State ex rel. Loontjer v. GaleState ex rel. Loontjer v. Gale
- Reporters:
- ,
- Courts: Justiciable Issues. Ripeness is a justiciability doctrine that courts consider in determining whether they may properly decide a controversy.
- Courts. The fundamental principle of ripeness is that courts should avoid entangling themselves, through premature adjudication, in abstract disagreements based on contingent future events that may not occur at all or may not occur as anticipated.
- Constitutional Law: Initiative and Referendum: Justiciable Issues. Because the outcome of an election is a contingent future event, a challenge that a proposed ballot measure will violate the substantive provisions of the U.S. or Nebraska Constitution does not present a justiciable controversy. It is not ripe for judicial determination because the voters might vote to reject the measure.
- Constitutional Law: Initiative and Referendum. A claim that a proposed ballot measure violates a constitutional or statutory rule that governs the form of the measure or the procedural requirements for its placement on the ballot is a challenge to the legal sufficiency of a ballot measure. Such challenges are ripe for resolution before an election.
- Constitutional Law: Initiative and Referendum: Justiciable Issues. An alleged separate-vote violation under
Neb. Const. art. XVI, § 1 , challenges a ballot measure‘s legal sufficiency and presents a justiciable controversy before an election. - Constitutional Law: Initiative and Referendum: Public Officers and Employees. The Secretary of State‘s statutory duties to provide the ballot form for the Legislature‘s proposed constitutional amendments and to certify its contents, coupled with his duties to supervise elections and decide disputed points of election laws, clearly require the Secretary to consider whether a proposed amendment complies with the separate-vote provision of
Neb. Const. art. XVI, § 1 . - Public Officers and Employees: Statutes. Power vested in a governmental body or officer carries with it the implied power to do what is necessary to accomplish an express statutory duty, absent any other law that restrains the implied power.
- Constitutional Law: Initiative and Referendum: Legislature: Public Officers and Employees. The Secretary of State cannot determine the substantive merits of the Legislature‘s proposed constitutional amendment. But in a legal sufficiency challenge, he has a duty to reject a proposed amendment as legally defective for failing to satisfy form and procedural requirements. There is no requirement that the proposed amendment be “patently unconstitutional on its face” before the Secretary must act.
- Constitutional Law: Initiative and Referendum: Legislature. The Legislature‘s independent proposals to amend the constitution must be presented to the voters for a separate vote even if they are proposed in a single resolution.
- Constitutional Law: Legislature. The constitutional requirements for legislative bills do not apply to the Legislature‘s proposed amendments.
- Constitutional Law: Initiative and Referendum. The “single subject” rule that applies to legislative bills under
Neb. Const. art. III, § 14 , does not apply to ballot measures for constitutional amendments. - Constitutional Law. It is a fundamental principle of constitutional interpretation that each and every clause within a constitution has been inserted for a useful purpose.
- Constitutional Law: Initiative and Referendum: Legislature. The single subject rule for voter initiatives and the separate-vote provision for the Legislature‘s proposed amendments should be construed as imposing the same ballot requirements: A voter initiative or a legislatively proposed constitutional amendment may not contain two or more distinct subjects for voter approval in a single vote.
- Constitutional Law: Administrative Law: Initiative and Referendum. The natural and necessary connection test that applies to proposed amendments for city charters and municipal ballot measures also applies to the single subject requirement for voter initiatives under
Neb. Const. art. III, § 2 , and the separate-vote provision ofNeb. Cont. art. XVI, § 1 . - Initiative and Referendum. Under a single subject ballot requirement, the general subject of a proposed ballot measure is defined by its primary purpose.
- ____. Without a unifying purpose, separate proposals in a ballot measure necessarily present independent and distinct proposals that require a separate vote.
- Constitutional Law: Jurisdiction: Declaratory Judgments: Appeal and Error. When a party has invoked the Nebraska Supreme Court‘s original jurisdiction under one of the causes of action specified in
Neb. Const. art. V, § 2 , the court may exercise its authority to grant requested declaratory relief under the Uniform Declaratory Judgments Act or injunctive relief. - Mandamus. A court issues a writ of mandamus only when (1) the relator has a clear right to the relief sought, (2) a corresponding clear duty exists for the respondent to perform the act, and (3) no other plain and adequate remedy is available in the ordinary course of law.
