STATE EX REL. LEWIS, аnd another, Petitioners, v. LUTHERAN SOCIAL SERVICES OF WISCONSIN AND UPPER MICHIGAN, Respondent.
No. State 12 (August Term, 1970)
Supreme Court of Wisconsin
June 5, 1973
Motion for rehearing denied, without costs, on August 28, 1973.
207 N.W.2d 826
For petitioner John Thomas Lewis there was a brief and oral argument by Bruce C. O‘Neill of Milwaukee, guardian ad litem for John Thomas Lewis.
For the respondents there was a brief by Hamilton & Mueller of Dodgeville, attorneys for the adoptive parents; a brief by Ralph von Briesen of Milwaukee, attorney for Lutheran Social Services of Wisconsin and Upper Michigan, and Stephen W. Hayes and von Briesen, Redmond, Schilling & Kreunen of counsel, all of Milwaukee; and oral argument by Frank D. Hamilton and Ralph von Briesen.
HALLOWS, C. J. Perhaps the most important determination to be made is the effect of Stanley v. Illinois upon this case. In Stanley, the supreme court struck down an Illinois law which made children of unwed fathers wards of the state. Mr. Stanley had lived with a woman not his wife intermittently for some eighteen years, during which time they had three children.2 Upon the woman‘s death, these children were placed with guardians. Mr. Stanley fought this placement, claiming a denial of equal protection. In Stanley, the supreme court decided two things: (1) That the denial of a natural father‘s parental rights to a child born out of wedlоck based on mere illegitimacy violated his constitutional right to equal protection of the laws, and (2) that the termination of a natural father‘s parental rights to a
It is urged that Stanley v. Illinois should not be applied to this case, that its ruling should have only prospective effect; we disagree. The very mandate of the United States Supreme Court, which vacated our judgment holding that the petitioner Jerry D. Rothstein had no parental rights, tells us to recоnsider the problem of custody in light of Stanley. Certainly we cannot validate an adoption when the very holding of Stanley was that the denial of the existence of parental rights in unwed fathers is unconstitutional. If custody is to be left with the “adoptive parents,” it must rest on grounds other than the adoption decree. There can be no valid adoption without a valid termination of parental rights. Armstrong v. Manzo (1965), 380 U. S. 545, 85 Sup. Ct. 1187, 14 L. Ed. 2d 62. See also: Selman v. Phillips (1966), 384 U. S. 210, 86 Sup. Ct. 1468, 16 L. Ed. 2d 482.
A distinction must be made between the termination of parental rights and the granting of custody without the termination of parental rights. While it is possible to grant custody in divorce cases without terminating parental rights and perhaps in other cases, it is not possible to give custody based upon adoption without a termination of parental rights. Whether the present persons having custody of John Thomas Lewis would accept custody without adoption is a question not before us; their position is adoption, not custody. We point out it has been held that where an adoption proceeding is void, the “adoptive parents” could be allowed to retain custody where it would be in the best interests of the child. Fielding v. Highsmith (1943), 152 Fla. 837, 13 So. 2d 208; Ex parte Vancuren (1929), 135 Okla. 91,
An adoption proceeding is the legal method of creating a new relationship of parent and child; it does not merely determine custody.
We do not hold that Stanley or the reversal of our decision in Rothstein is to be applied retroactively and undercut the basis of other prior adoption proceedings. In this case, the petitioner made his claim known prior to the birth of the child, was kept from knowledge of its birth and its whereabouts, made an appliсation to the court to assert his rights as soon as he learned of the termination-of-parental-rights proceedings, and was denied a hearing. There are few cases pending with facts raising such an issue. Stanley applied retroactively only to these facts and to any pending cases where the natural father has been denied rights which he asserted as the petitioner did in this case.
