, in my opinion, a self-executing provision for the intention expressed therein contemplates subsequent legislation to give it effect.
The state of Kansas serves an area containing both urban centers and rural areas. The background and needs of the students and teachers in our individual local schools are varied. The problems arising in the areas of internal control and operation of these educational facilities are best solved by local school boards. The rule with which this сourt is presently concerned was promulgated by the state board of education and on the surface the rule is innocuous, but it does pertain to matters of local control and operation. The rule, with this court‘s present decision, has become the vehicle for placing control of local schools in the hands of the state board. When we approve the state board‘s rule making authority in this case the board is assured of the power to control local schools. The local school board in the present case was directed by the state board to adopt rules of conduct for its teach-
Once “general supervision” by the state board, as mentioned in the constitution, is recognized by this court to include areas pertaining to local management and operation the camel has his head in the tent. The local board‘s authority to operate its schools will slowly but surely be crowded into a corner by the state board. The local board‘s right of control then becomes permissive, dependent upon how far the state board desires to enter the area of local control. If the state board can require promulgation of rules of local concern, they can require such to be uniform in this state. If such rules are to be made uniform in this state the state board will have to dictate their contents and will do so.
The legislature has already launched itself into the area of general supervision of public schools. As mentioned in the majority opinion the legislature in
Kansas has a few cases discussing self-executing constitutional provisions. In Higgins v. Cardinal Manufacturing Co., 188 Kan. 11, 360 P. 2d 456 (1961), the court found the right to work amendment (
“It is a settled rule of constitutional construction that prohibitive and restrictive constitutional provisions are self-executing and may be enforced by the courts independent of any legislative action, unless it appears from the
language of the provision that the enactment of legislation is a requisite to give it effect. . . .” (p. 18)
In acсord, see 16 C. J. S. Constitutional Law, § 49, p. 147. The provision of
In State, ex rel., v. Deck, 106 Kan. 518, 188 Pac. 238 (1920), the court discussed self-executing clauses in the context of the recall amendment to the constitution (
In the course of the Deck opinion, the court quoted from 6 Ruling Case Law, at page 61, as follows:
“In adopting constitutions the people frequently leave to the legislature the enactment of statutes as to detailed matters, in order to make the provisions fully operative. . . . Where constitutional provisions wholly omit the detailed provisions needed to make them effective, the rule is established that they will not be considered as self-executing. As illustrations may be mentioned constitutional commands directed to the legislature to pass suitable laws providing for religious instruction in schools, and to establish election machinery for enacting legislation by the initiative and referendum. It has likewise been held that a constitutional mandate is not self-executing which provides that property should be uniformly taxed, but that it is otherwise as to a provision that the general assembly should levy a capitation tax equal to the tax on property valued at a designated amount. Among other illustrations of mandatory constitutional provisions which are not self-executing may be mentioned those that direct that the fitness of persons to be appointed to public office shall be ascertained as far as practicable by competitive civil service examinations. Such provisions are merely announcements of a general principle clearly requiring legislation for its enforcement.” (p. 525)
Sections 1,
In State, ex rel., v. Highwood Service, Inc., 205 Kan. 821, 473 P. 2d 97 (1970), in discussing the constitutional ban against lotteries, (
Perhaps the most interesting Kansas case for present purposes is Woodworth v. Bowles, 61 Kan. 569, 60 Pac. 331 (1900). That case deals with the provision of
The court in Woodworth recognized that if the provision was held to be self-executing, the legislature might adopt procedures to grant a remedy to creditors, but if those legislative procedures were inadequate or conflicting with the constitutional provision, the latter would control. In Woodworth it was said:
“. . . If the legislative enactments are not up to the requirements of the constitution, and if the constitution be self-operative to the ends sought to be reached, this court must carry out the mandate of the organic instrument. . . . Although the legislature might rightfully devise a mode of procedure adapted to the end in view, yet, in the lack of such legislative enactment, the constitution, through its self-operative force, would seize upon and appropriate to its purposes such general forms of action as had been already provided for similar cases, . . .” (61 Kan. 573)
Thus, in the present case, if
The Woodworth court found the provision was not self-executing, and deemed it only a direction tо the legislature. The court said:
“. . . As a rule, constitutional provisions, unless expressed in negative form or possessed of a negative meaning, are not self-assertive. They usually assume the form of a command to the legislature, and legislative action becomes necessary to give them effect. The one under consideration is an instance of the latter kind. The constitution does not ordain in terms of the present tense the individual liability of stockholders for the debts of corpora-
tions, but it ordains it in terms of the future tense. It declares that ‘dues from corporations shall be secured,’ etc., not that ‘dues from corporations are secured.’ When the constitution declares that a right shall be secured or a thing shall be done, it means that it shall be secured, or shall be done, by the legislature. In such case, the constitution places upon the legislature the obligation to carry out its ordinances by appropriate enactment.” (61 Kan. p. 574)
This “present tense — future tense” distinction is relevant to the constitutional provision now under consideration.