Connolly, J.
I. SUMMARY
In April 2014, the Legislature passed L.R. 41CA,1 a resolution to amend the Nebraska Constitution.
Secretary of State John A. Gale, respondent, denied a request to withhold the proposed amendment from the November 2014 general election ballot. The Secretary determined that the amendment was not facially invalid under the “separate-vote” provision of
We exercise original jurisdiction under
- We conclude that an alleged violation of the separate-vote provision of
Neb. Const. art. XVI, § 1 , presents a preelection justiciable issue for a proposed constitutional amendment. -
We also conclude that the separate-vote provision requires the Legislature to present constitutional amendments to voters in a manner that allows them to vote separately on distinct and independent subjects. - Finally, because L.R. 41CA violates the separate-vote provision, we conclude that
article XVI, § 1 , bars its placement on the November 2014 general election ballot.
II. BACKGROUND
1. Legislative Efforts to Authorize Wagering on Replayed Horseraces
In 2010, three senators introduced a bill to authorize the State Racing Commission to “license and regulate parimutuel wagering on historic horseraces.”6 In the bill‘s statement of intent, the introducer stated that the bill would provide “an additional mode of horse race wagering inside the premises of a licensed horse racetrack” by allowing the operators to “install and operate Instant Racing Terminals.”7 But the Attorney General‘s office issued an opinion that this court would likely determine the bill was unconstitutional under
The Attorney General‘s office concluded that historical horseracing referred to a patented wagering system that was discussed by the Wyoming Supreme Court in a 2006 decision. That court held that instant racing parimutuel wagering terminals were illegal gambling devices and that the Wyoming Pari-mutuel Commission had
The “Instant Racing” system allows bettors to wager on the results of previously run or “historic” races through electronic “Instant Racing Terminals” [“IRTs“]. The machines reportedly can access over 200,000 historic races. Wagers are made by coin or currency. Players can utilize [a] limited Daily Racing Form [for] past performance data (i.e. winning percentages, average earnings per start, trainer and jockey success, etc.) provided in graphic form before making their selections. The data is provided in such a way that bettors cannot identify the exact race. The machines contain a video screen which allows bettors to view the entire race after placing their wagers, or only a short clip of the stretch run of the race.
. . . Unlike most parimutuel wagering, where many wagers are made on a single race, Instant Racing involves wagers on many different races. Winners receive graduated payoffs based on their correct selection of the order of finish. Payoffs are also determined by timing - the bettor who hits first receives the highest payoff.
In appearance and operation, IRTs resemble slot machines or video lottery devices. The “bells and whistles” associated with slot machines or video lottery devices are all present (except for the pull-handle).10
The Attorney General‘s office concluded that wagering through instant racing terminals (IRT‘s) was inconsistent with the type of wagering allowed under
In January 2013, Senator Scott Lautenbaugh introduced L.R. 41CA, the current proposed constitutional amendment to
Currently, the Legislature places a tax on parimutuel wagering.
If it had passed, L.B. 590 would have immediately authorized the installation of IRT‘s. It would not have changed the existing tax scheme, but it would have imposed a separate and new tax on historical horseracing wagers. After paying administrative expenses, one-half of the new tax revenues would have been paid to the State Racing Commission‘s cash fund for equine therapy programs (for veterans and youths). The other half would have been credited to the Compulsive Gamblers Assistance Fund.17
After contentious floor debates, L.B. 590 was indefinitely postponed at Senator Lautenbaugh‘s request.18 But the Legislature advanced L.R. 41CA to the select file19 and carried it over to the next session.20 In March 2014, Senator Lautenbaugh filed an amendment to L.R. 41CA.21 Amendment 1910 included appropriations for all proceeds from taxes on “wagering by the parimutuel method.”22 Similar to the appropriation schemes under the current statutes and the unsuccessful L.B. 590, the proposed new appropriations under the amendment would require “regulatory expenses” to be paid first from the tax revenues.23 But unlike the proposed new tax and appropriations under L.B. 590, amendment 1910 does not limit its proposed new appropriations to tax revenues from only historical horseracing wagers. Instead, amendment 1910 would also change the way that existing tax revenues from live horseracing wagers must be appropriated. That is, those revenues would not be used to maintain a reserve fund, and excess funds would not be credited to the state‘s general fund.