The treatment of Stanley as retroactively applicable to this case is in accordance with what at least one other state has done with this same problem. In People ex rel. Slawek v. Covenant Children‘s Home (1972), 52 Ill. 2d 20, 284 N. E. 2d 291, a child born out of wedlock was placed for adoption upon consent of the mother alone and without notice to the putative father. The father challenged the Illinois statutes which precluded fathers of illegitimate children from asserting any rights in adoption proceedings. The Illinois court applied the rule of Stanley that putative fathers have a constitutional right to a hearing on their fitness for custody to this pre-Stanley adoption and declared the Illinois adoption and paternity acts unconstitutional “insofar as they are in conflict with Stanley, Rothstein, and Vanderlaan v. Vanderlaan, 126 Ill. App. 2d 410, 262 N. E. 2d 717, vacated 405 U. S. 1051, 92 Sup. Ct. 1488, 31 L. Ed. 2d 787.”
In Vanderlaan, the Illinois Supreme Court held that a divorced father had no right to custody of his children born subsequent to the divorce. On the samе day that it decided Rothstein, the United States Supreme Court
Our present statutes on termination of parental rights are unconstitutional only insofar as they are in conflict with Stanley, Rothstein, and Vanderlaan. The saving of so much of the statutes as possible is desirable and compatible with the method recognized in Huebner v. State (1967), 33 Wis. 2d 505, 147 N. W. 2d 646. To comply with constitutional dictates and until the legislature provides a more adequate procedure,4 notice for the termination of the natural parеntal rights of unwed fathers shall be the same as that required to be given to married parents or unwed mothers under
It is urged by the petitioner, relying on Ponsford v. Crute (1972), 56 Wis. 2d 407, 202 N. W. 2d 5, that he is entitled to custody as a matter of law over all other persons because he has been found to be the father and to be fit. A great portion of the briefs submitted in this case deal with the apparent conflict in decisions of this court involving the natural rights of parents in contrast to the so-called “best-interests-of-the-child” test. Of course, in custody cases, as distinguished from parental termination cases, the “best interests of the child” constitutes an important factor, but in Ponsford we stated it is not the controlling factor.
The phrase, “best interests of the child,” means all things to all people: it means one thing to a juvenile judge, another thing to adoptive pаrents, something else to natural parents, and still something different to disinterested observers. If judges were endowed with omniscience, the problem would not be difficult; but the tendency in man is to apply intuition in deciding that a child would be “better” with one set of parents than with another, and then to express this intuitive feeling in terms of the legal standard of being “in the best interests of the child.” Courts have not laid down any definite guidelines which can be followed in every case
We have before us now not the question of present custody but whether the petitioner‘s rights as a natural parent should be terminated nunc pro tunc. This court took a shortcut in the last reference and thus we do have a finding that the petitioner is the father, which fact has not been contested. But the finding of fitness is based upon evidence of current status, whereas we now think the issue of termination of parental rights should be viewed as of the period of time when that issue should have been determined and when the petitioner‘s constitutional rights were dеnied him. This would be the date of the judgment in the county court of La Crosse county on November 11, 1969.
Facts found in relation to fitness on the last reference are not binding. This matter must be sent back to the county court of La Crosse county, the termination-of-parental-rights proceeding must be reopened and the petitioner Jerry D. Rothstein must be given a hearing on
We have read the dissenting opinion, and while it is unusual to comment upon it in the majority opinion, we are compelled to point out that the issues raised in the dissent on the question of estoppel, the completion of the adoption proceedings, and the welfare of the child are not pertinent to the issues decided by the majority. Some of the matters covered by the dissent were neither raised by the briefs nor orally argued and should not at this time be considered by the court. The dissent expressly refuses to recognize that the bond of nature between a parent and a child bоrn out of wedlock should not be less protected by law “simply because her natural father has not married her mother.” Gomez v. Perez, supra. It likewise ignores consideration of the presump-
By the Court.—The judgment of the county court of La Crosse county of November 11, 1969, denying Jerry D. Rothstein a right to be heard, is hereby vacated and the court is directed to hold a hearing on proper notice to both Jerry D. Rothstein and the mother of John Thomas Lewis, and to the guardian ad litem Bruce O‘Neill, and all other persons appearing in this procеeding to determine the termination of the respective parental rights of the natural parents of John Thomas Lewis. If the mother of John Thomas Lewis is satisfied with the prior termination of her rights, she may consent to the termination of her rights at this hearing. If the parental rights of both parents are terminated and there is to be a review, this court will review the matter upon application in this proceeding. If the parental rights of both parties are not terminated, this court will hear further motions on the issue of custody without adoption.