The reason for giving general supervisory authority to the state board is apparent. The legislature is functionally unsuited to exercise the day-to-day decision making necessary in the supervision of a statewide system of public schоols and for this reason a state board of education is logically needed. However,
In 16 Am. Jur. 2d, Constitutional Law, § 98, p. 283, it is stated:
“Since a constitutional provision which depends upon legislative action for its effectiveness is ipso facto not self-executing, it follows that in determining whether a provision is self-executing, the question in every case is whether the language of a constitutional provision is addressed to the courts or to the legislature. . . .”
In 16 C. J. S., Constitutional Law, § 54 (d), p. 162, it is said:
“A grant of powers to an officer is usually self-executing. . . . A constitutional provision granting the legislature authority to confer specified powers on a commission does not of itself give the commission any powers. . . .”
In the present case the constitutional provision is addressed to the legislature and it pertains to powers of a board or commission. Two things stand out clearly in my mind. First, the authority of the state board of education mentioned in the constitution is limited to general supervision of the public schools and any authority encompassed by such reference is not intended to be self-executing. Second, the term “general supervision of public schools” must now, under the court‘s present decision, be defined and limited by this court, not by the legislature.
The majority of this court now decide the authority of general supervision includes the authority to require all local school boards to adopt rules of local conduct to govern their students, teachers and employees, to require the adoption of specific procedures for enforcement of such rules and to require approval of said rules by legal counsel. After reading the court‘s decision, I am unable to determine what authority remains in the hands of the legislature and what self-executing constitutional authority resides in the state board of education. This problem will continue to plague not only this court but the legislature as well.
The legislature had previously set forth in
If the state board has this authority to require the local boards to adopt аdditional rules of conduct to govern students and to provide specific procedures for their enforcement under its self-executing
In Blaine v. Board of Education, 210 Kan. 560, 502 P. 2d 693 (1972), this court said:
”
Article 6, § 5 of the Constitution of the State of Kansas provides that local public schools shall be maintained, developed and operated by locally elected boards.“In compliance with the Kansas constitutional mandate the legislature has established a system of local public schools which are placed under the supervision of locally elected boards of education.
“The legislature has authorized boards of education to suspend or expel any student guilty of violating published regulations adopted by the board, and has provided a due process hearing for students suspended or exрelled. (
K. S. A. 1971 Supp. 72-8901 et seq. )” (Syl. ¶¶ 1, 2 and 3.)
The thrust of our present decision raises serious doubts as to the efficacy of our holding in Blaine and will create grave difficulties for the local boards in the future. By holding that the general supervisory power granted in the constitution is self-executing, and by not being able to define the term precisely, we make it necessary in the future for this court to pass upon the constitutionality of each legislative act and each rule of the state board relating to control and operation of the public schools to determine if they are encompassed in the term “general supervision“.
The ink is hardly dry on our opinion in Brickell v. Board of Education, 211 Kan. 905, 508 P. 2d 996 (1973), where this court said:
“Education is the title of
Article 6 of our constitution which specifically delegates responsibility for all aspects of the subject to the legislature. . . .” (p. 913.)
We now have decided the legislature no longer has this full responsibility. Brickell hereafter must be read as holding our constitution delegates responsibility to the legislature for all aspects of the subject, except those which this court may hereafer determine to be in the area of general supervision of public schools. This latter area, under the court‘s present decision, is now reserved exclusively to the state board of education under the newly declared self-executing provisions of our constitution.
The people of this state had no intention of giving up all control of their local schools to the state board of education when they approved the new constitutional article on education. An intention is clearly expressed in the constitution to have the legislators provide the guidelines for general supervision of the schools. In my opinion the constitutional provision is not self-executing and I would affirm the district court‘s judgment.