In April 2014, L.R. 41CA, as modified by amendment 1910, passed by the required three-fifths majority of the Legislature.24 The final version would amend
(4)(a) Nothing in this section shall be construed to prohibit
(a)the enactment of laws providing for the licensing and regulation of wagering on the results of live or replayed horseraces, wherever run, either within or outside of the state, by the parimutuel method, when such wagering is conducted by licensees within a licensed racetrack enclosure. The state‘s proceeds from a tax placed on wagering by the parimutuel method shall be appropriated by the Legislature for the costs of regulating wagering by the parimutuel method and for the following purposes:(i) Forty-nine percent of the money remaining after the payment of regulatory expenses shall be used for elementary and secondary education statewide;
(ii) Forty-nine percent of the money remaining after the payment of regulatory expenses shall be used to reduce property taxes statewide; and (iii) Two percent of the money remaining after the payment of regulatory expenses shall be transferred to the Compulsive Gamblers Assistance Fund.25
Section 2 of L.R. 41CA requires the resolution to be submitted to the electors with the following ballot language:
A constitutional amendment to provide for enactment of laws providing for licensing and regulation of wagering on live or replayed horseraces, wherever run, either within or outside of the state, by the parimutuel method, when such wagering is conducted by licensees within a licensed racetrack enclosure, and to require appropriation of certain parimutuel taxes for regulation of parimutuel wagering, for education, for property tax relief, and for the Compulsive Gamblers Assistance Fund.
For
Against26
2. Laws and Facts Relevant to Relator‘s Challenge to Proposed Amendment
In addition, except for special elections,
They also stipulated that the Executive Board of the Legislative Council submitted the following statement to precede the proposed amendment:
A vote FOR this constitutional amendment would authorize the Legislature to enact laws providing for licensing and regulation of wagering on live or replayed horseraces, wherever run, either within or outside of the state, by the pari-mutuel method, when such wagering is conducted by licensees within a licensed racetrack enclosure and require appropriation of certain parimutuel taxes for regulation of parimutuel wagering, for education, for property tax relief, and for the Compulsive Gamblers Assistance Fund.
A vote AGAINST this constitutional amendment would not change existing
provisions on wagering on the results of horseraces.
3. Secretary Rejects Challenge
In July 2014, Loontjer‘s counsel in this action asked the Secretary to exercise his authority to review the legal sufficiency of the proposed amendment. He contended in part that the measure violated the separate-vote provision of
In a memorandum dated July 22, 2014, the Secretary denied Loontjer‘s counsel‘s request. He stated that this court‘s decisions have held that challenges to the substantive constitutionality of a proposed ballot issue are not ripe for deciding before an election. But he recognized that the Secretary can decide, before an election, whether a ballot measure is legally sufficient. He concluded that the challenge of whether the proposed amendment violated the separate-vote provision was a challenge to the legal sufficiency of the ballot measure.
But the Secretary noted that unlike Nebraska‘s statutes governing voter-initiated ballot measures, no statutes gave him the authority to address, before an election, the legal sufficiency of the Legislature‘s proposed constitutional amendments. Relying on a 1996 opinion from the Attorney General‘s office,28 the Secretary concluded that this lack of statutory authority meant he could address constitutional defects in the Legislature‘s proposed amendments only if they were patently clear from the face of the petition.