ROBERT W. HANSEN, J. (dissenting). The United States Supreme Court has remanded this case to this court with a threefold mаndate:
(1) “. . . for further consideration in the light of Stanley v. Illinois,” 1
(2) “. . . with due consideration for the completion of the adoption proceedings,”
As to these three mandated areas for court review, the opinion of the majority of this court gives two of them no consideration at all. The majority opinion states: “. . . the completion of the adoption proceedings, and the welfare of the child are not pertinent to the issues decided by the majority.” Obviously, what is considered “not pertinent” by the majority of this court was considered relevant and pertinent by the United States Supreme Court. We are directed to give consideration to three aspects of this case, and so we do just that.
(1) Impact of Stanley decision.
In Stanley v. Illinois,2 the nation‘s highest court struck down an Illinois statute under which the children of unwed fathers became wards of the state upon the death of the mother.3 It rejected a state court holding that an unwed father could properly be separated from his children “. . . upon proof of the single fact that he and the dead mother had not been married. . . .”4 Insisting upon “individualized determination” rather than “procedure by presumption,” it concludеd that putative fathers are entitled to a “. . . hearing on their fitness before their children are removed from their custody. . . .”5 (Emphasis supplied.)
Is the petitioner here in the position of Peter Stanley, so that it can be said that a “. . . single fact that he and the . . . mother had not been married. . . .”6 was relied upon to warrant termination of his parental rights by court proceedings? We think not.
That cannot be said of the petitioner here. When the mother (of the child that he now claims to be his) first informed him of the fact that she was pregnant, he did not admit that he was the father of the child. Instead, he stated that the mother could have been with other men and he would have no way of knowing it. He not only then, but subsequently, denied paternity, and accused the mother of having had illicit sexual relations with other men. Implicit in such denials of paternity was a refusal to assure financial support for the child as its father. At the hearing before the referee, the mother testified that the petitioner, when informed by her that she was bearing his child, stated: “He told me he was going to see the doctor to make sure I couldn‘t use his name as the father on the birth certificate.”9
Clearly, such denial of paternity would be a powerful motivating influence upon the mother to seek court termination of parental rights as a prelude to having the child “put out” for adoption. Nonetheless, under Stanley,
A court proceeding for the termination of parental rights is a proceeding in equity.10 And the law of equity applies to attacks upon such proceedings, as well as to the conducting of them. As to antagonists as well as protagonists, one who seeks equity must do equity. It is the rule in equity that “. . . a litigant may be denied relief by a court of equity on the ground that his conduct has been inequitable . . . as to the controversy in issue. . . .”11 and affirmative relief is to be denied because of such conduct “. . . even though it thereby leaves undisturbed, and in ostensibly full legal effect, acts or proceedings which it would otherwise set aside.”12
It has been said that the “no polluted hand shall touch” maxim13 is “. . . most applicable when a party seeks to take advantage of an act or omission which he has himself induced . . . .”14 That exactly describes the situation here. When the defendant denied paternity, accused the mother of intercourse with others, and stated he would take steps to see that his name did not appear on the birth certificate as the father, he placed himself in a position where he could not in equity attack the lack of notice to him that would otherwise have been required in the termination of parental rights proceedings in court. All requirements of estoppel being present,15 he was, by his conduct, equitably estopped from
(2) Completion of adoption proceedings.