The Secretary agreed that
III. ANALYSIS
1. Justiciability
[1,2] Challenges to proposed ballot measures present an initial issue of ripeness, and we have not previously decided whether a separate-vote challenge can be decided before an election. Ripeness is a
[3,4] Because the outcome of an election is a contingent future event, a challenge that a proposed ballot measure will violate the substantive provisions of the U.S. or Nebraska Constitution does not present a justiciable controversy. It is not ripe for judicial determination because the voters might vote to reject the measure.31 In contrast, a claim that a proposed ballot measure violates a constitutional or statutory rule that governs the form of the measure or the procedural requirements for its placement on the ballot is a challenge to the legal sufficiency of a ballot measure.32 Such challenges are ripe for resolution before an election.33
For example, in State ex rel. Lemon v. Gale,34 we decided a preelection challenge that two voter-initiated ballot measures to amend the constitution violated the resubmission clause of
In deciding that the controversy was justiciable, we explained that we were not deciding whether the measure would “violate one or more substantive provisions of the state or federal Constitution.”35 Instead, the issue was “whether the measure is legally sufficient to be submitted to the voters” under the resubmission clause.36 And we relied, in part, on two concurring opinions in an earlier decision that had concluded an alleged violation of the single subject requirement for voter-initiated measures presents a preelection justiciable issue.37 We implicitly concluded that the rules were similar in their restrictions of content or form. That is, under these rules, a ballot measure‘s contents are considered only to determine whether it complies with the separate-vote requirement, regardless of the measure‘s subject matter.
[5] Contrary to the Secretary‘s position, State ex rel. Lemon is not distinguishable because it governs voter-initiated ballot measures. Like the resubmission clause of
2. Secretary Has Authority to Review the Legal Sufficiency of the Legislature‘s Proposed Constitutional Amendments Even for Defects That Are Not Obvious
The Secretary contends that unlike his statutory duty to determine the legal sufficiency of voter-initiated ballot measures, he has no clear statutory authority to review the legal sufficiency of the Legislature‘s proposed constitutional amendments. So he contends that the invalidity or unconstitutionality of the Legislature‘s proposed constitutional amendments must be “‘patently’ clear.” We disagree that a heightened standard for legal defects applies.
First, the Secretary relies on our 1984 decision State ex rel. Brant v. Beermann39 to support his argument that the invalidity of a proposed ballot measure must be patently clear on its face before he can review its validity. In that case, we considered a voter-initiated ballot measure. We set out a rule of facial invalidity and provided an example of a facially invalid proposal:
Unless the subject of the proposed petition on its face is invalid or unconstitutional, [the Secretary] cannot pass upon the validity or construction of any proposed law, when the proposed petition is presented for filing pursuant to § 32-704. An example of the Secretary of State‘s determining the validity of an initiative measure would be found in an initiative petition proposing a statutory abolition of a constitutional office.40
Relying on this language, the Attorney General‘s office determined in 1996 that the Secretary had authority to reject a ballot measure only for obvious constitutional defects.41
But the example we cited in State ex rel. Brant shows that we assumed the Secretary could reject a proposed ballot measure for its substantive constitutional defects. To limit the substantive challenges that the Secretary could address, we set out narrowing principles, including the one above. In 1996, however, we held in Duggan v. Beerman42 that a substantive challenge to a proposed ballot measure was not ripe for judicial decision before an election.
Although in a couple of our cases we have repeated the “facial invalidity” requirement,43 we have never held that the Secretary cannot address a challenge to a ballot measure‘s legal sufficiency unless the defect is obvious on the face of the measure. Such a requirement would be contrary to our reasoning in State ex rel. Wieland v. Beermann.44 There, we held that the Secretary had a ministerial duty to review his own records to determine whether explanatory statements describing the proposed amendments were timely filed, to withhold proposals that did not meet the filing deadline, and to supervise the conduct of general elections. We explained that the Secretary‘s duty to act was not discretionary just because he needed to make factual determinations to carry out his statutory duties. We noted that the Secretary also must make inquiries to determine the sufficiency of signatures collected on initiative petitions.
Our analysis in State ex rel. Wieland illustrates that a legal defect in a proposed ballot measure will frequently not be obvious. But if the Secretary has a duty to determine the legal sufficiency of a proposed ballot measure, the necessity of “[l]egal or factual determinations made at the outset of the inquiry” do not affect the nature of his duty.45 We conclude that State ex rel. Brant has no application to a challenge that a ballot measure is legally defective in its failure to comply with rules governing its form or procedural requirements.
Next, the Secretary argues that chapter 32, article 14, of the Nebraska Revised Statutes more specifically authorizes him to review the legal sufficiency of voter-initiated ballot measures than does chapter 49, article 2, which governs constitutional amendments proposed by the Legislature. For example, the Secretary points to
Moreover, the Secretary‘s statutory authority to review voter-initiated ballot measures for their legal sufficiency is not as explicit as it was before 1995. As we noted in Duggan, the Legislature overhauled the election laws in January 1995.47 Before then,
Instead, under
Chapter 32, article 2, of the Nebraska Revised Statutes deals with the Secretary‘s duties for the conduct of all statewide elections, and
Whenever at a session of the Legislature more than one amendment to the Constitution or proposition is submitted to a vote of the people, it shall be the duty of the Secretary of State to provide the form of the ballots containing such propositions or proposed amendments, which are to be submitted to a vote of the people. . . . If more than one amendment to the Constitution or proposition is received at the same time, they shall be submitted in the order they were approved by the Legislature.
It is true that part of
Additionally,
[6,7] Summed up, we conclude that the Secretary‘s statutory duties to provide the ballot form for the Legislature‘s proposed constitutional amendments and to certify its contents, coupled with his duties
So, the Secretary incorrectly argues that he lacks clear statutory authority to address the legal sufficiency of the Legislature‘s proposed constitutional amendments before an election. He has authority to determine whether they meet form and procedural requirements. Accordingly, the Secretary also incorrectly concluded that because he lacked this authority, he can address such defects only if they are “‘patently’ clear” from the face of the petition. Instead, the standard that a challenger must satisfy to keep a voter-initiated amendment off the ballot should also be the standard that applies to the Legislature‘s proposed amendments. Applying the same standard to all proposed ballot measures is consistent with our holdings that under the Nebraska Constitution, the Legislature and electorate are coequal sources of legislation.51
[8] We hold that the Secretary cannot determine the substantive merits of the Legislature‘s proposed constitutional amendment. But in a legal sufficiency challenge, he has a duty to reject a proposed amendment as legally defective for failing to satisfy form and procedural requirements. There is no requirement that the proposed amendment be “patently unconstitutional on its face” before the Secretary must act.
Having determined the justiciability of the issue and the Secretary‘s authority to determine whether a legislatively proposed amendment violates the separate-vote requirement, we turn to the meaning of that requirement.
3. Separate-Vote Provision Imposes a Single Subject Requirement for the Legislature‘s Proposed Amendments
The separate-vote provision requires that “[w]hen two or more amendments are submitted at the same election, they shall be so submitted as to enable the electors to vote on each amendment separately.”52 Lootnjer contends that L.R. 41CA violates this requirement because voters cannot separately vote on its separate provisions, i.e., its proposed amendment to permit a new form of gambling and its proposed amendment to restrict the Legislature‘s appropriation authority. By dissecting its appropriation requirements, Loontjer argues that L.R. 41CA presents several different proposals for the voters to decide and about which they could disagree. She contends that the separate-vote provision is akin to a single subject rule, which is intended to prohibit logrolling, and that L.R. 41CA fails to meet the “‘natural and necessary connection‘” test for determining whether a proposed measure presents a single subject for a single vote.