We are directed by the United States Supreme Court to act with “due consideration for the completion of the adoption proceedings.” This could be read as a high court mandate for a bаlancing of rights approach which would take into consideration the fact that the adoptive parents have provided love, care, affection and support to the child they took into their family circle. The completion of the proceedings gave to the adoptive parents a legal status and interests countervailing to those of the petitioner. In Stanley, after the death of the mother, there was no one, except the father, who had ever stood in the role of parent to the three children involved. The high court stated that “[t]he private interest here, that of a man in the children he has sired and raised, undeniably warrants deference and, absent a powerful countervailing interest, protection. . . .”16 (Emphasis supplied.) Here the fact of adoption and time spent with the adoptive parents certainly constitutes a “powerful countervailing interest” which is to be given consideration.
However, we see the high court‘s reference to “completion of the adoption proceedings” as referring primarily to the proceedings rather than to consequential rights of the adoptive parents. Subject to statutory rights of appeal, finality is a goal to be sought in all legal proceedings. It is particularly so in cases involving adoption of infants. The reason goes beyond encouraging
Statutorily prescribed time limits for appeal are to be complied with in all cases. Particularly in cases involving termination of parental rights and adoption proceedings, such time limits on appeals ought to be rigidly adhered to. In the case before us, the petitioner failed to timely appeal the denial of his challenge to the court order terminating his parental rights. He did challenge—by motion to vacate—the validity of the termination of parental rights judgment. A hearing was held, and the petitioner‘s challenge to the judgment was rejected by order of the county court that had earlier entered the judgment. Under the statute, the petitioner had forty days within which to appeal this adverse county court ruling on his challenge.17 Instead, he elected to abandon any such appeal. When the time expired for appeal, he lost his only right to successfully attack the termination of his rights by the county court judgment. The plain fact is that he asked for a court ruling on his
(3) Welfare of adopted child.
We are directed by the United States Supreme Court to give “due consideration for . . . the fact that the child has apparently lived with the adoptive family for the intervening period of time.” That intervening period of time is now four years. Clearly this portion of the high court remand makes relevant court inquiry into the present well-being and best interests of the child involved. If this were solely a matter of the propriety of earlier legal proceedings, whether the child had been with its adoptive parеnts for five weeks, five months or five years would make no conceivable difference.
The introduction of the need of court concern as to the welfare of the child involved should come as no jarring note in this state. This court has said, “the polestar remains the welfare of the child.”20 This court, of custody disputes in divorce cases, has observed, “. . . [C]hildren involved in a divorce are always disadvantaged parties and . . . the law must take affirmative steps to protect their welfare.”21 (Emphasis supplied.) What
In this case, following remand from the high court, our court appointed a referee to determine, among other issuеs, whether the best interests of the child would be served by its custody being awarded to the putative father. The referee, a county judge with years of experience and national stature in the fields of juvenile and family law, found that it would be in the best interests of the child to remain with its adoptive parents. On this record, it is difficult to see how the finding and recommendation could be otherwise. A theologian once suggested, “Give me the child until it is three. . . .” Here the child has spent not three, but four important formative years with its adoptive parents. Aside from the trauma involved in the uprooting, the child‘s roots are anchored in this only hоme environment and family setting it has ever known. We see no basis for challenging, and every reason for concurring in, the referee‘s finding of fact that this child‘s best interests would best be served by its remaining with its adoptive parents.
Giving due consideration to the three areas of proper court concern, as mandated by the United States Supreme Court, we conclude:
(1) By denying paternity and refusing to assure support for the child, the petitioner equitably estopped him-
(2) By electing not to appeal within statutory time limits the county court order rejecting his chаllenge to the termination of parental rights judgment, the petitioner abandoned and lost his right to challenge such judgment.
(3) Giving consideration to the four years during which the child has lived with its adoptive parents, it is clear that the best interests and welfare of such child would be served by permitting it to remain with the only parents and in the only home that it has ever known.
For these reasons, the writer, joined by Mr. Justice LEO B. HANLEY and Mr. Justice CONNOR T. HANSEN, would deny the writ requested.