The Secretary does not dispute that the separate-vote provision constitutes a single subject rule for the Legislature‘s proposed constitutional amendments. But he contends that L.R. 41CA pertains to only one general subject: parimutuel wagering on
We agree with the parties that the separate-vote provision under
(a) Independent Subjects Must Be Separately Presented to Voters
Under separate-vote provisions in state constitutions, courts have almost invariably characterized unrelated subject matters within a single proposition as separate amendments that must be submitted to the voters separately.53 An early Wisconsin case influenced many other state courts. In State ex rel. Hudd v. Timme,54 the Wisconsin Supreme Court rejected an argument that any change to an existing constitutional provision and any new provision must be considered a separate amendment to be voted on separately in a ballot. It reasoned that if each provision of a single plan had to be separately submitted to the voters and a crucial provision failed, the provisions that passed might be effectively defeated. It pointed out that in amendments under consideration, the proposals to change the legislative session from annual to biennial meetings was intimately connected to the provision to change a legislator‘s tenure from 1 to 2 years. Otherwise, some legislators would have no duties. Voter approval of only one provision would be absurd, so the provisions should stand or fall together. Similarly, the proposed increase in legislators’ salaries, while not intimately connected to the session change, was sufficiently connected because the legislators’ duties would be enlarged. The court set forth the following rule:
We think amendments to the constitution, which the [separate-vote provision] requires shall be submitted separately, must be construed to mean amendments which have different objects and purposes in view. In order to constitute more than one amendment, the propositions submitted must relate to more than one subject, and have at least two distinct and separate purposes not dependent upon or connected with each other. . . . [Legislators] are not compelled to submit as separate amendments the separate propositions necessary to accomplish a single purpose.55
And the Arizona Supreme Court pointed out in 1934 that numerous early state court decisions cited the Wisconsin case with approval.56 Agreeing with the Wisconsin court, it held that “‘to constitute more than one amendment, the propositions submitted must relate to more than one subject, and have at least two distinct and separate purposes not dependent upon or connected with each other.‘”57
[9-11] This court has decided only one case under the separate-vote provision of
(b) Single Subject Rule for Legislative Bills Does Not Apply to Proposed Amendments
Other courts have held that the same standard that governs single subject rules for ballot measures also applies to separate-vote rules for constitutional amendments.59 Like single subject rules, a separate-vote provision is often said to be aimed at the practice of logrolling.60 We have said logrolling is the practice of combining dissimilar propositions into one proposed amendment so that voters must vote for or against the whole package even though they would have voted differently had the propositions been submitted separately.61 It is sometimes described as including favored but unrelated propositions in a proposed amendment to ensure passage of a provision that might otherwise fail.62
As explained below, we conclude that under the Nebraska Constitution, the single subject rule for proposed voter initiatives should be the same as the separate-vote rule for the Legislature‘s proposed amendments. But consistent with our decision in In re Senate File No. 31, we conclude that the single subject rule for legislative enactments has no application here. That provision is found in
But as Chief Justice Hendry pointed out in 2003, this court has previously recognized that a stricter standard should apply when considering the validity of a constitutional amendment, as distinguished from a legislative bill to enact or amend a statute.64
Similarly, in Omaha Nat. Bank v. Spire,67 we stated that the significant difference between labeling an initiative petition as a proposed statute or constitutional amendment would obviously affect whether a petition signer or voter would support the initiative:
The differences between a law enacted by the initiative procedure and an amendment are obvious and great. While a law enacted by the initiative process may not be vetoed by the Governor of the state (
article III, § 4 ), any law may later be repealed by the Legislature. An amendment to the Constitution, on the other hand, may not be repealed by the Legislature, but only by the people in a subsequent amendment to the Constitution.
Like the labeling of an initiative petition, the separate-vote provision of
4. Natural and Necessary Test Applies to Separate-Vote Provision
(a) History of Constitutional Amendments Shows Single Subject Requirements for Voter Initiatives Should Govern Legislature‘s Proposed Amendments
[12] But the second sentence of the quoted requirements for initiatives—i.e., that initiative measures shall contain only one subject—was adopted by the voters in 1998.69 Because it was added later, it necessarily implies a requirement that exceeds the requirement that the subject matter of initiatives shall be subject to the same requirements as legislative enactments. It is a fundamental principle of constitutional interpretation that each and every clause within a constitution has been inserted for a useful purpose.70 And the legislative history of the resolution proposing the amendment shows that it was intended to equalize the requirements for ballot measures proposed by the voters and constitutional amendments proposed by the Legislature.
The amendment was apparently a response to two opinions from the Attorney General in 1995 and 1996.71 In short, the Attorney General concluded that we would probably apply the same test to all constitutional amendments—whether proposed by the Legislature or the voters—and that we would require a separate vote on its provisions unless they met the test for a single subject. But at that time,
[13] In sum, our constitutional history and the opinions of other state courts support our conclusion that the single subject rule for voter initiatives and the separate-vote provision for the Legislature‘s proposed amendments should be construed as imposing the same ballot requirements: A voter initiative or a legislatively proposed constitutional amendment may not contain two or more distinct subjects for voter approval in a single vote.
(b) Natural and Necessary Connection Test Applies to All Single Subject Ballot Requirements
Our conclusion that all ballot measures for laws or constitutional amendments are limited by the requirement that they present only one subject matter to the voters does not end our analysis. We have never decided what test should apply for the single subject requirement under
In Munch, we considered the validity of a proposed amendment to a city charter. We adopted a rule that courts have applied to state constitutional amendments. We cited a general rule providing that if the separate provisions of a proposed amendment are all “‘germane‘” to the general subject matter, they may be submitted to the voters in a single vote.75 And we cited a case concluding that the controlling consideration is an amendment‘s singleness of purpose and the relationship of the details to its general subject. We adopted the following test for the single subject requirement: “[W]here the limits of a proposed law, having natural and necessary connection with each other, and, together, are a part of one general subject, the proposal is a single and not a dual proposition.”76
We have also applied a common-law single subject test to municipal voter initiatives: “The common-law single subject rule of form that we adopted in Drummond [v. City of Columbus77 preserves the integrity of the municipal electoral process by invalidating proposed ordinances that require voters to approve distinct and independent propositions . . . .”78 We reasoned that “if a proposed ballot measure combines two distinct proposals so that voters are compelled to vote for or against both when they might not do so if separate questions were submitted, then they cannot express a clear preference on both proposals.”79 We held that
a proposed municipal ballot measure is invalid if it would (1) compel voters to vote for or against distinct propositions in a single vote—when they might not do so if presented separately; (2) confuse voters on the issues they are asked to decide; or (3) create doubt as to what action they have authorized after the election.80
The first component of the test for municipal ballot measures reflects the prohibition against logrolling that is the primary purpose of the separate-vote provision. And we specifically stated that “a municipal ballot measure with separate provisions does not violate the single subject rule if the provisions have a natural and necessary connection with each other and together are part of one general subject.”81
[14] It would be a strange result if we were more concerned about the integrity of municipal elections than state-wide votes to amend the fundamental law of Nebraska. And other courts agree that separate provisions in proposed constitutional amendments must be closely related in purpose to be presented to the electorate for a single vote.82 We conclude
5. Application of Natural and Necessary Connection Test
To recap, Loontjer contends that L.R. 41CA violates the natural and necessary connection test because voters cannot separately vote on its separate provisions to permit a new form of gambling and to change the appropriation of taxes collected from parimutuel wagering.
The Secretary contends that L.R. 41CA does not violate the natural and necessary connection test because its “broad, general subject matter” is parimutuel wagering on horseracing and all aspects of the amendment have a natural and necessary connection to this general subject matter.83
[15] Of course, whether a proposed amendment‘s provisions deal with a single subject matter depends on how narrowly or broadly the subject matter is defined. But we reject the Secretary‘s argument that the subject matter of L.R. 41CA is broad enough to encompass any topic connected to parimutuel wagering related to horseracing. Under this reasoning, the Legislature could propose in a single amendment to change any law dealing with a subject as broad as gambling, or the organization of government or schools. Instead, as we said in Munch, “the controlling consideration in determining the singleness of an amendment is its singleness of purpose and the relationship of the details to the general subject.”84 Clearly, the intent of this rule was to clarify that under a single subject ballot requirement, the general subject of a proposed ballot measure is defined by its primary purpose, and the facts of Munch support that conclusion.
In Munch, a city council proposed an amendment to the city‘s charter to create a uniform system of pensions for firefighters and police officers. The employees’ pensions were set out in different articles of the charter, and the firefighters had previously received better pension benefits. So to equalize the plans, the amendment necessarily proposed several changes. But all the amendment‘s provisions were closely related to the amendment‘s single purpose “to place the firemen and policemen of the city on the same pension basis.”85 We rejected the plaintiff‘s argument that the amendment presented a dual proposition and that voters should be able to decide whether to change each plan separately. We concluded that voters were asked to decide a single proposition, i.e., whether to adopt a unified pension fund plan.
In contrast, we held that a municipal ballot measure in City of North Platte v. Tilgner86 violated the common-law single subject rule because the voters were asked to approve of distinct and independent propositions in a single vote. There, the city had previously approved an occupation tax to pay for a visitor center and indefinitely fund its operation. It then entered into an option contract to purchase a visitor center from a private group, and the private group obtained a loan to fund the project. The initiative‘s proponents sought to amend the occupation tax ordinance
We concluded that the two proposals—prohibiting the use of an occupation tax for a visitor center‘s operating expenses and requiring the city to use the revenues for property tax relief—did not have a natural and necessary connection:
These amendments were not separate provisions of the same law. But even if they could be construed as such, we conclude that they presented independent and distinct proposals instead of having a natural and necessary connection. . . . Because the petition presented distinct but dual propositions for a single vote, voters could not express a preference on either without approving or rejecting both. Because the appellants’ referendum petition would not permit voters to express a clear preference on dual propositions, it violated the single subject rule and was invalid.87
[16] Our conclusion in City of North Platte that the initiative‘s proposals were not separate provisions of the same law under the single subject requirement was clearly tied to their lack of any unifying purpose. Without a unifying purpose, separate proposals in a ballot measure necessarily present independent and distinct proposals that require a separate vote.
Here, the Legislature‘s primary purpose in L.R. 41CA is to legalize a new form of wagering under
The answer is no. The appropriation proposal‘s only connection to the wagering proposal was to enhance the odds that voters would approve the new form of wagering. Many voters who might oppose proposals for new forms of wagering, standing alone, might nonetheless want new funding for property tax relief and kindergarten through 12th grade education. But they would be presented with a take-it-or-leave-it proposition. And this type of proposition is at the heart of the prohibition against logrolling. Conversely, even voters who would support the new type of wagering might prefer that the parimutuel tax revenues continue to be credited to the state‘s general fund, instead of devoted exclusively to property tax relief and education.
The 1992 election illustrates that even if a majority of voters want to authorize a new form of wagering, they would not necessarily agree on the appropriations of tax revenues from it. That election also shows that the Legislature had previous experience with the proper means of presenting voters with distinct and independent proposals. We hold that because L.R. 41CA‘s provisions did not have a natural and necessary connection, the Legislature was required to present the proposals to the voters for separate votes.
6. Secretary Must Withhold L.R. 41CA From the Ballot
In Loontjer‘s petition, she sought a writ of mandamus requiring the Secretary to deny certification and withhold the proposed amendment from the ballot. Under the Uniform Declaratory Judgments Act,91 she also sought a declaration that the ballot language was invalid for three reasons: (1) the ballot language violates the separate-vote provision under
[17] We granted jurisdiction for an original cause of action involving revenue, in which the State has a direct interest, and a request for a writ of mandamus. When a party has invoked our original jurisdiction under one of the causes of action specified in
[18] Although the appropriate relief might be characterized in part as declaratory or injunctive, Loontjer argues that the Secretary was required by law to refuse to certify the Legislative proposal for placement on the November 2014 ballot, that he refused, and that this court should compel him to do so. Thus, she seeks a writ of mandamus. A court issues a writ of mandamus only when (1) the relator has a clear right to the relief sought, (2) a corresponding clear duty exists for the respondent to perform the act, and (3) no other plain and adequate remedy is available in the ordinary course of law.93
Because we have held that the Secretary had the duty to determine whether a legislatively
IV. CONCLUSION
We conclude that L.R. 41CA violates the separate-vote provision of
Writ of mandamus granted.